On the Relation Between Saturated Conductivity and Capillary Retention Characteristics

Abstract. A simple closed-form expression relating saturated hydraulic conductivity to the van Genuchten capillary retention model parameters is derived. Application of this equation to an experimental data set shows reasonable agreement between measured and predicted saturated conductivity values. The proposed equation provides a consistent theoretical basis for estimating both saturated and unsaturated hydraulic conductivity from statistical pore structure models.     

Consistent parameter constraints for soil hydraulic functions

Parameters of functions to describe soil hydraulic properties are derived from measurements by means of parameter estimation. Of crucial importance here is the choice of correct constraints in the parameter space. Often, the parameters are mere shape parameters without physical meaning, giving flexibility to the model. A fundamental requirement is that the hydraulic functions are monotonic: the retention function and the conductivity function can only decrease as the capillary suction increases. A stricter physical requirement for the conductivity function is that its decrease with respect to saturation is at least linear. This linear decrease would occur if all pores of a capillary bundle had an equal radius. In the first part of this contribution, we derive constraints for the so-called tortuosity parameter of the Mualem conductivity model, which allow highest possible flexibility on one hand and guarantee physical consistency on the other hand. In combination with the retention functions of Brooks and Corey, van Genuchten, or Durner, such a constraint can be expressed as a function of the pore-size distribution parameters. In the second part, we show that a common modification of retention models, which is applied to reach zero water content at finite suction, can lead to the physically unrealistic case of increasing water content with increasing suction. We propose a solution for this problem by slightly modifying these models and introducing a correct parameter constraint.     

Pedotransfer functions estimating soil hydraulic properties using different soil parameters

Estimates of soil hydraulic properties using pedotransfer functions (PTF) are useful in many studies such as hydrochemical modelling and soil mapping. The objective of this study was to calibrate and test parametric PTFs that predict soil water retention and unsaturated hydraulic conductivity parameters. The PTFs are based on neural networks and the Bootstrap method using different sets of predictors and predict the van Genuchten/Mualem parameters. A Danish soil data set (152 horizons) dominated by sandy and sandy loamy soils was used in the development of PTFs to predict the Mualem hydraulic conductivity parameters. A larger data set (1618 horizons) with a broader textural range was used in the development of PTFs to predict the van Genuchten parameters. The PTFs using either three or seven textural classes combined with soil organic mater and bulk density gave the most reliable predictions of the hydraulic properties of the studied soils. We found that introducing measured water content as a predictor generally gave lower errors for water retention predictions and higher errors for conductivity predictions. The best of the developed PTFs for predicting hydraulic conductivity was tested against PTFs from the literature using a subdata set of the data used in the calibration. The test showed that the developed PTFs gave better predictions (lower errors) than the PTFs from the literature. This is not surprising since the developed PTFs are based mainly on hydraulic conductivity data near saturation and sandier soils than the PTFs from the literature. Copyright © 2007 John Wiley & Sons, Ltd.     

A constitutive model for water flow in unsaturated fractured rocks

A conceptual model for describing effective saturation in fractured hard rock is presented. The fracture network and the rock matrix are considered as an equivalent continuum medium where each fracture is conceptualized as a porous medium of granular structure and the rock matrix is assumed to be impermeable. The proposed model is based on the representation of a rough‐walled fracture by an equivalent porous medium, which is described using classical constitutive models. A simple closed‐form equation for the effective saturation is obtained when the van Genuchten model is used to describe saturation inside fractures and fractal laws are assumed for both aperture and number of fractures. The relative hydraulic conductivity for the fractured rock is predicted from a simple relation derived by Liu and Bodvarsson. The proposed constitutive model contains three independent parameters, which may be obtained by fitting the proposed effective saturation curve to experimental data. Two of the model parameters have physical meaning and can be identified with the reciprocal of the air entry pressure values in the fractures of minimum and maximum apertures. Effective saturation and relative hydraulic conductivity curves match fairly well the simulated constitutive relations obtained by Liu and Bodvarsson. Copyright © 2008 John Wiley & Sons, Ltd.     

