Between structure and agency: Livelihoods and adaptation in Ghana's Central Region

This article examines adaptation decision-making through a diversified livelihoods strategy that distributes risk across market and subsistence production in Ghana's Central Region. Specifically, it asks how this strategy, which is an adaptation to a relatively recent convergence of economic and environmental uncertainty in this context, is accepted and reproduced by society at large, even as this adaptation results in unevenly distributed benefits and costs. An examination of the case in question suggests that the persistence of this adaptation has little to do with its material outcomes. This adaptation persists because, despite its unequal and less-than-optimal material outcomes, it is rooted in the ability of men to link this adaptation to existing gender roles, thereby legitimizing the adaptation and the gendered roles it relies upon. This finding calls into question the very idea of a successful adaptation, and suggests that much more attention must be paid to the persistence of particular adaptations if we are to understand existing adaptations and build upon them to enhance local capacities for managing economic and environmental change.     

Classifying knowledge on climate change impacts, adaptation, and vulnerability in Europe for informing adaptation research and decision-making: A conceptual meta-analysis

Knowledge on climate change impacts, adaptation, and vulnerability is fragmented, because it is found in disparate case studies which use inconsistent terminology and focus on distinct aspects relevant to adaptation. While large-scale syntheses such as the Assessment Reports of the Intergovernmental Panel on Climate Change provide a high level overview and are useful for international decision-making, there is a need for systematic and flexible access to this research-based knowledge in order to aid future adaptation research and decision-making. Against this background, we present a ‘conceptual’ meta-analysis, a novel approach to meta-analyse studies on climate change impacts, adaptation, and vulnerability in Europe. The meta-analysis results in a classification scheme for relating the diverse studies. This scheme consists of (i) a classification of studies according to the type of adaptation-relevant results they produce and (ii) a hierarchical classification of the regional and thematic context of studies. The implementation of this scheme, for example in the form of a database, overcomes some of the identified gaps of current adaptation knowledge representation. We furthermore present a quantitative analysis of the classified studies that exemplifies how the developed classification scheme can be applied to get a systematic and quantitative overview of the knowledge they contain. Thus, the conceptual meta-analysis and the classification scheme represent a first step towards a systematisation of knowledge on climate change impacts, adaptation, and vulnerability and may be seen as a useful complement to qualitative literature reviews.     

The impacts of global warming on farmers in Brazil and India

How big a threat is global warming to climate-sensitive and economically important sectors such as agriculture in developing countries? How well will farmers be able to adapt to the threats of global warming? This paper attempts to shed light on these two important questions. A cross-sectional analysis is employed to estimate the climate sensitivity of agriculture in Brazil and India. Using panel data from both countries, the study measures how net farm income or property values vary with climate, and consequently, how farmers in India and Brazil react and adapt to climate. The estimated relationships are then used to predict the consequence of alternative climate scenarios. Global warming by the end of the next century could cause annual damages in Brazil between 1% and 39% and between 4% and 26% in India, although some of this effect may be potentially offset by carbon fertilization. These estimates do not factor into account climate-induced extreme weather events.     

From impacts assessment to adaptation priorities: the shaping of adaptation policy

Abstract

Under the United Nations Framework Convention on Climate Change (UNFCCC), adaptation has recently gained importance, yet adaptation is much less developed than mitigation as a policy response. Adaptation research has been used to help answer to related but distinct questions. (1) To what extent can adaptation reduce impacts of climate change? (2) What adaptation policies are needed, and how can they best be developed, applied and funded? For the first question, the emphasis is on the aggregate value of adaptation so that this may be used to estimate net impacts. An important purpose is to compare net impacts with the costs of mitigation. In the second question, the emphasis is on the design and prioritisation of adaptation policies and measures. While both types of research are conducted in a policy context, they differ in their character, application, and purpose. The impacts/mitigation research is orientated towards the physical and biological science of impacts and adaptation, while research on the ways and means of adaptation is focussed on the social and economic determinants of vulnerability in a development context. The main purpose of this paper is to demonstrate how the national adaptation studies carried under the UNFCCC are broadening the paradigm, from the impacts/mitigation to vulnerability/adaptation. For this to occur, new policy research is needed. While the broad new directions of both research and policy can now be discerned, there remain a number of outstanding issues to be considered.     

