The ocean’s role in setting the mean position of the Inter-Tropical Convergence Zone

Through study of observations and coupled climate simulations, it is argued that the mean position of the Inter-Tropical Convergence Zone (ITCZ) north of the equator is a consequence of a northwards heat transport across the equator by ocean circulation. Observations suggest that the hemispheric net radiative forcing of climate at the top of the atmosphere is almost perfectly symmetric about the equator, and so the total (atmosphere plus ocean) heat transport across the equator is small (order 0.2 PW northwards). Due to the Atlantic ocean’s meridional overturning circulation, however, the ocean carries significantly more heat northwards across the equator (order 0.4 PW) than does the coupled system. There are two primary consequences. First, atmospheric heat transport is southwards across the equator to compensate (0.2 PW southwards), resulting in the ITCZ being displaced north of the equator. Second, the atmosphere, and indeed the ocean, is slightly warmer (by perhaps 2 °C) in the northern hemisphere than in the southern hemisphere. This leads to the northern hemisphere emitting slightly more outgoing longwave radiation than the southern hemisphere by virtue of its relative warmth, supporting the small northward heat transport by the coupled system across the equator. To conclude, the coupled nature of the problem is illustrated through study of atmosphere–ocean–ice simulations in the idealized setting of an aquaplanet, resolving the key processes at work.     

Integrated assessment of smallholder farming’s vulnerability to drought in the Brazilian Semi-arid: a case study in Ceará

Smallholder farming is among the most vulnerable sectors due to its great social and economic sensitivity. Despite future climate change, current climate variability is already an issue of concern that justifies adaptation efforts. In Brazil, the Semi-Arid Region is a climate hotspot, well known for both historic socioeconomic setbacks, and agriculture failures caused by dry spells and severe droughts. In 2010, the Brazilian government enacted the National Policy on Climate Change, which states as one of its key goals the identification of vulnerabilities and the adoption of adequate measures of adaptation to climate change. The improvement of vulnerability assessment tools is a response to the growing demand of decision makers for regular information and indicators with high spatial and temporal resolution. This article aims at undertaking a comparative assessment of smallholder farming’s vulnerability to droughts. An integrated assessment system has been developed and applied to seven municipalities located in the Brazilian Semi-Arid Region (within the State of Ceará). Results show regional vulnerability contrasts driven by institutional and socioeconomic factors, beyond climatic stressors.     

Sources of information for farmers’ adaptation practices in Canada’s Prairie agro-ecosystem

Successful adaptation assumes the availability of appropriate information for groups potentially impacted by climate change. This research examines information available to help farmers in the Canadian Prairies to adapt, with focus on information related to soil and water conservation practices, such as preserving wetlands and maintaining shelterbelts and groundcover, considered particularly important for this region. Results of 28 semi-structured interviews carried out with producers in two Prairie provinces, Alberta and Manitoba, revealed that information regarding soil and water conservation practices comes from a variety of sources. These included industry, government, producer and conservation organizations, social sources of information and personal experience, and media. Producers were more open to new practices when they could learn them through observation, trials, and two-way dialogue. There appears to be a general lack of producer organization involvement, and dearth of government information, direction, and coordination for climate change adaptation. Information from government and producer organizations can be important for the co-production of knowledge that can lead to successful adaptation.     

Building resilience to climate change through development assistance: USAID’s climate adaptation program

The topics of climate change and of what to do about it have been the subject of discussion for over two decades. Much of the focus has been on mitigating greenhouse gas emissions to reduce the rate and magnitude of changes. Adapting to the impacts of those changes has received much less attention. In recent years, the development assistance community has recognized that climate change poses a stress on economic and social development in poor countries and has turned its attention to addressing climate stress. The US Agency for International Development developed a methodology of working with stakeholders to identify sources of climate related vulnerability and approaches to reducing that vulnerability. The methodology was developed iteratively with several pilot studies looking at vulnerability and adaptation in different sectors and settings.     

Spinning in circles? A systematic review on the role of theory in social vulnerability,resilience and adaptation research

An increasing number of publications focus on social vulnerability, resilience, and adaptation (SVRA) towards natural hazards and climate change. Despite this proliferation of research, a systematic understanding of how these studies are theoretically grounded is lacking. Here, we systematically reviewed 4432 articles that address SVRA in various disciplinary fields (e.g. psychology, sociology, geography, mathematics) for various hazards, including floods, droughts, landslides, storm surges, wildfires, tsunamis, earthquakes, and volcano eruptions. We focus on the extent to which these studies explicate the frameworks, theoretical constructs or theories they rely on. Surprisingly, we found that about 90% of the reviewed studies do not explicitly refer to a theoretical underpinning. Overall, theories focusing on individuals’ SVRA were more frequently used than those focusing on systems, society, groups, and networks. Moreover, the uptake of theories varied according to the hazard investigated and field of knowledge, being more frequent in wildfire and flood studies and articles published in social science journals. Based on our analysis, we propose a reflexive handling of theories to foster more transparent, comparable, and robust empirical research on SVRA.     