A comparative study of closed-form hydraulic conductivity prediction models

The Mualem and the Burdine hydraulic conductivity prediction models are considered in combination with the van Genuchten analytical retention curve, as well as the Brooks and Corey prediction model. An equivalence is presented between the retention curves of these models. A comparative study follows between hydraulic conductivities that are based on equivalent retention curves. A unified presentation of prediction models provides a framework for the whole analysis. The treatment of the equivalence problem consists in a minimization procedure characterized by uncoupling of the parameters and analytical evaluation of the objective function. Exact analytical equivalence relations are given for significant parts of the parameter ranges, and, for the remaining parts, analytical approximations are proposed. The comparisons between hydraulic conductivities are carried out via an inequality analysis. It is shown that the hydraulic conductivity of the Burdine model is less than that of the other models for extended ranges of equivalent parameters.     

Maximum-likelihood estimation of unsaturated hydraulic parameters

Maximum-likelihood estimators properly represent measurement error, thus provide a statistically sound basis for evaluating the adequacy of a model fit and for finding the multivariate parameter confidence region. We demonstrate the advantages of using maximum-likelihood estimators rather than simple least-squares estimators for the problem of finding unsaturated hydraulic parameters. Inversion of outflow data given independent retention data can be treated by an extension to a Bayesian estimator. As an example, we apply the methodology to retention and transient unsaturated outflow observations, both obtained on the same medium sand sample. We found the van Genuchten expression to be adequate for the retention data, as the best fit was within measurement error. The Cramer–Rao confidence bound described the true parameter uncertainty approximately. The Mualem–van Genuchten expression was, however, inadequate for our outflow observations, suggesting that the parameters (, n) may not always be equivalent in describing both retention and unsaturated conductivity.     

Estimation of soil hydraulic properties and their uncertainty through the Beerkan infiltration experiment

The Beerkan method based on in situ single‐ring water infiltration experiments along with the relevant specific Beerkan estimation of soil transfer parameters (BEST) algorithm is attractive for simple soil hydraulic characterization. However, the BEST algorithm may lead to erroneous or null values for the saturated hydraulic conductivity and sorptivity especially when there are only few infiltration data points under the transient flow state, either for sandy soil or soils in wet conditions. This study developed an alternative algorithm for analysis of the Beerkan infiltration experiment referred to as BEST‐generalized likelihood uncertainty estimation (GLUE). The proposed method estimates the scale parameters of van Genuchten water retention and Brooks–Corey hydraulic conductivity functions through the GLUE methodology. The GLUE method is a Bayesian Monte Carlo parameter estimation technique that makes use of a likelihood function to measure the goodness‐of‐fit between modelled and observed data. The results showed that using a combination of three different likelihood measurements based on observed transient flow, steady‐state flow and experimental steady‐state infiltration rate made the BEST‐GLUE procedure capable of performing an efficient inverse analysis of Beerkan infiltration experiments. Therefore, it is more applicable for a wider range of soils with contrasting texture, structure, and initial and saturated water content. Copyright © 2015 John Wiley & Sons, Ltd.     

The influence of capillarity in numerical modeling of organic liquid redistribution in two-phase systems

Numerical experiments are performed to explore the influence of model assumptions and parameters on the prediction of two-phase flow during long-term NAPL redistribution. Sensitivity of numerical solutions to grid resolution and the use of alternative fitting functions for capillary retention data are examined. Due to the inclusion of capillary entrapment, numerical solutions in one- and two-dimensions are strongly dependent on grid resolution. Solution convergence tests based upon spreading behavior reveal that nodal spacings as small as one-fifth to one-tenth of the displacement pressure head may be required to obtain reasonable convergence in some simulations. Solutions employing the Brooks and Corey and van Genuchten functional forms are found to yield different solution behavior. These differences are attributed to the representation of capillary pressure below the entry pressure. Brooks and Corey solutions exhibited greater spreading, less inclination to penetrate semi-permeable layers, and poorer spatial convergence behavior.     

