On the computation of shear waves by the ray method

Summary. The ray series solution of the elastodynamic equation of motion for shear waves propagating through a laterally inhomogeneous three-dimensional medium can be simplified by the use of a particular coordinate system that accompanies the wave front along the ray of investigation. The system is entirely determined by parameters that are obtainable from the ray. The transport equations for the principal shear wave components are then no longer coupled, but reduce to the same type of equation which determines the principal compressional wave component.     

Implementation of perfectly matched layers in an arbitrary geometrical boundary for elastic wave modelling

The perfectly matched layer (PML) absorbing boundary condition is incorporated into an irregular-grid elastic-wave modelling scheme, thus resulting in an irregular-grid PML method. We develop the irregular-grid PML method using the local coordinate system based PML splitting equations and integral formulation of the PML equations. The irregular-grid PML method is implemented under a discretization of triangular grid cells, which has the ability to absorb incident waves in arbitrary directions. This allows the PML absorbing layer to be imposed along arbitrary geometrical boundaries. As a result, the computational domain can be constructed with smaller nodes, for instance, to represent the 2-D half-space by a semi-circle rather than a rectangle. By using a smooth artificial boundary, the irregular-grid PML method can also avoid the special treatments to the corners, which lead to complex computer implementations in the conventional PML method. We implement the irregular-grid PML method in both 2-D elastic isotropic and anisotropic media. The numerical simulations of a VTI lamb's problem, wave propagation in an isotropic elastic medium with curved surface and in a TTI medium demonstrate the good behaviour of the irregular-grid PML method.     

Simulating three-dimensional seismograms in 2.5-dimensional structures by combining two-dimensional finite difference modelling and ray tracing

Finite difference (FD) simulation of elastic wave propagation is an important tool in geophysical research. As large-scale 3-D simulations are only feasible on supercomputers or clusters, and even then the simulations are limited to long periods compared to the model size, 2-D FD simulations are widespread. Whereas in generally 3-D heterogeneous structures it is not possible to infer the correct amplitude and waveform from 2-D simulations, in 2.5-D heterogeneous structures some inferences are possible. In particular, Vidale & Helmberger developed an approach that simulates 3-D waveforms using 2-D FD experiments only. However, their method requires a special FD source implementation technique that is based on a source definition which is not any longer used in nowadays FD codes. In this paper, we derive a conversion between 2-D and 3-D Green tensors that allows us to simulate 3-D displacement seismograms using 2-D FD simulations and the actual ray path determined in the geometrical optic limit. We give the conversion for a source of a certain seismic moment that is implemented by incrementing the components of the stress tensor.
Therefore, we present a hybrid modelling procedure involving 2-D FD and kinematic ray-tracing techniques. The applicability is demonstrated by numerical experiments of elastic wave propagation for models of different complexity.     

Geometrical structure of shear wave surfaces near singularity directions in anisotropic media

There are three types of surfaces which are used for studying wave propagation in anisotropic media: normal surfaces, slowness surfaces and wave surfaces. Normal surfaces and slowness surfaces have been researched in detail. Wave surfaces are the most complicated and comparatively poorly known compared with the other two. Areas of complicated geometrical structure of the wave surfaces are located in the vicinity of conical acoustic axes. There is an elliptical hole on the quick shear wave surface and complicated folds and cusps on the slow shear wave surface. Decomposition of the slow shear wave surface into smooth sheets is used for the study of its geometrical structure. Complexity of shear wave surfaces can be expressed by the number of waves corresponding to a fixed ray. An original approach to the calculation of wave normals depending on ray direction is presented.     

Range of validity of seismic ray and beam methods in general inhomogeneous media – I. General theory

Summary. The limitations of asymptotic wave theory and its geometrical manifestations are newly formalized and scrutinized. Necessary and sufficient conditions for the existence of acoustic and seismic rays and beams in general inhomogeneous media are expressed in terms of new physical parameters: the threshold frequency ω₀ associated with the P/S decoupling condition, the cut-off frequency ω_c associated with the radiation-zone condition, the total curvature of the wavefront and the Fresnel-zone radius.
The analysis is facilitated with the introduction of a new ancillary functional – the hypereikonal which is capable of representing ordinary as well as evanescent waves. The hypereikonal is the natural extension of the eikonal theory.
With the aid of the above new parameters, simple conditions are obtained for the decoupled far field, the decoupled near field, two point dynamic ray tracing, paraxial wavefields and Gaussian beams.     

