Preliminary flood risk assessment: the case of Athens

Flood mapping, especially in urban areas, is a demanding task requiring substantial (and usually unavailable) data. However, with the recent introduction of the EU Floods Directive (2007/60/EC), the need for reliable, but cost effective, risk mapping at the regional scale is rising in the policy agenda. Methods are therefore required to allow for efficiently undertaking what the Directive terms “preliminary flood risk assessment,” in other words a screening of areas that could potentially be at risk of flooding and that consequently merit more detailed attention and analysis. Such methods cannot rely on modeling, as this would require more data and effort that is reasonable for this high-level, screening phase. This is especially true in urban areas, where modeling requires knowledge of the detailed urban terrain, the drainage networks, and their interactions. A GIS-based multicriteria flood risk assessment methodology was therefore developed and applied for the mapping of flood risk in urban areas. This approach quantifies the spatial distribution of flood risk and is able to deal with uncertainties in criteria values and to examine their influence on the overall flood risk assessment. It can further assess the spatially variable reliability of the resulting maps on the basis of the choice of method used to develop the maps. The approach is applied to the Greater Athens area and validated for its central and most urban part. A GIS database of economic, social, and environmental criteria contributing to flood risk was created. Three different multicriteria decision rules (Analytical Hierarchy Process, Weighted Linear Combination and Ordered Weighting Averaging) were applied, to produce the overall flood risk map of the area. To implement this methodology, the IDRISI Andes GIS software was customized and used. It is concluded that the results of the analysis are a reasonable representation of actual flood risk, on the basis of their comparison with historical flood events.     

A Probabilistic Modelling System for Assessing Flood Risks

In order to be economically viable, flood disaster mitigation should be based on a comprehensive assessment of the flood risk. This requires the estimation of the flood hazard (i.e. runoff and associated probability) and the consequences of flooding (i.e. property damage, damage to persons, etc.). Within the “German Research Network Natural Disasters” project, the working group on “Flood Risk Analysis” investigated the complete flood disaster chain from the triggering event down to its various consequences. The working group developed complex, spatially distributed models representing the relevant meteorological, hydrological, hydraulic, geo-technical, and socio-economic processes. In order to assess flood risk these complex deterministic models were complemented by a simple probabilistic model. The latter model consists of modules each representing one process of the flood disaster chain. Each module is a simple parameterisation of the corresponding more complex model. This ensures that the two approaches (simple probabilistic and complex deterministic) are compatible at all steps of the flood disaster chain. The simple stochastic approach allows a large number of simulation runs in a Monte Carlo framework thus providing the basis for a probabilistic risk assessment. Using the proposed model, the flood risk including an estimation of the flood damage was quantified for an example area at the river Rhine. Additionally, the important influence of upstream levee breaches on the flood risk at the lower reaches was assessed. The proposed model concept is useful for the integrated assessment of flood risks in flood prone areas, for cost-benefit assessment and risk-based design of flood protection measures and as a decision support tool for flood management.     

Integrated application of the analytic hierarchy process and the geographic information system for flood risk assessment and flood plain management in Taiwan

Flooding is one of the major natural hazards in Taiwan, and most of the low-lying areas in Taiwan are flood-prone areas. In order to minimize loss of life and economic losses, a detailed and comprehensive decision-making tool is necessary for both flood control planning and emergency service operations. The objectives of this research were (i) to develop a hierarchical structure through the analytic hierarchy process (AHP) to provide preferred options for flood risk analysis, (ii) to map the relative flood risk using the geographic information system (GIS), and (iii) to integrate these two methodologies and apply them to one urban and one semi-rural area in central Taiwan. Fushin Township and the floodplain of Fazih River (1 km on either side of the channel) in Taichung City were selected for this study. In this paper, the flood risk is defined as the relative flood risk due to broken dikes or the failure of stormwater drainage systems. Seven factors were considered in relation to the failure of stormwater drainage, and five to that of broken dikes. Following well-defined procedures, flood maps were drawn based on the data collected from expert responses to a questionnaire, the field survey, satellite images, and documents from flood management agencies. The relative values of flood risk are presented using a 200-m grid for the two study areas. It is concluded that integration of AHP and GIS in flood risk assessment can provide useful detailed information for flood risk management, and the method can be easily applied to most areas in Taiwan where required data sets are readily available.     

