Determining policy-efficient management strategies in fisheries using data envelopment analysis (DEA)

In this paper, the authors analyze a wide range of recreational management strategies for their impacts on red snapper yield, economic surplus and the fish stock. Simulating a wide range of policies, the authors find Data Envelopment Analysis (DEA) inspired policy efficiency frontiers that lead to finding those management strategies that offer the greatest level of economic surplus for any biological target, looking at both the east and west Gulf of Mexico fisheries. Red snapper has been declared overfished since 1988 and the 2005 SEDAR 7 stock assessment declared red snapper were overfished and undergoing overfishing. In November 2009, the update of the assessment declared that overfishing was no longer occurring but that the red snapper stocks needed to be rebuilt. In this analysis, it was found that red snapper are neither overfished or undergoing overfishing. The main difference between the present model and the SEDAR 7 model is that the latest model uses a higher mortality rate for juveniles and a density dependent model. The authors also suggest that the east and west should be managed as separate units.     

Commercial fisheries closures in marine protected areas on Canada’s Pacific coast: The exception,not the rule

No-take marine protected areas (MPAs), where all fishing is prohibited, have been shown to provide benefits that include greater productivity of fish stocks due to increased densities, average sizes, and reproductive output. A critical component of this success is the effective management of MPAs to ensure that only those activities deemed permissible, are allowed to occur. As of 2008, 161 MPAs had been designated on the Pacific coast of Canada by federal, provincial or municipal authorities. The objective of this study was to discover how many of these MPAs are intended to provide full protection to habitats and species from commercial fishing and whether management measures were put in place to actualize this conservation intent. The comprehensive spatial dataset was built illustrating commercial fisheries closures and this was overlaid with MPA locations in a GIS. The majority of MPAs were designated as IUCN Strict Nature Reserve (Type Ia), Wilderness Area (Type Ib), and National Park (Type II) marine reserves, which are intended to be free from exploitation. It was found that 160 of the 161 MPAs are open to some commercial harvesting within their bounds. One small municipal MPA and portions of three other MPAs are not open to commercial harvesting. The incongruence between management intent and fisheries permitted suggests a management failure between designation of MPAs and implementation of fisheries management regulations.     

Fishing for the future: An overview of challenges and opportunities

This paper surveys the current state and major trends in global fisheries; the environmental and social dimensions of fisheries; and explains how the international community has tried to meet the policy challenges associated with oceans and fisheries. The ocean and the freshwater ecosystems of the world make significant contributions to people's well-being via the many vital social and environmental services they provide (for example, food and nutrition, employment and incomes, carbon cycling and sequestration). The impact that the increase in fishing since the 1950s has had on wild fish stocks, and the significant increase in aquaculture production in the 20th century, have resulted in severe environmental impacts. This has significant effects on marine ecosystems and the health of oceans. The erosion of the resource undermines communities' long-term interests, including food security, employment, and income. Attempts by the global community to address challenges of sustainable production by improving the governance and management of fisheries resources range from national management of fisheries resources, to regional fisheries management organisations (RFMOs) for international fisheries stocks. These attempts have not always successfully met the challenge of balancing current and future use of fisheries.     

Managing overcapacity in small-scale fisheries in Southeast Asia

It is now almost universally accepted that most of the nearshore fisheries in Southeast Asia are overfished. It is also accepted that overcapacity is one of the leading causes of this overfishing. The problem of addressing overcapacity in small-scale fisheries in Southeast Asia is much more complex than that of reducing overcapacity in industrial fleets. In order to manage capacity, managers need to measure and understand how much capacity currently exists in the fishery and what is the desirable level of capacity that best meets the set of management objectives. The only feasible solution to overcapacity may be based on a coordinated and integrated approach involving a mixed strategy of resource management, resource restoration and conservation, livelihoods and economic and community development, and restructured governance arrangements. The reduction of overcapacity implies an increased focus on people-related solutions and on communities.     

