Modeling of damage-related earthquake losses in a moderate seismic-prone country and cost–benefit evaluation of retrofit investments: application to France

We performed large-scale earthquake economic loss estimations for France and cost–benefit analyses for several French cities by developing a semiempirical, intensity-based approach. The proposed methodology is inexpensive and easily applicable in case of a paucity of detailed information regarding the specific regional seismic hazard and the structural characteristics of the building stock, which is of particular importance in moderate-to-low seismic hazard regions. The exposure model is derived from census datasets, and the seismic vulnerability distribution of buildings is calculated using data mining techniques. Several hypothetical, large-scale retrofit scenarios are proposed, with increasing levels of investment. These cities, in their respective reinforced states, are then subjected to a series of hazard scenarios. Seismic hazard data for different return periods are calculated from regulatory accelerations from French seismic zoning. Loss estimations for the original (non-reinforced) configuration show high levels of expected building repair and replacement costs for all time spans. Finally, the benefits in terms of damage avoidance are compared with the costs of each retrofit measure. Relatively limited strengthening investments reduce the probability of building collapse, which is the main cause of human casualties. However, the results of this study suggest that retrofitting is, on average, only cost-effective in the parts of France with the highest seismicity and over the longest time horizons.     

Seismic risk assessment of buildings in Izmir,Turkey

Izmir, the third largest city and a major economic center in Turkey, has more than three million residents and half million buildings. In this study, the seismic risk in reinforced concrete buildings that dominate the building inventory in Izmir is investigated through multiple approaches. Five typical reinforced concrete buildings were designed, modeled and assessed for seismic vulnerability. The sample structures represent typical existing reinforced concrete hospital, school, public, and residential buildings in Izmir. The seismic assessments of the considered structures indicate that they are vulnerable to damage during expected future earthquakes.     

Assessment of seismic risk scenarios for Bucharest,Romania

In this paper, seismic risk scenarios for Bucharest, the capital city of Romania, are proposed and assessed. Bucharest has one of the highest seismic risk levels in Europe, and this is due to a combination of relatively high seismic hazard and a building stock built mainly before the devastating Vrancea 1977 earthquake. In this study, the seismic risk of Bucharest is assessed using the most recent information regarding the characteristics of the residential building stock. The ground motion amplitudes are evaluated starting from random fields obtained by coupling a ground motion model derived for the Vrancea intermediate-depth seismic source with a spatial correlation model. The seismic risk evaluation method applied in this study is based on the well-known macroseismic method. For several structural typologies, the vulnerability parameters are evaluated based on a damage survey performed on 18,000 buildings in Bucharest after the March 1977 earthquake. Subsequently, the risk metrics are compared with those from other studies in the literature that apply a different risk assessment methodology in order to gain a better view of the uncertainties associated with a seismic risk study at city level. Finally, the impact of several Vrancea intermediate-depth earthquake scenarios is evaluated and the results show that the earthquake which has the closest epicenter to Bucharest appears to be the most damaging.

     

Seismic risk in the city of Al Hoceima (north of Morocco) using the vulnerability index method,applied in Risk-UE project

Al Hoceima is one of the most seismic active regions in north of Morocco. It is demonstrated by the large seismic episodes reported in seismic catalogs and research studies. However, seismic risk is relatively high due to vulnerable buildings that are either old or don’t respect seismic standards. Our aim is to present a study about seismic risk and seismic scenarios for the city of Al Hoceima. The seismic vulnerability of the existing residential buildings was evaluated using the vulnerability index method (Risk-UE). It was chosen to be adapted and applied to the Moroccan constructions for its practicality and simple methodology. A visual inspection of 1102 buildings was carried out to assess the vulnerability factors. As for seismic hazard, it was evaluated in terms of macroseismic intensity for two scenarios (a deterministic and probabilistic scenario). The maps of seismic risk are represented by direct damage on buildings, damage to population and economic cost. According to the results, the main vulnerability index of the city is equal to 0.49 and the seismic risk is estimated as Slight (main damage grade equal to 0.9 for the deterministic scenario and 0.7 for the probabilistic scenario). However, Moderate to heavy damage is expected in areas located in the newer extensions, in both the east and west of the city. Important economic losses and damage to the population are expected in these areas as well. The maps elaborated can be a potential guide to the decision making in the field of seismic risk prevention and mitigation strategies in Al Hoceima.     

