The inversion method study of sub-canopy soil moisture estimation using repeat pass SIR-C PolInSAR data

From repeat pass SIR-C L band polarimetric SAR interferometric data and fully maximum likelihood inversion decomposition model of PolInSAR, a method for sub-canopy soil moisture estimation using repeat pass SIR-C PolInSAR data is proposed. At the same time, the potential and validity of fully maximum likelihood inversion decomposition model of PolInSAR for sub-canopy soil moisture inversion is investigated. Firstly, from the random oriented volume over ground two layer coherent scattering model and the statistical characteristics of Pol-InSAR coherency matrix, the fully maximum likelihood inversion decomposition model is used to reconstruct or recover the surface polarimetric coherency matrix with volume scattering components significantly removed; then, from recovered surface polarimetric coherency matrix, co-HH, VV and cross-HV polarization backscattering coefficient are obtained, and the sub-canopy soil moisture are inverted from Oh and Dihedral scattering model. At last, Compared the inversion result with the field measurement and the climate data of hetan region from 1951 to 2006, the preliminary result indicates that the proposed method based on fully maximum likelihood inversion decomposition model has enough high inversion accuracy, if the new spaceborne or airborne polarimetric SAR interferometric data with synchronously spaceborne or airborne-ground measurement will be acquired, the validity and accuracy of proposed inversion method will be further investigated and validated.     

基于MODIS影像的森林火灾火线检测方法

结合归一化火灾差异指数NDBR(normalized difference burn ratio)和MODIS多波段影像梯度边缘分析手段检测火线, 应用B样条函数拟合火线并确定火势蔓延方向。为对比验证, 基于火线的Kriging插值实现火灾外推预测, 与30min后的火灾参考数据目视对比与统计：火线的预测变化与参考影像基本保持一致, 火灾外推影像的均值和熵约为参考影像的86%和81%, 火迹地检测的Kappa系数达80.2%。试验表明, 提出的森林火线特征自动检测方法在动态火灾监测中是可行、有效的。     

双极化SAR数据反演裸露地表土壤水分

为了较高精度地获取大范围地表土壤水分,提出一种基于双极化合成孔径雷达数据的裸露地表土壤水分反演模型即非线性方程组,通过改进的粒子群算法求解非线性方程组从而得到土壤水分。首先通过AIEM模型数值模拟和回归分析,得到一种新的组合粗糙度,然后模拟分析得到土壤水分与雷达后向散射系数的关系,从而建立雷达后向散射系数与组合粗糙度、土壤水分的经验关系。利用ASAR C波段双极化雷达数据,基于经验关系和改进的粒子群算法即可实现土壤水分的反演。经过黑河流域实测土壤水分数据对模型进行验证,反演结果与实测数据具备良好的相关性(R~2=0.778 6)。与以往同一区域研究成果比较,文中的方法反演精度有所提高,更适用于裸露地表土壤水分反演。     

基于神经网络方法的极化雷达地表参数反演

人工神经网络（Artificial Neural Network)是一个由独立处理单元以一定拓扑结构高度连接而成的并行分布式信息处理结构，适于解决各种非线性问题，积分方程（Integrated Equation Model)单散射模型可模拟各种地表参数条件下裸露地表后向散射系数，以IEM为基础生成训练数据，用L波段的C波段SIR-CHH，VV极化单散射后向散射系数数据为神经网络输入，通过后向反馈（BP）神经网络模型可同时反演得到裸露地表条件下地表介电常数，地表相关长度和均方根高度等地表参数。     

Simulation Study of a Robust Algorithm for Soil Moisture and Surface Roughness Estimation Using L‐Band Radar Backscatter

Abstract

Various inversion algorithms have been developed to obtain estimates of soil moisture and surface roughness parameters from multifrequency, multiangle, and multipolarization radar reflectances. Since the penetration depth for radar signals increases with wavelength, an inversion algorithm using widely separated frequencies does not yield comparable probing depths. Furthermore, existing algorithms assume a linear relationship between the radar backscatter coefficient (in dB) and soil parameters, such as the volumetric soil moisture, soil surface roughness and surface slope. This assumption is valid only over a narrow range of soil parameters, thereby restricting its operational use under realistic conditions. Our research specifically explored the use of inversion algorithms based on L‐Band radar reflectances at 1 GHz and 2 GHz frequencies in order to retain relatively consistent probing depths. In order to extend the range of applicability, a non‐linear exponential‐type relationship was developed between radar reflectance at a specified frequency, polarization and incidence angle combination, and soil parameters of interest, viz., soil moisture, surface roughness, and surface slope. An over‐constrained inversion algorithm using a six‐parameter combination was found to yield relatively accurate estimates of soil parameters over a wide range of soil conditions even in the presence of system error.     

