Performance-based methodology for assessing seismic vulnerability and capacity of buildings

This paper presents a performance-based methodology for the assessment of seismic vulnerability and capacity of buildings. The vulnerability assessment methodology is based on the HAZUS methodology and the improved capacity- demand-diagram method. The spectral displacement (Sd) of performance points on a capacity curve is used to estimate the damage level of a building. The relationship between Sd and peak ground acceleration (PGA) is established, and then a new vulnerability function is expressed in terms of PGA. Furthermore, the expected value of the seismic capacity index (SCev) is provided to estimate the seismic capacity of buildings based on the probability distribution of damage levels and the corresponding seismic capacity index. The results indicate that the proposed vulnerability methodology is able to assess seismic damage of a large number of building stock directly and quickly following an earthquake. The SCev provides an effective index to measure the seismic capacity of buildings and illustrate the relationship between the seismic capacity of buildings and seismic action. The estimated result is compared with damage surveys of the cities of Dujiangyan and Jiangyou in the M8.0 Wenchuan earthquake, revealing that the methodology is acceptable for seismic risk assessment and decision making. The primary reasons for discrepancies between the estimated results and the damage surveys are discussed.     

基于无人机影像的九寨沟地震建筑物震害定量评估

利用2017年8月8日九寨沟7.0级地震震后获取的无人机影像,结合地面震害调查资料,分析各类建筑物震害特征,建立建筑物震害无人机遥感解译标志;选取地震灾区漳扎镇(部分区域)和荷叶寨2个区域作为研究区,进行了无人机遥感建筑物震害提取,基于遥感震害指数进行了震害定量评估,并与现场建筑物震害调查统计结果进行了比较验证。结果显示,遥感解译建筑物震害与实际震害程度相吻合,表明利用震后快速获取的高分辨率无人机影像,可以较为准确地识别建筑物震害,进而为地震灾害定量评估和应急救援辅助决策提供重要参考。     

无人机摄影技术在精河地震房屋震害定量评估中的应用

利用2017年8月9日精河6.6级地震后获取的高分辨率无人机影像，对叶里斯南也肯村153栋房屋进行结构分类和震害解译，获取研究区内土木结构、砖木结构、砖混结构、框架结构4种类型房屋数量及震害特征，并依据解译结果计算每种结构房屋平均震害指数。由于研究区内砖木结构、砖混结构、框架结构房屋数量偏少，房屋内部的震害难以用无人机影像识别，这3类房屋的震害解译结果与现场调查结果相比差别较大，而土木结构房屋平均震害指数及所对应的地震烈度结果与现场调查结果基本一致，表明无人机影像可为房屋震害定量评估提供重要参考。     

四川荣县MS4.7、MS4.3、MS4.9地震房屋震害特征和人员伤亡分析

根据四川荣县M_S4.7、M_S4.3、M_S4.9地震现场灾害调查资料,分析房屋震害特征和人员伤亡情况,结果表明震区房屋破坏类型主要为砖混结构、砖木结构和土木结构,其中砖木结构和土木结构受损比较严重,人员伤亡主要由房屋损坏导致;造成此现象的原因主要是该地区房屋建造年代久远,房屋结构不合理、抗震性能差,短时间地震频发造成震害累积,再加上民众防震减灾意识薄弱等。     

Development of damage probability matrices based on Greek earthquake damage data

A comprehensive study is presented for empirical seismic vulnerability assessment of typical structural types, representative of the building stock of Southern Europe, based on a large set of damage statistics. The observational database was obtained from post-earthquake surveys carried out in the area struck by the September 7, 1999 Athens earthquake. After analysis of the collected observational data, a unified damage database has been created which comprises 180,945 damaged buildings from/after the near-field area of the earthquake. The damaged buildings are classified in specific structural types, according to the materials, seismic codes and construction techniques in Southern Europe. The seismic demand is described in terms of both the regional macroseismic intensity and the ratio αg/ao, where αg is the maximum peak ground acceleration (PGA) of the earthquake event and ao is the unique value PGA that characterizes each municipality shown on the Greek hazard map. The relative and cumulative frequencies of the different damage states for each structural type and each intensity level are computed in terms of damage ratio. Damage probability matrices (DPMs) and vulnerability curves are obtained for specific structural types. A comparison analysis is fulfilled between the produced and the existing vulnerability models.     