Assessment of seismic risk scenarios for Bucharest,Romania

In this paper, seismic risk scenarios for Bucharest, the capital city of Romania, are proposed and assessed. Bucharest has one of the highest seismic risk levels in Europe, and this is due to a combination of relatively high seismic hazard and a building stock built mainly before the devastating Vrancea 1977 earthquake. In this study, the seismic risk of Bucharest is assessed using the most recent information regarding the characteristics of the residential building stock. The ground motion amplitudes are evaluated starting from random fields obtained by coupling a ground motion model derived for the Vrancea intermediate-depth seismic source with a spatial correlation model. The seismic risk evaluation method applied in this study is based on the well-known macroseismic method. For several structural typologies, the vulnerability parameters are evaluated based on a damage survey performed on 18,000 buildings in Bucharest after the March 1977 earthquake. Subsequently, the risk metrics are compared with those from other studies in the literature that apply a different risk assessment methodology in order to gain a better view of the uncertainties associated with a seismic risk study at city level. Finally, the impact of several Vrancea intermediate-depth earthquake scenarios is evaluated and the results show that the earthquake which has the closest epicenter to Bucharest appears to be the most damaging.     

Development of Seismic Risk Scenarios Based on a Hybrid Method of Vulnerability Assessment

A hybrid methodology of vulnerability analysis is presented, involving elements from both empirical and theoretical methods. A model for correlating analytically calculated structural damage indices to loss (in monetary terms) is also proposed and calibrated against available statistical data. Probability damage matrices derived using this methodology are incorporated into a cost-benefit model tailored to the problem of estimating the feasibility of seismically rehabilitating the existing stock of reinforced concrete buildings in Thessaloniki, Greece. Losses calculated using the suggested procedure are found to be in good agreement with losses incurred during the 1978 Thessaloniki earthquake. The results of the present study also indicate that benefit/cost ratios for reinforced concrete buildings are quite low. Hence, it appears that a pre-earthquake strengthening programme is not economically justifiable.     

An object-based image analysis for building seismic vulnerability assessment using high-resolution remote sensing imagery

Building seismic vulnerability assessment plays an important role in formulating pre-disaster mitigation strategies for developing countries. The occurrence of high-resolution satellite sensors has greatly motivated it by providing a promising approach to obtain building information. However, this also brings a big challenge to the accurate building extraction and its coherent integration with the assessment model. The main objective of this paper is to investigate how to extract building attributes from high-resolution remote sensing imagery using the object-based image analysis (OBIA) method, so as to accurately and conveniently assess building seismic vulnerability by the combination of in situ field data. A general framework for the assessment of building seismic vulnerability is presented, including (1) the extraction of building information using OBIA, (2) building height estimation, and (3) the support vector machine (SVM)-based building seismic vulnerability assessment. Particularly, an integrated solution is proposed that merges the strengths of multiple spatial contextual relationships and some typical image object measures, under the unified framework to improve building information extraction at different scale levels as well as for different interest objects. With the aid of 35 building samples from two powerful earthquakes in China, the cloud-free WorldView-2 images and some building structure parameters from field survey were used to quantity the grades of building seismic vulnerability in Wuhan Optics Valley, China. The results show that all 48 buildings among the study area have been well detected with an overall accuracy of 80.67 % and the mean error of heights estimated from building shadow is less than 2 m. This indicates that the integrated analysis strategy based on OBIA is suitable for extracting the building information from high-resolution remote sensing imagery. Additionally, the assessment results using SVM show that the building seismic vulnerability is statistically significantly related to structure types and building heights. Both the proposed OBIA method and its integration strategy with SVM are easily implemented and provide readily interpretable assessment results for building seismic vulnerability. This reveals that the proposed method has a great potential to assist urban planners for making local disaster mitigation planning through the prioritization of intervention measures, such as the reinforcement of walls and the dismantlement of endangered houses.     

Seismic risk assessment of buildings in urban areas: a case study for Denizli,Turkey