Climate change response in Europe: what’s the reality? Analysis of adaptation and mitigation plans from 200 urban areas in 11 countries

Urban areas are pivotal to global adaptation and mitigation efforts. But how do cities actually perform in terms of climate change response? This study sheds light on the state of urban climate change adaptation and mitigation planning across Europe. Europe is an excellent test case given its advanced environmental policies and high urbanization. We performed a detailed analysis of 200 large and medium-sized cities across 11 European countries and analysed the cities’ climate change adaptation and mitigation plans. We investigate the regional distribution of plans, adaptation and mitigation foci and the extent to which planned greenhouse gas (GHG) reductions contribute to national and international climate objectives. To our knowledge, it is the first study of its kind as it does not rely on self-assessment (questionnaires or social surveys). Our results show that 35 % of European cities studied have no dedicated mitigation plan and 72 % have no adaptation plan. No city has an adaptation plan without a mitigation plan. One quarter of the cities have both an adaptation and a mitigation plan and set quantitative GHG reduction targets, but those vary extensively in scope and ambition. Furthermore, we show that if the planned actions within cities are nationally representative the 11 countries investigated would achieve a 37 % reduction in GHG emissions by 2050, translating into a 27 % reduction in GHG emissions for the EU as a whole. However, the actions would often be insufficient to reach national targets and fall short of the 80 % reduction in GHG emissions recommended to avoid global mean temperature rising by 2 °C above pre-industrial levels.     

‘Surface Drag in the Arctic Marginal Sea-ice Zone: A Comparison of Different Parameterisation Concepts’

Two parameterisation schemes for the turbulent surface fluxes and drag coefficients over the Arctic marginal sea-ice zone (MIZ) are (further) developed, and their results are compared with each other. Although the schemes are based on different principles (flux averaging and parameter averaging), the resulting drag coefficients differ only slightly in the case of neutral and stable stratification. For unstable stratification and sea-ice conditions being typical for the north-eastern Fram Strait, the drag coefficients resulting from the parameter-averaging concept are 5–10% larger than those of the flux-averaging concept. At a sea-ice concentration of 45%, the parameter-averaging method overestimates the heat fluxes by a factor of 1.2. An inclusion in the schemes of form drag caused by floe edges and ridges has a much larger effect on the drag coefficient, and on the momentum fluxes, than the choice between the parameter-averaging or flux-averaging methods. Based on sensitivity studies with the flux-averaging scheme, a simple formula for the effective drag coefficient above the Arctic MIZ is derived. It reduces the computational costs of the more complex parameterisations and could also be used in larger scale models. With this simple formula, the effective drag coefficient can be calculated as a function of the sea-ice concentration and skin drag coefficients for water and ice floes. The results obtained with this parameterisation differ only slightly from those using the more complex schemes. Finally, it is shown that in the MIZ, drag coefficients for sea-ice models may differ significantly from the effective drag coefficients used in atmospheric models.     

Determinants of farmers’ choice of adaptation methods to climate change in the Nile Basin of Ethiopia

This study identifies the major methods used by farmers to adapt to climate change in the Nile Basin of Ethiopia, the factors that affect their choice of method, and the barriers to adaptation. The methods identified include use of different crop varieties, tree planting, soil conservation, early and late planting, and irrigation. Results from the discrete choice model employed indicate that the level of education, gender, age, and wealth of the head of household; access to extension and credit; information on climate, social capital, agroecological settings, and temperature all influence farmers’ choices. The main barriers include lack of information on adaptation methods and financial constraints.     