舟山近海棘头梅童鱼群体遗传多样性微卫星DNA分析

应用6对可在棘头梅童鱼（Collichthy lucidels）中扩增的大黄鱼（Pseudosciaena Crocea）微卫星引物对浙江舟山近海的棘头梅童鱼群体进行PCR扩增,变性聚丙烯酰胺凝胶电泳分析扩增产物.6对引物在群体中共扩增出46个等位基因,平均每个位点得到5.308 0个有效等位基因,各位点的PIC值为0.412 6~0.893 5（平均值0.670 8）,PC1C4和PC8F5为中度多态性位点,PC4H12、PC5E11、PC10F10及PC10G6为高度多态性位点,这些位点可以做为棘头梅童鱼群体遗传学研究的有效的分子遗传标记.6个位点的连锁分析显示,各位点间不存在明显的连锁关系.各位点在群体中的观测杂合度（Ho）为0.454 5~0.916 7（平均值0.659 1）,期望杂合度（He）为0.468 0~0.901 9（平均值0.699 7）,与其他海水鱼类比较,浙江近海的棘头梅童鱼群体遗传多样性偏低.对各位点进行Hardy-Weinberg平衡检测表明,PC4H12、PC10F10及PC10G6位点的等位基因频率偏离了平衡,综合现有的资源调查资料,遗传多样性的降低与近年来棘头梅童鱼资源的下降有关.     

Evaluating impacts of pulse fishing on the effectiveness of seasonal closure

Seasonal fishing closures are often used in fisheries management to conserve overfished stocks.As one of the unintended consequences,fishermen often contend for maximizing catches immediately after reopening fisheries.The resultant large catch landings in a short time period(i.e.,pulse fishing)may undermine the benefit of closure.We implemented an end-to-end model OSMOSE-JZB(Object-oriented Simulator of Marine ec OSystem Exploitation OSMOSE)modelling ecosystem in the Jiaozhou Bay located in China to evaluate the impact of pulse fishing on the effectiveness of seasonal closure at levels of fish community,population,and individual.Our study demonstrated that the three-month closure was successful in conserving fish stocks.There were small variations on ecological indicators(i.e.,total biomass of the community,mean trophic level of the community,mean trophic level of the catch,and Shannon-Wiener biodiversity index)when pulse fishing occurred.Pulse fishing seemed not to result in a great shift in community structure.Compared to other species,the biomass of two large predatory fishes were more susceptible to pulse fishing.Pulse fishing could change the pressure of predators to fish stocks via food webs,especially for young individuals.Our simulations indicate that we can improve the effectiveness of seasonal closure by managing pulse fishing.Although the results derived in this study may be specific to the target ecosystem,the general approach is applicable to other ecosystems when evaluating fishing impacts.     

MPA as management tools for small-scale fisheries: The case study of Arrábida Marine Protected Area (Portugal)

Marine protected areas (MPA) have been widely suggested as a tool for both fisheries management and conservation goals. These multiple objectives are hard to achieve simultaneously as sustainable development implies the balance between the specific interests of conservation and economical activities. MPA success, namely for fisheries management, entails the implementation of restrictive measures that in a short-time frame may have negative effects on local fishermen communities. It is extremely important to evaluate their performance and effectiveness aiming at a quasi-optimal management, minimizing potential impacts on the social domain. In this study, a methodology for assessing the effectiveness of MPA as a small-scale fisheries management tool was developed, based on a set of indicators grouped in four dimensions (ecological, economic, social and management and governance). The indicators were scored individually according to an original score scale of five values and a median score was calculated for every dimension. Finally, the median overall score was calculated including the scores of the four dimensions. The scores were attributed for two distinct periods: before and after MPA implementation, in order to evaluate the performance of MPA. This methodology can be applied even with few scientific data available and taking into account experts and stakeholders’ judgements. The Arrábida MPA (Portugal) was used as a case study and it was found that with the implementation of the MPA social and economical aspects were impaired (median scores decreased near one value for the period after MPA implementation), while the other two dimensions showed an improvement trend. Thus, the overall score was the same before and after MPA implementation, an intermediate scale score. Results from the application of this method can give important indications about the state of an MPA and evaluate if the initial goals are being achieved through the implemented measures. The method is of easy communication and can be a useful tool for decision making and fisheries management processes.     