Linking vulnerability, adaptation, and resilience science to practice: Pathways, players, and partnerships

Vulnerability, adaptation and resilience are concepts that are finding increasing currency in several fields of research as well as in various policy and practitioner communities engaged in global environmental change science, climate change, sustainability science, disaster risk-reduction and famine interventions. As scientists and practitioners increasingly work together in this arena a number of questions are emerging: What is credible, salient and legitimate knowledge, how is this knowledge generated and how is it used in decision making? Drawing on important science in this field, and including a case study from southern Africa, we suggest an alternative mode of interaction to the usual one-way interaction between science and practice often used. In this alternative approach, different experts, risk-bearers, and local communities are involved and knowledge and practice is contested, co-produced and reflected upon. Despite some successes in the use and negotiation of such knowledge for ‘real’ world issues, a number of problems persist that require further investigation including the difficulties of developing consensus on the methodologies used by a range of stakeholders usually across a wide region (as the case study of southern Africa shows, particularly in determining and identifying vulnerable groups, sectors, and systems); slow delivery of products that could enhance resilience to change that reflects not only a lack of data, and need for scientific credibility, but also the time-consuming process of coming to a negotiated understanding in science–practice interactions and, finally, the need to clarify the role of ‘external’ agencies, stakeholders, and scientists at the outset of the dialogue process and subsequent interactions. Such factors, we argue, all hinder the use of vulnerability and resilience ‘knowledge’ that is being generated and will require much more detailed investigation by both producers and users of such knowledge.     

Adapting water management to climate change: Institutional involvement,inter-institutional networks and barriers in India

The capacity of a nation to address the hydrological impacts of climate change depends on the institutions through which water is governed. Inter-institutional networks that enable institutions to adapt and the factors that hinder smooth coordination are poorly understood. Using water governance in India as an example of a complex top-down bureaucratic system that requires effective networks between all key institutions, this research unravels the barriers to adaptation by combining quantitative internet data mining and qualitative analysis of interviews with representatives from twenty-six key institutions operating at the national level.Institutions' online presence shows a disconnect in the institutional discourse between climate change and water with institutions such as the Ministries of Water Resources, Earth Sciences and Agriculture, indicating a lesser involvement compared to institutions such as the Ministries of Finance, External Affairs, Planning Commission. The online documents also indicate a more centralised inter-institutional network, emanating from or pointing to a few key institutions including the Planning Commission and Ministry of Environment and Forests. However, the interviews suggest more complex relational dynamics between institutions and also demonstrate a gap between the aspirational ideals of the National Water Mission under the National Action Plan on Climate Change and the realities of climate change adaptation. This arises from institutional barriers, including lengthy bureaucratic processes and systemic failures, that hinder effective inter-institutional networks to facilitate adaptation. The study provides new understanding of the involvement and barriers of complex multi-layered institutions in climate change adaptation.     

Assessing vulnerability of selected farming communities in the Philippines based on a behavioural model of agent's adaptation to global environmental change

Behavioural models that allow simple representation of the complexity of human–environment links are important in vulnerability assessment because they allow the analysis of human adaptive processes in a changing environment. This paper applies an agent-based framework that considers the behavioural model of farmers in three villages in a municipality in the Philippines. Agent-based modelling is a useful policy tool for simulating the effects of different adaptation options on reducing vulnerability because it allows representation of not only the dynamic changes in climate and market but also the dynamic adaptive process of different groups of communities to the impacts of these changes. Model simulations of adaptation options under various global change scenarios showed that production support would significantly reduce future vulnerability only if complemented with appropriate market support. It is thus important for policy to provide a complementary bundle of adaptation measures. Lack of money and information are the most important reasons for not applying available technical adaptation measures, which currently hinder reduction of vulnerability in selected villages in the municipality. Social networks, which play an important role in adapting to environmental changes, are limited to relatives and neighbours, who are important sources of informal credit.     

