Socio-economic vulnerability due to climate change: Deriving indicators for fishing communities in Mumbai

This paper assessed the socio-economic implications of climate change and vulnerability of fishing communities known as “Koli” living in Mumbai, India. The vulnerability indicators are derived from sustainable livelihood literature and use of multi-criteria analyses and are validated with expert opinions. A survey of two hundred fishermen from five fishing villages in Mumbai was conducted to collect data. The results demonstrate that vulnerability perpetuates due to physical and financial resource constraints among the fishing community. Fishermen from Madh and Worli villages are observed to be more vulnerable and less adaptive due to their inability to use efficient mechanized boats and advanced fishing implements, such as fish finders and GPS (Global Positioning System). The divergence in the vulnerability scores among fishing villages is attributed to the coping strategies, resource availability, knowledge and the benefit derived from the local government. Fishermen have been observing the negative impacts of climate change on their fishing livelihoods. Adaptation strategies to maximize fish catch are observed in such practices as targeting different species and fishing intensively for several days. However, these practices are leading to an imbalance in the common resource pool and biased resource sharing among different groups of fishermen.     

Impacts of climate variability and change on fishery-based livelihoods

There is increasing concern over the consequences of global warming for the food security and livelihoods of the world's 36 million fisherfolk and the nearly 1.5 billion consumers who rely on fish for more than 20% of their dietary animal protein. With mounting evidence of the impacts of climate variability and change on aquatic ecosystems, the resulting impacts on fisheries livelihoods are likely to be significant, but remain a neglected area in climate adaptation policy. Drawing upon our research and the available literature, and using a livelihoods framework, this paper synthesizes the pathways through which climate variability and change impact fisherfolk livelihoods at the household and community level. We identify current and potential adaptation strategies and explore the wider implications for local livelihoods, fisheries management and climate policies. Responses to climate change can be anticipatory or reactive and should include: (1) management approaches and policies that build the livelihood asset base, reducing vulnerability to multiple stressors, including climate change; (2) an understanding of current response mechanisms to climate variability and other shocks in order to inform planned adaptation; (3) a recognition of the opportunities that climate change could bring to the sector; (4) adaptive strategies designed with a multi-sector perspective; and (5) a recognition of fisheries potential contribution to mitigation efforts.     

Preparedness of key coastal and marine sectors in Ireland to adapt to climate change

Preparedness to adapt to the impacts of climate change was assessed for three important sectors of activity within the Irish coastal and marine environment, namely tourism, fisheries, and conservation of biodiversity. Information on the current status of each sector is a valuable point of reference in terms of accessing contribution to the implementation of future national adaptation efforts. A modified version of the National Adaptive Capacity (NAC) framework developed by the World Resources Institute was used to assess the three sectors of activity. This framework is structured around five functions: assessment, prioritisation, coordination, information management, and climate risk reduction; results of the assessment suggest that all three sectors are at the nascent stages of the climate change adaptation process. Currently there is no dedicated national policy guidance or legal support mechanism on adaptation in Ireland; hence there is no national financial commitment to support implementation of adaptation actions for any of the sectors assessed. Subjecting these three selected sectors of activity to such an assessment enables identification of existing actions that can potentially support current adaptation, as well as where issues such as knowledge gaps and lack of policy support hinder progress.     

Solutions to blue carbon emissions: Shrimp cultivation,mangrove deforestation and climate change in coastal Bangladesh

In Bangladesh, export-oriented shrimp farming is one of the most important sectors of the national economy. However, shrimp farming in coastal Bangladesh has devastating effects on mangrove forests. Mangroves are the most carbon-rich forests in the tropics, and blue carbon (i.e., carbon in coastal and marine ecosystems) emissions from mangrove deforestation due to shrimp cultivation are accumulating. These anthropogenic carbon emissions are the dominant cause of climate change, which in turn affect shrimp cultivation. Some adaptation strategies including Integrated Multi-Trophic Aquaculture (IMTA), mangrove restoration, and Reducing Emissions from Deforestation and forest Degradation (REDD+) could help to reduce blue carbon emissions. Translocation of shrimp culture from mangroves to open-water IMTA and restoration of habitats could reduce blue carbon emissions, which in turn would increase blue carbon sequestration. Mangrove restoration by the REDD+ program also has the potential to conserve mangroves for resilience to climate change. However, institutional support is needed to implement the proposed adaptation strategies.     