An introduction to Maslov's asymptotic method

Summary. Familiar concepts such as asymptotic ray theory and geometrical spreading are now recognized as an asymptotic form of a more general asymptotic solution to the non-separable wave equation. In seismology, the name Maslov asymptotic theory has been attached to this solution. In its simplest form, it may be thought of as a justification of disc-ray theory and it can be reduced to the WKBJ seismogram. It is a uniformly valid asymptotic solution, though. The method involves properties of the wavefronts and ray paths of the wave equation which have been established for over a century. The integral operators which build on these properties have been investigated only comparatively recently. These operators are introduced very simply by appealing to the asymptotic Fourier transform of Ziolkowski & Deschamps. This leads quite naturally to the result that phase functions in different domains of the spatial Fourier transform are related by a Legendre transformation. The amplitude transformation can also be inferred by this method. Liouville's theorem (the incompressibility of a phase space of position and slowness) ensures that it is always possible to obtain a uniformly asymptotic solution. This theorem can be derived by methods familiar to seismologists and which do not rely on the traditional formalism of classical mechanics. It can also be derived from the sympletic property of the equations of geometrical spreading and canonical transformations in general. The symplectic property plays a central role in the theory of high-frequency beams in inhomogeneous media.     

Existence of transverse waves in anisotropic poroelastic media

Out of the four waves in an anisotropic poroelastic medium, two are termed as quasi-transverse waves. The prefix 'quasi' refers to their polarizations being nearly, but not exactly, perpendicular to direction of propagation. In this composite medium, unlike perfectly elastic medium, the propagation of a longitudinal wave along a phase direction may not be accompanied by transverse waves. The existence of a transverse wave in anisotropic poroelastic media is ensured by the two equations restricting the choice of elastic coefficients of porous aggregate as well as fluid–solid coupling. Necessary and sufficient conditions for the existence of transverse waves along the coordinate axes and in the coordinate planes for general anisotropy are discussed. The discussion is extended to the case of orthotropic materials and existence for few specific phase directions is also explored. The conditions for the transverse waves decided on the basis of their apparent polarizations, that is, particle motion being perpendicular to ray direction, are also discussed. For a particular numerical model, the existence of these apparent transverse waves is solved numerically for phase directions in coordinate planes. For general directions of phase propagation, the existence of these transverse waves is checked graphically for the chosen numerical model.     

Asymptotic eigenfrequencies of the Earth's normal modes

We derive asymptotic formulae for the toroidal and spheroidal eigenfrequencies of a SNREI earth model with two discontinuities, by considering the constructive interference of propagating SH and P-SV body waves. For a model with a smooth solid inner core, fluid outer core and mantle, there are four SH and 10 P-SV ray parameters regimes, each of which must be examined separately. The asymptotic eigenfrequency equations in each of these regimes depend only on the intercept times of the propagating wave types and the reflection and transmission coefficients of the waves at the free surface and the two discontinuities. If the classical geometrical plane-wave reflection and transmission coefficients are used, the final eigenfrequency equations are all real. In general, the asymptotic eigenfrequencies agree extremely well with the exact numerical eigenfrequencies; to illustrate this, we present comparisons for a crustless version of earth model 1066A.     

Ray amplitudes of seismic body waves in laterally inhomogeneous media

Summary . The most complicated part in the computation of ray amplitudes of seismic body waves in laterally inhomogeneous media with curved interfaces lies in the evaluation of the geometrical spreading. Geometrical spreading can be simply expressed in terms of the Jacobian J of the transformation from the Cartesian into ray coordinates. Several systems of ordinary differential equations to compute the function J are suggested. For general three-dimensional media, in which the velocity changes with all the three spatial coordinates, a system of three non-linear ordinary differential equations of the first order is derived. If the velocity does not depend on one coordinate, the system of equations reduces to only one non-linear differential equation. The initial conditions for these differential equations at point (or line) source and at points of intersection of the ray with curved interfaces are presented.     