Seismic vulnerability assessment to slight damage based on experimental modal parameters

The aim of this paper is to adjust behaviour models for each class of structure for vulnerability assessment by using ambient vibration. A simple model based on frequencies, mode shapes and damping, taken from ambient vibrations, allows computation of the response of the structures and comparison of inter‐storey drifts with the limits found in the literature for the slight damage grade, considered here as the limit of elastic behaviour. Two complete methodologies for building fragility curves are proposed: (1) using a multi‐degree of freedom system including higher modes and full seismic ground‐motion and (2) using a single‐degree of freedom model considering the fundamental mode f₀ of the structure and ground‐motion displacement response spectra S_D(f₀). These two methods were applied to the city of Grenoble, where 60 buildings were studied. Fragility curves for slight damage were derived for the various masonry and reinforced concrete classes of buildings. A site‐specific earthquake scenario, taking into account local site conditions, was considered, corresponding to an M_L = 5.5 earthquake at a distance of 15 km. The results show the benefits of using experimental models to reduce variability of the slight damage fragility curve. Moreover, by introducing the experimental modal model of the buildings, it is possible to improve seismic risk assessment at an overall scale (the city) or a local scale (the building) for the first damage grade (slight damage). This level of damage, of great interest for moderate seismic‐prone regions, may contribute to the seismic loss assessment. Copyright © 2011 John Wiley & Sons, Ltd.     

Seismic damage estimation for low- and mid-rise buildings in japan

While much effort has been spent on analysis of individual structures, building class seismic damage estimators, of value in disaster planning, code-writing, city planning, national hazards policy formulation, etc., have been little investigated. Based largely on data from Sendai City, Japan in the 12 June, 1978 Miyagiken-oki earthquake (M_L = 7.4), estimators of seismic damage for low- and mid-rise buildings in urban Japan have been determined. For low-rise buildings, based on damage to over 60,000 buildings, damage ratios for onset of damage and collapse and for cost of damage are found to correlate best with response spectra at 0.75 s. Using published test data and average building properties, a seismic damage model explains the low-rise building behaviour and permits examination of the effect of structural changes on the estimated damage. For mid-rise buildings, damage states (0: none, 4: total) are determined as a function of maximum storey displacement, based on published natural period determinations (pre- and post-earthquake) for 189 mid-rise buildings in Sendai. The effects of structural changes on expected damage can also be estimated. With these two building class damage estimators, a large part of future seismic damage to urban Japan can be estimated, as well as the effects of various mitigation measures.     

Evaluation of ASCE 7 equations for designing acceleration‐sensitive nonstructural components using data from instrumented buildings

This study uses instrumented buildings and models of code‐based designed buildings to validate the results of previous studies that highlighted the need to revise the ASCE 7 F_p equation for designing nonstructural components (NSCs) through utilizing oversimplified linear and nonlinear models. The evaluation of floor response spectra of a large number of instrumented buildings illustrates that, unlike the ASCE 7 approach, the in‐structure and the component amplification factors are a function of the ratio of NSC period to the supporting building modal periods, the ground motion intensity, and the NSC location. It is also shown that the recorded ground motions at the base of instrumented buildings in most cases are significantly lower than design earthquake (DE) ground motions. Because ASCE 7 is meant to provide demands at a DE level, for a more reliable evaluation of the F_p equation, 2 representative archetype buildings are designed based on the ASCE 7‐16 seismic provisions and exposed to various ground motion intensity levels (including those consistent with the ones experienced by instrumented buildings and the DE). Simulation results of the archetype buildings, consistent with previous numerical studies, illustrate the tendency of the ASCE 7 in‐structure amplification factor, [1 + 2(z/h)] , to significantly overestimate demands at all floor levels and the ASCE 7 limit of to in many cases underestimate the calculated NSC amplification factors. Furthermore, the product of these 2 amplification factors (that represents the normalized peak NSC acceleration) in some cases exceeds the ASCE 7 equation by a factor up to 1.50.     

基于全极化Radarsat-2影像的建筑物震害评估

利用震后灾区全极化SAR影像可快速提取建筑物震害信息,为应急救援的快速有效实施提供重要的灾情信息支持。本文建立基于极化散射矩阵的Pauli-Wishart监督极化分类的建筑物震害信息提取和以街区为尺度的震害程度评估方法,包括Pauli分解、Wishart监督分类和遥感震害指数提取,并利用玉树县城区2010年4月14日青海玉树7.1级地震震后全极化Radarsat-2影像,提取了建筑物震害信息。经统计,确定结果总体分类精度达到0.81,Kappa值为0.61,表明本文提取建筑物震害的方法是可行的。     

