A finite element model for seismic response analysis of deformable rocking frames

A new finite element model to analyze the seismic response of deformable rocking bodies and rocking structures is presented. The model comprises a set of beam elements to represent the rocking body and zero‐length fiber cross‐section elements at the ends of the rocking body to represent the rocking surfaces. The energy dissipation during rocking motion is modeled using a Hilber–Hughes–Taylor numerically dissipative time step integration scheme. The model is verified through correct prediction of the horizontal and vertical displacements of a rigid rocking block and validated against the analytical Housner model solution for the rocking response of rigid bodies subjected to ground motion excitation. The proposed model is augmented by a dissipative model of the ground under the rocking surface to facilitate modeling of the rocking response of deformable bodies and structures. The augmented model is used to compute the overturning and uplift rocking response spectra for a deformable rocking frame structure to symmetric and anti‐symmetric Ricker pulse ground motion excitation. It is found that the deformability of the columns of a rocking frame does not jeopardize its stability under Ricker pulse ground motion excitation. In fact, there are cases where a deformable rocking frame is more stable than its rigid counterpart. Copyright © 2016 John Wiley & Sons, Ltd.     

Seismic control of flexible rocking structures using inerters

Allowing flexible structures to uplift and rock during earthquakes can significantly reduce the force demands and residual displacements. However, such structures are still susceptible to large deformations and accelerations that can compromise their functionality. In this paper, we examine the dynamic response of elastic rocking oscillators and suggest that their lateral drifts and accelerations can be limited effectively by using inerter devices. To this end, we offer a detailed examination of the effects of structural flexibility on the efficiency of the proposed system. The analytical expressions governing the motion of deformable structures with base uplift are revisited to incorporate the effects of the supplemental rotational inertia. The proposed model is then used to study the structural demands of flexible rocking structures under coherent pulses as well as noncoherent real pulse-like ground motions. Our results show that combining rocking with inerters can be an efficient strategy to control the deformation and acceleration demands in uplifting flexible systems.     

Effect of variation of normal force on seismic performance of resilient sliding isolation systems in highway bridges

In this study, a series of shaking table tests are carried out on scaled models of two seismically isolated highway bridges to investigate the effect of rocking motion and vertical acceleration on seismic performance of resilient sliding isolators. In addition, performance of RSI is compared with system having solely natural rubber bearings. Test results show that variation of normal force on sliders due to rocking effect and vertical acceleration makes no significant difference in response of RSI systems. In addition, analytical response of prototype isolated bridge and the model used in experiments is obtained analytically by using non‐linear model for isolation systems. It is observed that for seismically isolated bridges, dynamic response of full‐scale complex structures can be predicted with acceptable accuracy by experiments using a simple model of the structure. Copyright © 2005 John Wiley & Sons, Ltd.     

Rocking damage‐free steel column base with friction devices: design procedure and numerical evaluation

Earthquake‐resilient steel frames, such as self‐centering frames or frames with passive energy dissipation devices, have been extensively studied during the past decade, but little attention has been paid to their column bases. The paper presents a rocking damage‐free steel column base, which uses post‐tensioned high‐strength steel bars to control rocking behavior and friction devices to dissipate seismic energy. Contrary to conventional steel column bases, the rocking column base exhibits monotonic and cyclic moment–rotation behaviors that are easily described using simple analytical equations. Analytical equations are provided for different cases including structural limit states that involve yielding or loss of post‐tensioning in the post‐tensioned bars. A step‐by‐step design procedure is presented, which ensures damage‐free behavior, self‐centering capability, and adequate energy dissipation capacity for a predefined target rotation. A 3D nonlinear finite element (FE) model of the column base is developed in abaqus . The results of the FE simulations validate the accuracy of the moment–rotation analytical equations and demonstrate the efficiency of the design procedure. Moreover, a simplified model for the column base is developed in OpenSees . Comparisons among the OpenSees and abaqus models demonstrate the efficiency of the former and its adequacy to be used in nonlinear dynamic analysis. A prototype steel building is designed as a self‐centering moment‐resisting frame with conventional or rocking column bases. Nonlinear dynamic analyses show that the rocking column base fully protects the first story columns from yielding and eliminates the first story residual drift without any detrimental effect on peak interstory drifts. The study focuses on the 2D rocking motion and, thus, ignores 3D rocking effects such as biaxial bending deformations in the friction devices. The FE models, the analytical equations, and the design procedure will be updated and validated to cover 3D rocking motion effects after forthcoming experimental tests on the column base. Copyright © 2017 John Wiley & Sons, Ltd.     