Gaussian beams for surface waves in laterally slowly-varying media

Summary. Asymptotic ray theory is applied to surface waves in a medium where the lateral variations of structure are very smooth. Using ray-centred coordinates, parabolic equations are obtained for lateral variations while vertical structural variations at a given point are specified by eigenfunctions of normal mode theory as for the laterally homogeneous case. Final results on wavefields close to a ray can be expressed by formulations similar to those for elastic body waves in 2-D laterally heterogeneous media, except that the vertical dependence is described by eigenfunctions of 'local' Love or Rayleigh waves. The transport equation is written in terms of geometrical-ray spreading, group velocity and an energy integral. For the horizontal components there are both principal and additional components to describe the curvature of rays along the surface, as in the case of elastic body waves. The vertical component is decoupled from the horizontal components. With complex parameters the solutions for the dynamic ray tracing system correspond to Gaussian beams: the amplitude distribution is bell-shaped along the direction perpendicular to the ray and the solution is regular everywhere, even at caustics. Most of the characteristics of Gaussian beams for 2-D elastic body waves are also applicable to the surface wave case. At each frequency the solution may be regarded as a set of eigenfunctions propagating over a 2-D surface according to the phase velocity mapping.     

First-order P-wave ray synthetic seismograms in inhomogeneous weakly anisotropic media

We propose approximate equations for P -wave ray theory Green's function for smooth inhomogeneous weakly anisotropic media. Equations are based on perturbation theory, in which deviations of anisotropy from isotropy are considered to be the first-order quantities. For evaluation of the approximate Green's function, earlier derived first-order ray tracing equations and in this paper derived first-order dynamic ray tracing equations are used.
The first-order ray theory P -wave Green's function for inhomogeneous, weakly anisotropic media of arbitrary symmetry depends, at most, on 15 weak-anisotropy parameters. For anisotropic media of higher-symmetry than monoclinic, all equations involved differ only slightly from the corresponding equations for isotropic media. For vanishing anisotropy, the equations reduce to equations for computation of standard ray theory Green's function for isotropic media. These properties make the proposed approximate Green's function an easy and natural substitute of traditional Green's function for isotropic media.
Numerical tests for configuration and models used in seismic prospecting indicate negligible dependence of accuracy of the approximate Green's function on inhomogeneity of the medium. Accuracy depends more strongly on strength of anisotropy in general and on angular variation of phase velocity due to anisotropy in particular. For example, for anisotropy of about 8 per cent, considered in the examples presented, the relative errors of the geometrical spreading are usually under 1 per cent; for anisotropy of about 20 per cent, however, they may locally reach as much as 20 per cent.     

A method for the computation of finite frequency body wave synthetic seismograms in laterally varying media

Summary. Body wave synthetic siesmograms for laterally varying media are computed by means of a slowness implementation of the extended WKBJ (EWKBJ) theory of Frazer & Phinney. An EWKBJ seismogram is computed by first tracing rays through a particular model to obtain conventional ray information (travel time, ray end point, ray slowness) and then using these data in the finite frequency integral expression for the EWKBJ seismogram. The EWKBJ seismograms compare favourably to geometrical ray theory (GRT) seismograms but are significantly better because of the finite frequency nature of the EWKBJ calculation. More realistic behaviour is obtained with EWKBJ seismograms at normal seismic frequencies near caustics, where the GRT amplitude is infinite, and within geometrical shadow zones where GRT predicts zero amplitudes. In addition the EWKBJ calculation is more sensitive than GRT to focuses and defocuses in the ray field. The major disadvantage of the EWKBJ calculation is the additional computer time over that of GRT, necessary to calculate one seismogram although an EWKBJ seismogram costs much less to compute than a reflectivity seismogram. Another disadvantage of EWKBJ theory is the generation of spurious, non-geometrical phases that are associated with rapidly varying lateral inhomogeneities. Fortunately the amplitudes of these spurious phases are usually much lower than that of neighbouring geometrical phases so that the spurious phases can usually be ignored. When this observation is combined with the moderately increased computational time of the EWKBJ calculation then the gain in finite frequency character significantly outweighs any disadvantages.     

