Radiance data assimilation for operational snow and streamflow forecasting

Estimation of seasonal snowpack, in mountainous regions, is crucial for accurate streamflow prediction. This paper examines the ability of data assimilation (DA) of remotely sensed microwave radiance data to improve snow water equivalent prediction, and ultimately operational streamflow forecasts. Operational streamflow forecasts in the National Weather Service River Forecast Center (NWSRFC) are produced with a coupled SNOW17 (snow model) and SACramento Soil Moisture Accounting (SAC-SMA) model. A comparison of two assimilation techniques, the ensemble Kalman filter (EnKF) and the particle filter (PF), is made using a coupled SNOW17 and the microwave emission model for layered snow pack (MEMLS) model to assimilate microwave radiance data. Microwave radiance data, in the form of brightness temperature (TB), is gathered from the advanced microwave scanning radiometer-earth observing system (AMSR-E) at the 36.5 GHz channel. SWE prediction is validated in a synthetic experiment. The distribution of snowmelt from an experiment with real data is then used to run the SAC-SMA model. Several scenarios on state or joint state-parameter updating with TB data assimilation to SNOW-17 and SAC-SMA models were analyzed, and the results show potential benefit for operational streamflow forecasting.     

Toward a global ocean data assimilation system based on ensemble optimum interpolation: altimetry data assimilation experiment

A global ocean data assimilation system based on the ensemble optimum interpolation (EnOI) has been under development as the Chinese contribution to the Global Ocean Data Assimilation Experiment. The system uses a global ocean general circulation model, which is eddy permitting, developed by the Institute of Atmospheric Physics of the Chinese Academy of Sciences. In this paper, the implementation of the system is described in detail. We describe the sampling strategy to generate the stationary ensembles for EnOI. In addition, technical methods are introduced to deal with the requirement of massive memory space to hold the stationary ensembles of the global ocean. The system can assimilate observations such as satellite altimetry, sea surface temperature (SST), in situ temperature and salinity from Argo, XBT, Tropical Atmosphere Ocean (TAO), and other sources in a straightforward way. As a first step, an assimilation experiment from 1997 to 2001 is carried out by assimilating the sea level anomaly (SLA) data from TOPEX/Poseidon. We evaluate the performance of the system by comparing the results with various types of observations. We find that SLA assimilation shows very positive impact on the modeled fields. The SST and sea surface height fields are clearly improved in terms of both the standard deviation and the root mean square difference. In addition, the assimilation produces some improvements in regions where mesoscale processes cannot be resolved with the horizontal resolution of this model. Comparisons with TAO profiles in the Pacific show that the temperature and salinity fields have been improved to varying degrees in the upper ocean. The biases with respect to the independent TAO profiles are reduced with a maximum magnitude of about 0.25°C and 0.1 psu for the time-averaged temperature and salinity. The improvements on temperature and salinity also lead to positive impact on the subsurface currents. The equatorial under current is enhanced in the Pacific although it is still underestimated after the assimilation.     

A data assimilation approach to discharge estimation from space

River discharge is currently monitored by a diminishing network of gauges, which provide a spatially incomplete picture of global discharges. This study assimilated water level information derived from a fused satellite Synthetic Aperture Radar (SAR) image and digital terrain model (DTM) with simulations from a coupled hydrological and hydrodynamic model to estimate discharge in an un‐gauged basin scenario. Assimilating water level measurements led to a 79% reduction in ensemble discharge uncertainty over the coupled hydrological hydrodynamic model alone. Measurement bias was evident, but the method still provided a means of improving estimates of discharge for high flows. The study demonstrates the potential of currently available synthetic aperture radar imagery to reduce discharge uncertainty in un‐gauged basins when combined with model simulations in a data assimilation framework, where sufficient topographic data are available. The work is timely because in the near future the launch of satellite radar missions will lead to a significant increase in the volume of data available for space‐borne discharge estimation. Copyright © 2009 John Wiley & Sons, Ltd.     