利用SIR-C极化数据提取地面参数

本文根据简化的积分公式模型（ＩＥＭ）,分析了面散射过程中后向散射系数与地面参数之间的关系。利用航天飞机成像雷达（ＳＩＲ－Ｃ）获取极化的雷达图像,提取新疆北部地区冲扇的散射系数以及介电常数（湿度）与粗糙度。由图像获得的地面参数数据,可以用于分布冲积扇成因、时代以及其次的关系。     

航天飞机SIR—C数据对内蒙古额济纳旗北部浅层地下水的探测分析

利用航天飞机3号SIR-C数据对额济纳旗北部中-蒙交界处浅层地下水的分布与形成原因进行研究，分析了在SIR-C图像上呈亮条带的机理，研究得出如下结论：（1）浅层地下水区能被ISR-C图像特别是L-HV以及L-HH极化以亮黄色强烈显示，这是与该带地下水位浅，植被长势好，植被固沙形成沙垄等因素造成雷达波体散射以及后向散射强烈所致；（2）在研究区的中-蒙交界段正是地形由缓向陡转折处，这是与拉张正断层原因导致中方上盘相对下降，并在此处具备储水条件有关。（3）雷达遥感能敏感地探测到微地形的变化，可很好地反映地表植被分布和地表及次地表水分，使其在干旱区应用研究具有极大的优势，此研究可能为西部干旱区寻找浅层地下水提供一条快捷，实用的方法。     

航天飞机极化干涉雷达数据反演地表植被参数

利用基于极化干涉测量的基本原理和相干散射模型。提出了基于模拟加温-退火算法的极化干涉雷达数据地表植被参数的反演算法，首先，对极化干涉测量的基本原理和一个考虑了地表和植被散射的二层相干散射模型进行了阐述。接着，对模拟退火算法的基本理论和基于模拟加温-退火算法的地表植被参数反演模型进行了论述，最后，利用和田地区1994年10月9日和10日的航天飞机SIR-CL波段单视散射短阵复数据进行了地表植被参数反演的计算，将反演结果与实测数据比较，表明该反演算法能以较好的精度获取地表植被的高度。     

时序双极化SAR开采沉陷区土壤水分估计

开采沉陷地质灾害诱发矿区生态环境恶化的关键因子是土壤水分变化。研究提出了一种利用Sentinel-1A双极化SAR和OLI地表反射率数据联合反演土壤含水量的方法,即基于归一化水体指数(NDWI)反演植被含水量;采用Water-Cloud Model(WCM)模型消除植被对Sentinel-1A后向散射系数产生的影响,将其转化为裸土区的后向散射系数;利用基于AIEM模型和Oh模型建立的经验模型反演研究区地表参数,并用OLI光学反演结果进行验证;最后比较了开采沉陷区内外土壤水分含量。研究表明:(1)与基于OLI的土壤水分监测指数(SMMI)的土壤水分含量反演结果相比,两种极化方式中VH极化反演的水分结果具有更好的一致性,且两种极化方式反演结果也表明荒漠化草原区比黄土丘陵沟壑区反演效果更好,说明地形对后向散射的影响不可忽略。(2)在2016年内72期数据中,VH极化反演结果对比区土壤水分含量大于沉陷区的有41期,所占比例为57%;VV极化反演结果对比区土壤水分含量大于沉陷区的有36期,所占比例为50%,且不同矿区内的沉陷区受到的影响不同。说明开采沉陷造成的地表粗糙度的增加会对地表土壤水分产生负面影响,但不同矿区之间又有差异。     

多角度遥感估算稀疏团粒分布型土壤表面粗糙度方法初探

表面粗糙度是影响土壤在微波波段发射和散射辐射的主要因素之一,也是微波遥感研究与应用的重要参量。由于微波后向散射还受介电特性、穿透深度等因素的影响,在微波遥感应用中往往难以单独考虑介质表面粗糙度,给参数估算与反演带来了一定困难。在可见光、近红外波段,粗糙度作为土壤表面重要的结构参数之一,直接影响着土壤的二向反射分布特征。因此,本文尝试利用光学多角度观测信息,反演土壤表面粗糙度。基于地表二向反射几何光学模型,假设裸土像元由随机分布于平坦表面的土壤团粒组成,将团粒近似为半椭球体,建立裸露土壤表面二向反射模型,模拟不同粗糙度条件下土壤表面像元的二向反射分布特征。进一步尝试采用多角度观测数据反演模型,估算土壤团粒的几何结构参数,进而计算土壤表面均方根高度,作为表面粗糙度的衡量指标。地面实测多角度数据的初步验证结果表明,多角度光学遥感估算土壤表面粗糙度的方法是可行的。     