Love waves excited by discontinuous propagation of a rupture front

Summary. Analytical results are presented for Love waves generated by sudden changes of the rate of advance of a curved rupture front in an inclined fault plane that is embedded in an elastic half-space. The boundary condition at the surface of the half-space approximates the presence of an overlying layer. The calculation consists of two parts. First, ray theory is used to calculate far-field approximations to the horizontally polarized wavefields which are emitted when the speed of the rupture front suddenly changes. These fields can be expressed as products of emission coefficients (which govern the angular dependence) and propagation terms. Secondly, a representation integral for the Love wave over a surface enclosing the rupture front is constructed, using the emitted signal and an appropriate Green's function. This integral is evaluated asymptotically. The resulting approximate Love-wave spectrum shows an explicit dependence on the nature of the rupture process, on the rupture-front and fault-plane geometry, and on the magnitude of a sudden change in the rate of advance of the rupture front.     

Computation of high-frequency seismic wavefields in 3-D laterally inhomogeneous anisotropic media

Summary. An algorithm for the computation of travel times, ray amplitudes and ray synthetic seismograms in 3-D laterally inhomogeneous media composed of isotropic and anisotropic layers is described. All 21 independent elastic parameters may vary within the anisotropic layers. Rays and travel times are evaluated by numerical solution of the ray tracing equations. Ray amplitudes are determined by evaluating reflection/ transmission coefficients and the geometrical spreading along individual rays. The geometrical spreading is computed approximately by numerical measurement of the cross-sectional area of the ray tube formed by three neighbouring rays. A similar approximate procedure is used for the determination of the coefficients of the paraxial ray approximation. The ray paraxial approximation makes computation of synthetic seismograms on the surface of the model very efficient. Examples of ray synthetic seismograms computed with a program package based on the described algorithm are presented.     

Cross-dependence of finite-frequency compressional waveforms to shear seismic wave speeds

Seismic tomography has been one of the primary tools to image the interior of the earth and other elastic structures. To date the inversions of compressional ( P ) and shear ( S ) wave speeds have been carried out separately under the assumption that P traveltimes are affected only by the P wave speed of the elastic media and S traveltimes by the S wave speed. Using numerical and analytical solutions, we show that for finite-frequency seismic waves, S wave speed perturbations may have significant effects on P waveforms. This suggests that when waveform-derived traveltime and amplitude anomalies are used in tomographic inversions, the P -wave measurements should be related to not only P wave speed perturbations but also S wave speed perturbations.     

Chaotic ray behaviour in regional seismology

Rays propagating through strongly laterally varying media exhibit chaotic behaviour. This means that initially close rays diverge exponentially, rather than according to a power law. This chaotic behaviour is especially pronounced if the medium contains laterally varying interfaces. By studying simple 2-D and 3-D versions of models with laterally varying interfaces, the importance of chaotic ray behaviour is determined. A model of the Moho below Germany produces sharp variations with epicentral distance of the number of arrivals. In addition, the number of caustics grows dramatically: up to 1200 caustics are present between a distance of 0 and 800 km. Using the theory of Hamiltonian systems, a more in-depth study of the chaotic character of the ray equations is obtained. It is found that for realistic heterogeneous models most of the relevant rays will exhibit chaotic behaviour. The degree of chaos is quantified in terms of predictability horizons. Beyond the predictability horizons ray tracing cannot be carried out accurately. For the models under consideration, the length from the source to the predictability horizon has an order of magnitude of 1000 km. The chaotic behaviour of the rays makes it necessary to use extensions of asymptotic ray theory, such as Maslov theory, to compute seismic waveforms. It is shown that pseudo-caustics, an important obstacle in computing Maslov synthetics, are a generic feature of the 2-D laterally varying models that are studied. Eventually, the use of asymptotic methods is restricted because of the inaccuracy in the computation of the ray paths.     