An analytical model of a deformable cantilever structure rocking on a rigid surface: development and verification

This paper extends previously developed models to account for the influence of the column and the foundation masses on the behavior of top‐heavy deformable elastic cantilever columns rocking on a rigid support surface. Several models for energy dissipation at impact are examined and compared. A novel Vertical Velocity Energy Loss model is introduced. Rocking uplift and overturning spectra for the deformable elastic cantilever model excited by sinusoidal ground motions are constructed. The effects of non‐dimensional model parameter variations on the rocking spectra and the overturning stability of the model are presented. It is shown that the remarkable overturning stability of dynamically excited large cantilever columns is not jeopardized by their deformability. Copyright © 2015 John Wiley & Sons, Ltd.     

An integrated macroelement formulation for the dynamic response of inelastic deformable rocking bodies

This paper presents a macroelement formulation for the prediction of the planar dynamic response of inelastic deformable rocking bodies. The formulation is based on a previous macroelement developed by the authors able to describe the cyclic response of inelastic rocking bodies, which takes into account the deformability both along the height of the member, as well as near the rocking end. Modifications of this formulation to account for other motion modes of rocking members during their dynamic response, namely, sliding and upthrow, as well as modifications to account for damping in a uniform manner during the whole motion, including impacts, are introduced. The dynamic response predicted by the macroelement for free-standing rigid and deformable rocking bodies is presented and compared with existing theoretical solutions, and the effect of deformability, damping, inelasticity, and friction on the response is discussed.     

Dynamics of rocking podium structures

A rocking podium structure is a class of structures consisting of a superstructure placed on top of a rigid slab supported by free‐standing columns. The free‐standing columns respond to sufficiently strong ground motion excitation by uplifting and rocking. Uplift works as a mechanical fuse that limits the forces transmitted to the superstructure, while rocking enables large lateral displacements. Such ‘soft‐story’ system runs counter to the modern seismic design philosophy but has been used to construct several hundred buildings in countries of the former USSR following Polyakov's rule‐of‐thumb guidelines: (i) that the superstructure behave as a rigid body and (ii) that the maximum lateral displacement of the rocking podium frame be estimated using elastic earthquake displacement response spectra. The objectives of this paper are to present a dynamic model for analysis of the in‐plane seismic response of rocking podium structures and to investigate if Polyakov's rule‐of‐thumb guidelines are adequate for the design of such structures. Examination of the rocking podium structure response to analytical pulse and recorded ground motion excitations shows that the rocking podium structures are stable and that Polyakov's rule‐of‐thumb guidelines produce generally conservative designs. Copyright © 2017 John Wiley & Sons, Ltd.     

