Energy dissipation in rocking bridge piers under free vibration tests

This research aims to investigate the dynamic characteristic of rocking bridge columns subjected to quick release loads. Precast columns anchored by unbonded steel bars at the centre of each column can rock on the foundation surface without inducing any residual deformation after earthquakes. The restoring force of columns relies on gravity load from the superstructure and tensile strength in anchor bars. Radiation damping is evaluated through each impact of column rocking. To validate the theoretical damping proposed by previous researchers, four columns were constructed. Research parameters included steel or plastic materials used as rocking interfaces, area of anchor bars, aspect ratio and size effect of columns. Test results revealed that stocky columns slid apparently in the first impact then rocked, but taller columns rocked with minor slips in the entire motion. And freestanding columns slid significantly in the first impact that led to a higher damping. Radiation damping due to impact in the entire motion for all tests was within 5%. Copyright © 2006 John Wiley & Sons, Ltd.     

Analysis of the rocking response of rigid blocks standing free on a seismically isolated base

This paper examines the rocking response and stability of rigid blocks standing free on an isolated base supported: (a) on linear viscoelastic bearings, (b) on single concave and (c) on double concave spherical sliding bearings. The investigation concludes that seismic isolation is beneficial to improve the stability only of small blocks. This happens because while seismic isolation increase the ‘static’ value of the minimum overturning acceleration, this value remains nearly constant as we move to larger blocks or higher frequency pulses; therefore, seismic isolation removes appreciably from the dynamics of rocking blocks the beneficial property of increasing stability as their size increases or as the excitation pulse period decreases. This remarkable result suggests that free‐ standing ancient classical columns exhibit superior stability as they are built (standing free on a rigid foundation) rather than if they were seismically isolated even with isolation system with long isolation periods. The study further confirms this finding by examining the seismic response of the columns from the peristyle of two ancient Greek temples when subjected to historic records. Copyright © 2011 John Wiley & Sons, Ltd.     

Generalized dynamic analysis of structural single rocking walls (SRWs)

The investigation of structural single rocking walls (SRWs) continues to gain interest as they produce self-centering lateral load responses with reduced structural damage. The simple rocking model with modifications has been shown to capture these responses accurately if the SRW and its underlying base are infinitely rigid. This paper advances previous rocking models by accounting for (1) the inelastic actions at or near the base of the SRW and (2) the flexural responses within the wall. Included in the proposed advancements are hysteretic and inherent viscous damping associated with these two deformation components so that the total dynamic responses of SRWs can be captured with good accuracy. A system of nonlinear equations of motion is developed, in which the rocking base is discretized into fibers using a zero-length element to locate the associated compressive deformations and damage. The flexural deformations of the rocking body are captured using an elastic term, while the impact events are modeled using impulse-momentum equations. Comparisons with experiments of structural precast concrete and masonry SRWs show that the proposed approach accurately estimates the dynamic responses of different SRWs with and without unbonded posttensioning, for various dynamic excitations and degrees of hysteretic action. Using the proposed approach, a numerical investigation employs different configurations of structural SRWs to quantify the various sources of energy loss, including hysteretic action and impact damping, during various horizontal ground motions.     

Seismic performance of buildings with structural and foundation rocking in centrifuge testing

Rocking motion, established in either the superstructure in the form of a 2‐point stepping mechanism (structural rocking) or resulting from rotational motion of the foundation on the soil (foundation rocking), is considered an effective, low‐cost base isolation technique. This paper unifies for the first time the 2 types of rocking motion under a common experimental campaign, so that on the one hand, structural rocking can be examined under the influence of soil and on the other, foundation rocking can be examined under the influence of a linear elastic superstructure. Two building models, designed to rock above or below their foundation level so that they can reproduce structural and foundation rocking respectively, were tested side by side in a centrifuge. The models were placed on a dry sandbed and subjected to a sequence of earthquake motions. The range of rocking amplitude that is required for base isolation was quantified. Overall, it is shown that the relative density of sand does not influence structural rocking, while for foundation rocking, the change from dense to loose sand can affect the time‐frequency response significantly and lead to a more predictable behaviour.     

