The extended N2 method considering higher mode effects in both plan and elevation

The extended N2 method has been developed, which takes into account higher mode effects both in plan and in elevation. The extension is based on the assumption that the structure remains in the elastic range when vibrating in higher modes. The seismic demand in terms of displacements and storey drift can be obtained by combining the results of basic pushover analysis and those of standard elastic modal analysis. In the paper, the proposed procedure was summarized and applied to a test example which represents an actual 8-storey reinforced concrete building. The results obtained by the extended N2 method were compared with the results of nonlinear response history analysis and basic N2 analysis without the consideration of higher modes. The extended N2 method was able to provide fair, conservative estimates of response in the case of the test example. In comparison to the basic N2 method, the prediction of seismic demand was greatly improved in the upper part of the building and at the flexible edges.     

The applicability of the N2 method to the estimation of torsional effects in asymmetric base‐isolated buildings

The paper deals with the applicability of the extended N2 method to base‐isolated plan‐asymmetric building structures. The results obtained by the usual pushover analysis of a 3D structural model are further combined with the aid of linear dynamic (spectral) analysis to account for the dynamic effects caused by structural asymmetry. In the paper, the method has been applied to the seismic analysis of a mass‐eccentric four‐storeyed RC frame building isolated with lead rubber bearings. Three different positions of the center of isolation system (CI) with respect to the center of mass (CM) and the center of stiffness of the superstructure (CS) were considered. The response was analyzed for three different eccentricities, three different torsional to lateral frequency ratios of the superstructure, and two ground motion intensities. The stiffness of the isolators was selected for three different protection levels, which resulted in elastic as well as moderately to excessively damaged superstructure performance levels. The results are presented in terms of the top, base and relative displacements, as well as the stiff/flexible side amplification factors. A more detailed insight into the nonlinear behavior of the superstructure is given in a form of ductility factors for the flexible and stiff side frames. The results of the extended N2 method for selected lateral load distributions are compared with the average results of nonlinear dynamic analyses. It was concluded that the extended N2 method could, with certain limitations, provide a reasonable prediction of the torsional influences in minor to moderately asymmetric base‐isolated structures. Copyright © 2010 John Wiley & Sons, Ltd.     

结构Pushover分析的侧向力分布及高阶振型影响

Pushover分析方法是逐渐得到广泛应用的一种评估结构抗震性能的简化方法,已被引入我国新的建筑结构抗震设计规范。侧向力分布的选取是结构Pushover分析中的一个关键问题,尤其高阶振型影响显著时其选取直接影响Pushover分析的结果。本文通过拟合规范反应谱,挑选了适用Ⅱ类场地的4条地震动记录和4条人工波,对比了典型地震动下非线性时程分析和采用5种不同侧向力分布的Pushover分析的5层、10层和15层钢筋混凝土结构在不同地震动强度时的反应。通过结构振型参与系数量化了各个结构的高阶振型的影响。研究发现,随着结构层数的增加和地震动强度的增加高阶振型的影响变大,侧向力的选取变得十分重要。本文对在高阶振型影响下钢筋混凝土框架结构的Pushover分析中侧向力的选取提出了建议。     

Simplified inelastic seismic analysis of base‐isolated structures using the N2 method

In the paper a simplified nonlinear method has been applied to the analysis of base‐isolated structures. In the first part, a three‐linear idealization of the capacity curve is proposed. The initial stiffness is defined based on the first yielding point in the superstructure, whereas the secondary slope depends on the failure mechanism of the superstructure. A consequence is a much more pronounced secondary slope, which does not correspond to the presumptions used in the originally proposed N2 method. A parametric nonlinear dynamic study of single degree of freedom systems with different hardening slopes and damping has been performed for an ensemble of seven EC8 spectrum‐compatible artificial accelerograms. It was concluded that, in the long‐period range, the equal displacement rule could be assumed also for the proposed systems with non‐zero post‐yield stiffness. In the second part, the proposed idealization was used for the analysis of isolated RC frame buildings that were isolated with different (lead) rubber‐bearing isolation systems. The stiffness of the isolators was selected for three different protection levels and for three different ground motion intensities, which have resulted in elastic as well as moderately and fully damaged superstructure performance levels. Three different lateral load distributions were investigated. It was observed that a triangular distribution, with an additional force at the base, works best in the majority of practical cases. It was concluded that the N2 method can, in general, provide a reasonably accurate prediction of the actual top displacement, as well as of the expected damage to the superstructure. Copyright © 2009 John Wiley & Sons, Ltd.     