Assimilation of snow covered area information into hydrologic and land-surface models

This paper describes a data assimilation method that uses observations of snow covered area (SCA) to update hydrologic model states in a mountainous catchment in Colorado. The assimilation method uses SCA information as part of an ensemble Kalman filter to alter the sub-basin distribution of snow as well as the basin water balance. This method permits an optimal combination of model simulations and observations, as well as propagation of information across model states. Sensitivity experiments are conducted with a fairly simple snowpack/water-balance model to evaluate effects of the data assimilation scheme on simulations of streamflow. The assimilation of SCA information results in minor improvements in the accuracy of streamflow simulations near the end of the snowmelt season. The small effect from SCA assimilation is initially surprising. It can be explained both because a substantial portion of snowmelts before any bare ground is exposed, and because the transition from 100% to 0% snow coverage occurs fairly quickly. Both of these factors are basin-dependent. Satellite SCA information is expected to be most useful in basins where snow cover is ephemeral. The data assimilation strategy presented in this study improved the accuracy of the streamflow simulation, indicating that SCA is a useful source of independent information that can be used as part of an integrated data assimilation strategy.     

A land surface data assimilation framework using the land information system: Description and applications

The Land Information System (LIS) is an established land surface modeling framework that integrates various community land surface models, ground measurements, satellite-based observations, high performance computing and data management tools. The use of advanced software engineering principles in LIS allows interoperability of individual system components and thus enables assessment and prediction of hydrologic conditions at various spatial and temporal scales. In this work, we describe a sequential data assimilation extension of LIS that incorporates multiple observational sources, land surface models and assimilation algorithms. These capabilities are demonstrated here in a suite of experiments that use the ensemble Kalman filter (EnKF) and assimilation through direct insertion. In a soil moisture experiment, we discuss the impact of differences in modeling approaches on assimilation performance. Provided careful choice of model error parameters, we find that two entirely different hydrological modeling approaches offer comparable assimilation results. In a snow assimilation experiment, we investigate the relative merits of assimilating different types of observations (snow cover area and snow water equivalent). The experiments show that data assimilation enhancements in LIS are uniquely suited to compare the assimilation of various data types into different land surface models within a single framework. The high performance infrastructure provides adequate support for efficient data assimilation integrations of high computational granularity.     

The SEEK filter method for data assimilation in oceanography: a synthesis

This paper reviews the developments of the singular evolutive extended Kalman (SEEK) filter method used for data assimilation in oceanography, since the original paper by Pham et al. (J Mar Syst 16:3–4, 323–340 1998a). First, a short review is presented of the context of data assimilation in oceanography and of the variety of numerical ocean codes and configurations in which the SEEK filter has been implemented using different data sets for assimilation. Then, the paper provides an exposition of the different versions of the SEEK filter developed during the past 10 years and discusses their relative merits for scientific or operational implementations. A classification of the algorithmic variants is proposed, and several possible improvements of the generic methodology are mentioned in the perspective of new assimilation challenges.     

Assimilating remotely sensed snow observations into a macroscale hydrology model

Accurate forecasting of snow properties is important for effective water resources management, especially in mountainous areas like the western United States. Current model-based forecasting approaches are limited by model biases and input data uncertainties. Remote sensing offers an opportunity for observation of snow properties, like areal extent and water equivalent, over larger areas. Data assimilation provides a framework for optimally merging information from remotely sensed observations and hydrologic model predictions. An ensemble Kalman filter (EnKF) was used to assimilate remotely sensed snow observations into the variable infiltration capacity (VIC) macroscale hydrologic model over the Snake River basin. The snow cover extent (SCE) product from the moderate resolution imaging spectroradiometer (MODIS) flown on the NASA Terra satellite was used to update VIC snow water equivalent (SWE), for a period of four consecutive winters (1999–2003). A simple snow depletion curve model was used for the necessary SWE–SCE inversion. The results showed that the EnKF is an effective and operationally feasible solution; the filter successfully updated model SCE predictions to better agree with the MODIS observations and ground surface measurements. Comparisons of the VIC SWE estimates following updating with surface SWE observations (from the NRCS SNOTEL network) indicated that the filter performance was a modest improvement over the open-loop (un-updated) simulations. This improvement was more evident for lower to middle elevations, and during snowmelt, while during accumulation the filter and open-loop estimates were very close on average. Subsequently, a preliminary assessment of the potential for assimilating the SWE product from the advanced microwave scanning radiometer (AMSR-E, flown on board the NASA Aqua satellite) was conducted. The results were not encouraging, and appeared to reflect large errors in the AMSR-E SWE product, which were also apparent in comparisons with SNOTEL data.     