Vulnerability and adaptation to climate variability and water stress in Uttarakhand State, India

This paper presents a participatory approach to investigate vulnerability and adaptive capacity to climate variability and water stress in the Lakhwar watershed in Uttarakhand State, India. Highly water stressed microwatersheds were identified by modelling surface runoff, soil moisture development, lateral runoff, and groundwater recharge. The modelling results were shared with communities in two villages, and timeline exercises were carried out to allow them to trace past developments that have impacted their lives and livelihoods, and stimulate discussion about future changes and possible adaptation interventions.     

中国冰冻圈变化的适应研究：进展与展望

冰冻圈变化的适应研究是冰冻圈科学领域的新兴研究方向,是当今自然科学与社会科学交叉融合跨学科集成研究的典型代表。起步于2007年的中国冰冻圈变化适应研究,经历了早期的探索,研究重点由评价脆弱性发展为量化冰冻圈变化的影响,形成以影响/风险—脆弱性—适应全链条的完善的研究体系,研究方法突破传统的指标体系赋权法的不足,初步实现了定量化,有机结合影响/风险、脆弱性、适应三方面的研究结果,使冰冻圈变化的适应措施由偏重宏观性、普适性开始转向更有针对性。未来中国冰冻圈变化的适应研究应拓展、完善和深化现有的理论体系,构建冰冻圈与社会经济耦合模型,科学量化冰冻圈全要素变化的影响,建立不同利益相关者与科学家共同参与的研究新模式,科学有效应对与适应冰冻圈变化及其影响。     

Temporal variability in the withdrawal phase of southwest monsoon over India and related consequences in northeast monsoon: a climatological perspective

Theoretical and Applied Climatology - The variability in duration of withdrawal phase of southwest monsoon over India is often witnessed to influence the northeast monsoon rainfall of India as...     

Reindeer management during the colonization of Sami lands: A long-term perspective of vulnerability and adaptation strategies

Reindeer husbandry's strong connection to the land, together with the ongoing climate-change debate, has generated growing interest in its socio-ecological resilience and vulnerability. The ability of indigenous societies and their activities to respond to change is widely recognized to be dependent on several factors, such as socioeconomic forces and aspects of governance, all of which have long historical backgrounds. However, although historians constantly address questions about human societies, there have been very few historical studies on their resilience, vulnerability and adaptation strategies. Here, using historical sources, we analyze the vulnerability of reindeer husbandry (and the Sami societies that depended on it) in Sweden during the 19th century. We demonstrate that although reindeer management was a much more diverse enterprise at that time than it is now, the major adaptation strategy and constraining forces were similar to those of today. The foremost adaptation strategy was, and still is, the flexible use of pasture area, and the clearest constraints during the 19th century were the loss of authority over the land and the imposed regulation of reindeer management-both of which were strongly connected to the process of colonization.

Terminology

Throughout this paper we use the terms reindeer management and reindeer pastoralism interchangeably. Sami reindeer pastoralism has been described as a complex system with two different aspects of management: herding and husbandry. Husbandry has been defined as the accumulations of profit whereas herding has been defined as the control of the animals in the terrain (Paine, 1970, p. 53). In a Swedish context husbandry questions concerning slaughter and castration of reindeer were discussed within the household and herding matters were resolved jointly within the traditional working community Siida. The Siida consisted of households working together on traditional pasturelands and these constellations were grouped together into administrative reindeer pasture districts (Sami villages) ( [Ingold, 1978], [Fellman, 1910] and [Beach, 1981]).     

