Micro-level perception to climate change and adaptation issues: A prelude to mainstreaming climate adaptation into developmental landscape in India

Climate change adds another dimension of challenges to the growth and sustainability of Indian agriculture. The growing exposure to livelihood shocks from climate variability/change and limited resource base of the rural community to adapt has reinforced the need to mainstream climate adaptation planning into developmental landscape. However, a better understanding of micro-level perceptions is imperative for effective and informed planning at the macro-level. In this paper, the grass-root level perspectives on climate change impacts and adaptation decisions were elicited at farm level in the Moga district of Punjab and Mahbubnagar district of Telangana, India. The farmers opined that the climatic variability impacts more than the long-term climate change. They observed change in the quantum, onset and distribution of rainfall, rise in minimum as well as maximum temperature levels, decline in crop yield and ground water depletion. The key socio-economic effects of climate change included decline in farm income, farm unemployment, rural migration and increased indebtedness among farmers. In order to cope with climate variability and change thereon, farmers resorted to adaptation strategies such as use of crop varieties of suitable duration, water conservation techniques, crop insurance and participation in non-farm activities and employment guarantee schemes. Farmers’ adaptation to changing climate was constrained by several technological, socio-economic and institutional barriers. These include limited knowledge on the costs–benefits of adaptation, lack of access to and knowledge of adaptation technologies, lack of financial resources and limited information on weather. Besides, lack of access to input markets, inadequate farm labour and smaller farm size were the other constraints. Further, on the basis of the grass-root elicitation a ‘Need-Based Adaptation’ planning incorporating farmers’ perceptions on climate change impacts, constraints in the adoption of adaptation strategies and plausible adaptation options were linked with the most suitable ongoing programmatic interventions of the Government of India. The study concluded that micro-level needs and constraints for various adaptation strategies and interventions should be an integral part of the programme development, implementation and evaluation in the entire developmental paradigm.     

Participation dynamics and institutional change in the Scolel Té carbon forestry project,Chiapas, Mexico

Carbon forestry has become a cornerstone of attempted climate change mitigation in developing countries. As such, dozens of projects have been developed to supply carbon offsets to both voluntary and regulated carbon markets. In this paper we shed further light on the effects of such projects on communities and households by studying the implementation of a carbon forestry project in four communities in the state of Chiapas, Mexico. The project pays farmers to carry out a number of tree-planting activities depending on the local agro-ecological systems. We investigate how such activities have been promoted in and adopted by communities and we identify a series of community-based, institutional, resource management and asset-related factors that explain farmers’ willingness to participate in the projects. Our analysis highlights a number of shared motivations for joining the project but varied levels of understanding about the project rationale. We also show how community norms, access to land tenure, financial and physical assets differ among participants and non-participants which translates in increasing inequalities in access to income and to other development projects. However, we also demonstrate that project activities, as currently designed, motivate some farmers to participate because of the potential of the project to act as a mechanism to bridge existing social divides through cooperation in the project and therefore financially and politically benefit from participation. Overall, the paper demonstrates that the project contributes to transforming local livelihoods and institutions, unfortunately not always as originally designed.     

Farmers’ adaptive practices for drought risk reduction in the northwest region of Bangladesh

Being an agrarian region, the northwest part of Bangladesh frequently experiences recurrent droughts over the last decade. To cope with this insidious disaster, the farmers in this region practice various adaptation measures through their own efforts with institutional support. But these efforts and support are not sufficient for farmers to survive droughts. In this light, this study assesses the adaptive capacity of farmers along with institutions to develop suitable drought adaptation policy in the context of this region. The drought adaptive practices developed in this study are mainly adopted from the unique approach called socioeconomic, institutional and physical. Results reveal that establishment of mango orchard, vegetable gardening and community health care service would be helpful in enhancing drought resilience at community level. Moreover, an important policy message from this study suggests that validation of these practices through government offices, research institutes and other relevant organizations can help to develop an appropriate drought adaptation policy for this region. Similarly, by performing these practices from national to local level, farmers as well as communities in this region will be able to effectively sustain their livelihoods against droughts.     

