国外灾害风险管理对我国城市洪水保险的启示

全球变化和城市化的共同作用将导致城市洪涝灾害加剧,在这一新背景下,结合国外灾害风险管理的研究,对洪水保险进行了有益的探索,针对以前我国洪水保险试点在农村地区失败的原因,提议我国应该从城市开始实施洪水保险计划,认为实施城市洪水保险有必要性和可行性,可以进一步拓展城市洪涝灾害风险管理的渠道。     

Flood insurance: the challenge of the uninsured

Increasing concern about flooding and its potentially socially-devastating effects has reinforced the need for an effective mechanism to deal with the recovery of losses from these events. This paper highlights the problem of uninsurance in the UK and the potentially growing number of people who do not have flood insurance. A dual challenge of uninsurance is emerging: those who have been traditionally excluded from insurance cover due to price and a new phenomenon, those who live in high-risk areas who may become cost-prohibited through the introduction of risk-related premiums.     

Spatio-temporal evolution of drought and flood disaster chains in Baoji area from 1368 to 1911

Based on the collation and statistical analysis of flood and drought information in Baoji area from 1368 to 1911, and in the context of climate change, we investigated the spatio-temporal evolution characteristics of drought and flood disaster chains in this area during the Ming and Qing dynasties using the methods of moving average, cumulative anomaly and wavelet analysis. The results are as follows: (1) We found a total of 297 drought and flood events from 1368 to 1911 in Baoji. Among these events, droughts and floods occurred separately 191 and 106 times, which accounted for 64.31% and 35.69% of the total events, respectively. (2) We observed distinct characteristics of flood and drought events in Baoji in different phases. The climate was relatively dry from 1368 to 1644. A fluctuant climate phase with both floods and droughts occurred from 1645 to 1804. The climate was relatively wet from 1805 to 1911. Moreover, we observed a pattern of alternating dry and wet periods from 1368 to 1911. In addition, 3 oscillation periods of drought and flood events occurred around 70 a, 110 a and 170 a, which corresponded to sunspot cycles. (3) We also observed an obvious spatial difference in drought and flood events in Baoji. The northern and eastern parts of Weihe River basin were regions with both frequent droughts and floods. (4) The sequential appearance of drought and flood disaster chains in Baoji from 1368 to 1911 was in response to global climate change. Since the 1760s, global climatic deterioration has frequently led to extreme drought and flood events.     

黄河游荡河段河床形态调整对洪水过程的响应

以黄河流域1950～1985年200余场洪水资料为基础，并增加了最近的实验资料，分析了黄河下游游荡河段不同含沙量沙水过程中河床形态的调整过程，结果表明，由洪水过程所导致的河床形态变化是相当剧烈的。且与含沙量密切相关，表现出非线性的变化规律，当含沙量较小时，随含沙量的增大，洪水后河床宽深比增大，当含沙量增大到一定程度后再增大时，宽深比随含沙量的增大而减小，这一结果为修正Schumm关于河床形态变化的定性预测关系提供了新的依据。     

The role of morphology on the displacement of particles in a step–pool river system

Although studies of sediment transport in steep and coarse-grained channels have been more numerous in recent years, the dynamics of sediment transport in step–pool river systems remain poorly understood. This paper investigates displacements of individual clasts through Spruce Creek (Québec, Canada), a classic step–pool channel, and the effects of the channel morphology on the path length of the clasts. Passive integrated transponder tags (PIT) were used to track the displacement of 196 individual particles over a range of discharges including the bankfull stage. Clasts were tracked after five sequences of flood events. The results showed that the distance distributions match a two-parameter Gamma model. Equal mobility transport occurs for the particle size investigated during each sequence of flood events. Mean travel distance of the clasts can be estimated from excess stream power, and the mobility of the clasts is more than an order of magnitude less than the model reported in riffle–pool channels. The dominant morphological length scale of the bed also controls the path length of the clasts. These results confirm some preliminary observations on sediment transport in step–pool channels.     