Adaptation to climate change in marine capture fisheries

This paper responds to the challenge of how and when to adapt marine capture fisheries to climate change by (1) providing a set of fisheries policy options to climate change; (2) developing a risk and vulnerability assessment and management decision-making framework for adaptation; and (3) describing the possible strategies and tactics for ex ante and ex post climate adaptation in the marine environment. Its contributions include (1) a discussion of how management objectives and instruments influence resilience and adaptation; (2) a decision-making process to assess vulnerabilities to climate change and to manage adaptation responses; (3) an inter-temporal framework to assist decision-makers on when to adapt; (4) a risk and simulation approach to confront the uncertainties of the possible losses due to climate change and the net benefits of adaptation; (5) an explanation of how adaptive co-management can promote flexible adaptation responses and also strengthen adaptation capacity; and (6) a selection of possible ‘win–win’ management actions.     

Towards end-to-end models for investigating the effects of climate and fishing in marine ecosystems

End-to-end models that represent ecosystem components from primary producers to top predators, linked through trophic interactions and affected by the abiotic environment, are expected to provide valuable tools for assessing the effects of climate change and fishing on ecosystem dynamics. Here, we review the main process-based approaches used for marine ecosystem modelling, focusing on the extent of the food web modelled, the forcing factors considered, the trophic processes represented, as well as the potential use and further development of the models. We consider models of a subset of the food web, models which represent the first attempts to couple low and high trophic levels, integrated models of the whole ecosystem, and size spectrum models. Comparisons within and among these groups of models highlight the preferential use of functional groups at low trophic levels and species at higher trophic levels and the different ways in which the models account for abiotic processes. The model comparisons also highlight the importance of choosing an appropriate spatial dimension for representing organism dynamics. Many of the reviewed models could be extended by adding components and by ensuring that the full life cycles of species components are represented, but end-to-end models should provide full coverage of ecosystem components, the integration of physical and biological processes at different scales and two-way interactions between ecosystem components. We suggest that this is best achieved by coupling models, but there are very few existing cases where the coupling supports true two-way interaction. The advantages of coupling models are that the extent of discretization and representation can be targeted to the part of the food web being considered, making their development time- and cost-effective. Processes such as predation can be coupled to allow the propagation of forcing factors effects up and down the food web. However, there needs to be a stronger focus on enabling two-way interaction, carefully selecting the key functional groups and species, reconciling different time and space scales and the methods of converting between energy, nutrients and mass.     

Social indicators of vulnerability for fishing communities in the Northern Gulf of California,Mexico: Implications for climate change

Marine fisheries support the livelihoods of millions of people worldwide. These fisheries and the communities that depend on them are highly vulnerable to climate change and other interacting anthropogenic threats. The cumulative and interacting effects of these stressors could potentially produce declines in fish production, which would significantly impact artisanal fishers. Assessing relative vulnerability of fishing communities to anthropogenic stressors is an important first step to identifying mitigation or adaptation strategies. This study assessed the vulnerability of 12 coastal communities in the Northern Gulf of California to disruptions in fishing activities from anthropogenic stressors, including climate change. The Northern Gulf is a megadiverse area and a major source of fishery resources. Quantitative indicator indices based on secondary and primary data were developed to assess the three aspects of vulnerability: sensitivity, exposure, and adaptive capacity. The key components of vulnerability varied amongst communities. Vulnerability was higher in communities with higher fishing dependence and lower socioeconomic diversification. The approach presented here provides important insights into the type of policy actions that might be needed in different communities for adaptation and mitigation.     