Risk variation of reservoir regulation during flood season based on bivariate statistical approach under climate change: a case study in the Chengbihe reservoir,China

The risk analysis of reservoir regulation in the flood season is crucial and provides the valuable information for reservoir flood control, safety operation, and decision making, especially under climate change. The purpose of this study is to propose a framework for reasonably estimating the variation of reservoir regulation risk including the dam extreme risk and the overtopping risk during the flood season under climate change. The framework consists of an integrated diagnostic system for detecting the climate abrupt change time, a copula function-based bivariate statistical approach for modeling the dependence between the flood peak and flood volume, a Monte Carlo simulation for generating numerous random flood peak–volume pairs, and a risk calculation model for routing the design flood hydrographs to obtain the frequency curve of the maximum water level reached in front of dam and evaluating the reservoir regulation risk. The methodology was implemented in the Chengbihe reservoir in south China by using the 55-year (1963–2017) hydrometeorological data, including temperature, evaporation, precipitation, and streamflow, in the flood season. Results show that the hydrometeorological series during the flood season changed abruptly in 1992 and the entire data can be divided into two periods (1963–1992 and 1993–2017). The dam extreme risk and overtopping risk during the two periods are assessed, respectively, and a comparison analysis is made based on different flood limit water-level schemes (185.00–188.50 m). It demonstrates that both the dam extreme risk and the dam overtopping risk increase under the influence of climate change. The dam extreme risk increases by 22.91–95.03%, while the climate change-induced increase in the dam overtopping risk is between 38.62 and 123.59%, which indicates that the dam overtopping risk is more sensitive to climate change than the dam extreme risk. The risk evaluations in the study are of great significance in the safety operation and risk management of reservoirs under future climate change.

     

National-scale Assessment of Current and Future Flood Risk in England and Wales

In recent years, through the availability of remotely sensed data and other national datasets, it has become possible to conduct national-scale flood risk assessment in England and Wales. The results of this type of risk analysis can be used to inform policy-making and prioritisation of resources for flood management. It can form the starting point for more detailed strategic and local-scale flood risk assessments. The national-scale risk assessment methodology outlined in this paper makes use of information on the location, standard of protection and condition of flood defences in England and Wales, together with datasets of floodplain extent, topography, occupancy and asset values. The flood risk assessment was applied to all of England and Wales in 2002 at which point the expected annual damage from flooding was estimated to be approximately £1 billion. This figure is comparable with records of recent flood damage. The methodology has subsequently been applied to examine the effects of climate and socio-economic change 50 and 80 years in the future. The analysis predicts increasing flood risk unless current flood management policies, practices and investment levels are changed – up to 20-fold increase in real terms economic risk by the 2080s in the scenario with highest economic growth. The increase is attributable primarily to a combination of climate change (in particular sea level rise and increasing precipitation in parts of the UK) and increasing economic vulnerability.     

A multicriteria approach for flood risk mapping exemplified at the Mulde river,Germany

In this paper we develop a GIS-based multicriteria flood risk assessment and mapping approach. This approach includes flood risks which are not measured in monetary terms; it shows the spatial distribution of multiple risks, and it is able to deal with uncertainties in criteria values and to show their influence on the overall flood risk assessment. Additionally, the approach can be used to show the spatial allocation of the flood effects if risk reduction measures are implemented. The approach is applied to a pilot study for the River Mulde in Saxony, Germany, heavily affected by the hazardous flood in 2002. Therefore, a GIS database of economic, social and environmental risk criteria was created. Two different multicriteria decision rules, a disjunctive and an additive weighting approach, are utilised for an overall flood risk assessment in the area. For implementation, a software tool (FloodCalc) was developed supporting both, the risk calculation of the single criteria as well as the multicriteria analysis.