Farmers’ assessments of private adaptive measures to climate change and influential factors: a study in the Mekong Delta,Vietnam

Adaptation to climate change in agricultural settings depends on understanding farmers’ perceptions of the nature of climate change, their agency in adapting and the efficacy of adaptive measures themselves. Such knowledge can improve mitigation and adaptation strategies. This study addresses the limited understanding of how farmers appraise their private adaptive measures and influential factors. It uses data from structured interviews with 598 rice farmers in the Mekong Delta, Vietnam. Based on protection motivation theory, farmers’ assessments of private adaptive measures were measured by perceived self-efficacy, perceived adaptation efficacy and perceived adaptation cost. Multiple regressions were used to understand significant factors affecting those assessments. Some demographic and socio-economic factors, belief in climate change, information and objective resources were found to influence farmers’ adaptation assessments. It is shown that the sources and quality of information are particularly important. The improvement of both the accessibility and usefulness of local services (e.g. irrigation, agricultural extension, credit and health care) is deemed a necessity for successful adaptation strategies in the Mekong Delta. The paper also shows the application of PMT in measuring farmers’ appraisals of private adaptive measures to climate change, thereby opening this area for further research.     

Differential impacts of climate change on communities in the middle hills region of Nepal

There is a growing understanding that the impacts of climate change affect different communities within a country, in a variety of ways—not always uniformly. This article reports on research conducted in the middle hills region of Nepal that explored climate change vulnerability in terms of exposure, sensitivity and adaptive capacity across different well-being groups, genders of the head of household and household location. In the study region, dry land farming has increasingly experienced climate-induced changes to farm productivity and natural resources. The experience of vulnerability to decreased livelihood options and natural resource hazards due to a changing climate varied according to household wealth and well-being status, with very poor and poor households more vulnerable than medium and well-off households. The research indicates that the climate change adaptation would benefit by considering: (i) differential impacts of vulnerability mainly based on well-being status of households; (ii) understanding of the local socio-political context and underlying causes of vulnerability and its application; and (iii) identifying vulnerable populations for the units of vulnerability analysis and adaptation planning.     

Effective livelihood adaptation to climate change disturbance: Scale dimensions of practice in Mozambique

Natural resource-dependent societies in developing countries are facing increased pressures linked to global climate change. While social-ecological systems evolve to accommodate variability, there is growing evidence that changes in drought, storm and flood extremes are increasing exposure of currently vulnerable populations. In many countries in Africa, these pressures are compounded by disruption to institutions and variability in livelihoods and income. The interactions of both rapid and slow onset livelihood disturbance contribute to enduring poverty and slow processes of rural livelihood renewal across a complex landscape. We explore cross-scale dynamics in coping and adaptation response, drawing on qualitative data from a case study in Mozambique. The research characterises the engagements across multiple institutional scales and the types of agents involved, providing insight into emergent conditions for adaptation to climate change in rural economies. The analysis explores local responses to climate shocks, food security and poverty reduction, through informal institutions, forms of livelihood diversification and collective land-use systems that allow reciprocity, flexibility and the ability to buffer shocks. However, the analysis shows that agricultural initiatives have helped to facilitate effective livelihood renewal, through the reorganisation of social institutions and opportunities for communication, innovation and micro-credit. Although there are challenges to mainstreaming adaptation at different scales, this research shows why it is critical to assess how policies can protect conditions for emergence of livelihood transformation.     

Uneven socio-ecologies of Hispaniola: Asymmetric capabilities for climate adaptation in Haiti and the Dominican Republic

This article adopts a “capabilities” approach to climate justice to examine a globally unique phenomenon: a decade of unprecedented surface area growth in Lake Azuéi (the largest lake in Haiti) and Lake Enriquillo in the Dominican Republic (the largest lake in the Caribbean region). The objective was to explore how two neighbouring communities and their governments respond to large-scale environmental change within connected but uneven political ecological contexts. Current climate change impacts in this bi-national island present an opportunity to better understand not only local climate justice but also how fragmented sovereignty, territoriality, and citizenship regimes may affect processes of climate adaptation. The researchers conducted 27 semi-structured interviews in the Dominican Republic and 11 in Haiti, with open ended questions. The data analysis explores impacts of the lakes’ growth; perceived causes and solutions; access to assistance; views on responsibility; and capacities for mobilization, bi-national cooperation, and international partnerships. The article argues that different capabilities for climate adaptation are shaped by historical path dependencies, local institutional contexts, and international linkages; and that attaining climate justice requires attention to these factors within a collective normative framework. The conclusion examines how climate science, research partnerships, and citizen participation might be leveraged to help build binational adaptation strategies grounded in a capabilities approach to climate justice.     