Extension of direct displacement‐based design methodology for bridges to account for higher mode effects

An improvement is suggested to the direct displacement‐based design (DDBD) procedure for bridges to account for higher mode effects, the key idea being not only the proper prediction of a target‐displacement profile through the effective mode shape method (wherein all significant modes are considered), but also the proper definition of the corresponding peak structural response. The proposed methodology is then applied to an actual concrete bridge wherein the different pier heights and the unrestrained transverse displacement at the abutments result in an increased contribution of the second mode. A comparison between the extended and the ‘standard’ DDBD is conducted, while further issues such as the proper consideration of the degree of fixity at the pier's top and the effect of the deck's torsional stiffness are also investigated. The proposed methodology and resulting designs are evaluated using nonlinear response‐history analysis for a number of spectrum‐compatible motions. Unlike the ‘standard’ DDBD, the extended procedure adequately reproduced the target‐displacement profile providing at the same time a good estimate of results regarding additional design quantities such as yield displacements, displacement ductilities, etc., closely matching the results of the more rigorous nonlinear response‐history analysis. However, the need for additional iterations clearly indicates that practical application of the proposed procedure is feasible only if it is fully ‘automated’, that is, implemented in a software package. Copyright © 2012 John Wiley & Sons, Ltd.     

钢筋混凝土开洞剪力墙结构抗震非线性有限元分析

本文以钢筋混凝土开洞剪力墙结构为研究对象，建立了该类结构动力非线性有限元分析计算及该类结构静力非线性pushover有限元分析计算的基本过程，并编制了相应的计算机程序．通过与实验分析结果的比较，检验了本文动力非线性有限元分析计算方法的准确程度，验证了静力非线性pushover有限元分析方法应用于开洞剪力墙抗震非线性性能评估的可靠性。     

A cantilever beam analogy for quantifying higher mode effects in multistorey buildings

This paper examines higher mode effects in systems where the ductile mechanism for seismic design is the base moment‐rotation response. The modal properties of flexural and shear beams with uniform mass and elasticity and with a variable amount of base rotational restraint are derived. As the base fixity is released, the first mode becomes the rigid body rotation of the beam about the base, but the higher modes change much less, particularly for the shear beam model. Most response quantities that are of interest in the seismic design of typical mid‐rise buildings are controlled by the first two lateral modes, except at locations along the height where the second mode contributes little. However, the third and higher lateral modes are more significant for high‐rise buildings. Based on the theory of uniform cantilever shear beams, expressions are developed to avoid the need for a modal analysis to estimate the overturning moment, storey shear, and floor acceleration envelopes. Considering the measured response from the shake table testing of a large‐scale eight‐storey controlled rocking steel braced frame, the proposed expressions are shown to be of similar or better accuracy to a modified modal superposition technique, which combines the higher mode response from an elastic modal analysis with the response associated with achieving the maximum base overturning moment according to an inverted triangular load distribution. Because the proposed method uses only parameters that are available at the initial design stage, avoiding the analysis of a structural model, it is likely to be especially useful for preliminary design. Copyright © 2015 John Wiley & Sons, Ltd.     