Robustness of simplified analysis methods for rocking structures on compliant soil

Recognizing the beneficial effect of nonlinear soil–foundation response has led to a novel design concept, termed ‘rocking isolation’. The analysis and design of such rocking structures require nonlinear dynamic time history analyses. Analyzing the entire soil–foundation–structure system is computationally demanding, impeding the application of rocking isolation in practice. Therefore, there is an urgent need to develop efficient simplified analysis methods. This paper assesses the robustness of two simplified analysis methods, using (i) a nonlinear and (ii) a bilinear rocking stiffness combined with linear viscous damping. The robustness of the simplified methods is assessed by (i) one-to-one comparison with a benchmark finite element (FE) analysis using a selection of ground motions and (ii) statistical comparison of probability distributions of response quantities, which characterize the time history response of rocking systems. A bridge pier (assumed rigid) supported on a square foundation, lying on a stiff clay stratum, is used as an illustrative example. Nonlinear dynamic FE time history analysis serves as a benchmark. Both methods yield reasonably accurate predictions of the maximum rotation θ_max. Their stochastic comparison with respect to the empirical cumulative distribution function of θ_max reveals that the nonlinear and the bilinear methods are not biased. Thus, both can be used to estimate probabilities of exceeding a certain threshold value of θ. Developed in this paper, the bilinear method is much easier to calibrate than the nonlinear, offering similar performance.     

The dynamics of an elastic structure coupled with a rocking wall

This paper investigates the dynamic response of an elastic single‐degree‐of‐freedom oscillator coupled with a rocking wall. Both configurations of a stepping rocking wall and a pinned rocking wall that have been reported in the literature are examined. The full nonlinear equations of motions are derived, and the paper shows through a comprehensive parametric analysis that the coupling with a rocking wall has mixed results on suppressing the dynamic response of the elastic oscillator. The stepping rocking wall is most effective in suppressing displacements of relative flexible structures with a heavier wall being most effective. In contrast, the pinned wall amplifies the displacements along a wide range of the spectrum with a heavier wall being most detrimental. This happens partly because in a pinned wall the moment from its weight works against stability. Copyright © 2016 John Wiley & Sons, Ltd.     

An experimental study on the rocking response of bridge piers with spread footing foundations

Some spread footing foundations from real retrofitting practices in Taiwan were extended to be uneconomically large due to the restriction of foundation uplift regulated in the design code. Although rocking mode of spread footings induced from foundation uplift is not favorable in current design code, recent studies have shown that the rocking of a spread footing may have a beneficial effect on the dynamic performance of piers by reducing the earthquake forces that can be transmitted to the pier base. This implies that the plastic deformation that occurs at the pier's plastic zone can be decreased and as a result the ductility demand of piers can possibly be reduced. In order to gain a better understanding of the structural behavior related to rocking and to clarify that if the widening and strengthening of the foundations to limit the rocking mechanism of spread footing is necessary for the retrofitting work, a series of preliminary rocking experiments were performed. A total of three circular reinforced concrete columns with spread footing foundations were tested. Using pseudo‐dynamic tests and a cyclic loading test, these columns were subjected to different levels of earthquake accelerations, including a near field ground motion. The results of the tests and the rocking behavior of the footings are discussed in this paper. From the benchmark test, the difference between the response behavior of a rocking base and a fixed base foundation was highlighted. By comparing the experimental responses of the retrofitted column with the responses of the original one, the effect of the rocking mechanism on the ductility demand and strength demand of the columns was also identified. Copyright © 2010 John Wiley & Sons, Ltd.     

Dynamic response analysis of solitary flexible rocking bodies: modeling and behavior under pulse‐like ground excitation

Results obtained for rigid structures suggest that rocking can be used as seismic response modification strategy. However, actual structures are not rigid: structural elements where rocking is expected to occur are often slender and flexible. Modeling of the rocking motion and impact of flexible bodies is a challenging task. A non‐linear elastic viscously damped zero‐length spring rocking model, directly usable in conventional finite element software, is presented in this paper. The flexible rocking body is modeled using a conventional beam‐column element with distributed masses. This model is verified by comparing its pulse excitation response to the corresponding analytical solution and validated by overturning analysis of rocking blocks subjected to a recorded ground motion excitation. The rigid rocking block model provides a good approximation of the seismic response of solitary flexible columns designed to uplift when excited by pulse‐like ground motions. Guidance for development of rocking column models in ordinary finite element software is provided. Copyright © 2014 John Wiley & Sons, Ltd.     