An integrated macroelement formulation for the dynamic response of inelastic deformable rocking bodies

This paper presents a macroelement formulation for the prediction of the planar dynamic response of inelastic deformable rocking bodies. The formulation is based on a previous macroelement developed by the authors able to describe the cyclic response of inelastic rocking bodies, which takes into account the deformability both along the height of the member, as well as near the rocking end. Modifications of this formulation to account for other motion modes of rocking members during their dynamic response, namely, sliding and upthrow, as well as modifications to account for damping in a uniform manner during the whole motion, including impacts, are introduced. The dynamic response predicted by the macroelement for free-standing rigid and deformable rocking bodies is presented and compared with existing theoretical solutions, and the effect of deformability, damping, inelasticity, and friction on the response is discussed.     

Dynamics and seismic performance of rocking bridges accounting for the abutment-backfill contribution

The present study explores analytically the concept of rocking isolation in bridges considering for the first time the influence of the abutment-backfill system. The dynamic response of rocking bridges with free-standing piers of same height and same section is examined assuming negligible deformation for the substructure and the superstructure. New relationships for the prediction of the bridge rocking motion are derived, including the equation of motion and the restitution coefficient at each impact at the rocking interfaces. The bridge structure is found to be susceptible to a failure mode related to the failure of the abutment-backfill system, which can occur prior to the well-known overturning of the rocking piers. Thus, a new failure spectrum is proposed called Failure Minimum Acceleration Spectrum (FMAS) which extends the overturning spectrum put forward in previous studies, and it differs in principle from the latter. The comparison with the dynamic response of bridges modelled as rocking frames without abutments reveals not only that seat-type abutments and their backfill have a generally beneficial effect on the seismic performance of rocking pier bridges by suppressing the free rocking motion of the frame system, but also that the simple frame model cannot capture all salient features of the rocking bridge response as it misses potential failure modes, overestimating the rocking bridge's safety when these modes are critical.     

Nonlinear performance of classical damping

The performance of a classical damping matrix, constructed either from the use of initial structural properties or current structural properties, in the step-by-step solution of a nonlinear multiple degree of freedom (MDOF) system is analytically evaluated. The analytical results are confirmed by numerical examples. Consequently, some conclusions are drawn from these analytical results that might be considered as rough guidelines for practical applications. It is found that a classical damping matrix constructed from initial structural properties is adequate for practical applications, since it has approximately the same damping effect as obtained by current structural properties and is more efficient in terms of computing.     

Seismic retrofitting of braced frame buildings by RC rocking walls and viscous dampers

A design procedure for seismic retrofitting of concentrically and eccentrically braced frame buildings is proposed and validated in this paper. Rocking walls are added to the existing system to ensure an almost uniform distribution of the interstorey displacement in elevation. To achieve direct and efficient control over the seismic performance, the design procedure is founded on the displacement‐based approach and makes use of overdamped elastic response spectra. The top displacement capacity of the building is evaluated based on a rigid lateral deformed configuration of the structure and on the ductility capacity of the dissipative members of the braced frames. The equivalent viscous damping ratio of the braced structure with rocking walls is calculated based on semi‐empirical relationships specifically calibrated in this paper for concentrically and eccentrically braced frames. If the equivalent viscous damping ratio of the structure is lower than the required equivalent viscous damping ratio, viscous dampers are added and arranged between the rocking walls and adjacent reaction columns. The design internal forces of the rocking walls are evaluated considering the contributions of more than one mode of vibration. The proposed design procedure is applied to a large set of archetype braced frame buildings and its effectiveness verified by nonlinear dynamic analysis.     

Linearization and first‐order expansion of the rocking motion of rigid blocks stepping on viscoelastic foundation

In structural mechanics there are several occasions where a linearized formulation of the original non‐linear problem reduces considerably the computational effort for the response analysis. In a broader sense, a linearized formulation can be viewed as a first‐order expansion of the dynamic equilibrium of the system about a ‘static’ configuration; yet caution should be exercised when identifying the ‘correct’ static configuration. This paper uses as a case study the rocking response of a rigid block stepping on viscoelastic supports, whose non‐linear dynamics is the subject of the companion paper, and elaborates on the challenge of identifying the most appropriate static configuration around which a first‐order expansion will produce the most dependable results in each regime of motion. For the regime when the heel of the block separates, a revised set of linearized equations is presented, which is an improvement to the unconservative equations published previously in the literature. The associated eigenvalues demonstrate that the characteristics of the foundation do not affect the rocking motion of the block once the heel separates. Copyright © 2008 John Wiley & Sons, Ltd.     