山区流域暴雨洪水的数值模拟

基于中尺度天气研究预报模式WRF和流域水文模型对我国夏季山区的暴雨洪水进行模拟研究。首先,结合新安江水文模型和TOPMODEL自主研发了一个动态结合地面地下产流计算的新水文模型XXT,并选取成熟的天气研究预报模式(WRF)的模拟结果作为XXT的输入进行洪水模拟。其中WRF模拟采取3重区域嵌套模拟再现了2007和2008年夏季山东南部沂沭泗河流域的3次暴雨过程。模拟结果表明,WRF对暴雨的时空分布有较好的模拟与预测能力,模拟结果与观测一致性较好,逐时降水过程较观测更为连续,峰值有一定差异,总量略有偏大。WRF模拟的逐时站点表层土壤湿度与自动站观测的变化趋势一致,峰值偏大,空间分布与降水有着较好的响应关系。总格点径流深的计算结果同样与降水对应得较好,基本能重现出暴雨-径流过程的时空变化特征。其后,利用收集的实测降水资料率定XXT的模型参数,进而将WRF模拟的降水和潜在蒸散发输入到XXT进行流域出口洪水流量的模拟,其中2008年的模拟结果取得了0.91的效率系数,而2007年2次个例由于偏高的降水,使得洪峰流量较观测有偏大,但与观测的时间相关系数高达为0.89和0.91。研究对于山区暴雨洪水的预报预警和防汛决策具有一定的参考价值。     

一种新的流域水沙关系模型及其在年际时间尺度的应用

根据陕西子洲试验站9个流域和山西离石试验站3个流域的观测数据,研究了黄土丘陵沟壑区次暴雨径流和产沙的关系。结果表明:在研究区,当流量超过某一临界值后,含沙量保持稳定,且次洪平均含沙量主要取决于大流量时段,故对于较大的洪水事件,其平均含沙量也趋于稳定,次暴雨和次暴雨过程两个时间尺度的水沙关系表现出很好的相似性。因此可用正比关系式来拟合较大洪水次暴雨径流深和产沙模数之间的关系。由于极端事件对研究区水土流失的重要性,使得该模型有很好的实用性。模型在年际时间尺度上的应用结果表明,对仅在次暴雨期间产流的地区,该模型可以很好地预测年产沙量,而对于常年流水的流域,在丰水年根据汛期径流量该模型也有较好的计算精度。     

西南山地森林变化对洪水频率影响的模拟

森林砍伐和恢复改变了流域洪水形成条件,将影响河流洪水的总量与洪峰形态,但是选择合适的技术来进行准确的分析评价仍然是个难题.采用流域分布式水文数学模型(SWAT)对四川梭磨河径流过程进行模拟,得到不同森林覆被率的洪水过程和洪峰的频率分布.针对各种森林情境下的洪水过程模拟,发现对于中小尺度流域,良好的森林覆被可以减小洪水大小30％～ 40％,而且其中森林覆被率在35％ ～ 40％之内具有最显著的滞蓄洪效益,它与完全的森林覆被对在洪水的影响差异仅在5％以内,这对于我国西南生态保护与恢复工程的实施决策具有重要参考价值.     

1368-1911年宝鸡地区旱涝灾害链的时空演变特征分析（英文）

Based on the collation and statistical analysis of flood and drought information in Baoji area from 1368 to 1911, and in the context of climate change, we investigated the spatio-temporal evolution characteristics of drought and flood disaster chains in this area during the Ming and Qing dynasties using the methods of moving average, cumulative anomaly and wavelet analysis. The results are as follows:(1) We found a total of 297 drought and flood events from 1368 to 1911 in Baoji. Among these events, droughts and floods occurred separately 191 and 106 times, which accounted for 64.31% and 35.69% of the total events, respectively.(2) We observed distinct characteristics of flood and drought events in Baoji in different phases. The climate was relatively dry from 1368 to 1644. A fluctuant climate phase with both floods and droughts occurred from 1645 to 1804. The climate was relatively wet from 1805 to 1911. Moreover, we observed a pattern of alternating dry and wet periods from 1368 to 1911. In addition, 3 oscillation periods of drought and flood events occurred around 70 a, 110 a and 170 a, which corresponded to sunspot cycles.(3) We also observed an obvious spatial difference in drought and flood events in Baoji. The northern and eastern parts of Weihe River basin were regions with both frequent droughts and floods.(4) The sequential appearance of drought and flood disaster chains in Baoji from 1368 to 1911 was in response to global climate change. Since the 1760s, global climatic deterioration has frequently led to extreme drought and flood events.     