Dynamics and seismic performance of rocking bridges accounting for the abutment-backfill contribution

The present study explores analytically the concept of rocking isolation in bridges considering for the first time the influence of the abutment-backfill system. The dynamic response of rocking bridges with free-standing piers of same height and same section is examined assuming negligible deformation for the substructure and the superstructure. New relationships for the prediction of the bridge rocking motion are derived, including the equation of motion and the restitution coefficient at each impact at the rocking interfaces. The bridge structure is found to be susceptible to a failure mode related to the failure of the abutment-backfill system, which can occur prior to the well-known overturning of the rocking piers. Thus, a new failure spectrum is proposed called Failure Minimum Acceleration Spectrum (FMAS) which extends the overturning spectrum put forward in previous studies, and it differs in principle from the latter. The comparison with the dynamic response of bridges modelled as rocking frames without abutments reveals not only that seat-type abutments and their backfill have a generally beneficial effect on the seismic performance of rocking pier bridges by suppressing the free rocking motion of the frame system, but also that the simple frame model cannot capture all salient features of the rocking bridge response as it misses potential failure modes, overestimating the rocking bridge's safety when these modes are critical.     

Seismic analysis of structures with a fractional derivative model of viscoelastic dampers

Viscoelastic dampers are now among some of the preferred energy dissipation devices used for passive seismic response control. To evaluate the performance of structures installed with viscoelastic dampers, different analytical models have been used to characterize their dynamic force deformation characteristics. The fractional derivative models have received favorable attention as they can capture the frequency dependence of the material stiffness and damping properties observed in the tests very well. However, accurate analytical procedures are needed to calculate the response of structures with such damper models. This paper presents a modal analysis approach, similar to that used for the analysis of linear systems, for solving the equations of motion with fractional derivative terms for arbitrary forcing functions such as those caused by earthquake induced ground motions. The uncoupled modal equations still have fractional derivatives, but can be solved by numerical or analytical procedures. Both numerical and analytical procedures are formulated. These procedures are then used to calculate the dynamic response of a multi-degree of freedom shear beam structure excited by ground motions. Numerical results demonstrating the response reducing effect of viscoelastic dampers are also presented.     

结构-地基动力相互作用体系振动台模型试验研究

本文设计实现了结构－地基动力相互作用体系的振动台试验,通过试验研究了动力相互作用体系的地震动反应的主要规律,由于动力相互作用的影响,软土地基中相互作用体系的频率远小于刚性地基上不考虑结构－地基相互作用的结构频率,而阻尼比例则远大于结构材料阻尼比,软上地基对地震动走滤波和隔震作用,由于上部结构的振动反馈,基底地震动与自由场地震动不相同,上部结构柱顶加速度反应主要由基础转动引起的摆动分量组成,平均分量次之,而弹性变形分量很小,桩身应变幅值呈桩顶大,桩尖小的倒三角形分布,桩上接触压力幅值呈桩顶小,桩尖大的三角形分布,试验表明,结构－地基动力相互作用对体系地震反应的影响是很是显著的,本试验为验证理论与计算分析的研究成果,改进或提出合理的计算模型和分析方法,提出了丰富的试验数据,为进一步研究奠定的基础。     

Rocking vibrations of a rigid embedded foundation in a poroelastic soil layer

An approximate analytical method is presented for the dynamic response of a rigid cylindrical foundation embedded in a poroelastic soil layer under the excitation of a time-harmonic rocking moment. The soil underlying the foundation base is represented by a single-layered poroelastic soil based on rigid bedrock while the soil along the side of the foundation is modeled as an independent poroelastic stratum composed of a series of infinitesimally thin layers. The accuracy of the present solution is verified by comparisons with existing solutions obtained from other researchers. Numerical results for the rocking dynamic impedance and dynamic response factor are presented to demonstrate the influence of nondimensional frequency of excitation, poroelastic soil layer thickness, depth ratio of the foundation and internal friction of the poroelastic soil.     