Improved Understanding of Soil Surface Roughness Parameterization for L-Band Passive Microwave Soil Moisture Retrieval

Surface roughness parameterization plays an important role in soil moisture retrieval from passive microwave observations. This letter investigates the parameterization of surface roughness in the retrieval algorithm adopted by the Soil Moisture and Ocean Salinity mission, making use of experimental airborne and ground data from the National Airborne Field Experiment held in Australia in 2005. The surface roughness parameter is retrieved from high-resolution (60 m) airborne data in different soil moisture conditions, using the ground soil moisture as input of the model. The effect of surface roughness on the emitted signal is found to change with the soil moisture conditions with a law different from that proposed in previous studies. The magnitude of this change is found to be related to soil textural properties: in clay soils, the effect of surface roughness is higher in intermediate wetness conditions (0.2–0.3 v/v) and decreases on both the dry and wet ends. Consequently, this letter calls for a rethink of surface roughness parameterization in microwave emission modeling.      

An Effective Model to Retrieve Soil Moisture from L- and C-Band SAR Data

This study investigated an appropriate method for soil moisture retrieval from radar images and coincident ground measurements acquired over bare soil and sparsely vegetated regions. The adopted approach based on a single scattering integral equation method (IEM) was developed to establish the relationship between backscatter coefficient and surface soil parameters including volumetric soil moisture content and surface roughness. The performance of IEM in 0–7.6 cm is better than that in 0–20 cm. Moreover, IEM can simulate correctly the backscatter coefficients only for the root mean square (RMS) height s < 1.5 cm at C-band and s < 2.5 cm at L-band by using an exponential correlation function and for s > 1.5 cm at C-band and s > 2.5 cm at L-band by using Gaussian function. However, due to the difficulties involved in the parameterization of soil surface roughness, the estimated accuracy is not satisfactory for the inversion of IEM. This paper used a combined roughness parameter and Fresnel reflection coefficient to develop an empirical model. Simulations were performed to support experimental results and to highlight soil moisture content and surface roughness effects in different polarizations. Results showed that a good agreement was found between the IEM simulations and the SAR measurements over a wide range of soil moisture and surface roughness characteristics. The model had a significant operational advantage in soil moisture retrieval. The correlation coefficients were 77.03 % at L-band and 81.45 % at C-band with the RMSEs of 0.515 and 0.4996 dB, respectively. Additionally, this work offered insight into the required application accuracy of soil moisture retrieval at a large area of arid regions.     

Potential of ASAR-ENVISAT for Estimating Near Surface Soil Moisture in a Sloping Terrain of a Himalayan Watershed

Soil moisture estimation is considered to be one of the important parameters in hydrological studies. The extraction of information on near surface soil moisture from the synthetic aperture radar is well established. The available Advanced Synthetic Aperture Radar (ASAR) data onboard ENVISAT with multi-incidence and multi-polarization mode for soil moisture estimation on sloping terrain was investigated. Empirical models were developed to estimate near surface soil moisture in the fallow agricultural fields by incorporating the effects of surface roughness using multi-incidence angle ASAR data. Medium incidence angle (IS-4) with VV polarization of ASAR data had higher correlation coefficient to volumetric soil moisture content. The ratio of medium (IS-4) to high incidence (IS-6) angle could further reduce the effect of surface roughness. The effect of topography on the radar data is taken care by calculating local incidence angle derived from ASTER DEM data. The VV polarization in the sloping terrain provided better results in comparison to VH polarization.     

中国西部地区基于经验模型的土壤水分反演

地表土壤水分含量的时空分布信息是十分重要的,常常作为水文模型、气候模型、生态模型的输入参数,同时,也是干旱预报、农作物估产等工作的重要指标。被动微波遥感是监测土壤含水量最有效的手段之一。相比红外与可见光,它具有波长长,穿透能力强的优势。相比主动微波雷达,被动微波辐射计具有监测面积大、周期短,受粗糙度影响小,对土壤水分更为敏感,算法更为成熟的优势。目前,已研究出许多反演土壤水分的方法.本课题的主要内容是借助AMSR-E土壤水分影像数据、MODIS归一化植被指数(NDVI)影像数据和MODIS分类影像数据,利用ENVI软件进行遥感图像数据处理,运用统计分析方法建立NDVI与土壤水分的经验模型,研究中国西部地区稀疏植被覆盖区土壤水分的反演。     