Unsaturated hydraulic properties of xerophilous mosses: towards implementation of moss covered soils in hydrological models

Evaporation from mosses and lichens can form a major component of the water balance, especially in ecosystems where mosses and lichens often grow abundantly, such as tundra, deserts and bogs. To facilitate moss representation in hydrological models, we parameterized the unsaturated hydraulic properties of mosses and lichens such that the capillary water flow through moss and lichen material during evaporation could be assessed. We derived the Mualem‐van Genuchten parameters of the drying retention and the hydraulic conductivity functions of four xerophilous moss species and one lichen species. The shape parameters of the retention functions (2.17 < n < 2.35 and 0.08 < α < 0.13 cm^?1) ranged between values that are typical for sandy loam and loamy sand. The shapes of the hydraulic conductivity functions of moss and lichen species diverged from those of mineral soils, because of strong negative pore‐connectivity parameters (?2.840 < l < ?2.175) and low hydraulic conductivities at slightly negative pressure heads (0.016 < K₀ < 0.280 cm/d). These K₀ values are surprisingly low, considering that mosses are very porous. However, during evaporation, large pores and voids were air filled and did not participate in capillary water flow. Small K₀ values cause mosses and lichens to be conservative with water during wet conditions, thus tempering evaporation compared to mineral soils. On the other hand, under dry conditions, mosses and lichens are able to maintain a moisture supply from the soil, leading to a higher evaporation rate than mineral soils. Hence, the modulating effect of mosses on evaporation possibly differs between wet and dry climates. Copyright © 2013 John Wiley & Sons, Ltd.     

Hydraulic properties of peat soils along a bulk density gradient—A meta study

Our understanding of hydraulic properties of peat soils is limited compared with that of mineral substrates. In this study, we aimed to deduce possible alterations of hydraulic properties of peat soils following degradation resulting from peat drainage and aeration. A data set of peat hydraulic properties (188 soil water retention curves [SWRCs], 71 unsaturated hydraulic conductivity curves [UHCs], and 256 saturated hydraulic conductivity [K_s] values) was assembled from the literature; the obtained data originated from peat samples with an organic matter (OM) content ranging from 23 to 97 wt% (weight percent; and according variation in bulk density) representing various degrees of peat degradation. The Mualem‐van Genuchten model was employed to describe the SWRCs and UHCs. The results show that the hydraulic parameters of peat soils vary over a wide range confirming the pronounced diversity of peat. Peat decomposition significantly modifies all hydraulic parameters. A bulk density of approximately 0.2 g cm^?3 was identified as a critical threshold point; above and below this value, macroporosity and hydraulic parameters follow different functions with bulk density. Pedotransfer functions based on physical peat properties (e.g., bulk density and soil depth) separately computed for bog and fen peat have significantly lower mean square errors than functions obtained from the complete data set, which indicates that not only the status of peat decomposition but also the peat‐forming plants have a large effect on hydraulic properties. The SWRCs of samples with a bulk density of less than 0.2 g cm^?3 could be grouped into two to five classes for each peat type (botanical composition). The remaining SWRCs originating from samples with a bulk density of larger than 0.2 g cm^?3 could be classified into one group. The Mualem‐van Genuchten parameter values of α can be used to estimate K_s if no K_s data are available. In conclusion, the derived pedotransfer functions provide a solid instrument to derive hydraulic parameter values from easily measurable quantities; however, additional research is required to reduce uncertainty.     

Comparison of CO2 trapping in highly heterogeneous reservoirs with Brooks-Corey and van Genuchten type capillary pressure curves

Geological heterogeneities affect the dynamics of carbon dioxide (CO₂) plumes in subsurface environments in important ways. Previously, we showed how the dynamics of CO₂ plumes are influenced by the multiscaled sedimentary architecture in deep brine fluvial-type reservoirs. The results confirm that representing small-scale features and the corresponding heterogeneity in saturation functions, along with hysteresis in saturation functions, are all critical to understanding capillary trapping processes. Here, we show that when heterogeneity and hysteresis are represented, the two conventional approaches for defining saturation functions, Brooks-Corey and van Genuchten, represent fundamentally different physical systems. The Brooks-Corey approach represents heterogeneity in entry pressures, and leads to trapping by capillary pinning. The van Genuchten approach represents a network of pores transporting the nonwetting fluid, across rock types, with negligible capillary entry pressure, and leads to capillary retardation. These differences significantly affect the large-scale characteristics of CO₂ plumes (i.e., their mass, shape, and position).     