汉江上游沉积记录的东汉时期古洪水事件考证研究

总结近年来在汉江上游古洪水研究成果的基础之上,采用文献资料分析和洪水模拟计算方法,对汉江上游6个沉积剖面纪录的东汉时期古洪水事件进行了年代考证和洪水模拟计算。结果表明,通过分析文献记载的汉江上游东汉时期洪水影响范围、强度和程度,以及结合洪痕沉积规律,在时间上考证认为这6个沉积剖面记录的东汉时期古洪水事件可能是东汉建安二年（197年）九月的一次特大洪水事件。选取合适的河槽横断面和糙率系数,采用HEC-RAS模型对距离较近的4个沉积面记录的东汉时期古洪水事件进行洪水模拟计算,模拟洪水位与各剖面依据古洪水SWD恢复的洪水位误差在-0.18%~0.25%,而且模拟的1983年洪水位与剖面及其附近发现的1983年洪痕水位误差小于0.25%,说明洪水模拟计算选取的河槽横断面和水文参数准确、可靠,从洪水模拟计算的角度也说明了汉江上游沉积记录的东汉时期古洪水事件可能为一次特大洪水事件。该研究结果不仅延长了汉江上游洪水序列,而且也为汉江上游水利工程建设、水资源管理和防洪减灾等提供重要的水文资料。     

汉江上游郧县五峰段史前大洪水水文学恢复研究

通过深入的野外考察,在汉江上游郧县五峰段多个地点发现全新世古洪水事件的沉积学记录,为恢复史前特大洪水事件的洪峰水位和洪峰流量提供了物质基础。在系统获取河道水文参数的基础上,采用ArcGIS 耦合HEC-RAS模型,推算出其洪峰流量介于42 220~63 400m³/s 之间。对于河槽糙率的灵敏度检验表明,给定糙率变化±25%,模型模拟得到的洪峰流量误差在-10.6%~6.3%之间。这个误差范围远小于采用比降-面积法获得的结果。同时,采用该模型和同样的参数,依据该河段现代大洪水洪痕高程,恢复推算其洪峰流量,其结果与实测数据误差在-3.9%~1.0%之间。与其它方法相比较,这种新方法有效地提高了水文参数选取准确性,使得古洪水水文恢复计算结果更为可靠。本研究为超长尺度大洪水水文学恢复提供了新的途径,也获得了汉江上游万年尺度特大洪水的水文学数据资料,对汉江上游水利水电枢纽工程建设、水资源调度和防洪减灾具有重要的现实意义。     

明清时期宝鸡地区旱涝灾害链及其对气候变化的响应

通过对明清时期宝鸡地区旱涝灾害资料的统计和整理,利用滑动平均、累积距平及小波分析等方法探讨分析了1368-1911年宝鸡地区旱涝灾害链及其对气候变化的响应。结果表明：① 1368-1911年,宝鸡地区共发生297次旱涝灾害事件,其中旱灾和涝灾分别发生191次和106次,占旱涝灾害发生总次数的64.31%和35.69%。② 宝鸡地区旱涝灾害具有较为明显的阶段性特征,1368-1644年为偏旱阶段,1645-1804年为旱涝灾害波动阶段,1805-1911年为偏涝阶段,整体上呈现出干旱—湿润期的交替特征。旱涝灾害在时间尺度上大致存在70年、110年和170年左右3个振荡周期,与太阳黑子活动周期相对应。③ 旱涝灾害具有显著的空间差异性特征。渭河流域以北、以东地区既是旱灾的多发区,也是涝灾的多发区。④ 明清时期宝鸡地区旱涝灾害链的相继发生是对全球气候变化的响应。18世纪60年代以来,全球气候环境变化导致极端旱涝灾害事件频繁发生。     

Using LiDAR-DEM based rapid flood inundation modelling framework to map floodplain inundation extent and depth