Estimation of hourly and daily evapotranspiration and soil moisture using downscaled LST over various urban surfaces

Surface moisture is important to link land surface temperature (LST) to people’s thermal comfort. In urban areas, the surface roughness from buildings and urban trees impacts wind speed, and consequently surface moisture. To find the role of surface roughness in surface moisture estimation, we developed methods to estimate daily and hourly evapotranspiration (ET) and soil moisture, based on a case study of Indianapolis, Indiana, USA. In order to capture the spatial and temporal variations of LST, hourly and daily LST was produced by downscaling techniques. Given the heterogeneity in urban areas, fractions of vegetation, soil, and impervious surfaces were calculated. To describe the urban morphology, surface roughness parameters were calculated from digital elevation model (DEM), digital surface model (DSM), and Terrestrial Light Detection and Ranging (LiDAR). Two source energy balance (TSEB) model was employed to generate ET, and the temperature vegetation index (TVX) method was used to calculate soil moisture. Stable hourly soil moisture fluctuated from 15% to 20%, and daily soil moisture increased due to precipitation and decreased due to seasonal temperature change. ET over soil, vegetation, and impervious surface in the urban areas yielded different patterns in response to precipitation. The surface roughness from high-rise has bigger influence on ET in central urban areas.     

Modified Dubois Model for Estimating Soil Moisture with Dual Polarized SAR Data

This paper discusses a new methodology to estimate soil moisture in agriculture region using SAR data with the use of HH and HV polarization. In this study the semi empirical model derived by Dubois et al. (IEEE Transactions on Geoscience and Remote Sensing, 33(4), 915–926, 1995) was modified to work using σ _HH instead of two like polarization equations σ_HH, σ_VV so that soil moisture can be obtained for the larger area frequently. The field derived roughness correlated with the cross polarization ratio (HV/HH) to replace the one unknown parameter ‘s’ in the Dubois model and hence the dielectric constant was derived by inverting the Dubois model equation (HH). The Topp et al. (Water Resources Research, 16(3), 574–582, 1980) model was used to retrieve soil moisture using the dielectric constant. The mid incidence angle was used to overcome the incident angle effect and it worked successfully to the larger extent. The result is realistic overall, especially where surface has less variation in the roughness and vegetation since the penetration capability of C-band is limited when plant grows hence model valid in the initial period of cultivation. The derived model is having good scope for soil moisture monitoring with the present availability of Indian RISAT data.     

Envisat-1双极化雷达数据建模及应用

根据欧空局Envisat-1卫星上ASAR传感器的系统参数和双极化特点，利用AIEM模型模拟，建立了裸露地表同极化后向散射模型和粗糙度参数计算模型。前者把同极化总后向散射系数表达成人射角和两个地表参数（土壤水分和粗糙度）的函数；后者给出了用双极化雷达数据计算粗糙度的方法。把这两个模型结合，用于土壤水分反演，分别用模拟数据和实测数据验证，良好的结果证明了这两个模型的可靠性和实用性。双极化后向散射模型的建立，将为以后PALSAR（日本）和RADARSAT-2（加拿大）多极化雷达数据的应用打下基础。     

The contribution of multitemporal SAR data in assessing hydrological parameters

The sensitivity of radar backscattering to the principal hydrological parameters, such as vegetation biomass, soil moisture, and surface roughness, is discussed. Results obtained by using multifrequency synthetic aperture radar (SAR) data measured by the Jet Propulsion Laboratory Airborne Synthetic Aperture Radar, Spaceborne Imaging Radar-C, and European Remote Sensing 1/2 sensors are summarized. The sensitivity of L- and C-bands to spatial variations of plant and soil parameters is masked by the presence of surface roughness, which in turn affects the radar signal. However, from the observation of data collected at different dates and averaged over a relatively wide area that includes several fields, the correlation to soil moisture and vegetation biomass is found to be significant, since the effects of spatial variations are smoothed. On the other hand, the sensitivity to surface roughness becomes appreciable when multitemporal data are averaged in time, thus reducing the effects of temporal moisture variations.     

A study on the polarimetric properties of various features using SIR-C data

Spaceborne Imaging Radar (SIR-C) data acquired over Gujarat, India in 1994 were processed and analysed using differnet techniques applicable to polarimetric SAR data such as polarization signatures, polarization index, decomposition of the signal and polarization phase difference and limited groundtruth data. It has been observed that multi-frequency polarimetric data enhances the potential of retrieving geo-physical parameters. The polarization signatures are found to vary with the nature of the target. Target decomposition of the returned signal will be useful for the classification of various features. Polarization Phase Difference (PPD) gives good information about the vegetation parameters.