Decadal variability of the shallow Pacific meridional overturning circulation: Relation to tropical sea surface temperatures in observations and climate change models

In this study, we use existing observational datasets to evaluate 20th century climate simulations of the tropical Pacific. The emphasis of our work is decadal variability of the shallow meridional overturning circulation, which links the tropical and subtropical Pacific Ocean. In observations, this circulation is characterized by equatorward geostrophic volume transport convergence in the interior ocean pycnocline across 9°N and 9°S. Historical hydrographic data indicate that there has been a decreasing trend in this convergence over the period 1953–2001 of about 11 Sverdrup (1 Sv = 10⁶ m³ s⁻¹), with maximum decade-to-decade variations of 7–11 Sv. The transport time series is highly anti-correlated with sea surface temperature (SST) anomalies in the central and eastern tropical Pacific, implying that variations in meridional overturning circulation are directly linked to decadal variability and trends in tropical SST. These relationships are explored in 18 model simulations of 20th century climate from 14 state-of-the-art coupled climate models. Significant correlation exists between meridional volume transport convergence and tropical SST in the majority of the models over the last half century. However, the magnitude of transport variability on decadal time scales in the models is underestimated while at the same time modeled SST variations are more sensitive to that transport variability than in the observations. The effects of the meridional overturning circulation on SST trends in most the models is less clear. Most models show no trend in meridional transport convergence and underestimate the trend in eastern tropical Pacific SST. The eddy permitting MIROCH model is the only model that reasonably reproduces the observed trends in transport convergence, tropical Pacific SST, and SST gradient along the equator over the last half century. If the observed trends and those simulated in the MIROCH model are ultimately related to greenhouse gas forcing, these results suggest that the Bjerknes feedback, by affecting pycnocline transport convergences, may enhance warming that arises from anthropogenic forcing in the eastern tropical Pacific.     

Principles for operationalizing climate change adaptation strategies to support the resilience of estuarine and coastal ecosystems: An Australian perspective

Effective publicly developed adaptation strategies are crucial in managing the impacts of Climate Change. Adaptation strategy development is particularly complex in estuarine and coastal marine ecosystems because of their diverse environmental values, extensive human utilisation and the complex socio-ecological systems they support. Although many generic adaptation frameworks are available they cannot provide specific guidance for locally relevant strategy development. In contrast, situation-specific tools work well for their intended purpose but are usually unsuitable for a different situation. The gap between generic frameworks and situation-specific tools is addressed in this study by developing a set of general principles to provide guidance for the efficient and robust development of adaptation strategies. The nine principles comprise a conceptualisation of the various factors that are likely to have an effect on the success or otherwise of an adaptation strategy and they apply in any situation. An example ‘adaptation checklist’ that serves as a guide to practitioners in the field, will help ensure that all critical components are covered during the development of an adaptation strategy.     

Overview of West African fisheries under climate change: Impacts,vulnerabilities and adaptive responses of the artisanal and industrial sectors

Climate change affects ocean conditions, fish stocks and hence fisheries. In West Africa, climate change impacts on fisheries were projected to be mainly negative through multi-facet ways. However, analysis of adaptation responses of fishers to climate change impacts is scarce. This paper reviews the impacts on climate change on fisheries in West Africa and discusses the potential adaptation strategies adopted by both the artisanal and industrial fishing sectors. Overall, climate change and over-exploitation have altered species composition of fisheries catches in West Africa. The effect of ocean warming on fisheries is indicated by the increase in dominance of warmer water species in the landings, shown from an increase in Mean Temperature of Catch, in the region. Climate change induced changes in potential catch and species composition, which inherently have similar symptoms as over-exploitation, are expected to have repercussions on the economic and social performance of fisheries. Both artisanal and industrial sectors may adapt to these changes mainly through expansion of fishing ground that increases operation costs. Our results highlight that historical changes in target species are more common in industrial than artisanal fisheries. This result challenges the prevailing assumption that artisanal fisheries, given their limited movement capacity, would adapt to climate change by shifting target species and/or gear type.     