Comparative analysis of factors influencing spatial distributions of marine protected areas and territorial use rights for fisheries in Japan

As increasingly large extents of the global oceans are being managed through spatial measures, it is important to identify area characteristics underlying network distributions. Studies discerning spatial patterns in marine management have disproportionately focused on global networks. This paper instead considers the single country context of Japan to illuminate within-country drivers of area-based conservation and fishery management. A dataset containing potentially relevant socioeconomic, environmental, and fisheries factors was assembled and used to model prefecture-level counts of marine protected areas (MPAs) and territorial use rights for fisheries (TURFs) throughout Japan's waters. Several factors were found to significantly influence the number of TURFs in a particular area, whereas MPA patterns of use remain largely unexplained. TURFs are frequently noted as more suitable for managing fisheries of low mobility species and our analysis finds greater use of TURFs in areas that rely heavily on benthic catch. The number of trading ports was also found to be positively related to TURF distributions, suggesting economic infrastructure may influence the use of this fisheries management tool. In-line with global analyses, MPA patterns of use were not found to be significantly related to any of the potential explanatory variables after correcting for the number of statistical comparisons that were carried out. Differences in our ability to model the use of TURFs and MPAs may arise due to the narrower objectives associated with the former (e.g., income, employment) in comparison to the often broad and varied goals that motivate use of the latter.     

Constraints and solutions for managing Pacific Island sea cucumber fisheries with an ecosystem approach

The ecosystem approach to fisheries (EAF) is a holistic paradigm that considers stocks of exploitable species, marine ecosystems and stakeholders. Management agencies must strike a balance between their capacity constraints and the requisites of management measures. Most small-scale sea cucumber fisheries of Pacific Islands have been plundered while others are being opened to commercial exploitation. Data from fishery managers and a regional workshop were used to assess the current problems, institutional constraints and solutions to the management of sea cucumber fisheries in 13 Pacific Island countries (PICs). Technical capacity was often strong for some management actions such as developing marine reserves but weak for others, such as enforcement. Using multi-disciplinary indicators, half of the fisheries were diagnosed by their managers as being overfished or depleted, despite evidence of optimistic bias. Fishery governance varied greatly among the PICs, and co-management frameworks were not typical of any cultural region. Management objectives were prioritised differently among managers but most highly ranked was to protect ecological resilience. The fishery managers proposed different sets of regulatory measures and various management actions, such as surveys to collect socio-economic and fishery-dependent data, support for local governance and strong enforcement – all widely under-practised. Pacific sea cucumber fisheries exemplify how the transition to an EAF by management institutions must involve reorganisation of their technical and human-resource capacities among management tasks. Levies on exports need to be internalised to fund improved management. Management agencies should consider a shift in resources from developing marine reserves, conducting underwater surveys and aquaculture-based restocking to strengthening enforcement capacity, stakeholder involvement and communication with fishers. In concert with these actions, short fishing seasons, shortlists of allowable species and tighter enforcement at export points may serve to turn the tide on boom-and-bust exploitation and safeguard biodiversity.     

What factors affect the decision making process when setting TACs?: The case of Chilean fisheries

Although failures and successes in fisheries management are related to decision making processes, these are rarely analyzed in detail and even less often following quantitative or semi-quantitative approaches. Herein, we study the decision making process for Chile's most important fisheries using a binary decision model. This model evaluates the probability that an annual total allowable catch (TAC) will or will not be modified by the National Fisheries Council (NFC) based on biological, economic, and social factors. We also analyze some aspects of individual voting, particularly whether the members vote against or abstain from voting on the proposed TAC and if they prioritize resource conservation objectives. Our results indicate that the risk of over exploitation for many important stocks in Chile is aggravated by failures at the decision making level: the scientifically recommended TACs for those fisheries that generate higher levels of employment and have greater economic value are normally increased. This analysis shows that the NFC has clearly prioritized short-term economic and social objectives over resource conservation goals. We discuss the need to adjust the composition and functioning of the NFC in order to ensure long-term sustainability of the fisheries.     