Surface and subsurface signatures of monsoon intraseasonal oscillations from moored buoys observation in the Bay of Bengal

The work identified the monsoon intraseasonal oscillation (MISO) from the observed met-ocean parameters from the moored buoys and satellite datasets during June 2013 – September 2013. The 30–60 days bandpass filtered winds, sea surface temperature (SST), and rainfall from both the satellites and moored buoys have indicated the existence of active and break phases of MISOs with a periodicity of 10–12 days. All the parameters show a northward propagation of the MISO signals from the southern to the northern BoB with stronger magnitude on the north of 12 °N. The warmer SST causes the high wind and precipitation in an active phase after 4–5 days. During active phases, SST dropped, and break phase occurs with less wind and precipitation after 10–12 days. Prominent signatures of the MISOs are also observed along the ocean subsurface from the temperature, salinity, and current profiles. The 23 °C isotherm (D23) deepens during the active phases of the MISOs to make the surface warm. The D23 shoals during the break phases, indicating cooling of the ocean surface. The in-phase relationship of 100 m temperature and wind speeds together indicate an important role of the surface winds during the different phases of MISO. Deepening and shoaling of mixed layer are observed in the upper ocean during the different MISO phases with varying characteristics in the northern and southern BoB. The subsurface signatures of MISOs are strong near 100 m for temperature, but for salinity and currents, the signatures are restricted within 50 m depth.     

‘Strange changes’: Indigenous perspectives of climate change and adaptation in NE Arnhem Land (Australia)

Despite growing global attention to the development of strategies and policy for climate change adaptation, there has been little allowance for input from Indigenous people. In this study we aimed to improve understanding of factors important in integration of Yolngu perspectives in planning adaptation policy in North East Arnhem Land (Australia). We conducted workshops and in-depth interviews in two ‘communities’ to develop insight into Yolngu peoples’ observations and perspectives on climate change, and their ideas and preferences for adaptation. All participants reported observing changes in their ecological landscape, which they attributed to mining, tourism ‘development’, and climate change. ‘Strange changes’ noticed particularly in the last five years, had caused concern and anxiety among many participants. Despite their concern about ecological changes, participants were primarily worried about other issues affecting their community's general welfare. The results suggest that strategies and policies are needed to strengthen adaptive capacity of communities to mitigate over-arching poverty and well-being issues, as well as respond to changes in climate. Participants believed that major constraints to strengthening adaptive capacity had external origins, at regional, state and federal levels. Examples are poor communication and engagement, top-down institutional processes that allow little Indigenous voice, and lack of recognition of Indigenous culture and practices. Participants’ preferences for strategies to strengthen community adaptive capacity tended to be those that lead towards greater self-sufficiency, independence, empowerment, resilience and close contact with the natural environment. Based on the results, we developed a simple model to highlight main determinants of community vulnerability. A second model highlights components important in facilitating discourse on enhancing community capacity to adapt to climatic and other stressors.     

Emerging meta-organisations and adaptation to global climate change: Evidence from implementing adaptation in Nepal,Pakistan and Ghana

As developing countries move from policy to implementing adaptation to climate change, formal operational structures are emerging that exceed the expertise of any one actor. We refer to these arrangements as ‘meta-organisations’ that comprise many autonomous component organisations tackling adaptation. The meta-organisations set standards, define purposes, and specify appropriate means-ends criteria for delivering adaptation. Using empirical data from the three cases, Nepal, Pakistan and Ghana, the study identifies and analyses six attributes of the meta and component organisational structures. We argue that organisational structures are crucial to understanding adaptation, specifying policy and implementation. Our analysis demonstrates that while each country promotes similar objectives, the emerging structures are quite distinct, shaped by country-specific attributes and issues that lead to different outcomes. Nepal’s priority for a formal process has come at the cost of delayed implementation. Pakistan’s devolved approach lacks legitimacy to scale up the process nationally. Ghana’s use of existing decentralised structures and budgets relegates adaptation below other development priorities. These divergent structures arise from the different needs for legitimacy and accountability, and the relative priority attached to adaptation against other needs.     