This study aims to carry out a seismic risk assessment for a typical mid-size city based on building inventory from a field study. Contributions were made to existing loss estimation methods for buildings. In particular, a procedure was introduced to estimate the seismic quality of buildings using a scoring scheme for the effective parameters in seismic behavior. Denizli, a typical mid-size city in Turkey, was used as a case study. The building inventory was conducted by trained observers in a selected region of Denizli that had the potential to be damaged from expected future earthquakes according to geological and geotechnical studies. Parameters that are known to have some effect on the seismic performance of the buildings during past earthquakes were collected during the inventory studies. The inventory includes data of about 3,466 buildings on 4,226 parcels. The evaluation of inventory data provided information about the distribution of building stock according to structural system, construction year, and vertical and plan irregularities. The inventory data and the proposed procedure were used to assess the building damage, and to determine casualty and shelter needs during the M6.3 and 7.0 scenario earthquakes, representing the most probable and maximum earthquakes in Denizli, respectively. The damage assessment and loss studies showed that significant casualties and economic losses can be expected in future earthquakes. Seismic risk assessment of reinforced concrete buildings also revealed the priorities among building groups. The vulnerability in decreasing order is: (1) buildings with 6 or more stories, (2) pre-1975 constructed buildings, and (3) buildings with 3–5 stories. The future studies for evaluating and reducing seismic risk for buildings should follow this priority order. All data of inventory, damage, and loss estimates were assembled in a Geographical Information System (GIS) database.     

A methodology to estimate seismic vulnerability of health facilities. Case study: Mexico City,Mexico

We developed a model to estimate seismic vulnerability of health facilities in Mexico City, Mexico, following these steps: (1) designing a theoretical framework (TF) to measure structural, non-structural, functional, and administrative-organizational vulnerabilities; (2) measurement of the vulnerability conditions of the analyzed facility by using the TF; and (3) estimation of the hospital’s seismic vulnerability by comparing the measured vulnerability to the TF’s vulnerability indicators by taking into account the optimal case. The TF was developed considering a scoring system and international standards for risk management in hospitals. The methodology establishes the degree of vulnerability of the analyzed institution as well as its interrelations with external infrastructure systems. This tool also identifies existing failures to estimate expected damage. The methodology was applied to the National Cardiology Hospital, the Children’s Hospital “Dr. Federico Gómez,” and the “Hospital de Jesus” of Mexico City. The vulnerability problems in these three hospitals are common within them, and some of the main causes of vulnerability found are: (1) the lack of technology to resistant seismic shaking; (2) the need to develop or update disaster response plans; (3) the need of periodic and proper maintenance to hospitals’ buildings; (4) the lack of sufficient financial resources for vulnerability reduction projects and autonomous operations of the hospital during 3–5 days after a disaster occurs. We believe that vulnerability in these health facilities can be reduced with low-cost procedures and that the methodology developed here will support the decision-making processes to reduce seismic risk in Mexico City.     

Feasibility of pre-earthquake strengthening of buildings based on cost-benefit and life-cycle cost analysis, with the aid of fragility curves

There are two fundamental questions this article aims to deal with. First, whether a pre-earthquake strengthening of a large and heterogeneous building stock (the emphasis here is on building types common in S. Europe), is economically feasible or not, and second what is the optimal retrofit level for mitigating the seismic risk. To this purpose contemporary decision making tools, namely cost-benefit and life-cycle cost analyses, are tailored to the needs of the present study, and implemented with the aid of an ad-hoc developed new software application (COBE06). A method for estimating the reduction in structural vulnerability due to retrofit is proposed, as well as a methodology to determine the optimum retrofit level using the fragility curve approach. Finally, the proposed methodology is used in a pilot application that concerns the city of Thessaloniki, and results are drawn for the feasibility of strengthening the reinforced concrete building stock in this city.     

Vulnerability of existing buildings: empirical evaluation and experimental measurements

The aim of this study is the comparison between the fundamental periods identified experimentally and those calculated using the formulas given in the Algerian Seismic Code (RPA 99) for vulnerability assessment and for experimental data collection of selected sample of old buildings. The results obtained for vulnerability assessment will then be extrapolated to buildings of the same typology built during the 1949 to 1954 period in the northern part of Algeria. From 1949 to 1954, the reinforced concrete constructions in Algeria were built before the first generation of the Algerian Seismic Code. These buildings being old are certainly weakened by the occupancy activities and seismic event loads. Hence, the evaluation of their vulnerability with respect to the regional seismic hazard requires the knowledge of their structure on a site capacity. The empirical formulas to calculate the fundamental period of a building are based on the Algerian Earthquake Code (RPA 99) .These formulas consider only the geometrical dimension (length, width and height) and the structural design of the buildings. The fundamental periods of vibration of twenty-two buildings, located in Algiers, calculated using the empirical formulas given in the RPA 99 are lower than those identified experimentally. A question then rises, do these tested buildings present any damage or not? As five of these buildings were tested before the 21 May 2003 earthquake, the experimental testing highlighted a decrease in the fundamental frequency which means that these buildings are damaged. Hence, for vulnerability assessment, the empirical formulas given in the Algerian Seismic Code (RPA 99) may not be appropriate for vulnerability assessment of the old buildings built during the 1949 to 1954 period.     