Evaluation and legal assessment of certified seafood

This study presents a legal review of international treaties to derive sound definitions of overfishing. It examines seafood stocks that were certified by the Marine Stewardship Council (MSC) or Friend of the Sea (FOS). Stock size and fishing pressure were compared with the internationally agreed reference points which both organizations have accepted. No suitable status information was found for 11% (MSC) to 53% (FOS) of the certified stocks. For the stocks with available status information, 19% (FOS) to 31% (MSC) had overfished stock sizes and were subject to ongoing overfishing. An analysis of legal implications of certification of overfished stocks suggests that a certifying body cannot be held liable for a violation of internationally agreed standards unless the domestic law of its home country so regulates. States may ban the import of fish products from overfished stocks, but only in very specific cases. Possible causes for the certification of overfished stocks are discussed and recommendations are given on how the certifiers could improve their performance. The study concludes that it is still reasonable to buy certified seafood, because the percentage of moderately exploited, healthy stocks is 3–4 times higher in certified than in non-certified seafood.     

Catch shares have not led to catch-quota balancing in two North American multispecies trawl fisheries

Catch shares, where annual catch limits are divided among individuals, communities or cooperatives, are a commonly used fisheries management strategy to increase profits and reduce overcapitalization. Usually these quota shares can be sold or leased, which is theorized to allow for greater utilization of fleet-wide quota. However, this catch-quota balancing may not be achieved in multispecies trawl fisheries where it is difficult to selectively target valuable species while avoiding overfished species. Two similar catch-share-managed, multispecies trawl fisheries were compared to evaluate whether catch shares lead to catch-quota balancing. The U.S. West Coast Groundfish fishery has several species with low total allowable catches (TACs) while the Canadian British Columbia Trawl fishery has comparatively higher TACs. Results indicate that the West Coast fishery had a statistically significant decrease in catch-quota ratios from 0.41 in the three years before catch shares to 0.29 in the three years after catch shares. In contrast, the BC fishery experience no statistically significant change in fishery-wide average catch-quota ratios, which were 0.70 in the three years before and 0.62 in the three years after catch shares. In the West Coast fishery, the risk of exceeding quotas for some species may be so high that fishers are unable to achieve high degrees of catch-quota balancing and instead focus on species that can be easily selected with changes in fishing behavior. Multispecies fisheries management has direct tradeoffs between maximizing yield and achieving conservation goals, and these results may highlight the tradeoff between rebuilding overfished species by reducing TACs, and the achievement of catch-quota balancing.     

Malaysian fisheries policy : Search for new grounds

Past fisheries development policies in Malaysia are assessed and new grounds for managing the Malaysian fisheries are explored. Some incompatibility in the goals for fishery development are discerned, especially those of increasing domestic landings through mechanization and resource conservation. Future management efforts should be based on a fuller understanding of the fishery stock and regional management of fish stocks. Aquaculture is often seen as a plausible alternative in order to augment supplies from the capture fisheries. A comprehensive multidisciplinary approach is needed to transform and commercialize traditional, experience-dependent culture systems into technology-packaged systems based on scientific methods. There is also substantial potential for the development of recreational fisheries.     

Development of an integrated fisheries co-management framework for new and emerging commercial fisheries in the Canadian Beaufort Sea

The Canadian Beaufort Sea is one of the last places on Earth that has not experienced large-scale commercial fisheries. The aboriginal people of the western Canadian Arctic, the Inuvialuit, have become increasingly concerned about the potential effects of large-scale commercial operations on key subsistence species of fish and marine mammals and the marine ecosystem upon which they depend. A 1984 comprehensive land settlement agreement (treaty) between Canada and the Inuvialuit established a co-management regime for limited aspects of fish and marine mammal resource management, and gave the Inuvialuit rights to subsistence fisheries and existing commercial fisheries but no preference for new commercial fisheries. The Fisheries Joint Management Committee (the fisheries co-management body), the Canada Department of Fisheries and Oceans, the Inuvialuit Regional Corporation and the Inuvialuit Game Council have developed an integrated fisheries management framework agreement for the review and assessment of any proposed commercial fisheries within the Canadian Beaufort Sea. The agreement provides clarity and transparency for decision making and strengthens the protection of fish stocks. The development of the framework depended upon a history of cooperation between the parties and a bridging initiative by the Fisheries Joint Management Committee and an NGO that brought together the Inuvialuit and the government.     