Farmers’ coping response to the low flows in the lower Yellow River: A case study of temporal dimensions of vulnerability

Water scarcity in northern China has been a topic of concern in China for many years, but the increased frequency and duration of “no-flow” events in the Yellow River in the 1990s created a flurry of recent activity in the academic and policy arenas. These low-flow events severely disrupted the supply of irrigation water for agriculture in the lower reaches of the Yellow River and posed a substantial threat to farmers’ livelihoods. Within a broader effort to assess farmers’ vulnerability to water shortages, this qualitative research focuses on the coping mechanisms and adaptive strategies adopted by farming households in three villages in Shandong Province (Ma, Ding, and Xing). With increasing water stress and other stresses from land degradation and lack of market access, farmers’ coping mechanisms have evolved, expanding from one-time adjustments to long-term adaptations, and switching focus from securing reliable water sources to improving irrigation efficiency and diversifying both on-farm and off-farm production. The three villages have different vulnerability profiles and adopted different patterns of adaptive processes that reveal the key roles played by community leaders and the early innovators. The research presented here contributes a temporal and dynamic dimension to the study of vulnerability which is largely missing from the current literature, and provides practical insights about how to improve farmers’ adaptive capacities in the face of water shortages in northern China.     

Vulnerability of water supply from the Oregon Cascades to changing climate: Linking science to users and policy

Despite improvements in understanding biophysical response to climate change, a better understanding of how such changes will affect societies is still needed. We evaluated effects of climate change on the coupled human-environmental system of the McKenzie River watershed in the Oregon Cascades in order to assess its vulnerability. Published empirical and modeling results indicate that climate change will alter both the timing and quantity of streamflow, but understanding how these changes will impact different water users is essential to facilitate adaptation to changing conditions. In order to better understand the vulnerability of four water use sectors to changing streamflow, we conducted a series of semi-structured interviews with representatives of each sector, in which we presented projected changes in streamflow and asked respondents to assess how changing water availability would impact their activities. In the McKenzie River watershed, there are distinct spatial and temporal patterns associated with sensitivity of water resources to climate change. This research illustrates that the implications of changing streamflow vary substantially among different water users, with vulnerabilities being determined in part by the spatial scale and timing of water use and the flexibility of those uses in time and space. Furthermore, institutions within some sectors were found to be better positioned to effectively respond to changes in water resources associated with climate change, while others have substantial barriers to the flexibility needed to manage for new conditions. A clearer understanding of these opportunities and constraints across water use sectors can provide a basis for improving response capacity and potentially reducing vulnerability to changing water resources in the region.     

Rethinking barriers to adaptation: Mechanism-based explanation of impasses in the governance of an innovative adaptation measure

Many of the possible barriers in the governance of climate change adaptation have already been identified and catalogued in the academic literature. Thus far it has proven to be difficult to provide meaningful recommendations on how to deal with these barriers. In this paper we propose a different perspective, with different epistemological assumptions about cause and effect than most existing barrier studies, to analyze why adaptation is often challenging. Using the mechanismic framework, we study how the idea for an innovative “Water Plaza” was realized in the city of Rotterdam, the Netherlands. Mechanisms are understood as patterns of interaction between actors that bring about change in the governance process that lead to policy impasses. Our analysis reveals three mechanisms that explain the impasses in the first Water Plaza pilot project: the risk-innovation mechanism, the frame polarization mechanism, and the conflict infection mechanism. Only after several substantive changes in the project design, location choice, and process architecture was the project of Water Plaza's revitalized. We discuss how the short-sighted ideas about cause–effect relationships, reflected in the superficial identification of barriers, may prove to be counterproductive; if there is high uncertainty about the risks of an innovation, the solution of offering more certainty is not very helpful and could, as it happened in the case study, trigger other mechanisms, creating an even tighter deadlock. Our study also suggests that when adaptation is considered as something innovative, the chances will increase that the risk-innovation mechanism will occur. We conclude that unearthing mechanisms offers new opportunities and different types of strategic interventions in practice than most existing studies have offered.     