Vulnerability and adaptation of coastal communities to climate variability and sea-level rise: Their implications for integrated coastal management in Cavite City,Philippines

Coastal areas are vulnerable to the impacts of climate change and sea-level rise. These impacts will exacerbate the risks posed by the continuing environmental degradation confronting the coastal communities.Adopting a participatory research approach, the study examines the vulnerability of socioeconomic groups among the coastal population in Cavite City, Philippines, their current adaptation strategies and their adaptive capacity to cope with the impacts of climate variability and extremes and sea-level rise. Under a future scenario of a 1-m accelerated sea-level rise (ASLR), the study also looks into its potential effects on these urban coastal communities and ecosystems.In the context of poverty reduction and sustainable development, this study suggests a local framework for integrating adaptation strategies and actions into integrated coastal management (ICM) planning. It also recommends appropriate policy and institutional reform, capacity building and improved knowledge management towards increasing the resilience and adaptive capacity of these coastal communities to current and future climate risks.     

Impact of climate change on zooplankton communities, seabird populations and arctic terrestrial ecosystem—A scenario

Many arctic terrestrial ecosystems suffer from a permanent deficiency of nutrients. Marine birds that forage at sea and breed on land can transport organic matter from the sea to land, and thus help to initiate and sustain terrestrial ecosystems. This organic matter initiates the emergence of local tundra communities, increasing primary and secondary production and species diversity. Climate change will influence ocean circulation and the hydrologic regime, which will consequently lead to a restructuring of zooplankton communities between cold arctic waters, with a dominance of large zooplankton species, and Atlantic waters in which small species predominate. The dominance of large zooplankton favours plankton-eating seabirds, such as the little auk (Alle alle), while the presence of small zooplankton redirects the food chain to plankton-eating fish, up through to fish-eating birds (e.g., guillemots Uria sp.). Thus, in regions where the two water masses compete for dominance, such as in the Barents Sea, plankton-eating birds should dominate the avifauna in cold periods and recess in warmer periods, when fish-eaters should prevail. Therefore under future anthropogenic climate scenarios, there could be serious consequences for the structure and functioning of the terrestrial part of arctic ecosystems, due in part to changes in the arctic marine avifauna. Large colonies of plankton-eating little auks are located on mild mountain slopes, usually a few kilometres from the shore, whereas colonies of fish-eating guillemots are situated on rocky cliffs at the coast. The impact of guillemots on the terrestrial ecosystems is therefore much smaller than for little auks because of the rapid washing-out to sea of the guano deposited on the seabird cliffs. These characteristics of seabird nesting sites dramatically limit the range of occurrence of ornithogenic soils, and the accompanying flora and fauna, to locations where talus-breeding species occur. As a result of climate warming favoring the increase of ichthyiofagous cliff-nesting seabirds, we can expect that large areas of ornithogenic tundra around the colonies of plankton-eating seabirds situated far from the sea may disappear, while areas of tundra in the vicinity of cliffs inhabited by fish-eating seabirds, with low total production and supporting few large herbivores, will likely increase, but only imperceptibly. This may lead to habitat fragmentation with negative consequences for populations of tundra-dependent birds and mammals, and the possibility of a substantial decrease in biodiversity of tundra plant and animal communities.     

An analysis of livelihood projects and programs for fishing communities in the Philippines

Over the last 30 years, a range of different livelihoods have been provided and implemented in fishing and coastal communities in the Philippine with mixed success and sustainability by the fisher and household. This paper reports on an analysis of livelihood projects for fishing communities and households implemented in the Philippines and the identification of lessons learned and factors which can lead to an improved success and sustainability rate for livelihood projects and programs. The analysis identified primary factors that are critical to improving the success and sustainability rate of livelihood interventions.     