Comparison of GA-BP and PSO-BP neural network models with initial BP model for rainfall-induced landslides risk assessment in regional scale: a case study in Sichuan,China

Communities everywhere are being subjected to a variety of natural hazard events that can result in significant disruption to critical functions. As a result, community resilience assessment in these locations is gaining popularity as a means to help better prepare for, respond to, and recover from potentially disruptive events. The objective of this study was to identify key vulnerabilities relevant to addressing rural community resilience through conducting an initial flood impact analysis, with a specific focus on emergency response and transportation network accessibility. It included a use case involving the flooding of a rural community along the US inland waterway system. Special consideration was given to impacts experienced by at-risk populations (e.g., low economic status, youth, and elderly), given their unique vulnerabilities. An important backdrop to this work is recognition that Federal Emergency Management Agency’s Hazus, a free, publicly available tool, is commonly recommended by the agency for counties, particularly those with limited resources (i.e., rural areas), to use in developing their hazard mitigation plans. The case study results, however, demonstrate that Hazus, as currently utilized, has some serious deficiencies in that it: (1) likely underestimates the flood extent boundaries for study regions in a Level 1 analysis (which solely relies upon filling digital elevation models with precipitation), (2) may be incorrectly predicting the number and location of damaged buildings due to its reliance on out-of-date census data and the assumption that buildings are evenly distributed within a census block, and (3) is incomplete in its reporting of the accessibility of socially vulnerable populations and response capabilities of essential facilities. Therefore, if counties base their flood emergency response plans solely on Hazus results, they are likely to be underprepared for future flood events of significant magnitude. An approach in which Hazus results can be augmented with additional data and analyses is proposed to provide a more risk-informed assessment of community-level flood resilience.

     

Integrated methodology for flood risk assessment and application in urban communities of Pakistan

Flood disasters and its consequent damages are on the rise globally. Pakistan has been experiencing an increase in flood frequency and severity along with resultant damages in the past. In addition to the regular practices of loss and damage estimation, current focus is on risk assessment of hazard-prone communities. Risk measurement is complex as scholars engaged in disaster science and management use different quantitative models with diverse interpretations. This study tries to provide clarity in conceptualizing disaster risk and proposes a risk assessment methodology with constituent components such as hazard, vulnerability (exposure and sensitivity) and coping/adaptive capacity. Three communities from different urban centers in Pakistan have been selected based on high flood frequency and intensity. A primary survey was conducted in selected urban communities to capture data on a number of variables relating to flood hazard, vulnerability and capacity to compute flood risk index. Households were categorized into different risk levels, such as can manage risk, can survive and cope, and cannot cope. It was found that risk levels varied significantly across the households of the three communities. Metropolitan city was found to be highly vulnerable as compared to smaller cities due to weak capacity. Households living in medium town had devised coping mechanisms to manage risk. The proposed methodology is tested and found operational for risk assessment of flood-prone areas and communities irrespective of locations and countries.     

An assessment of multidimensional flood vulnerability at the provincial scale in China based on the DEA method

China suffers frequent and severe floods. A lot of studies have been done in the field of flood disaster, including flood vulnerability assessment. This paper develops assessment models of multidimensional flood vulnerability based on the data envelopment analysis method and identifies multidimensional flood vulnerability??population, death, agriculture and economy??at the provincial scale in China using flood damage data and socioeconomic statistical data from 2001 to 2010. Based on the characteristics of multidimensional flood vulnerability of each province, some suggestions for flood prevention and mitigation are suggested. The assessment models of multidimensional flood vulnerability are simple and can be used for vulnerability analysis of natural disaster at regional or national levels. The assessment of multidimensional flood vulnerability can provide multifaceted information that contributes to a deeper understanding of the flood vulnerability and provides a scientific base for the policy making and implementation of flood prevention and mitigation designs.     