Facilitating adaptation of biodiversity to climate change: a conceptual framework applied to the world’s largest Mediterranean-climate woodland

The importance of ecological management for reducing the vulnerability of biodiversity to climate change is increasingly recognized, yet frameworks to facilitate a structured approach to climate adaptation management are lacking. We developed a conceptual framework that can guide identification of climate change impacts and adaptive management options in a given region or biome. The framework focuses on potential points of early climate change impact, and organizes these along two main axes. First, it recognizes that climate change can act at a range of ecological scales. Secondly, it emphasizes that outcomes are dependent on two potentially interacting and countervailing forces: (1) changes to environmental parameters and ecological processes brought about by climate change, and (2) responses of component systems as determined by attributes of resistance and resilience. Through this structure, the framework draws together a broad range of ecological concepts, with a novel emphasis on attributes of resistance and resilience that can temper the response of species, ecosystems and landscapes to climate change. We applied the framework to the world’s largest remaining Mediterranean-climate woodland, the ‘Great Western Woodlands’ of south-western Australia. In this relatively intact region, maintaining inherent resistance and resilience by preventing anthropogenic degradation is of highest priority and lowest risk. Limited, higher risk options such as fire management, protection of refugia and translocation of adaptive genes may be justifiable under more extreme change, hence our capacity to predict the extent of change strongly impinges on such management decisions. These conclusions may contrast with similar analyses in degraded landscapes, where natural integrity is already compromised, and existing investment in restoration may facilitate experimentation with higher risk?options.     

Transformational adaptation on the farm: Processes of change and persistence in transitions to ‘climate-smart’ regenerative agriculture

Regenerative agriculture, an alternative form of food and fiber production, concerns itself with enhancing and restoring resilient systems supported by functional ecosystem processes and healthy, organic soils capable of producing a full suite of ecosystem services, among them soil carbon sequestration and improved soil water retention. As such, climate change mitigation and adaptation are incidental to a larger enterprise that employs a systems approach to managing landscapes and communities. The transformative potential of regenerative agriculture has seen growing attention in the popular press, but few empirical studies have explored the processes by which farmers enter into, navigate, and, importantly, sustain the required paradigm shift in their approach to managing their properties, farm businesses, and personal lives. We draw on theories and insights associated with relational thinking to analyze the experiences of farmers in Australia who have undertaken and sustained transitions from conventional to regenerative agriculture. We present a conceptual framework of “zones of friction and traction” occurring in personal, practical, and political spheres of transformation that both challenge and facilitate the transition process. Our findings illustrate the ways in which deeply held values and emotions influence and interact with mental models, worldviews, and cultural norms as a result of regular monitoring; and how behavioral change is sustained through the establishment of self-amplifying positive feedbacks involving biophilic emotions, a sense of well-being, and an ever-expanding worldview. We conclude that transitioning to regenerative agriculture involves more than a suite of ‘climate-smart’ mitigation and adaptation practices supported by technical innovation, policy, education, and outreach. Rather, it involves subjective, nonmaterial factors associated with culture, values, ethics, identity, and emotion that operate at individual, household, and community scales and interact with regional, national and global processes. Findings have implications for strategies aimed at facilitating a large-scale transition to climate-smart regenerative agriculture.     

Distributive justice in global climate finance – Recipients’ climate vulnerability and the allocation of climate funds

The ‘climate justice’ lens is increasingly being used in framing discussions and debates on global climate finance. A variant of such justice – distributive justice – emphasises recipient countries’ vulnerability to be an important consideration in funding allocation. The extent to which this principle is pursued in practice has been of widespread and ongoing concerns. Empirical evidence in this regard however remains inadequate and methodologically weak. This research examined the effect of recipients’ climate vulnerability on the allocation of climate funds by controlling for other commonly-identified determinants. A dynamic panel regression method based on Generalised Method of Moments (GMM) was used on a longitudinal dataset, containing approved funds for more than 100,000 projects covering three areas of climate action (mitigation, adaptation, and overlap) in 133 countries over two decades (2000–2018). Findings indicated a non-significant effect of recipients’ vulnerability on mitigation funding, but significant positive effects on adaptation and overlap fundings. ‘Most vulnerable’ countries were likely to receive higher amounts of these two types of funding than the ‘least vulnerable’ countries. All these provided evidence of distributive justice. However, the relationship between vulnerability and funding was parabolic, suggesting ‘moderately vulnerable’ countries likely to receive more funding than the ‘most vulnerable’ countries. Whilst, for mitigation funding, this observation was not a reason for concern, for adaptation and overlap fundings this was not in complete harmony with distributive justice. Paradoxically, countries with better investment readiness were likely to receive more adaptation and overlap funds. In discordance with distributive justice, countries within the Sub-Saharan Africa and South Asia regions, despite their higher climatic vulnerabilities, were likely to receive significantly less adaptation and overlap fundings. Effects of vulnerability were persistent, and past funding had significant effects on current funding. These, coupled with the impact of readiness, suggested a probable Low Funding Trap for the world’s most vulnerable countries. The overarching conclusion is that, although positive changes have occurred since the 2015 Paris Agreement, considerable challenges to distributive justice remain. Significant data and methodological challenges encountered in the research and their implications are also discussed.     