Climate variability/change and attitude to adaptation technologies: a pilot study among selected rural farmers’ communities in Nigeria

Understanding climate variability and change is essential for designing adaptation policies and strategies to deal with the impacts of climate change on the agricultural sector. This Paper aims at assessing climate variability/change, the perception of rural farmers on climate change and preferred  adaptation strategies among the farmers in some selected farming communities in Nigeria. The study thus used both meteorology data and social survey, to examine variability/change in climate and factors determining the adaptation techniques adopts by rural farmers. The results show a relatively uniform temperatures and some seasonal variations in recent years (diurnal range of temperature is about 10 °C) but the rainfall shows much more seasonal variations. The rainfall has relatively undeviating trend from 1981 to 1996 but the trend appears to be upwards from the year 1997 to 2010. About 72.8% participants responded in the affirmative that climate is changing but there appears to be a significant relationship between the length of farming experiences and farmers’ perceptions of climate change adaptation techniques. Water-related (about 53%) and nutrient related (about 52%) technologies appear to have a high preference among the farmers. The major driver that determines farmers’ preference for climate change adaptation techniques is their incomes and experiences.     

Framing community entitlements to water in Accra,Ghana: A complex reality

Entitlements are generally defined as the commodities/resources (material and non-material), through which one can establish ownership or command access to resources. Applying this analytic to a case study of everyday water access in Accra, Ghana, we evaluate community water entitlements in two low-income communities with different locational and socio-cultural characteristics. We also evaluate how different entitlements to water map against variable dimensions of vulnerability. The study uses a mixed methods approach including a 200 household survey, focus groups with community members, and semi-structured interviews with local opinion leaders. Our results indicate that in both study communities, an entitlements approach provides a significantly richer portrait of water access beyond availability of piped water infrastructure. Among other factors that are important to everyday negotiations and entitlements related to water access, it is important to consider familial and kin networks, water storing options available to households and vendors, the distance and waiting time to fetch water, and local leaders' perceptions of water issues, particularly how these compare with broader citizen understandings. In this way, an entitlements approach broadens the perspective beyond infrastructural endowments (e.g. piped water), to include a range of other socioeconomic, socio-cultural and local institutional characteristics. Drawing on the empirical examples, as well as related conceptual debates, the study questions how water access is defined, and how water governance processes might benefit from a broader understanding of entitlements, as well as links to differentiated vulnerabilities, notably in times of water-related stress or scarcity.     

Determinants of farmers’ choice of coping and adaptation measures to the drought hazard in northwest Balochistan,Pakistan

This study identifies the coping and adaptation behavior of the farm households and also examines the factors that influence farmers’ choice for drought-induced adaptation strategies. The study employs a multivariate probit model on 215 farm households’ survey data from northwest Balochistan, Pakistan. The findings reveal that the farmers have shown considerable fortitude in coping with the impacts of drought on their agro-based practices and employed several adaptation initiatives both at on-farm and off-farm levels. These include crop management, water management, adjustment in agricultural inputs, income diversification, economization of expenditure and consumption smoothing, migrating to other places to seek alternative sources of income, assets depletion, and borrowing. Empirically, it is depicted that landholding, annual income, livestock ownership, credit access, farmer-to-farmer extension, GOs/NGOs support increase the probability of farmers’ decision to cope and adapt better with drought hazard. This study implies for specific policy and practice-oriented solutions in order to cope with and adapt in drought situation.     

Risk,perception and adaptation to climate change: evidence from arid region,India

The paper contributes to the growing literature highlighting the significance of assessing risk and vulnerability, micro-level perceptions and adaptation decision-making in building resilience of farm communities to climate change in dryland region of India. To select a region for grassroots enquiry, spatial differential in risk to climate change was assessed in Rajasthan, using IPCC AR5 framework. Among the highly vulnerable and risky districts, Bikaner district was selected for elicitation of micro-level imperatives. Rising atmospheric temperature, inter-seasonal displacements of rainfall and recurrence of extreme events were perceived by the farmers resulting in resource degradation, production risks and erosion of households’ socio-economic dynamics. As risk preventive measures, suitable adjustment in agricultural practices, natural resource management, shift to off-farm activities and other relief measures were adopted by the farmers. Farmer’s choice of adaptation was influenced by several climatic, socio-economic and infrastructural & institutional factors in varying degree. Moreover, several financial, economic, infrastructural and informational bottlenecks to adaptations were reported during household survey and FGDs. The results suggest that capturing grassroots evidence is crucial for directing locally tailored adaptation strategies, along with the improving deficiencies in the developmental pathways for climate-resilient agriculture.