An innovative micro-scale approach for vulnerability and flood risk assessment with the application to property-level protection adoptions

Economic damage assessment for flood risk estimation is established in many countries, but attentions have been focused on macro- or meso-scale approaches and less on micro-scale approaches. Whilst the macro- or meso-scale approaches of flood damage assessment are suitable for regional- or national-oriented studies, micro-scale approaches are more suitable for cost–benefit analysis of engineered protection measures. Furthermore, there remains lack of systematic and automated approaches to estimate economic flood damage for multiple flood scenarios for the purpose of flood risk assessment. Studies on flood risk have also been driven by the assumption of stationary characteristic of flood hazard, hence the stationary-oriented vulnerability assessment. This study proposes a novel approach to assess vulnerability and flood risk and accounts for adaptability of the approach to nonstationary conditions of flood hazard. The approach is innovative in which an automated concurrent estimation of economic flood damage for a range of flood events on the basis of a micro-scale flood risk assessment is made possible. It accounts for the heterogeneous distribution of residential buildings of a community exposed to flood hazard. The feasibility of the methodology was tested using real historical flow records and spatial information of Teddington, London. Vulnerability curves and residual risk associated with a number of alternative extents of property-level protection adoptions are estimated by the application of the proposed methodology. It is found that the methodology has the capacity to provide valuable information on vulnerability and flood risk that can be integrated in a practical decision-making process for a reliable cost–benefit analysis of flood risk reduction options.     

GIS-based distributed technique for assessing economic loss from flood damage: pre-feasibility study for the Anyang Stream Basin in Korea

Large national budgets are required for flood damage reduction projects, making it critical to ensure that public money used therein be spent efficiently. Accordingly, reliable assessment of flood damage is a critical issue in analysis of the economic aspects of flood damage reduction projects. To this end, this study aims to provide a GIS (geographical information system)-based technique for distributed flood damage assessment. We consider two aspects of flood damage assessment from an engineering and economic perspective, i.e. flood inundation analysis and multi-dimensional flood damage analysis (MD-FDA). To perform this assessment, we used a GIS-based framework and data processing method to assess damages. The proposed methodology was applied to flood control channel projects for flood disaster prevention in the Anyang Stream Basin in Korea and presents detailed GIS data processing and assessment results. Findings from this study may contribute to the improvement of usability of MD-FDA and may provide research directions for integrating economic and engineering factors. This distributed technique will also assist in the decision-making process when evaluating the economic feasibility of flood damage reduction projects for structural and non-structural measures.     

Identifying flood-prone landfills at different spatial scales

Landfills are mainly located in lowland areas close to settlements inducing flood risk of potential environmental contamination and adverse health effects. During recent flood events, numerous landfill sites were reportedly exposed to inundations, leading to erosion of landfilled material and release of pollutants threatening humans and the environment. Although emissions from landfills under regular operating conditions are well investigated, the behaviour and associated emissions in case of flooding are widely unknown. To enable environmental risk management, flood-prone landfills must be identified to establish priorities for subsequent protection and mitigation measures. This paper presents two flood risk assessment approaches at different spatial scales: a macro-scale assessment approach (MaSA) and a micro-scale assessment approach (MiSA). Both methodologies aim to determine the proportion of landfills endangered by flooding, and evaluate the impacts. The latter are expressed by means of risk categories (minor to serious) of impacts that flooded sites might have on humans and the environment. The evaluation of 1,064 landfills in Austria based on MaSA yields roughly 30 % of landfills located within or close to flood risk zones. Material inventories of 147 sites exposed to flooding are established, and potential emissions during a flood event are estimated. Three representative case study areas are selected and investigated in detail by applying the MiSA approach based on 2D hydrodynamic models to calculate flow depths and shear stress and by developing emission scenarios to validate the macro-scale screening approach (MaSA). The applications of MiSA and MaSA outlines that hazardous emissions due to flooding can lead to significant impacts on the environment. Uncertainty associated with related processes and data sources is considerably high. Nevertheless, both MiSA and MaSA provide a decision support tool to identify landfills with imminent risk for humans and the environment. Therefore, the described methodologies provide toolsets to enable environmental risk reduction by applying a priority-ranked flood risk management.     