基于热层电离层耦合数据同化的热层参量估计

本文采用高效集合卡尔曼滤波（EnKF）算法和背景场热层电离层理论模式NCAR-TIEGCM,开发了热层电离层数据同化系统.基于全球空地基GNSS电离层斜TEC观测、CHAMP和TIMED/GUVI热层参量观测构型设计了系列观测系统模拟实验,对热层参量进行估计.实验结果表明,（1）通过集合卡尔曼滤波算法同化电离层TEC观测能够较好地优化热层参量.（2）中性质量密度优化效果在整个同化阶段均有提升,提升百分比能达到40%.（3）积分氧氮比在同化阶段也能得到较好的优化,但在电子密度水平梯度变化剧烈区域效果较差.最后本文对中性质量密度进行了预报评估,结果表明,由于中性成分优化,在地磁平静条件下其预报时间尺度可长达24 h.

     

Data assimilation methods in the Earth sciences

Although remote sensing data are often plentiful, they do not usually satisfy the users’ needs directly. Data assimilation is required to extract information about geophysical fields of interest from the remote sensing observations and to make the data more accessible to users. Remote sensing may provide, for example, measurements of surface soil moisture, snow water equivalent, snow cover, or land surface (skin) temperature. Data assimilation can then be used to estimate variables that are not directly observed from space but are needed for applications, for instance root zone soil moisture or land surface fluxes. The paper provides a brief introduction to modern data assimilation methods in the Earth sciences, their applications, and pertinent research questions. Our general overview is readily accessible to hydrologic remote sensing scientists. Within the general context of Earth science data assimilation, we point to examples of the assimilation of remotely sensed observations in land surface hydrology.     

Data assimilation in groundwater modelling: ensemble Kalman filter versus ensemble smoothers

Groundwater modelling calls for an effective and robust data integrating method to fill the gap between the model and observation data. The ensemble Kalman filter (EnKF), a real‐time data assimilation method, has been increasingly applied in multiple disciplines such as petroleum engineering and hydrogeology. In this approach, a groundwater model is updated sequentially with measured data such as hydraulic head and concentration. As an alternative to the EnKF, the ensemble smoother (ES) has been proposed for updating groundwater models using all the data together, with much less computational cost. To further improve the performance of the ES, an iterative ES has been proposed for continuously updating the model by assimilating measurements together. In this work, we compare the performance of the EnKF, the ES, and the iterative ES using a synthetic example in groundwater modelling. Hydraulic head data modelled on the basis of the reference conductivity field are used to inversely estimate conductivities at unsampled locations. Results are evaluated in terms of the characterization of conductivity and groundwater flow predictions. It is concluded that (a) the iterative ES works better than the standard ES because of its continuous updating and (b) the iterative ES could achieve results comparable with those of the EnKF, with less computational cost. These findings show that the iterative ES should be paid much more attention for data assimilation in groundwater modelling.     