Seismic reliability of V‐braced frames: Influence of design methodologies

According to the most modern trend, performance‐based seismic design is aimed at the evaluation of the seismic structural reliability defined as the mean annual frequency (MAF) of exceeding a threshold level of damage, i.e. a limit state. The methodology for the evaluation of the MAF of exceeding a limit state is herein applied with reference to concentrically ‘V’‐braced steel frames designed according to different criteria. In particular, two design approaches are examined. The first approach corresponds to the provisions suggested by Eurocode 8 (prEN 1998—Eurocode 8: design of structures for earthquake resistance. Part 1: general rules, seismic actions and rules for buildings), while the second approach is based on a rigorous application of capacity design criteria aiming at the control of the failure mode (J. Earthquake Eng. 2008; 12 :1246–1266; J. Earthquake Eng. 2008; 12 :728–759). The aim of the presented work is to focus on the seismic reliability obtained through these design methodologies. The probabilistic performance evaluation is based on an appropriate combination of probabilistic seismic hazard analysis, probabilistic seismic demand analysis (PSDA) and probabilistic seismic capacity analysis. Regarding PSDA, nonlinear dynamic analyses have been carried out in order to obtain the parameters describing the probability distribution laws of demand, conditioned to given values of the earthquake intensity measure. Copyright © 2009 John Wiley & Sons, Ltd.     

6th April 2009 L��Aquila earthquake, Italy: reinforced concrete building performance

On 6th April 2009 an earthquake of magnitude M _w =  6.3 occurred in the Abruzzo region; the epicentre was very close to the city of L’Aquila (about 6 km away). The event produced casualties and damage to buildings, lifelines and other infrastructures. An analysis of the main damage that reinforced concrete (RC) structures showed after the event is presented in this study. In order to isolate the main causes of structural and non-structural damage, the seismological characteristics of the event are examined, followed by an analysis of the existing RC building stock in the area. The latter issue came under scrutiny after the release of official data about structural types and times of construction, combined with a detailed review of the most important seismic codes in force in the last 100 years in Italy. Comparison of the current design provisions of the Italian and European codes with previous standards allows the main weaknesses of the existing building stock to be determined. Damage to structural and non-structural elements is finally analyzed thanks to photographic material collected in the first week after the event; the main causes of damage are then inferred.     

A Preliminary Analysis of the Earthquake Disaster of Buildings during Two Destructive Earthquakes in Xinjiang

This paper introduces the characteristics of earthquake disasters in the 2013 Urumqi M_S5.1 and the 2015 Pishan M_S6.5 earthquakes, which are directly beneath the cities. Based on the discussion on regional tectonic background, site conditions, seismic fortification level of buildings, we preliminarily analyzed the causes of earthquake disaster for buildings caused by the two earthquakes.Finally,we give some advice on earthquake resistance for residential buildings and earthquake damage prevention in Xinjiang.     

Characteristics of Seismic Damage of Buildings: Constraints from Tilt Photography Technology

In this paper, the tilt photography data acquisition and three-dimensional modeling of the Tashkurgan M_S5.5 earthquake in Xinjiang are conducted using the tilt photography system of the Rotor UAV. The three-dimensional model is used to interpret the earthquake damage on buildings in the mega-earthquake area in order to acquire different-level house damage in the Kuzirun village disaster area. In addition, the characteristics of seismic damage on typical buildings are analyzed. The results show that the main collapsed houses in the mega-earthquake area are sand-stone buildings, of which about 39% are sand-stone buildings. Several brick-wood buildings and brick-concrete buildings are seriously damaged, while the buildings with frame structures are mainly slightly damaged, and the houses near the macro-epicenter of the earthquake are all in good conditions. Three-dimensional tilt photography technology can vividly display the scene of earthquake disaster, and can provide significant demonstration in building damage degree together with detailed analysis of disaster situation.     