The dynamics of an elastic structure coupled with a rocking wall

This paper investigates the dynamic response of an elastic single‐degree‐of‐freedom oscillator coupled with a rocking wall. Both configurations of a stepping rocking wall and a pinned rocking wall that have been reported in the literature are examined. The full nonlinear equations of motions are derived, and the paper shows through a comprehensive parametric analysis that the coupling with a rocking wall has mixed results on suppressing the dynamic response of the elastic oscillator. The stepping rocking wall is most effective in suppressing displacements of relative flexible structures with a heavier wall being most effective. In contrast, the pinned wall amplifies the displacements along a wide range of the spectrum with a heavier wall being most detrimental. This happens partly because in a pinned wall the moment from its weight works against stability. Copyright © 2016 John Wiley & Sons, Ltd.     

An experimental study on the rocking response of bridge piers with spread footing foundations

Some spread footing foundations from real retrofitting practices in Taiwan were extended to be uneconomically large due to the restriction of foundation uplift regulated in the design code. Although rocking mode of spread footings induced from foundation uplift is not favorable in current design code, recent studies have shown that the rocking of a spread footing may have a beneficial effect on the dynamic performance of piers by reducing the earthquake forces that can be transmitted to the pier base. This implies that the plastic deformation that occurs at the pier's plastic zone can be decreased and as a result the ductility demand of piers can possibly be reduced. In order to gain a better understanding of the structural behavior related to rocking and to clarify that if the widening and strengthening of the foundations to limit the rocking mechanism of spread footing is necessary for the retrofitting work, a series of preliminary rocking experiments were performed. A total of three circular reinforced concrete columns with spread footing foundations were tested. Using pseudo‐dynamic tests and a cyclic loading test, these columns were subjected to different levels of earthquake accelerations, including a near field ground motion. The results of the tests and the rocking behavior of the footings are discussed in this paper. From the benchmark test, the difference between the response behavior of a rocking base and a fixed base foundation was highlighted. By comparing the experimental responses of the retrofitted column with the responses of the original one, the effect of the rocking mechanism on the ductility demand and strength demand of the columns was also identified. Copyright © 2010 John Wiley & Sons, Ltd.     

Seismic performance of hybrid ductile‐rocking braced frame system

A new hybrid ductile‐rocking seismic‐resistant design is proposed which consists of a code‐designed buckling‐restrained braced frame (BRBF) that yields along its height and also partially rocks on its foundation. The goal of this system is to cost‐effectively improve the performance of BRBFs, by reducing drift concentrations and residual deformations, while taking advantage of their large ductility and their reliable limit on seismic forces and accelerations along a building's height. A lock‐up device ensures that the full code‐compliant lateral strength can be achieved after a limited amount of column uplift, and supplemental energy dissipation elements are used to reduce the rocking response. This paper outlines the mechanics of the system and then presents analyses on rocking frames with both ductile and elastic braces in order to highlight the large higher mode demands on elastic rocking frames. A parametric study using nonlinear time‐history analysis of BRBF structures designed according to the proposed procedure for Los Angeles, California is then presented. This study investigates the system's seismic response and the effect of different energy dissipation element properties and allowable base rotation values before the lock‐up is engaged. Finally, the effect of vertical mass modeling on analysis results was investigated. These studies demonstrated that the hybrid ductile‐rocking system can in fact improve the global peak and residual deformation response as well as reduce brace damage. This enhanced performance could eliminate the need for expensive repairs or demolition that are otherwise to be expected for conventional ductile fixed base buildings that sustain severe damage.     