Data assimilation for distributed hydrological catchment modeling via ensemble Kalman filter

Catchment scale hydrological models are critical decision support tools for water resources management and environment remediation. However, the reliability of hydrological models is inevitably affected by limited measurements and imperfect models. Data assimilation techniques combine complementary information from measurements and models to enhance the model reliability and reduce predictive uncertainties. As a sequential data assimilation technique, the ensemble Kalman filter (EnKF) has been extensively studied in the earth sciences for assimilating in-situ measurements and remote sensing data. Although the EnKF has been demonstrated in land surface data assimilations, there are no systematic studies to investigate its performance in distributed modeling with high dimensional states and parameters. In this paper, we present an assessment on the EnKF with state augmentation for combined state-parameter estimation on the basis of a physical-based hydrological model, Soil and Water Assessment Tool (SWAT). Through synthetic simulation experiments, the capability of the EnKF is demonstrated by assimilating the runoff and other measurements, and its sensitivities are analyzed with respect to the error specification, the initial realization and the ensemble size. It is found that the EnKF provides an efficient approach for obtaining a set of acceptable model parameters and satisfactory runoff, soil water content and evapotranspiration estimations. The EnKF performance could be improved after augmenting with other complementary data, such as soil water content and evapotranspiration from remote sensing retrieval. Sensitivity studies demonstrate the importance of consistent error specification and the potential with small ensemble size in the data assimilation system.     

Common-offset common-reflection-surface attributes estimation with differential evolution

Common-reflection surface is a method to describe the shape of seismic events, typically the slopes (dip) and curvature portions (traveltime). The most systematic approach to estimate the common-reflection surface traveltime attributes is to employ a sequence of single-variable search procedures, inheriting the advantage of a low computational cost, but also the disadvantage of a poor estimation quality. A search strategy where the common-reflection surface attributes are globally estimated in a single stage may yield more accurate estimates. In this paper, we propose to use the bio-inspired global optimization algorithm differential evolution to estimate all the two-dimensional common-offset common-reflection surface attributes simultaneously. The differential evolution algorithm can provide accurate estimates for the common-reflection surface traveltime attributes, with the benefit of having a small set of input parameters to be configured. We apply the differential evolution algorithm to estimate the two-dimensional common-reflection surface attributes in the synthetic Marmousi data set, contaminated by noise, and in a land field data with a small fold. By analysing the stacked and coherence sections, we could see that the differential evolution based common-offset common-reflection surface approach presented significant signal-to-noise ratio enhancement.     

Estimating the snow water equivalent from snow depth measurements in the Swiss Alps

The snow water equivalent (SWE) characterizes the hydrological significance of snow cover. However, measuring SWE is time-consuming, thus alternative methods of determining SWE may be useful. SWE can be calculated from snow depth if the bulk snow density is known. Thus, a reliable estimation method of snow densities could (a) potentially save a lot of effort by, at least partly, sampling snow depth instead of SWE, and would (b) allow snow hydrological evaluations, when only snow depth data are available. To generate a useful parameterization of the bulk density a large dataset was analyzed covering snow densities and depths measured biweekly over five decades at 37 sites throughout the Swiss Alps. Four factors were identified to affect the bulk snow density: season, snow depth, site altitude, and site location. These factors constitute a convenient set of input variables for a snow density model developed in this study. The accuracy of estimating SWE using our model is shown to be equivalent to the variability of repeated SWE measurements at one site. The technique may therefore allow a more efficient but indirect sampling of the SWE without necessarily affecting the data quality.     

Review of the Kalman-type hydrological data assimilation

ABSTRACT

There is great potential in Data Assimilation (DA) for the purposes of uncertainty identification, reduction and real-time correction of hydrological models. This paper reviews the latest developments in Kalman filters (KFs), particularly the Extended KF (EKF) and the Ensemble KF (EnKF) in hydrological DA. The hydrological DA targets, methodologies and their applicability are examined. The recent applications of the EKF and EnKF in hydrological DA are summarized and assessed critically. Furthermore, this review highlights the existing challenges in the implementation of the EKF and EnKF, especially error determination and joint parameter estimation. A detailed review of these issues would benefit not only the Kalman-type DA but also provide an important reference to other hydrological DA types.