A multi-component flood risk assessment in the Maresme coast (NW Mediterranean)

Coastal regions are the areas most threatened by natural hazards, with floods being the most frequent and significant threat in terms of their induced impacts, and therefore, any management scheme requires their evaluation. In coastal areas, flooding is a hazard associated with various processes acting at different scales: coastal storms, flash floods, and sea level rise (SLR). In order to address the problem as a whole, this study presents a methodology to undertake a preliminary integrated risk assessment that determines the magnitude of the different flood processes (flash flood, marine storm, SLR) and their associated consequences, taking into account their temporal and spatial scales. The risk is quantified using specific indicators to assess the magnitude of the hazard (for each component) and the consequences in a common scale. This allows for a robust comparison of the spatial risk distribution along the coast in order to identify both the areas at greatest risk and the risk components that have the greatest impact. This methodology is applied on the Maresme coast (NW Mediterranean, Spain), which can be considered representative of developed areas of the Spanish Mediterranean coast. The results obtained characterise this coastline as an area of relatively low overall risk, although some hot spots have been identified with high-risk values, with flash flooding being the principal risk process.     

Flood risk assessment using regional regression analysis

This study aimed to create a flood risk map for ungauged regions, which have limited flood damage data and other relevant data. The fact that there is a shortage of data that are critical for the establishment of a flood assessment and mitigation plan is not surprising even in developed countries like South Korea. To address this problem, the regional regression concept in statistical hydrology was introduced to the flood risk assessment field in this study, and it was framed with a series of two regression functions: flood damage and regional coefficients. As the second regression function utilizes the local socioeconomic variables, the resulting flood risk map can reflect the spatial characteristics well. The proposed methodology was applied to create flood risk maps for the three metropolitan areas in South Korea. The comparison of the proposed methodology with the existing methods revealed that only the proposed methodology can produce a statistically meaningful flood risk map based on a recent major flood in 2001.     

动态实时洪水风险分析及管理系统

当前洪水风险分析按照典型设计标准洪水进行计算的模式难以满足实际防洪管理需要,为了提高洪水风险分析的实时性以及适应洪水演进的动态性,设计了动态实时洪水风险分析框架。在本框架中,先采用一维和二维动态耦合水动力学数值方法耦合溃堤模型,然后在樵桑联围防洪保护区建立洪水演进模拟模型,通过灵活处理模型计算边界条件以及动态设置溃堤功能,计算不同设计标准洪水发生时,堤防出现单一溃口或者组合溃口后保护区内洪水演进过程。按照上述框架开发了樵桑联围动态实时洪水风险图编制与管理应用系统,并利用历史洪水资料开展模型验证,验证结果表明,2008-06洪水马口站、三水站、大熬站、甘竹（一）站的实测最高水位和模型计算最高水位的绝对误差分别为-0.10、0.10、0.09、0.04 m,均满足洪水模拟精度要求。利用模型计算了西江发生200年一遇的洪水情况下,江根堤防出现溃口后的洪水流量及溃口内外洪水水位变化过程,模拟溃口宽度168 m,最大溃口洪水流量达到5 190 m³,分析了堤防溃决后3、6和24 h洪水漫延导致村落淹没情况,结果表明其满足合理性分析。     

Evaluation of food risk parameters in the Day River Flood Diversion Area,Red River Delta,Vietnam

An interdisciplinary approach is necessary for flood risk assessment. Questions are often raised about which factors should be considered important in assessing the flood risk in an area and how to quantify these factors. This article defines and quantitatively evaluates the flood risk factors that would affect the Day River Flood Diversion Area in the context of integrated flood management in the Red River Delta, Vietnam. Expert analysis, in conjunction with field survey and Analytical Hierarchy Process (AHP), is applied to define and quantify parameters (indicators, subcomponents, and components) that contribute to flood risk. Flood duration is found to be the most prominent indicator in determining flood hazard. Residential buildings, population, and pollution are other fairly significant indicators contributing to flood vulnerability from the economic, social, and environmental perspectives, respectively. The study results will be useful in developing comprehensive flood risk maps for policy-makers and responsible authorities. Besides, local residents will also be able to implement suitable measures for reducing flood risk in the study area.     