A web‐based methodology for the prediction of approximate IDA curves

A web‐based methodology for the prediction of approximate IDA curves, which consists of two independent processes, is proposed. The result of the first process is a response database of the SDOF model, whereas the second process involves the prediction of approximate IDA curves from the response database by using n‐dimensional linear interpolation. Such an approach enables user‐friendly prediction of the seismic response parameters with high accuracy. In order to demonstrate the capabilities of the proposed methodology, a web application for the prediction of the approximate 16th, 50th and 84th fractile responses of an RC structure was developed. For the presented case study, the response database was computed for a set of 30 ground motion records and the discrete values of six structural parameters. Very good agreement between the computed and the approximated IDA curves of the four‐storey RC building was observed. Copyright © 2012 John Wiley & Sons, Ltd.     

Pushover analysis procedure for systems considering SSI effects based on capacity spectrum method

This paper presents a new procedure to transform an SSI system into an equivalent SDOF system using twice equivalence. A pushover analysis procedure based on the capacity spectrum method for buildings with SSI effects （PASSI） is then established based on the equivalent SDOF system, and the modified response spectrum and equivalent capacity spectrum are obtained. Furthermore, the approximate formulas to obtain the dynamic stiffness of foundations are suggested. Three steel buildings with different story heights （3, 9 and 20） including SSI effects are analyzed under two far-field and two near-field historical records and an artificial seismic time history using the two PASSI procedures and the nonlinear response history analysis （NLhRHA） method. The results are compared and discussed. Finally, combined with seismic design response spectrum, the nonlinear seismic response of a 9-story building with SSI effects is analyzed using the PASSI procedures, and its seismic performance is evaluated according to the Chinese ＇Code for Seismic Design of Buildings. The feasibility of the proposed procedure is verified.     

Envelope‐based pushover analysis procedure for the approximate seismic response analysis of buildings

An envelope‐based pushover analysis procedure is presented that assumes that the seismic demand for each response parameter is controlled by a predominant system failure mode that may vary according to the ground motion. To be able to simulate the most important system failure modes, several pushover analyses need to be performed, as in a modal pushover analysis procedure, whereas the total seismic demand is determined by enveloping the results associated with each pushover analysis. The demand for the most common system failure mode resulting from the ‘first‐mode’ pushover analysis is obtained by response history analysis for the equivalent ‘modal‐based’ SDOF model, whereas demand for other failure modes is based on the ‘failure‐based’ SDOF models. This makes the envelope‐based pushover analysis procedure equivalent to the N2 method provided that it involves only ‘first‐mode’ pushover analysis and response history analysis of the corresponding ‘modal‐based’ SDOF model. It is shown that the accuracy of the approximate 16th, 50th and 84th percentile response expressed in terms of IDA curves does not decrease with the height of the building or with the intensity of ground motion. This is because the estimates of the roof displacement and the maximum storey drift due to individual ground motions were predicted with a sufficient degree of accuracy for almost all the ground motions from the analysed sets. Copyright © 2013 John Wiley & Sons, Ltd.     

基于能力谱法的SSI体系抗震pushover分析方法

本文首先经过2次等效将土与结构相互作用的多自由度体系等效为单自由度体系,并给出了修正反应谱和等价能力谱的确定方法,进而提出了基于能力谱法考虑土与结构动力相互作用(SSI)效应的结构体系pushover分析方法(SSIPA);然后对3种不同高度考虑SSI效应的结构体系在5条地震动作用下采用本文提出的方法进行了算例分析,将结果与非线性时程分析的结果进行了比较,研究了本方法的适用性和准确性;最后,与建筑抗震设计规范的设计反应谱相结合,对9层考虑SSI效应的钢结构用本文提出的方法进行了弹塑性地震反应分析,根据我国抗震设计规范的规定进行抗震性能的评估验证了本方法的可行性。     

Mechanisms to limit higher mode effects in a controlled rocking steel frame. 2: Large‐amplitude shake table testing