Anatomy of a closing window: Vulnerability to changing seasonality in Interior Alaska

Alaska is among the fastest warming places on Earth, and the Interior region is warming the most statewide. Significant regional-scale ecosystem services disruptions are affecting Alaska Natives’ subsistence hunting and harvest success. The well-being of rural native communities is still highly dependent on access and ability to harvest wild foods such as salmon and moose (Alces alces gigas) among many others. Over the last decade communities in the Koyukuk-Middle Yukon (KMY) region of Interior Alaska report an inability to satisfy their needs for harvesting moose before the hunting season closes, citing warmer falls, changing precipitation and water levels, and the regulatory framework as primary causes. Through the integration of ethnographic methods to record indigenous observations and understanding of climate (IC) with analysis of meteorological data, we provide a comprehensive picture of vulnerability to recent warming trends in the Koyukuk-Middle Yukon region of Interior Alaska, one that captures more than statistical analysis of “norms” can provide. We will demonstrate how low exposure resulting in a small shift in seasonality has truly socially significant effects to people “on the ground” when community sensitivity is high because of the convergence of multiple social-ecological stressors. In this case, a seemingly small climatic exposure when combined with high social-ecological system sensitivity results in vulnerability to this climate change-related seasonality shift because of: (a) the effects on moose and the social-ecological dynamics of the system, and (b) the importance of this time of the year to meeting annual subsistence needs.     

Multiple exposures and dynamic vulnerability: Evidence from the grape industry in the Okanagan Valley, Canada

This paper assesses the vulnerability of grape growers and winery operators in the Okanagan Valley, British Columbia to climate variability and change, in the context of other sources of risk. Through interviews and focus groups, producers identified the climatic and non-climatic risks relevant to them and the strategies employed to manage these risks. The results show that the presence of multiple exposures affects the way in which producers are vulnerable to climate change. Producers are vulnerable to conditions that not only affect crop yield, but also affect their ability to compete in or sell to the market. Their sensitivity to these conditions is influenced in part by institutional factors such as trade liberalization and a “markup-free delivery” policy. Producers’ ability to adapt or cope with these risks varies depending on such factors as the availability of resources and technology, and access to government programmes. Producers will likely face challenges associated with the supply of water for irrigation due to a combination of climatic changes and changing demographics in the Okanagan Valley, which in turn affect their ability to adapt to climatic conditions. Finally, adaptations made by producers can change the nature of the operation and its vulnerability, demonstrating the dynamic nature of vulnerability.     

Constraints,multiple stressors,and stratified adaptation: Pastoralist livelihood vulnerability in a semi-arid wildlife conservation context in Central Kenya

The focus of this study is on how changes in formal and informal institutions have differential impacts across populations in terms of vulnerability of livelihoods to drought, and the unequal processes that shape adaptation to new conditions. Drought vulnerability occurs as a result of exposure and sensitivity to interrelated economic, social, political, and ecological dynamics. There is a need for approaches that can evaluate how the ability to reduce these exposures and sensitivities becomes socially stratified. Building on our understanding of institutional and biophysical constraints in one pastoralist group ranch, we use an approach that draws on quantitative and qualitative data to combine analyses of entitlements, access, and adaptive capacity. We asked how, in a context of changing herding institutions, the ability to adapt to drought and other stressors, is differentiated among actors. We found that herders with higher livestock wealth are more likely to have entitlement sets that include factors that enable access to secure cattle grazing on private wildlife conservation lands, and access to more distant areas with herds of sheep and cattle – two key means of reducing exposure to drought vulnerability, leading to greater coping ability during drought. Those with lower livestock wealth rely disproportionately on illicit, precarious access to external grazing resources. Higher livestock wealth families experienced disproportionately lower sensitivity to drought with smaller losses of cattle, and likely have decreased sensitivity to drought-related market fluctuations, while others are primarily reliant on small stock and/or precarious access pathways. However, rather than naturalize this differential ability as merely increased adaptive capacity for some that are better able to adapt to novel, local conditions, we argue this instead reflects the unequal footing that households find themselves on, in a shifting institutional landscape of structural and relational access constraints and reconfigurations of reciprocity, that are intertwined with interventions by state and non-state actors.