Influence of heterogeneity on unsaturated hydraulic properties (2) – percentage and shape of heterogeneity

In subsurface porous media, the soil water retention curve (WRC) and unsaturated hydraulic conductivity curve (UHC) are two important soil hydraulic property curves. Spatial heterogeneity is ubiquitous in nature, which may significantly affect soil hydraulic property curves. The main theme of this paper is to investigate how spatial heterogeneities, including their arrangements and amounts in soil flumes, affect soil hydraulic property curves. This paper uses a two‐dimensional variably saturated flow and solute transport finite element model to simulate variations of pressure and moisture content in soil flumes under a constant head boundary condition. To investigate the behavior of soil hydraulic property curves owing to variations of heterogeneities and their arrangements as well, cases with different proportions of heterogeneities are carried out. A quantitative evaluation of parameter variations in the van Genuchten model (VG model) resulting from heterogeneity is presented. Results show that the soil hydraulic properties are strongly affected by variations of heterogeneities and their arrangements. If the pressure head remains at a specific value, the soil moisture increases when heterogeneities increase in the soil flumes. On the other hand, the unsaturated hydraulic conductivity decreases when heterogeneities increase in the soil flumes under a constant pressure head. Moreover, results reveal that parameters estimated from both WRC and UHC also are affected by shapes of heterogeneity; this indicates that the parameters obtained from the WRC are not suitable for predicting the UHC of different shapes in heterogeneous media. Copyright © 2011 John Wiley & Sons, Ltd.     

Effect of mineral reactions on the hydraulic properties of unsaturated soils: Model development and application

The selective radius shift model was used to relate changes in mineral volume due to precipitation/dissolution reactions to changes in hydraulic properties affecting flow in porous media. The model accounts for (i) precipitation/dissolution taking place only in the water-filled part of the pore space and further that (ii) the amount of mineral precipitation/dissolution within a pore depends on the local pore volume. The pore bundle concept was used to connect pore-scale changes to macroscopic soil hydraulic properties. Precipitation/dissolution induces changes in the pore radii of water-filled pores and, consequently, in the effective porosity. In a time step of the numerical model, mineral reactions lead to a discontinuous pore-size distribution because only the water-filled pores are affected. The pore-size distribution is converted back to a soil moisture characteristic function to which a new water retention curve is fitted under physically plausible constraints. The model equations were derived for the commonly used van Genuchten/Mualem hydraulic properties. Together with a mixed-form solution of Richards’ equation for aqueous phase flow, the model was implemented into the geochemical modelling framework PHREEQC, thereby making available PHREEQC’s comprehensive geochemical reactions. Example applications include kinetic halite dissolution and calcite precipitation as a consequence of cation exchange. These applications showed marked changes in the soil’s hydraulic properties due to mineral precipitation/dissolution and the dependency of these changes on water contents. The simulations also revealed the strong influence of the degree of saturation on the development of the saturated hydraulic conductivity through its quadratic dependency on the van Genuchten parameter α. Furthermore, it was shown that the unsaturated hydraulic conductivity at fixed reduced water content can even increase during precipitation due to changes in the pore-size distribution.     