Seismic responses of bridges with rocking column-foundation: A dimensionless regression analysis

Rocking column-foundation system is a new design concept for bridges that can reduce overall seismic damage, minimize construction and repair time, and achieve lower cost in general. However, such system involves complex dynamic responses due to impacts and highly nonlinear rocking behavior. This study presents a dimensionless regression analysis to estimate the rocking and shaking responses of the flexible column-foundation system under near-fault ground motions. First, the transient drift and rocking responses of the system are solved numerically using previously established analytical models. Subsequently, the peak column drifts and uplift angles are derived as functions of ground motion characteristics and the geometric and dynamic parameters of column-foundation system in regressed dimensionless forms. The proposed response models are further examined by validating against the numerical simulations for several as-built bridge cases. It is shown that the proposed model not only physically quantifies the influences of prominent parameters, but also consistently reflects the complex dynamics of the system. The seismic demands of rocking column-foundation system can be realistically predicted directly from structural and ground motion characteristics. This can significantly benefit the design of bridges incorporating this new design concept.     

分层土-基础-高层框架结构相互作用体系振动台模型试验研究

本文设计实现了分层土－基础－高层框架结构相互作用体系的振动台模型试验，再现了地震动激励下上部结构和基础的震害现象和砂质粉土的液化现象。通过试验，研究了相互作用体系地震动反应的主要规律：由于动力相互作用的影响，软土地基中相互作用体系的频率小于不考虑结构－地基相互作用的结构频率，而阻尼比则大于结构材料阻尼比；体系的振型曲线与刚性地基上结构的振型曲线明显不同，基础处存在平动和转动。土层传递振动的放大或减振作用与土层性质、激励大小等因素有关，砂土层一般起放大作用，砂质粉土层一般起减振隔振作用；由于土体的隔震作用，上部结构接受的振动能量较小，各层反应均较小。上部结构顶层加速度反应组成取决于基础转动刚度、平动刚度和上部结构刚度的相对大小。     

Out‐of‐plane seismic behaviour of rocking masonry walls

The evaluation of the out‐of‐plane behaviour of unreinforced walls is one of the most debated topics in the seismic assessment of existing masonry buildings. The discontinuous nature of masonry and its interaction with the remainder of the building make the dynamic modelling of out‐of‐plane response troublesome. In this paper, the results of a shaking table laboratory campaign on a tuff masonry, natural scale, U‐shaped assemblage (façade adjacent to transverse walls) are presented. The tests, excited by scaled natural accelerograms, replicate the behaviour of external walls in existing masonry buildings, from the beginning of rocking motion to overturning. Two approaches have been developed for modelling the out‐of‐plane seismic behaviour: the discrete element method and an SDOF analytic model. Both approaches are shown to be capable of reproducing the experimental behaviour in terms of maximum rotation and time history dynamic response. Finally, test results and numerical time history simulations have been compared with the Italian seismic code assessment procedures. Copyright © 2011 John Wiley & Sons, Ltd.     

A nonlinear macroelement model for the seismic analysis of masonry buildings

The macroelement technique for modelling the nonlinear response of masonry panels is particularly efficient and suitable for the analysis of the seismic behaviour of complex walls and buildings. The paper presents a macroelement model specifically developed for simulating the cyclic in‐plane response of masonry walls, with possible applications in nonlinear static and dynamic analysis of masonry structures. The model, starting from a previously developed macroelement model, has been refined in the representation of flexural–rocking and shear damage modes, and it is capable of fairly simulating the experimental response of cyclic tests performed on masonry piers. By means of two internal degrees of freedom, the two‐node macroelement permits to represent the coupling of axial and flexural response as well as the interaction of shear and flexural damage. Copyright © 2013 John Wiley & Sons, Ltd.