Aftershock seismic assessment taking into account postmainshock residual drifts

This paper introduces and evaluates a methodology for the aftershock seismic assessment of buildings taking explicitly into account residual drift demands after the mainshock (i.e., postmainshock residual interstory drifts, RIDR_o). The methodology is applied to a testbed four‐story steel moment‐resisting building designed with modern seismic design provisions when subjected to a set of near‐fault mainshock–aftershock seismic sequences that induce five levels of RIDR_o. Once the postmainshock residual drift is induced to the building model, a postmainshock incremental dynamic analysis is performed under each aftershock to obtain its collapse capacity and its capacity associated to demolition (i.e., the capacity to reach or exceed a 2% residual drift). The effect of additional sources of stiffness and strength (i.e., interior gravity frames and slab contribution) and the polarity of the aftershocks are examined in this study. Results of this investigation show that the collapse potential under aftershocks strongly depends on the modeling approach (i.e., the aftershock collapse potential is modified when additional sources of lateral stiffness and strength are included in the analytical model). Furthermore, it is demonstrated that the aftershock capacity associated to demolition (i.e., the aftershock collapse capacity associated to a residual interstory drift that leads to an imminent demolition) is lower than that of the aftershock collapse capacity, which mean that this parameter should be a better measure of the building residual capacity against aftershocks. Copyright © 2014 John Wiley & Sons, Ltd.     

On the treatment of uncertainty in seismic vulnerability and portfolio risk assessment

In a related study developed by the authors, building fragility is represented by intensity‐specific distributions of damage exceedance probability of various damage states. The contribution of the latter has been demonstrated in the context of loss estimation of building portfolios, where it is shown that the proposed concept of conditional fragility functions provides the link between seismic intensity and the uncertainty in damage exceedance probabilities. In the present study, this methodology is extended to the definition of building vulnerability, whereby vulnerability functions are characterized by hazard‐consistent distributions of damage ratio per level of primary seismic intensity parameter—Sa(T₁). The latter is further included in a loss assessment framework, in which the impact of variability and spatial correlation of damage ratio in the probabilistic evaluation of seismic loss is accounted for, using test‐bed portfolios of 2, 5, and 8‐story precode reinforced concrete buildings located in the district of Lisbon, Portugal. This methodology is evaluated in comparison with current state‐of‐the‐art methods of vulnerability and loss calculation, highlighting the discrepancies that can arise in loss estimates when the variability and spatial distributions of damage ratio, influenced by ground motion properties other than the considered primary intensity measure, are not taken into account.     

Seismic performance of a block of buildings representative of the typical construction in the Eixample district in Barcelona (Spain)

Between the late nineteenth century and the early twentieth century, Barcelona was expanded, occupying the terrains connecting the old walled city and the nearby towns of the plateau of Barcelona. At that time, a large number of unreinforced masonry buildings were constructed and nowadays many of them are still used as dwellings. Though built individually, these buildings are connected to adjacent buildings, forming blocks composed of aggregates. In order to analyze the seismic behavior of isolated buildings and aggregates, two typical central buildings and one typical corner building have been chosen. The two central buildings and the corner building are referred as C1, C2, and E buildings. Two corner buildings and two central buildings have been connected in order to simulate a block side. This aggregate is referred as AGG and it is composed by the following sequence of individual buildings: E-C1-C2-E. Original plans and drawings of existing buildings are then used to model these buildings. The modeled buildings have five stories. Standard pushover analyses lead to evaluate their seismic performance by means of capacity spectra and fragility curves. The analysis has been carried out in the parallel (Ux) and transversal (Uy) directions to the street. Then, a capacity spectrum based method is used to analyze the seismic behavior of these buildings considered as individual buildings and as an aggregate. Two earthquake scenarios are considered. The first one is a deterministic scenario which is based on a historical earthquake occurred in 1,824, 25 km away from the city and the second one is a probabilistic scenario, which represents the ground motion with a probability of occurrence of 10% in 50 years. The soil local effects have been also considered and both scenarios have been used to assess the expected damage. Four non-null damage states are considered: slight (1), moderate (2), severe (3) and extensive-to-collapse (4). For the type of soil where most of the buildings are, and in the Ux direction, the four buildings show a similar behavior. The mean damage grade is 2.3 for the deterministic scenario and 2.7 for the probabilistic one. This means that moderate to severe damage is expected in both cases; furthermore, in the case of the deterministic scenario more than 10% of the buildings would suffer extensive-to-collapse damage and nearly 20% for the probabilistic scenario, confirming the high vulnerability of such buildings. The differences in the expected damage are due to the significant different characteristics of the response spectra of the earthquake scenarios in the range of the fundamental periods of the buildings.     