     

Conflicts over resources: Saiwa Swamp National Park (Kenya) and its environs

This paper examines conflicts in Saiwa Swamp National Park and adjacent households. The conflicts centre on poaching of park resources and destruction of park ecology on the one hard and, the spread of diseases, crop damage by wildlife and loss of land by adjacent households on the other. The conflicts are primarily due to socio-economic constraints in park-adjacent areas following government policies which are irresponsive to the livelihood needs of the local community. To fill up the missing link between policy and practice, participatory approach to conservation is emphasized.     

The trade-off between gender,energy and climate change in Africa: the case of Niger Republic

GeoJournal - This article examines the role of gender in climate change adaptation and energy access in Africa. Drawing on the energy situation in Niger Republic, it argues that redressing...     

Tigers, trees and Tharu: An analysis of community forestry in the buffer zone of the Royal Chitwan National Park, Nepal

In the buffer zone of the Royal Chitwan National Park (RCNP), community forests represent a key land use to meet the objectives of the buffer zone concept. This article examines three diverse community forests surrounding the national park and explores how national policy has been mediated by emerging community forestry institutions to create different levels of resource access and benefit distribution both within and between local user groups. Mindful of recent critiques of community-based conservation, the analysis gives considerable attention to the dynamics of power relations and inequality. The extent to which property rights have been transferred to the local level is evaluated and to whom power has been devolved in the process is assessed. The distribution of benefits arising from community forestry is critically examined. It seems that the current system for community forestry creates sufficient incentives for local cooperation due to the potential for increased access to important resources and a high perception of ownership of community forests among the communities. However, emerging institutions vary in the extent to which they reproduce favourable resource access conditions for elites and benefit distribution does seem to be skewed in favour of the wealthy and higher castes, even where management practices on the surface appear fair. National policy creates sufficient but not necessary conditions for achieving downward accountability, transparency and fairness. Greater attention to these issues is needed for buffer zone community forestry to better serve the poor and marginalised populations within user groups.     

Developing support structures for ethnic minorities in Slovakia

Ethnic minorities are facing increasing problems of social exclusion in Central and Eastern Europe. The complex nature of the transition from socialism means that the institutional framework to support them is still being established. Whilst non-governmental organisations (NGOs) have a crucial role to play in promoting a more inclusive society, through improving access to local democratic structures for otherwise excluded groups and acting as fora for improved community participation throughout the region, their development remains fraught with problems. Examination of the experiences of one such organisation, ETNO Agentura based in northern Slovakia, provides an insight into the problems and opportunities arising as community representatives work together to provide social support for ethnic minorities. The paper outlines key issues arising from the case of ETNO Agentura, including difficulty in gaining access to supporting finance and securing long term financial viability, the lack of institutional capacity of local authorities to become receptive to their views, and implicit socio-cultural barriers to ethnic minority representation in community participation processes. Developing a fuller understanding of these problems and the measures required to overcome them is a central part of establishing a more effective role for NGOs within post socialist societies. This revised version was published online in July 2006 with corrections to the Cover Date.     

Value of Climate Forecasts for Adjusting Farming Strategies in Sub-Saharan Africa

Sustaining and increasing crop production and productivity has to be a major policy thrust for developing countries. Using a simulation approach different production strategies were evaluated conditioned on climate information to derive optimal strategies to help farmers reduce risk and increase productivity. By examining the existence of options in this case planting dates the study provides an analyses of the expected value and risks associated with changing decisions based on the availability of climate forecasts. The 15-March planting date produced the highest mean yield for the two cultivars examined although 1-April, 15-April and 1-May plantings had one to zero probability of crop failures compared to 15-March with crop failures in 4 out of 20 years. Results indicate losses of between 25 and 35 kg/day due to delays in planting from 15-March planting to 1-June planting for the 120- and 150-day cultivar. El niño years were associated with positive yield deviations for both cultivars and most planting dates. Farmers are known to make tactical adjustments to their management in light of information perceived relevant to the prospects of forthcoming crop. Although in its present form most current forecast products do not provide information on onset of the rainfall, however the information they do provide could play a crucial role in helping farmers reduce the risks posed by climatic variability.     