Mapping floods is important for policy makers to make timely decisions in regards to emergency responses and future planning. It is therefore crucial to develop a rapid inundation modelling framework to map flood inundation. This study develops an airborne scanning laser altimetry(Li DAR) digital elevation model(DEM) based Rapid flood Inundation Modelling framework(Li DAR-RIM) for assessment of inundation extent, depth, volume and duration for flood events. The modelling framework has been applied to the mid-Murrumbidgee region in the southeast Murray-Darling Basin, Australia for two flood events occurred in December 2010 and March 2012. The inundation extents estimated using this methodology compared well to those obtained from two Landsat ETM+ images, demonstrating suitability and applicability of this method. For testing possibility of larger area application, the framework also uses 30-m resolution shuttle radar topography mission(SRTM)-DEM to replace Li DAR-DEM for the same modelling. The inundation extents obtained by using the SRTM-DEM are smaller than those obtained using the Li DAR-DEM, especially for large flood events. A possible reason is that the river cross sections obtained from the SRTM-DEM are not accurate enough for inundation modelling. The Li DAR-RIM has an advantage for process modelling and scenario modelling under future climatic conditions.     

日本洪水风险管理研究新进展及对中国的启示

日本是一个洪水灾害多发国家,因此对洪水灾害管理非常重视,经过100多年的不断探索和实践,取得了令人瞩目的成绩。本文主要对日本近10年来洪水风险管理研究的动态进行了综述。可以看出,日本在重视工程措施(如：河堤、城市下水道管网)研究的同时,非常重视非工程措施(如：公民防洪意识、实时预警系统、灾害保险等)的防灾研究;另外,还特别重视信息技术的在洪水风险管理中的应用,强调洪水风险沟通和洪灾保险的作用,注重洪水风险防范与城市区域发展的结合,强化洪水风险的综合管理,这些已成为日本洪水风险管理研究领域的潮流。日本的许多经验能为我国的洪水风险研究和管理提供有益的借鉴,如：增加洪水风险研究的资金投入,强化洪水风险形成机制和综合管理的跨学科研究;重视公众参与研究;重视和推进实施灾害保险制度的研究;加快防洪减灾高新技术的研究开发和应用,等等。     

全新世中后期开封西郊黄泛沉积序列的孢粉记录

历史时期以来,黄河在开封市附近多次泛滥形成了相对完整的沉积序列。选取开封市西郊25 m岩芯（ZK_jm）为研究对象,通过孢粉分析,结合地层沉积旋回和历史文献资料,探讨了全新世中后期以来大洪水事件的孢粉记录。结果表明：黄泛地层中的孢粉含量及其组成很好地记录了大洪水事件,洪水沉积期的木本植物花粉含量高于其间断期,而人工禾本科花粉含量低于间断期。每个粒度旋回基本上都有与之对应的孢粉亚带,且其上下界限的吻合度较高,表明孢粉可作为划分沉积旋回的代用指标。岩芯孢粉亚带的数目（12个）多于粒度旋回数目（9个）,孢粉组合特征可以识别出规模较小的洪水或者一次洪水事件出现的多个短期洪水间歇期所形成的沉积,孢粉指标划分沉积旋回的精度高于粒度指标。     

Reduced complexity strategies for modelling urban floodplain inundation

Significant advances in flood inundation modelling have been made in the last decade through the use of a new generation of 2D hydraulic numerical models. These offer the potential to predict the local pattern and timing of flood depth and velocity, enabling informed flood risk zoning and improved emergency planning. With the availability of high resolution DEMs derived from airborne lidar, these models can theoretically now be routinely parameterized to represent considerable topographic complexity, even in urban areas where the potential exists to represent flows at the scale of individual buildings. Currently, however, computational constraints on conventional finite element and volume codes typically require model discretization at scales well below those achievable with lidar and are thus unable to make optimal use of this emerging data stream.In this paper we review two strategies that attempt to address this mismatch between model and data resolution in an effort to improve urban flood forecasts. The first of these strives for a solution by simplifying the mathematical formulation of the numerical model by using a computationally efficient 2D raster storage cell approach coupled to a 1D channel model. This parsimonious model structure enables simulations over large model domains offering the opportunity to employ a topographic discretization strategy which explicitly represents the built environment. The second approach seeks to further reduce the computational overhead of this raster method by employing a subgrid parameterization to represent the effect of buildings and micro-relief on flow pathways and floodplain storage. This multi-scale methodology enables highly efficient model applications at coarse spatial resolutions while retaining information about the complex geometry of the built environment.These two strategies are evaluated through numerical experiments designed to reconstruct a flood in the small town of Linton in southern England, which occurred in response to a 1 in 250 year rainfall event in October 2001. Results from both approaches are encouraging, with the spatial pattern of inundation and flood wave propagation matching observations well. Both show significant advantages over a coarse resolution model without subgrid parameterisation, particularly in terms of their ability to reproduce both hydrograph and inundation depth measurements simultaneously, without need for recalibration. The subgrid parameterization is shown to achieve this without contributing significant computational complexity and reduces model run-times by an order of magnitude.     