This paper presents the results of 56 large‐amplitude shake table tests of a 30% scale eight‐storey controlled rocking steel frame. No significant damage or residual deformations were observed after any of the tests. The frame had four possible configurations on the basis of combinations of two higher mode mitigation mechanisms. The first mitigation mechanism was formed by allowing the upper section of the frame to rock, so as to better control the mid‐height overturning moment. The second mitigation mechanism was formed by replacing the conventional first‐storey brace with a self‐centering energy dissipative (SCED) brace, so as to better control the base shear. The mechanisms had little effect during records where higher mode effects were not apparent, but they substantially reduced the shear and overturning moment envelopes, as well as the peak floor accelerations, during more demanding records. The reduction in storey shears led to similarly reduced brace force demands. Although the peak force demands in the columns were not reduced by as much as the frame overturning moments, using an upper rocking joint allowed the column demands to be estimated without the need to assume a lateral force distribution. The tests demonstrated that multiple force‐limiting mechanisms can be used to provide better control of peak seismic forces without excessive increases in drift demands, thus enabling more reliable capacity design. These results are expected to be widely applicable to structures where the peak seismic forces are significantly influenced by higher mode effects. Copyright © 2012 John Wiley & Sons, Ltd.     

Improved evaluation of inelastic displacement demands for short‐period masonry structures

This work discusses the simplified estimation of earthquake‐induced nonlinear displacement demands as required by nonlinear static procedures, with particular attention on short‐period masonry structures. The study focuses on systems with fundamental periods between 0.1 and 0.5 s, for which inelastic amplification of the elastic displacement demand is more pronounced; hysteretic force‐displacement relationships characteristic of masonry structures are adopted, because these structures are more commonly found within the considered period range. Referring to the results of nonlinear dynamic analyses of single‐degree‐of‐freedom oscillators, some limitations of the Eurocode 8 and Italian Building Code formulations are first discussed, then an improved equation is calibrated that relates inelastic and elastic displacement demands. Numerical values of the equation parameters are obtained, considering the amount of hysteretic energy dissipation associated with various damage mechanisms observed in masonry structures. Safety factors are also calculated to determine several percentiles of the displacement demand. It is shown that the proposed equation can be extended to more dissipative systems. Finally, the same formulation is adapted to the estimation of seismic displacements when elastic analysis procedures are employed. Copyright © 2017 John Wiley & Sons, Ltd.     

Investigation on the accuracy of the N2 method and the equivalent linearization procedure for different hysteretic models

In this paper, an extensive parametric study was carried out to evaluate the dynamic response of single degree of freedom (SDOF) systems with elasto-plastic and flag-shape hysteretic behaviour for three different dissipation capacities. Three sets of natural accelerograms were used, each one composed by at least 7 records which are on average spectrum-consistent in pseudo-acceleration, spectral displacement or both of them. All sets were also employed to draw the inelastic spectra for different ductility values. Such rigorous spectra were then compared with the approximated curves calculated using the N2 method and the Equivalent Linearization Procedure (ELP) based on the use of overdamped elastic spectra.The analyses demonstrate a general accuracy of the N2 method, which is mostly based on the ductility of the system, even for the hysteretic behaviour characterised by reduced energy dissipation. Larger discrepancies were found for systems with lower damping ratios and reduced fundamental periods. The ELP, which mainly depends upon the dissipated energy, led instead to overall slightly larger discrepancies than the N2 method, particularly for not dissipative and ductile systems, whereas the approximation is generally acceptable for elasto-plastic systems.     