Vulnerability to impacts of climate change on marine fisheries and food security

Assessment of fisheries vulnerability to climate change is an important step for enhancing the understanding and decision-making to reduce such vulnerability. This study aimed to provide an analysis of country level vulnerability focusing on food security implications of climatic disturbances on marine fisheries. The comparative magnitude and distribution of potential food security impacts of climatic disturbances on marine fisheries were assessed for 109 countries by scoring and ranking countries against a set of vulnerability criteria including metrics of national exposure, sensitivity and adaptive capacity, highlighting the contribution of marine fisheries to national food and nutrition security. Results showed that developing countries in Africa, Asia, Oceania, and Latin America appeared to be most vulnerable, and the key sources of vulnerability differed considerably among the countries. For countries most vulnerable to climate-induced effects on marine fisheries, more than two-thirds of them depended on domestic marine fisheries as a main source of fish supply. Developing appropriate adaptation policies and management plans to reduce the impacts of changing climate is of great importance to sustain food security in these highly vulnerable and heavy marine fisheries-dependent countries.     

Responses of the fishing sector to transitional constraints: From reactive to proactive change,Yucatan fisheries in Mexico

Most fisheries management studies have concentrated on understanding resource dynamics and have paid less attention to understanding the dynamics of those who use the resources. This situation limits the knowledge about the fisheries system as a whole and specifically about the viability of management schemes. It is vital to understand how the actors within the fishing sector (fishing firm owners/managers, fishers, fisheries managers, and traders) may respond to changes in fishing resources trends, market dynamics, and fisheries policies before they are implemented. These issues are explored in this paper by applying a longitudinal analysis of the Yucatan Mexico's fishing industry. The analysis is presented within the framework of the theory of change and coping strategies. The study primarily involved interviews during 2008 with the main owners of companies in the fishing industry and with fisheries managers and other stakeholders. Time-series catch data on the main fishing resources are also reviewed to evaluate changes across three historical periods and describe how the actors have perceived and responded to those changes. Given conditions of uncertainty in resource availability, changes in market demand and changes in institutional arrangements, the viability of traditional business and resource management practices are discussed. The analysis presents different kind of triggers that have modified the conditions of the fishing sector and had had impacts on the socio-economic–ecological system in which fisheries are embedded. The need for adaptive strategies in the whole chain of the fisheries business and resource management is stressed, given the current changes and conditions of fisheries. The discussion states a series of actions that could improve the relationships between business practices and fisheries management.     

The ACIA,climate change and fisheries

The Arctic Climate Impact Assessment (ACIA) is a project of the intergovernmental Arctic Council, intended to synthesize knowledge of the effects of climate change on the Arctic. This paper is based on the primary output of the ACIA project, a 1042 page book entitled Arctic Climate Impact Assessment. Our concern is with the effects of Arctic climate change on fisheries. To set the stage, however, we first discuss those chapters that logically precede the fisheries discussion, the chapters concerned with past and present climate change, climate modeling and marine systems. The conclusion notes that moderate climate warming will probably benefit most Arctic fisheries. The conclusion also considers the role of anthropogenic causation in climate change and its policy implications.     

Non-stationary extreme value models to account for trends and shifts in the extreme wave climate due to climate change

The extreme values of wave climate data are of great interest in a number of different ocean engineering applications, including the design and operation of ships and offshore structures, marine energy generation, aquaculture and coastal installations. Typically, the return values of certain met-ocean parameters such as significant wave height are of particular importance. There exist many methods for estimating such return values, including the initial distribution approach, the block maxima approach and the peaks-over threshold approach. In a climate change perspective, projections of such return values to a future climate are of great importance for risk management and adaptation purposes. However, many approaches to extreme value modelling assume stationary conditions and it is not straightforward how to include non-stationarity of the extremes due to for example climate change. In this paper, various non-stationary GEV-models for significant wave height are developed that account for trends and shifts in the extreme wave climate due to climate change. These models are fitted to block maxima in a particular set of wave data obtained for a historical control period and two future projections for a future period corresponding to different emission scenarios. These models are used to investigate whether there are trends in the data within each period that influence the extreme value analysis and need to be taken into account. Moreover, it will be investigated whether there are significant inter-period shifts or trends in the extreme wave climate from the historical period to the future periods. The results from this study suggest that the intra-period trends are not statistically significant and that it might be reasonable to ignore these in extreme value analyses within each period. However, when it comes to comparing the different data sets, i.e. the historical period and the future projections, statistical significant inter-period changes are detected. Hence, the accumulated effect of a climatic trend may not be negligible over longer time periods. Interestingly enough, such statistically significant shifts are not detected if stationary extreme value models are fitted to each period separately. Therefore, the non-stationary extreme value models with inter-period shifts in the parameters are proposed as an alternative for extreme value modelling in a climate change perspective, in situations where historical data and future projections are available.     