Institutional efficacy in resource management: temporally congruent embeddedness for forest systems of western India

Our understanding of the role of institutions and property-rights regimes in natural resource management has matured through the work of new institutional economists and common-property theorists. Even so, this literature has yet to establish clear connections between successful resource management, and a given property regime’s spatio-temporal fit. Examining people-forest interaction within a state-managed forest regime in India’s Western Ghats, this paper argues that regime efficacy in satisfying user needs, hinges on appropriately reflecting particular sociospatial contexts and incorporating temporal flexibility into its normative structure. To these ends, this study analyzes institutional structure regulating forest use and management, and examines data collected through extensive fieldwork, in-depth interviews and informal conversations with local villagers and foresters. The results suggest that user responses to access conditions, and their rationales for engaging in particular extraction practices, vary based on caste/class-based perceptions of regime legitimacy, distributional equity, and historical proprietorship rights. Furthermore, the analysis questions the viability of locally managed regimes under such heterogeneous social settings. Rather, this research recognizes the state’s vital role in mediating resource access. It suggests that regime efficacy can be fostered through state-civil society partnerships, widely distributed stakeholder-ship and firmly embedded regimes that adapt to changing sociospatial contexts through modifications to conditions of use and access. Based on the analysis, this paper explores an initial set of sociospatial and temporal parameters that promote institutional efficacy in management, and thus lays the groundwork for future studies in institutional and political ecology.     

Traditional prediction of drought under weather and climate uncertainty: analyzing the challenges and opportunities for small-scale farmers in Gaza province,southern region of Mozambique

This paper explores the traditional indicators that small-scale farmers in Gaza province in southern Mozambique use to predict drought events on their rain-fed farms. It analyzes the contextual situation regarding the accuracy and reliability of the traditional prediction methods under the current weather and conditions of climate uncertainty and variability, and the opportunities that their prediction methods can bring to reduce their current and future exposure and vulnerabilities to drought. Farmers use a total of 11 traditional environmental indicators to predict drought, either individually or combined, as required to increase their prediction certainty. However, the farmers perceive that current unpredictability, variability, and changes in weather and climate have negatively affected the interpretation, accuracy, and reliability of most of their prediction indicators, and thus their farming activities and their ability to predict and respond to drought. This, associated with the reduced number of elders in the community, is causing a decline in the diversity, and complexity of interpretation of indicators. Nonetheless, these difficulties have not impeded farmers from continuing to use their preferred prediction methods, as on some occasions they continue to be useful for their farming-related decisions and are also the main, or sometimes only, source of forecast. Considering the role these methods play in farmers’ activities, and the limited access to meteorological forecasts in most rural areas of Mozambique, and the fact that the weather and climate is expected to continually change, this paper concludes that it is important to enhance the use of traditional prediction methods. However, the increase of the accuracy and reliability, and continued existence of the methods depends on the farmers’ own abilities to enhance, preserve, and validate them by tailoring the traditional methods used to work with the new environmental, weather, and climatic conditions, or through the development of new methods.

     

Participatory modelling of vulnerability and adaptive capacity in flood risk management

Being part of the EU-project NeWater on adaptive water resources management, the Ukrainian Tisa river basin is presented as an example for a participatory study dealing with flood risk, vulnerability and adaptive capacity. The Tisa valley is regularly and increasingly faced with hazardous floods at very limited local budgets and high poverty rates. In order to make flood risk management more resilient and better adapted to climate change, scientists and stakeholders applied a set of qualitative and quantitative modelling approaches to characterise prevailing flood risk management, to discover respective vulnerabilities and to identify barriers and options of adaptive capacity. The former were found in the defensive mentality paradigm and the inert and hierarchical structure of present institutions, the latter in, firstly, an enormous potential to link the knowledge of different stakeholders in the region, secondly, a better integration of the individual flood preparedness of households and thirdly, the active involvement of the Church as institution in local flood risk management.