Mechanisms to limit higher mode effects in a controlled rocking steel frame. 1: Concept,modelling, and low‐amplitude shake table testing

Controlled rocking steel frames have been proposed as an efficient way to avoid the structural damage and residual deformations that are expected in conventional seismic force resisting systems. Although the base rocking response is intended to limit the force demands, higher mode effects can amplify member design forces, reducing the viability of the system. This paper suggests that seismic forces may be limited more effectively by providing multiple force‐limiting mechanisms. Two techniques are proposed: detailing one or more rocking joints above the base rocking joint and providing a self‐centring energy dissipative (SCED) brace at one or more levels. These concepts are applied to the design of an eight‐storey prototype structure and a shake table model at 30% scale. A simple numerical model that was used as a design tool is in good agreement with frequency characterization and low‐amplitude seismic tests of the shake table model, particularly when multiple force‐limiting mechanisms are active. These results suggest that the proposed mechanisms can enable better capacity design by reducing the variability of peak seismic force demands without causing excessive displacements. Similar results are expected for other systems that rely on a single location of concentrated nonlinearity to limit peak seismic loads. Copyright © 2012 John Wiley & Sons, Ltd.     

Seismic site effects by an optimized 2D BE/FE method II. Quantification of site effects in two-dimensional sedimentary valleys

This paper deals with the evaluation of seismic site effects due to the local topographical and geotechnical characteristics. The amplification of surface motions is calculated by a numerical method combining finite elements in the near field and boundary elements in the far field (FEM/BEM). The numerical technique is improved by time truncation. In the first part of this article, the accuracy and the relevance of this optimized method are presented. Moreover, parametric studies are done on slopes, ridges and canyons to characterize topographical site effects. The second part deals with sedimentary valleys. The complexity of the combination of geometrical and sedimentary effects is underlined. Extensive parametrical studies are done to discriminate the topographical and geotechnical effects on seismic ground movement amplifications in two-dimensional irregular configurations. Characteristic coefficients are defined to predict the amplifications of horizontal displacements. The accuracy of this quantitative evaluation technique is tested and discussed.     

The direct boundary element method: 2D site effects assessment on laterally varying layered media (methodology)

The Direct Boundary Element Method (DBEM) is presented to solve the elastodynamic field equations in 2D, and a complete comprehensive implementation is given. The DBEM is a useful approach to obtain reliable numerical estimates of site effects on seismic ground motion due to irregular geological configurations, both of layering and topography.The method is based on the discretization of the classical Somigliana's elastodynamic representation equation which stems from the reciprocity theorem. This equation is given in terms of the Green's function which is the full-space harmonic steady-state fundamental solution. The formulation permits the treatment of viscoelastic media, therefore site models with intrinsic attenuation can be examined. By means of this approach, the calculation of 2D scattering of seismic waves, due to the incidence of P and SV waves on irregular topographical profiles is performed. Sites such as, canyons, mountains and valleys in irregular multilayered media are computed to test the technique. The obtained transfer functions show excellent agreement with already published results.     

The cause of unproportionately large higher mode contributions in the inelastic seismic responses of high‐rise core‐wall buildings

In the conventional seismic design of high‐rise reinforced concrete core‐wall buildings, the design demands such as design shear and bending moment in the core wall are typically determined by the response spectrum analysis procedure, and a plastic hinge is allowed to form at the wall base to limit the seismic demands. In this study, it is demonstrated by using a 40‐story core‐wall building that this conventional approach could lead to an unsafe design where the true demands—the maximum inelastic seismic demands induced by the maximum considered earthquake—could be several times greater than the design demands and be unproportionately dominated by higher vibration modes. To identify the cause of this problem, the true demands are decomposed into individual modal contributions by using the uncoupled modal response history analysis procedure. The results show that the true demands contributed by the first mode are reasonably close to the first‐mode design demands, while those contributed by other higher modes are much higher than the corresponding modal design demands. The flexural yielding in the plastic hinge at the wall base can effectively suppress the seismic demands of the first mode. For other higher modes, however, a similar yielding mechanism is either not fully mobilized or not mobilized at all, resulting in unexpectedly large contributions from higher modes. This finding suggests several possible approaches to improve the seismic design and to suppress the seismic demands of high‐rise core‐wall buildings. Copyright © 2012 John Wiley & Sons, Ltd.