Adaptation planning for floods: a review of available tools

Communities have competing priorities for limited financial resources. Identifying a capable and affordable tool that can be used in flood adaptation planning will assist in determining strategic investments and enhancing public communication. A state-of-the-art review was conducted of commonly available flood modeling and impact assessment tools that could be utilized for climate adaptation planning by municipalities. Assessment criteria such as flood modeling capabilities, geographic information system integration, damage assessment functions and ease of use were used. Although there are many tools available, based on the criteria used in assessing these models, the US Federal Emergency Management Agency’s Hazus-MH tool appears to hold the most promise in being repurposed for adaptation planning.     

Environmental impact assessment of structural flood mitigation measures: a case study in Šiba,Slovakia

The proposed flood mitigation measures in the Slovak Republic are subject of environmental impact assessment (EIA) process before its approval. The paper elaborates and demonstrates the application of the risk analysis method for evaluating alternatives, which is core in EIA. Risk analysis is an appropriate tool to determine the level of the risk of the proposed flood mitigation measures and through which it is possible to choose the alternative with the lowest level of risk for the environment. The article presents the application of the developed methodology based on universal matrix of risk analysis in ?iba village that is in existing flood risk. It analyses and discusses the results of the impact assessment from EIA practice in the Slovakia. The aim of the work is to improve existing qualitative and quantitative methods for assessing the impacts of proposed activities on the environment. Developed methodology stimulates creative approaches in searching of the best alternative to proposed activities (constructions) that are environmentally friendly. Innovation in this paper is presented by an implementation of universal matrix of risk analysis for flood mitigation measures (developed by the authors) for the purposes of EIA process.     

A method for tsunami risk assessment: a case study for Kamakura,Japan

This paper presents a methodology for tsunami risk assessment, which was applied to a case study in Kamakura, Japan. This methodology was developed in order to evaluate the effectiveness of a risk-reducing system against such hazards, also aiming to demonstrate that a risk assessment is possible for these episodic events. The tsunami risk assessment follows these general steps: (1) determination of the probability of flooding, (2) calculation of flood scenarios, (3) assessment of the consequences and (4) integration into a risk number or graph. The probability of flooding was approximated based on the data provided by local institutes, and the flood scenarios were modeled in 1D using the Simulating WAves till SHore model. Results showed that a tsunami in Kamakura can result in thousands of casualties. Interventions such as improvements in evacuation systems, which would directly reduce the number of casualties, would have a large influence in risk reduction. Although this method has its limits and constraints, it illustrates the value it can add to existing tsunami risk management in Japan.     

基于力学过程的蓄滞洪区洪水风险评估模型及应用

为定量评估分蓄洪工程启用过程中蓄滞洪区的洪水风险等级,创建了基于力学过程的蓄滞洪区洪水风险评估模型。该模型采用二维水动力学模块计算蓄滞洪区的洪水演进过程,利用洪水中人体跌倒失稳公式及洪水中房屋、农作物损失的计算关系式,评估各类受淹对象的洪水风险等级。然后将二维水动力学模块计算的洪水要素与两个物理模型试验值进行对比,表明二维水动力学模块的计算精度良好。最后计算了荆江分洪工程启用时分洪区内洪水的演进过程,并评估洪灾中群众的危险等级和财产损失。计算结果表明:洪水演进至140 h时,蓄滞洪区群众、房屋、水稻和棉花的平均损失率分别为85%、59%、63%和72%。模型中提出的采用基于受淹对象失稳机制的洪水风险分析方法,比以往经验水深法划分风险等级的适用性更好,不仅能为洪水风险管理及蓄滞洪区启用标准制定提供参考,也能推广应用于溃坝或堰塞湖溃决等极端洪水风险评估。