Wavefield smoothing and the effect of rough velocity perturbations on arrival times and amplitudes

Geometric ray theory is an extremely efficient tool for modelling wave propagation through heterogeneous media. Its use is, however, only justified when the inhomogeneity satisfies certain smoothness criteria. These criteria are often not satisfied, for example in wave propagation through turbulent media. In this paper, the effect of velocity perturbations on the phase and amplitude of transient wavefields is investigated for the situation that the velocity perturbation is not necessarily smooth enough to justify the use of ray theory. It is shown that the phase and amplitude perturbations of transient arrivals can to first order be written as weighted averages of the velocity perturbation over the first Fresnel zone. The resulting averaging integrals are derived for a homogeneous reference medium as well as for inhomogeneous reference media where the equations of dynamic ray tracing need to be invoked. The use of the averaging integrals is illustrated with a numerical example. This example also shows that the derived averaging integrals form a useful starting point for further approximations. The fact that the delay time due to the velocity perturbation can be expressed as a weighted average over the first Fresnel zone explains the success of tomographic inversions schemes that are based on ray theory in situations where ray theory is strictly not justified; in that situation one merely collapses the true sensitivity function over the first Fresnel zone to a line integral along a geometric ray.     

Kirchhoff–Helmholtz reflection seismograms in a laterally inhomogeneous multi-layered elastic medium – II. Computations

Summary. High-frequency reflection and refraction seismograms for laterally variable multi-layered elastic media are computed by using the frequency domain elastic Kirchhoff–Helmholtz (KH) theory of Frazer and Sen. Both source and receiver wavefields are expanded in series of generalized rays and then elastic (KH) theory is applied to determine the coupling between each source ray and each receiver ray at each interface. The motion at the receiver is given as a series of integrals, one for each generalized ray. We use geometrical optics and plane wave reflection and transmission coefficients for rapid evaluation of the integrand. When the source or the receiver ray field has caustics on the surface of integration geometrical ray theory breaks down and this gives rise to singularities in the KH integrand. We repair this using methods suggested by Frazer and Sen.
Examples of reflection seismograms for 2-D structures computed by elastic KH theory are shown. Those for a vertical fault scarp structure are compared with the seismograms obtained by physical modelling. Then OBS data obtained from the mid-America trench offshore Guatemala area are analysed by computing KH synthetics for a velocity model that has been proposed for that area. Our analysis indicates the existence of a small low-velocity zone off the trench axis.
No head wave arrivals are obtained in our KH synthetics since we do not consider multiple interactions of a ray with an interface. The nearly discontinuous behaviour of elastic R/T coefficients near the critical angle causes small spurious phases which arrive later than the correct arrivals.     

3-D linearized scattering of surface waves and a formalism for surface wave holography

Summary. Scattering of surface waves by lateral heterogeneities is analysed in the Born approximation. It is assumed that the background medium is either laterally homogeneous, or smoothly varying in the horizontal direction. A dyadic representation of the Green's function simplifies the theory tremendously. Several examples of the theory are presented. The scattering and mode conversion coefficients are shown for scattering of surface waves by the root of an Alpine-like crustal structure. Furthermore a 'great circle theorem'in a plane geometry is derived. A new proof of Snell's law is given for surface wave scattering by a quarter-space. It is shown how a stationary phase approximation can be used to simplify the Fourier synthesis of the scattered wave in the time domain. Finally a procedure is suggested to do 'surface wave holography'.     

Array analysis using circular-wave-front geometry:an application to locate the nearby seismo-volcanic source

The zero-lag cross-correlation technique, used for array analysis in the hypothesis of plane waves, has been modified to allow the wave front to be circular. Synthetic tests have been performed to check the capability of the method, which returns the input test data when the source–array distances are not greater than two or three times the array aperture. For this distance range the method furnishes an estimate of the apparent velocity and the epicentral coordinates of the source. For more distant sources the method becomes equivalent to that based on the planar-wave approximation, which gives an estimate of the backazimuth to the source and the apparent velocity. The method has been applied to seismic data recorded at the active volcano located at Deception Island, Antarctica. 35 volcanic long-period events occurring in a small swarm were selected. Results show that the epicentres are close to the array (between 0.4 and 2 km) and aligned in a SW direction, in agreement with one of the main directions of the fracture system of Deception volcano.