Robustness of simplified analysis methods for rocking structures on compliant soil

Recognizing the beneficial effect of nonlinear soil–foundation response has led to a novel design concept, termed ‘rocking isolation’. The analysis and design of such rocking structures require nonlinear dynamic time history analyses. Analyzing the entire soil–foundation–structure system is computationally demanding, impeding the application of rocking isolation in practice. Therefore, there is an urgent need to develop efficient simplified analysis methods. This paper assesses the robustness of two simplified analysis methods, using (i) a nonlinear and (ii) a bilinear rocking stiffness combined with linear viscous damping. The robustness of the simplified methods is assessed by (i) one-to-one comparison with a benchmark finite element (FE) analysis using a selection of ground motions and (ii) statistical comparison of probability distributions of response quantities, which characterize the time history response of rocking systems. A bridge pier (assumed rigid) supported on a square foundation, lying on a stiff clay stratum, is used as an illustrative example. Nonlinear dynamic FE time history analysis serves as a benchmark. Both methods yield reasonably accurate predictions of the maximum rotation θ_max. Their stochastic comparison with respect to the empirical cumulative distribution function of θ_max reveals that the nonlinear and the bilinear methods are not biased. Thus, both can be used to estimate probabilities of exceeding a certain threshold value of θ. Developed in this paper, the bilinear method is much easier to calibrate than the nonlinear, offering similar performance.     

The rocking spectrum and the limitations of practical design methodologies

This paper is concerned with the superficial similarities and fundamental differences between the oscillatory response of a single‐degree‐of‐freedom (SDOF) oscillator (regular pendulum) and the rocking response of a slender rigid block (inverted pendulum). The study examines the distinct characteristics of the rocking spectrum and compares the observed trends with those of the response spectrum. It is shown that the rocking spectrum reflects kinematic characteristics of the ground motions that are not identifiable by the response spectrum. The paper investigates systematically the fundamental differences in the dynamical structure of the two systems of interest and concludes that rocking structures cannot be replaced by ‘equivalent’ SDOF oscillators. The study proceeds by examining the validity of a simple, approximate design methodology, initially proposed in the late 1970s and now recommended in design guidelines to compute rotations of slender structures by performing iteration either on the true displacement response spectrum or design spectrum. This paper shows that the simple design approach is inherently flawed and should be abandoned, in particular for smaller, less‐slender blocks. The study concludes that the exact rocking spectrum emerges as a distinct intensity measure of ground motions. Copyright © 2002 John Wiley & Sons, Ltd.     

The influence of interface geometry,stiffness, and crushing on the dynamic response of masonry collapse mechanisms

Failure of masonry structures generally occurs via specific collapse mechanisms which have been well documented. Using rocking dynamics, equations of motion have been derived for a number of different failure mechanisms ranging from the simple overturning of a single block to more complicated mechanisms. However, most of the equations of motion derived thus far assume that the structures can be modelled as rigid bodies rocking on rigid interfaces with an infinite compressive strength—which is not always the case. In fact, crushing of masonry—commonly observed in larger scale constructions and vertically restrained walls—can lead to a reduction in the dynamic capacity of these structures. This paper rederives the rocking equation of motion to account for the influence of flexible interfaces, characterized by a specific interface stiffness as well as finite compressive strength. The interface now includes a continually shifting rotation point, the location of which depends not only on the material properties of the interface but also on its geometry. Expressions have thus also been derived for interfaces of different geometries, and parametric studies conducted to gauge their influence on dynamic response. The new interface formulations are also implemented within a new analytical modelling tool that provides a novel approach to the dynamic analysis of masonry collapse mechanisms. Finally, this tool is exemplified, along with the importance of the interface formulation, by evaluating the collapse of the Dharahara Tower in Kathmandu, which was almost completely destroyed during the 2015 Gorkha earthquake.     