Experimental vulnerability curves for the residential buildings of Iran

Iran is one of the most seismically active countries of the world located on the Alpine-Himalayan earthquake belt. More than 180,000 people were killed due to earthquakes in Iran during the last five decades. Considering the fact that most Iranians live in masonry and non-engineered houses, having a comprehensive program for decreasing the vulnerability of society holds considerable importance. For this reason, loss estimation should be done before an earthquake strikes to prepare proper information for designing and selection of emergency plans and the retrofitting strategies prior to occurrence of earthquake. The loss estimation process consists of two principal steps of hazard analysis and vulnerability assessment. After identifying the earthquake hazard, the first step is to evaluate the vulnerability of residential buildings and lifelines and also the social and economic impacts of the earthquake scenarios. Among these, residential buildings have specific importance, because their destruction will disturb the daily life and result in casualties. Consequently, the vulnerability assessment of the buildings in Iran is important to identify the weak points in the built environment structure. The aim of this research is to prepare vulnerability curves for the residential buildings of Iran to provide a proper base for estimating probable damage features by future earthquakes. The estimation may contribute fundamentally for better seismic performance of Iranian societies. After a brief review of the vulnerability assessment methods in Iran and other countries, through the use of the European Macroseismic method, a model for evaluating the vulnerability of the Iranian buildings is proposed. This method allows the vulnerability assessment for numerous sets of buildings by defining the vulnerability curves for each building type based on the damage observations of previous earthquakes. For defining the vulnerability curves, a building typology classification is presented in this article, which is representative of Iranian building characteristics. The hazard is described in terms of the macroseismic intensity and the EMS-98 damage grades have been considered for classifying the physical damage to the buildings. The calculated vulnerability indexes and vulnerability curves show that for engineered houses there is not any notable difference between the vulnerability of Iranian and Risk-UE building types. For the non-engineered houses, the vulnerability index of brick and steel structures is less than the corresponding values of the other unreinforced masonry buildings of Iran. The vulnerability index of unreinforced and masonry buildings of Iran are larger than the values of the similar types in Risk-UE and so the Iranian buildings are more vulnerable in this regard.     

Scenario-based earthquake loss estimation for the city of Cairo,Egypt

This paper describes a multi-tiered loss assessment methodology to estimate seismic monetary implications resulting from structural damage to the building population in Greater Cairo. After outlining a ground-shaking model, data on geological structures and surface soil conditions are collated using a considerable number of boreholes to produce a classification of different soil deposits. An inventory database for the existing building stock is also prepared. The seismic vulnerability of representative reinforced concrete building models, designed according to prevalent codes and construction practices, is evaluated. Capacity spectrum methods are utilised for assessing the structural performance through a multi-level damage scale. A simplified methodology for deriving fragility curves for non-ductile reinforced concrete building classes that typically constitute the building population of the city is adopted. In addition, suitable fragility functions for unreinforced masonry constructions are selected and used for completing the loss model for the study area. The results are finally used to build an event-based loss model caused by possible earthquakes in the region.     

泥石流作用下建筑物易损性评价方法分析与评价

建筑物易损度评价作为泥石流易损度评价的重要组成部分,其研究是实现城镇及居民点泥石流风险定量化和风险管理的必要环节。综述近30年来,泥石流作用下建筑物易损度研究的发展过程,并指出以统计分析方法建立的建筑物易损度曲线普适性差且力学机理不明等问题,提出数值计算和模型实验的手段获取建筑物结构易损度的机理模型。由于建筑物易损度研究问题本身的复杂性,统计分析方法仍将作为建筑物易损度研究的重要手段,力学机理明晰的研究方法则将成为今后研究的难点和热点。此外,地震、滚石、雪崩等类似灾种的易损度研究方法和成果可被借鉴到泥石流领域。针对灾害中因结构破坏引发人员伤亡的情况,建议采用时间概率和基于条件概率的事件树方法计算建筑物内人员易损度。最终形成综合结构和人员易损度研究成果的建筑物易损度评价方法。     

A new hybrid procedure for the definition of seismic vulnerability in Mediterranean cross-border urban areas