Editor D. Koutsoyiannis; Associate editor F. Pappenberger     

An approach to handling non-Gaussianity of parameters and state variables in ensemble Kalman filtering

The ensemble Kalman filter (EnKF) is a commonly used real-time data assimilation algorithm in various disciplines. Here, the EnKF is applied, in a hydrogeological context, to condition log-conductivity realizations on log-conductivity and transient piezometric head data. In this case, the state vector is made up of log-conductivities and piezometric heads over a discretized aquifer domain, the forecast model is a groundwater flow numerical model, and the transient piezometric head data are sequentially assimilated to update the state vector. It is well known that all Kalman filters perform optimally for linear forecast models and a multiGaussian-distributed state vector. Of the different Kalman filters, the EnKF provides a robust solution to address non-linearities; however, it does not handle well non-Gaussian state-vector distributions. In the standard EnKF, as time passes and more state observations are assimilated, the distributions become closer to Gaussian, even if the initial ones are clearly non-Gaussian. A new method is proposed that transforms the original state vector into a new vector that is univariate Gaussian at all times. Back transforming the vector after the filtering ensures that the initial non-Gaussian univariate distributions of the state-vector components are preserved throughout. The proposed method is based in normal-score transforming each variable for all locations and all time steps. This new method, termed the normal-score ensemble Kalman filter (NS-EnKF), is demonstrated in a synthetic bimodal aquifer resembling a fluvial deposit, and it is compared to the standard EnKF. The proposed method performs better than the standard EnKF in all aspects analyzed (log-conductivity characterization and flow and transport predictions).     

中国电离层TEC同化现报系统

数据同化是在基于物理机制的背景模型上,融合时空不规则分布的观测数据的一种现报方法.同化能够有效弥补数据的时空局限和模型的精度偏差,使二者相互匹配从而获得更加合理可信的模拟效果.本研究利用电离层数据同化方法,针对中国及周边区域（15°N—55°N,70°E—140°E）构建了电离层总电子含量（TEC）同化现报系统.系统使用国际参考电离层（IRI）作为背景场,利用中国科学院空间环境监测网和国际GNSS服务组织（IGS）的部分地基GNSS台站数据作为观测值,并采用三维变分与Gauss-Markov卡尔曼滤波相结合的算法进行背景场和观测值的数据同化,生成覆盖中国及周边区域的电离层TEC和GPS单频接收机延迟误差的格点化准实时现报地图,并在中国科学院空间环境预报中心（http://sepc.ac.cn/TEC_chn.php）网上发布,每15 min进行更新.该系统是我国基于同化算法的电离层现报系统之一,已用于中国及周边区域的电离层环境实时监测,可为卫星导航、雷达成像、短波通信等科学研究和工程应用提供相对及时、准确、有效的电离层TEC和误差修正信息.     

Study on linear and nonlinear bottom friction parameterizations for regional tidal models using data assimilation

Data assimilation technique (adjoint method) is applied to study the similarities and the differences between the Ekman (linear) and the Quadratic (nonlinear) bottom friction parameterizations for a two-dimensional tidal model. Two methods are used to treat the bottom friction coefficient (BFC). The first method assumes that the BFC is a constant in the entire computation domain, while the second applies the spatially varying BFCs. The adjoint expressions for the linear and the nonlinear parameterizations and the optimization formulae for the two BFC methods are derived based on the typical Largrangian multiplier method. By assimilating the model-generated ‘observations’, identical twin experiments are performed to test and validate the inversion ability of the presented methodology. Four experiments, which employ the linear parameterization, the nonlinear parameterizations, the constant BFC and the spatially varying BFC, are carried out to simulate the M₂ tide in the Bohai Sea and the Yellow Sea by assimilating the TOPEX/Poseidon altimetry and tidal gauge data. After the assimilation, the misfit between model-produced and observed data is significantly decreased in the four experiments. The simulation results indicate that the nonlinear Quadratic parameterization is more accurate than the linear Ekman parameterization if the traditional constant BFC is used. However, when the spatially varying BFCs are used, the differences between the Ekman and the Quadratic approaches diminished, the reason of which is analyzed from the viewpoint of dissipation rate caused by bottom friction. Generally speaking, linear bottom friction parameterizations are often used in global tidal models. This study indicates that they are also applicable in regional ocean tidal models with the combination of spatially varying parameters and the adjoint method.