Seismic response assessment of rocking systems using single degree-of-freedom oscillators

A new modeling for the seismic response assessment of free-standing, rigid or flexible, pure rocking systems is presented. The proposed modeling is based on equivalent single degree-of-freedom (SDOF) oscillators that can be implemented with common engineering software or user-made structural analysis codes. The SDOF models adopted use beam elements that are connected to a nonlinear rotational spring with negative stiffness that describes the self-centering capacity of the rocking member. The loss of energy at impact is treated with an “event-based” approach consistent with Housner's theory. Different variations pertinent to rigid blocks are first presented, and then the concept is extended to the flexible case. The implementation of the method requires some minor programming skills, while thanks to the versatility of the finite element method, it is capable to handle a variety of rocking problems. This is demonstrated with two applications: (a) a vertically restrained block equipped with an elastic tendon and (b) a rigid block coupled with an elastic SDOF oscillator. The accuracy and the efficiency of the proposed modeling is demonstrated using simple wavelets and historical ground motion records.     

Response analysis of rigid structures rocking on viscoelastic foundation

In this paper the rocking response of slender/rigid structures stepping on a viscoelastic foundation is revisited. The study examines in depth the motion of the system with a non‐linear analysis that complements the linear analysis presented in the past by other investigators. The non‐linear formulation combines the fully non‐linear equations of motion together with the impulse‐momentum equations during impacts. The study shows that the response of the rocking block depends on the size, shape and slenderness of the block, the stiffness and damping of the foundation and the energy loss during impact. The effect of the stiffness and damping of the foundation system along with the influence of the coefficient of restitution during impact is presented in rocking spectra in which the peak values of the response are compared with those of the rigid block rocking on a monolithic base. Various trends of the response are identified. For instance, less slender and smaller blocks have a tendency to separate easier, whereas the smaller the angle of slenderness, the less sensitive the response to the flexibility, damping and coefficient of restitution of the foundation. Copyright © 2008 John Wiley & Sons, Ltd.     

Ductility demands of tall buildings subjected to base rocking induced by Rayleigh waves

Performance-based earthquake engineering requires accurate estimation of structural response associated with different damage states because of strong ground motion. In recent work (Meza-Fajardo and Papageorgiou, 2018, EESD), we demonstrated that a significant contribution to the response of elastic soil-structure systems for high-rise buildings is attributed to base rocking associated with Rayleigh waves. The present paper presents results of a study investigating the effects of Rayleigh waves on the response of soil-structure systems with nonlinear behavior at the level of the superstructure. By introducing a rigid-elastic rotational spring at the base of the building, we take into account the stiffness reduction due to damage to the lateral load-resisting system at its root, and with it, increased displacement demands. Considering different levels of ductility and post-yield stiffness, we investigate the impact of rocking because of Rayleigh waves on maximum and residual interstory drift ratios. Our results indicate that rocking due to surface waves should be an important consideration for design and evaluation of tall buildings, as inelastic action elongates their effective natural period, and consequently, they are more prone to be damaged by resonance and excitation of extended duration because of Rayleigh waves.     

Experimental investigation on reparability of an infilled rocking wall frame structure

Improving seismic performance is one of the critical objectives in earthquake engineering. With the development of economy and society, reparability and fast resilience of a structure are becoming increasingly important. Reinforced concrete (RC) frame structure is prone to soft story mechanism. As a result, deformation and damage are so concentrated that reparability is severely hampered. Rocking wall provides an available approach for deformation control in RC frame by introducing a continuous component along the height. Previous researches mostly focus on seismic responses of rocking wall frame structures, while damage mode and reparability have not been investigated in detail. In this study, a novel infilled rocking wall frame (IRWF) structure is proposed. A half‐scaled IRWF model was designed according to Chinese seismic design code. The model was subjected to cyclic pushover testing up to structure drift ratio of 1/50 (amplitude 1/50), and its reparability was evaluated thereafter. Retrofit was implemented by wrapping steel plates and installing friction dampers. The retrofitted model was further loaded up to amplitude 1/30. The IRWF model showed excellent reparability and satisfactory seismic performance on deformation control, damage mode, hysteresis behavior, and beam‐to‐column joint rotation. After retrofitting, capacity of the model was improved by 11% with limited crack distribution. The model did not degrade until amplitude 1/30, due to shear failure in frame beams. The retrofit procedure was proved effective, and reparability of the IRWF model was demonstrated. Seismic resilience tends to be achieved in the proposed system.