From reductionism to systems thinking: How the shipping sector can address sulphur regulation and tackle climate change

The shipping sector is required to reduce fuel sulphur content to 0.1% in Emission Control Areas by 2015 and to 0.5% globally by 2020. Although this is demanding, a greater challenge for all sectors is climate change. However, the three options to comply with sulphur regulation do little to address this challenge. With a deep-seated change to the type of fuel burnt in marine engines, this should be seen as an opportunity to explore co-benefits of sulphur and carbon reduction – instead of taking a short-sighted approach to the problem. It is argued here that the upcoming sulphur regulations should be postponed and instead, a co-ordinated suite of regulations should be implemented that tackles cumulative CO₂ emissions and localised SO_x emissions in chorus. This would ensure that less developed, yet more radical, step-change forms of propulsion such as wind, battery and biofuels are introduced from the outset – reducing the risks of infrastructure lock-in and preventing the lock-out of technologies that can meaningfully reduce absolute emissions from the sector.     

Impacts of climate change on commercial fish stocks in Norwegian waters

The Norwegian fishing areas extend over various marine ecosystems that will respond differently to climate change. In the North Sea the productivity of the boreal fish species are likely to decrease under global warming and new warm-water species are expected to become more abundant. In the arctic marine ecosystem of the Barents Sea the fish productivity is expected to increase and their distributions expand northward and eastward under global warming increasing the importance of the Russian as well as the Norwegian sectors of the Barents. In the past, decadal-scale climate variations have been shown to strongly influence productivity and distributions of fish stocks. The importance of such shorter-term variations are expected to continue also under global warming. Under global warming the optimum temperature for fish farming along the Norwegian coast will be displaced northwards from the northern part of West Norway towards the Helgeland coast.     

Coastal oceanic climate change and variability from 1982 to 2009 around South Africa

Changes and fluctuations in sea surface temperature (SST) around the South African coast are analysed at a monthly scale from 1982 to 2009. There is a statistically significant negative trend of up to 0.5 °C per decade in the southern Benguela from January to August, and a cooling trend of lesser magnitude along the South Coast and in the Port Elizabeth/Port Alfred region from May to August. The cooling is due to an increase in upwelling-favourable south-easterly and easterly winds. There is a positive trend in SST of up to 0.55 °C per decade in most parts of the Agulhas Current system during all months of the year, except for KwaZulu-Natal where warming is in summer. The warming was attributed to an intensification of the Agulhas Current in response to a poleward shift of westerly winds and an increase in trade winds in the South Indian Ocean at relevant latitudes. This intensification of the Agulhas Current could also have contributed to the coastal cooling in the Port Alfred dynamic upwelling region. The El Niño Southern Oscillation (ENSO) is significantly positively correlated at a 95% level with the southern Benguela and South Coast from February to May, and negatively correlated with the Agulhas Current system south of 36° S. The correlation with the Antarctic Annular Oscillation is weaker and less coherent. El Niño suppresses upwelling along the coast, whereas La Niña increases it. Although there does not seem to be a linear relationship between the strength of the ENSO and the magnitude of coastal SST perturbation, El Niño and La Niña appear to be linked to major warm and cool events, respectively, at a seasonal scale in summer in the southern Benguela and along the South Coast. However, care must be taken in interpreting low-resolution reanalysed climate data (ERA40 and NCEP) and optimally interpolated Reynolds SST, such as used here.