On the design and seismic response of RC frame buildings designed with Eurocode 8

Performance-Based Seismic Design is now widely recognized as the pre-eminent seismic design and assessment methodology for building structures. In recognition of this, seismic codes may require that buildings achieve multiple performance objectives such as withstanding moderate, yet frequently occurring earthquakes with minimal structural and non-structural damage, while withstanding severe, but rare earthquakes without collapse and loss of life. These objectives are presumed to be satisfied by some codes if the force-based design procedures are followed. This paper investigates the efficacy of the Eurocode 8 force-based design provisions with respect to RC frame building design and expected seismic performance. Four, eight, and 16-storey moment frame buildings were designed and analyzed using the code modal response spectrum analysis provisions. Non-linear time-history analyses were subsequently performed to determine the simulated seismic response of the structures and to validate the Eurocode 8 force-based designs. The results indicate the design of flexural members in medium-to-long period structures is not significantly influenced by the choice of effective member stiffness; however, calculated interstorey drift demands are significantly affected. This finding was primarily attributed to the code’s enforcement of a minimum spectral ordinate on the design spectrum. Furthermore, design storey forces and interstorey drift demand estimates (and therefore damage), obtained by application of the code force-based design procedure varied substantially from those found through non-linear time-history analysis. Overall, the results suggest that though the Eurocode 8 may yield life-safe designs, the seismic performance of frame buildings of the same type and ductility class can be highly non-uniform.     

The earthquake of Carnuntum in the fourth century a.d. – archaeological results, seismologic scenario and seismotectonic implications for the Vienna Basin fault, Austria

Excavations in the former Roman provincial capital of Pannonia Superior, Carnuntum, 40 km east of Vienna revealed damaged masonry structures from many parts of the ancient settlements. A compilation of structurally damaged buildings has formerly been given by Kandler (Acta Archaeol Acad Sci Hung, 41:313–336, 1989), who related damage to an earthquake in the middle of the fourth century a.d. This paper reviews and supplements these data, and discusses the significance of the style of damage. It is concluded that seismic damage is the only likely interpretation for the damaging mechanism. Although archaeological age dating for the individual collapsed buildings only constrains the timing of their destruction to a few decades around 350 a.d., we assume a single damaging event. In spite of the restrictions on damage assessment by the nature of the archaeological data, it is possible to give a reasonable appraisal of macroseismic intensity. The tentative seismological interpretation of damage leads to an intensity estimate of about nine of the European macroseismic scale (EMS-1998). Comparison with macroseismic data of modern earthquakes in the region, which show a rapid decrease of intensity with distance form the epicentre, indicate a near-by seismic source unless exceptionally high epicentral intensities are assumed for the fourth century event. The most likely source is an active sinistral strike-slip fault (Lassee Fault) passing about 8 km NW of the archaeological site. The fault belongs to Vienna Basin fault system with about 2 mm sinistral movement per year. The system is characterized by fault segmentation and distinct seismicity along the different segments. Moderate seismicity during the last centuries at the southern segments (e.g., Schwadorf 1927, I ₀=8) strongly contrasts from the Lassee fault segment with Carnuntum as the only known severe earthquake. The earthquake of Carnuntum provides evidence for the overall seismic style of deformation along this segment, which previously has not been regarded seismically active. Also, the fourth century earthquake is the strongest event known from the Vienna Basin fault so far.     

漾濞MS6.4地震中土木结构房屋抗震加固效果研究

对漾濞6.4级地震灾区开展土木结构房屋加固情况与破坏形式调查。从云南相近震级地震破坏情况的对比、加固与未加固房屋的对比、强震动记录、与烈度衰减关系对比等方面进一步分析,认为抗震加固能减轻土木结构建筑的破坏。甚至可降低其宏观烈度1～2度,对抗震加固的防震减灾效果进行评估;就抗震加固工作及烈度评估工作提出建议。     

Description and analysis of building damage due to Pyrgos, Greece earthquake

On March 1993 an earthquake of magnitude M_s = 5·5 shook Pyrgos, a town in Western Peloponnissos, one of the most seismic prone areas in Greece. The damage induced to modern reinforced concrete buildings was rather light in contrast to the damage induced to historic and traditional buildings of adobe, stone or brick masonry which was severe. In order to study the causes of structural damage, detailed data are collected from a rather large statistical sample of 1023 masonry buildings and 22 reinforced concrete framed buildings with visible damage. For each building the number of storeys, the material of construction, as well as the type and the degree of damage are recorded. In addition, consideration is given to the site of the building within the town and the corresponding soil conditions. For reinforced concrete buildings, damage occured mostly in areas with relatively high estimated spectral accelerations and fundamental soil periods of vibration close to those of the buildings. Nevertheless, further analysis is required to explain the selective damage of a very small number of buildings. For masonry houses, the effect of soil conditions is more systematic. Moreover, the effects of the number of storeys as well as the age and material of construction appear to be dominant.