Inverse modeling of a radial multistep outflow experiment for determining unsaturated hydraulic properties

Modeling flow and solute transport in the unsaturated zone on the basis of the Richards equation requires specifying values for unsaturated hydraulic conductivity and water potential as a function of saturation. The objectives of the paper are to evaluate the design of a transient, radial, multi-step outflow experiment, and to determine unsaturated hydraulic parameters using inverse modeling. We conducted numerical simulations, sensitivity analyses, and synthetic data inversions to assess the suitability of the proposed experiment for concurrently estimating the parameters of interest. We calibrated different conceptual models against transient flow and pressure data from a multi-step, radial desaturation experiment to obtain estimates of absolute permeability, as well as the parameters of the relative permeability and capillary pressure functions. We discuss the differences in the estimated parameter values and illustrate the impact of the underlying model on the estimates. We demonstrate that a small error in absolute permeability, if determined in an independent experiment, leads to biased estimates of unsaturated hydraulic properties. Therefore, we perform a joint inversion of pressure and flow rate data for the simultaneous determination of permeability and retention parameters, and analyze the correlations between these parameters. We conclude that the proposed combination of a radial desaturation experiment and inverse modeling is suitable for simultaneously determining the unsaturated hydraulic properties of a single soil sample, and that the inverse modeling technique provides the opportunity to analyze data from nonstandard experimental designs.     

Development of pedotransfer functions for soil hydraulic properties in the critical zone on the Loess Plateau,China

Soil hydraulic properties (SHPs) including the soil water retention curve and saturated soil hydraulic conductivity (Ks) are crucial input data for simulations of soil water and solute transport in the Earth's critical zone. However, obtaining direct measurements of SHPs at a wide range of scales is time consuming and expensive. Pedotransfer functions (PTFs) are employed as an alternative method for indirectly estimating these parameters based on readily measured soil properties. However, PTFs for SHPs for the deep soil layer in the Earth's critical zone are lacking. In this study, we developed new PTFs in the deep soil profile for Ks and soil water retention curve on the Loess Plateau, China, which were fitted with the van Genuchten equation. In total, 206 data sets comprising the hydraulic and basic soil properties were obtained from three typical sites. Samples were collected from the top of the soil profile to the bedrock by soil core drilling. PTFs were developed between the SHPs and basic soil properties using stepwise multiple linear regression. The PTFs obtained the best predictions for Ks (R_adj² = 0.561) and the worst for van Genuchten α (R_adj² = 0.474). The bulk density and sand content were important input variables for predicting Ks, α, and θs, and bulk density, clay content, and soil organic carbon were important for n. The PTFs developed in this study performed better than existing PTFs. This study contains the first set of PTFs of SHPs to be developed for the deep profile on the Loess Plateau, and they may be applicable to other regions.     

A modification to the Bouwer and Rice method of slug-test analysis for large-diameter, hand-dug wells

The Bouwer and Rice method of estimating the saturated hydraulic conductivity (Ks) from slug-test data was evaluated for geometries typical of hand-dug wells. A two-dimensional, radially symmetric and variably saturated, ground water transport model was used to simulate well recovery given a range of well and aquifer geometries and unsaturated soil properties, the latter in terms of the van Genuchten parameters. The standard Bouwer and Rice method, when applied to the modeled recharge rates, underestimated Ks by factors ranging from 1.3 to 5.6, depending on the well geometry and the soil type. The Bouwer and Rice analytical solution was modified to better explain the recovery rates as predicted by the numerical model, which revealed a significant dependence on the unsaturated soil for the shallow and wide geometries that are typical of traditional wells. The modification introduces a new parameter to the Bouwer and Rice analysis that is a measure of soil capillarity which improves the accuracy of Ks estimates by tenfold for the geometries tested.     

On the effective hydraulic conductivity in mean vertical unsaturated steady flows