Assessment of seismic vulnerability of urban areas provides fundamental information for activities of planning and management of emergencies. The main difficulty encountered when extending vulnerability evaluations to urban contexts is the definition of a framework of assessment appropriate for the specific characteristics of the site and providing reliable results with a reasonable duration of surveys and post-processing of data. The paper proposes a new procedure merging different typologies of information recognized on the territories investigated and for this reason called “hybrid.” Knowledge of historical events influencing urban evolution and analysis of recurrent building technologies are used to evaluate the vulnerability indexes of buildings and building stocks. On the other hand, a vulnerability model is calibrated by means of experimental and numerical investigations on prototype buildings representative of the most recurrent typologies. In the final framework, the vulnerability index, calculated through simplified assessment forms, is linked to the seismic intensity expressed by the peak ground acceleration and associated with an index of damage expressing the economical loss. The procedure has been tested on the urban center of Lampedusa island (Italy) providing as the output vulnerability index maps, vulnerability curves, critical PGA maps, and estimation of the economical damage associated with different earthquake scenarios. The application of the procedure can be suitably repeated for medium-to-small urban areas, typically recurring in the Mediterranean by carrying out each time a recalibration of the vulnerability model.

     

A new hybrid procedure for the definition of seismic vulnerability in Mediterranean cross-border urban areas

Assessment of seismic vulnerability of urban areas provides fundamental information for activities of planning and management of emergencies. The main difficulty encountered when extending vulnerability evaluations to urban contexts is the definition of a framework of assessment appropriate for the specific characteristics of the site and providing reliable results with a reasonable duration of surveys and post-processing of data. The paper proposes a new procedure merging different typologies of information recognized on the territories investigated and for this reason called “hybrid.” Knowledge of historical events influencing urban evolution and analysis of recurrent building technologies are used to evaluate the vulnerability indexes of buildings and building stocks. On the other hand, a vulnerability model is calibrated by means of experimental and numerical investigations on prototype buildings representative of the most recurrent typologies. In the final framework, the vulnerability index, calculated through simplified assessment forms, is linked to the seismic intensity expressed by the peak ground acceleration and associated with an index of damage expressing the economical loss. The procedure has been tested on the urban center of Lampedusa island (Italy) providing as the output vulnerability index maps, vulnerability curves, critical PGA maps, and estimation of the economical damage associated with different earthquake scenarios. The application of the procedure can be suitably repeated for medium-to-small urban areas, typically recurring in the Mediterranean by carrying out each time a recalibration of the vulnerability model.     

The historic and artistic heritage facing the earthquake risk: The Italian case

The problem of protection against earthquakes in Italy is made difficult by the presence of a huge historic and artistic heritage. Such a heritage is mainly made up of ancient buildings and monuments situated in the urban centres, which are densely distributed throughout Italy. Therefore, very complex problems are met in the determination of the value parameter concurring with the determination of seismic risk, in addition to hazard and vulnerability. An indication of the monetary value of a building is not sufficient as far as the cultural heritage is concerned: different criteria are necessary in order to distinguish which are the strategic buildings. If we consider that there are more than 2000 museums in Italy, most of which are placed inside historic buildings, it appears that museums should receive the highest priority in future initiatives for seismic rehabilitation.     

Assessing physical vulnerability in large cities exposed to flash floods and debris flows: the case of Arequipa (Peru)

Understanding the physical vulnerability of buildings and infrastructure to natural hazards is an essential step in risk assessment for large cities. We have interpreted high spatial resolution images, conducted field surveys, and utilized numerical simulations, in order to assess vulnerability across Arequipa, south Peru, close to the active El Misti volcano. The emphasis of this study was on flash floods and volcanic or non-volcanic hyperconcentrated flows, which recur on average every 3.5 years across the city. We utilized a geographic information system to embed vulnerability and hazard maps as a step to calculate risk for buildings and bridges along the Río Chili valley and two tributaries. A survey of ~1,000 buildings from 46 city blocks, different in age, construction materials, and land usage, provided architectural and structural characteristics. A similar survey of twenty bridges across the three valleys was based on structural, hydraulic, and strategic parameters. Interpretation of high spatial resolution (HSR) satellite images, which allows for quick identification of approximately 69 % of the structural building types, effectively supplemented field data collection. Mapping vulnerability has led us to pinpoint strategic areas in case of future destructive floods or flows. Calculated vulnerability is high if we examine structural criteria alone. We further consider physical setting with the most vulnerable city blocks located on the lowermost terraces, perpendicular or oblique to the flow path. Statistical analysis conducted on 3,015 city blocks, considering nine criteria identified from HSR images, indicated that building-type heterogeneity and the shape of the city blocks, along with building and street network density, are the most discriminant parameters for assessing vulnerability.