西安北郊渭河河漫滩沉积与洪水事件

根据西安北郊相家巷河漫滩沉积剖面中180个样品的颗粒分析和历史文献资料记载,研究了西安北郊相家巷漫滩沉积代表的洪水事件。研究表明:西安北郊相家巷剖面洪水沉积分层明显,对洪水的发生和短期降水量变化反映清楚。相家巷剖面洪水沉积厚度约为5.40m,可划分为28个层,指示发生了28次大小不同的洪水事件。剖面中的洪水沉积以中、粗砂和细砂为主,指示当时的洪水规模比近120年来关中渭河洪水明显大。这28次洪水事件发生时高漫滩上的洪水深度均大于2.2m,剖面中的第12、14、19~28层代表特大洪水事件。西安北郊相家巷洪水沉积代表的大规模洪水主要是由当年降水量的明显增加引起的。     

Floodscapes? A Reading of Space‐Making and Place‐Making Processes in Regions Affected by Flood Hazard

The study of flood hazard has been a key theme within the spatial analysis of natural hazards. A number of authors have expanded on this tradition by adopting a society‐oriented approach to risk perception. Thus a new framework has become available for exploring social response to risk and describing the relationship between human communities and hazards in terms of contemporary interpretative categories such as social representation and “stigmatization,” the latter defined as the process by which media and social actors mark places affected by disastrous events as dangerous and unsafe sites. This literature has made a vital contribution to the geographical reading of flood hazard, showing how flood risk generates both space‐ and place‐making processes. In this paper I discuss the relationship between these two processes, suggesting that the political response to flood hazard may be viewed as a hetero‐directed strategy that influences place‐making at a local level. I illustrate this perspective using a field research conducted in 2006–2007 on the Po River Basin in Piemonte, an Italian region with high flood risk that has been affected by a series of events in recent decades.     

珠江三角洲洪水变化及洪水风险与保险

珠江三角洲经济发达,河网密布,洪水问题一直比较突出。原因不仅在于这一区域内水系交错、堤围众多、洪水时空分布不均,还在于伴随该区域经济发展及受人类活动影响的洪水变化。人们对利益与洪水风险的取向直接决定了本区域洪水灾害损失的程度和抗御洪灾的能力。在各种防洪减灾的工程和非工程措施中,洪水保险是值得重视并应尽快开展的工作。     

基于多智能体的洪涝风险动态评估理论模型

随着全球气候变化的加剧和城市化进程的快速发展,洪涝灾害的影响和复杂性日益加剧。洪涝灾害风险评估是一项复杂的系统工程,在防洪减灾工程理论与实践中具有重要意义;作为洪涝灾害风险管理和应急处置的基础和核心,风险评估模型直接影响洪涝灾害风险评估结果的可靠性。洪涝灾害风险是洪涝灾害复杂系统组成部分相互作用的结果,综合考虑洪涝灾害系统的特点以及智能体建模的优势,提出了一种基于多智能体的洪涝风险动态评估理论模型。首先从复杂系统建模的角度出发,对洪涝灾害复杂系统进行分析建模,构建基于多智能体的洪涝灾害风险动态评估框架模型;其次,对所构建的框架模型中单个智能体模型进行研究,分别建立基于反应型的孕灾环境智能体模型和基于慎思型的致灾因子、承灾体和风险分析智能体模型,并对以上单个智能体的流程进行研究;然后以风险分析智能体联盟为例对模型框架中所涉及到4类智能体联盟的内部结构和流程进行分析,对构建的框架模型中涉及到的智能体通信协调和作用规则进行探讨;最后,在Netlogo平台上,基于30 m DEM数据和构建的模型,对淮河流域的暴雨型洪涝孕育发生发展全过程的人口风险进行动态评估。结果表明,构建的模型能有效评估洪涝灾害全过程中人口风险的动态。研究结果对洪涝灾害人口灾情评估、应急救助和应急管理都具有较强的指导意义。