Exploring the climate problems of Brazil’s Nordeste: a review

This article reviews the exploration of the climate dynamics of Brazil’s Nordeste in the course of a century. The drought-prone and semi-arid northern Nordeste of Brazil experiences a short rainy season around March–April, when the interhemispheric gradient of sea surface temperature (SST) in the tropical Atlantic is weakest and the Intertropical Convergence Zone (ITCZ) reaches its southernmost position in the course of the annual cycle. The recurrent Secas (droughts) have a severe socio-economic impact. During drought years, the interhemispheric SST gradient in the tropical Atlantic is steep and the ITCZ stays far North, while the waters of the eastern equatorial Pacific tend to be anomalously warm. Based on the extensive diagnostic exploration of the circulation mechanisms of interannual climate variability, empirical methods have been developed for the forecasting of the Nordeste rainy season. These have been applied in the real-time prediction of seasonal rainfall anomalies throughout the last decade of the 20th century.     

On the long-term context of the 1997–2009 ‘Big Dry’ in South-Eastern Australia: insights from a 206-year multi-proxy rainfall reconstruction

This study presents the first multi-proxy reconstruction of rainfall variability from the mid-latitude region of south-eastern Australia (SEA). A skilful rainfall reconstruction for the 1783–1988 period was possible using twelve annually-resolved palaeoclimate records from the Australasian region. An innovative Monte Carlo calibration and verification technique is introduced to provide the robust uncertainty estimates needed for reliable climate reconstructions. Our ensemble median reconstruction captures 33% of inter-annual and 72% of decadal variations in instrumental SEA rainfall observations. We investigate the stability of regional SEA rainfall with large-scale circulation associated with El Niño–Southern Oscillation (ENSO) and the Inter-decadal Pacific Oscillation (IPO) over the past 206 years. We find evidence for a robust relationship with high SEA rainfall, ENSO and the IPO over the 1840–1988 period. These relationships break down in the late 18th–early 19th century, coinciding with a known period of equatorial Pacific Sea Surface Temperature (SST) cooling during one of the most severe periods of the Little Ice Age. In comparison to a markedly wetter late 18th/early 19th century containing 75% of sustained wet years, 70% of all reconstructed sustained dry years in SEA occur during the 20th century. In the context of the rainfall estimates introduced here, there is a 97.1% probability that the decadal rainfall anomaly recorded during the 1998–2008 ‘Big Dry’ is the worst experienced since the first European settlement of Australia.     

Just adaptation? Generating new vulnerabilities and shaping adaptive capacities through the politics of climate-related resettlement in a Philippine coastal city

Drawing on the adaptation, justice, and resettlement literatures, this study explores the prospects for procedural (who is involved, how they are selected) and distributive justice (how the outcomes are experienced by different groups) in a resettlement project in the coastal city of Iloilo in the Philippines. This project, which sought to reduce flood risks, required the resettlement of 3500 families. The city was lauded locally and internationally and the government intends to replicate it across the country. This study uses a mixed method approach, including 200 household surveys and interviews with government officials, NGO staff, and community members. It finds that while some households experience notable improvements in their housing quality, incomes and climate resilience, the resettlement process exacerbated intra-community inequality and exclusion. It also finds that the distribution of these benefits was a function of political power and pre-existing wealth discrepancies rather than of need. To avoid these mistakes in the future, governments and resettlement planners must take account of how inequality and asymmetries in power shape resettlement outcomes. To do this, questions of procedural, distributive and contextual justice must be brought to the fore.     

The Effect of Scale on the Applicability of Taylor’s Frozen Turbulence Hypothesis in the Atmospheric Boundary Layer

Taylor’s frozen turbulence hypothesis is the central assumption invoked in most experiments designed to investigate turbulence physics with time resolving sensors. It is also frequently used in theoretical discussions when linking Lagrangian to Eulerian flow formalisms. In this work we seek to quantify the effectiveness of Taylor’s hypothesis on the field scale using water vapour as a passive tracer. A horizontally orientated Raman lidar is used to capture the humidity field in space and time above an agricultural region in Switzerland. High resolution wind speed and direction measurements are conducted simultaneously allowing for a direct test of Taylor’s hypothesis at the field scale. Through a wavelet decomposition of the lidar humidity measurements we show that the scale of turbulent motions has a strong influence on the applicability of Taylor’s hypothesis. This dependency on scale is explained through the use of dimensional analysis. We identify a ‘persistency scale’ that can be used to quantify the effectiveness of Taylor’s hypothesis, and present the accuracy of the hypothesis as a function of this non-dimensional length scale. These results are further investigated and verified through the use of large-eddy simulations.