Water flow in partially saturated heterogeneous porous formations is modelled by regarding the hydraulic parameters as stationary random space functions (RSFs). As a consequence, the flow variables are also RSFs, and we aim to develop a procedure to derive the effective hydraulic conductivity (EHC). The methodology relies on a perturbation approach which regards the variances of the hydraulic parameters as small quantities. By using the Gardner’s [Gardner WR. Some steady state solutions of unsaturated moisture flow equations with application to evaporation from a water table. Soil Sci 1958;85:228–32] two-parameters (K_s, α) model for the local unsaturated conductivity, we obtain the EHC for any dimensionality d of the flow domain, and arbitrary correlation functions of the input RSFs. Unlike previous studies [e.g. Yeh T-CJ, Gelhar J, Gutjahr A. Stochastic analysis of unsaturated flow in heterogenous soils. 1. Statistically isotropic media. Water Resour Res 1985;21;447–56, Yeh T-CJ, Gelhar J, Gutjahr A. Stochastic analysis of unsaturated flow in heterogenous soils. 2. Statistically anisotropic media with variable α. Water Resour Res 1985:21:457–64], the EHC is represented here as product between the local scale conductivity valid for a domain of mean parameters, and a correction function κ¹ which depends on the medium heterogeneity structure and the mean pressure head.Generally, the correction function κ¹ is expressed by d-fold quadrature. These quadratures are further reduced after adopting specific (i.e. exponential and Gaussian) structure for the (cross) correlation functions involved in the computation of κ¹. We have also focused on some particular formation structures which are relevant for the applications, and permit simplification of the computational aspect, as well.We investigate effects of the heterogeneity formation properties as well as the mean head on the structure of κ¹. Overall, results suggest that, given the formation statistics, the impact of the heterogeneity upon κ¹ is enhanced as the medium becomes drier. This is particularly so when the variability of the fluctuation of Y = ln K_s is small compared with that of ζ = ln α. Conversely, when the heterogeneity of Y is prevalent upon that of ζ, κ¹ is influenced solely by the anisotropic structure of the formation unless the horizontal correlation scales are much greater than the vertical ones.     

Sensitivity of soil parameters in unsaturated zone modelling and the relation between effective,laboratory and in situ estimates

Simulation of soil moisture content requires effective soil hydraulic parameters that are valid at the modelling scale. This study investigates how these parameters can be estimated by inverse modelling using soil moisture measurements at 25 locations at three different depths (at the surface, at 30 and 60 cm depth) on an 80 by 20 m hillslope. The study presents two global sensitivity analyses to investigate the sensitivity in simulated soil moisture content of the different hydraulic parameters used in a one‐dimensional unsaturated zone model based on Richards' equation. For estimation of the effective parameters the shuffled complex evolution algorithm is applied. These estimated parameters are compared to their measured laboratory and in situ equivalents. Soil hydraulic functions were estimated in the laboratory on 100 cm³ undisturbed soil cores collected at 115 locations situated in two horizons in three profile pits along the hillslope. Furthermore, in situ field saturated hydraulic conductivity was estimated at 120 locations using single‐ring pressure infiltrometer measurements. The sensitivity analysis of 13 soil physical parameters (saturated hydraulic conductivity (K_s), saturated moisture content (θ_s), residual moisture content (θ_r), inverse of the air‐entry value (α), van Genuchten shape parameter (n), Averjanov shape parameter (N) for both horizons, and depth (d) from surface to B horizon) in a two‐layer single column model showed that the parameter N is the least sensitive parameter. K_s of both horizons, θ_s of the A horizon and d were found to be the most sensitive parameters. Distributions over all locations of the effective parameters and the distributions of the estimated soil physical parameters from the undisturbed soil samples and the single‐ring pressure infiltrometer estimates were found significantly different at a 5% level for all parameters except for α of the A horizon and K_s and θ_s of the B horizon. Different reasons are discussed to explain these large differences. Copyright © 2004 John Wiley & Sons, Ltd.     

On estimating the hydraulic properties of soil,Part 3. Parameters of the Philip infiltration equation

Using a large number of experimental data, the paper estimates the parameters of the Philip infiltration equation. The values of these parameters are obtained using the Philip approach, which employs the hydraulic properties of soil. In the absence of extensive measurements, the tabulated results can be used in modelling infiltration. The paper introduces approximate sorptivity expressions that use a limited number of parameters. Sorptivity may be estimated reasonably well from a knowledge of moisture deficit, a representative capillary pressure, and saturated hydraulic conductivity. The accuracy of prediction is highest for coarser materials. For coarse materials (sands), second-power sorptivity can be approximated as a linear function of initial effective saturation. The proposed expressions for sorptivity can be used as a substitute for the lengthy Philip procedure.