Sustainable use of flatfish resources: Addressing the credibility crisis in mixed fisheries management

Many flatfish species are caught in mixed demersal trawl fisheries and managed by Total Allowable Catch (TAC). Despite decades of fisheries management, several major stocks are severely depleted. Using the Common Fisheries Policy (CFP) as an example, the failure of mixed-fisheries management is analysed by focussing on: the management system; the role of science; the role of managers and politicians; the response of fisheries to management. Failure of the CFP management could be ascribed to: incorrect management advice owing to bias in stock assessments; the tendency of politicians to set the TAC well above the recommended level; and non-compliance of the fisheries with the management regulations. We conclude that TAC management, although apparently successful in some single-species fisheries, inevitably leads to unsustainable exploitation of stocks caught in mixed demersal fisheries as it promotes discarding of over-quota catch and misreporting of catches, thereby corrupting the basis of the scientific advice and increasing the risk of stock collapse. This failure in mixed demersal fisheries has resulted in the loss of credibility of both scientists and managers, and has undermined the support of fishermen for management regulations. An approach is developed to convert the TAC system into a system that controls the total allowable effort (TAE). The approach takes account of the differences in catch efficiency between fleets as well as seasonal changes in the distribution of the target species and can also be applied in the recovery plans for rebuilding specific components of the demersal fish community, such as plaice, cod and hake.     

Historical abundance of juvenile commercial fish in coastal habitats: Implications for fish habitat management in Canada

An important component of science-based fisheries policy is the provision of habitat adequate for population renewal. In Canada, the Fisheries Act pays little attention to managing fish habitat, and was further weakened by changes enacted in 2012. Specifically, determining the role of fish habitat in contributing to fisheries and fish stock recovery is challenging when many stocks have severely declined and no longer occupy former habitats. This study compared the abundance of juvenile fish in coastal vegetated habitats before and after collapse or decline of groundfish stocks in Atlantic Canada. This comparison was done by compiling past studies that surveyed juvenile Atlantic cod (Gadus morhua) and pollock (Pollachius virens) in vegetated habitats across three provinces. Two studies were repeated, and one that already had post-collapse data was analyzed to quantify long-term changes in juvenile abundance. In all three cases substantial reduction in juvenile abundance coincided with declines in adult stocks. However, juvenile fish still occur in coastal habitats and could aid in adult stock recovery. The current version of the Canadian Fisheries Act requires presence of an ongoing fishery to trigger habitat protection. This is problematic as low fish abundance may lead to lowered habitat protection and potentially habitat degradation, with less or lesser-quality habitat for fish in the future. Thus, recommendations are made to repeal the 2012 Fisheries Act changes and enhance current fish habitat legislation. Using a precautionary approach for coastal fish habitat management, particularly in valuing its potential for fish stock recovery, would strengthen Canadian fisheries management.     

Defining success in fisheries and conflicts in objectives

The traditional fisheries management objectives of maximizing yield and employment lead to heavily exploited stocks. Many current high-profile disputes arise from conflicting objectives, and the proposed solutions to “the fisheries problem” are primarily particular stakeholders’ efforts to have managers implement their own objectives. I suggest many “failures” are in fact successes for other objectives. Fisheries objectives, as reflected in management actions, are changing. Two current trends are the acceptance of objectives that value less disturbed ecosystems and acceptance of fisheries allocation through dedicated access to improve the fisheries’ economic efficiency. I suggest that increased use of dedicated access will result in more congruent objectives and less conflict.     

Attitudes and perceptions influence recreational angler support for shark conservation and fisheries sustainability

Despite the perilous status of many shark populations, rallying support for their conservation has been challenging, due in part to both long held negative perceptions and desire for shark fisheries. Recreational anglers are often advocates of conservation and can act as valuable partners with resource managers in developing fisheries management and conservation strategies. However, understanding their attitudes and perceptions, particularly towards resource status and management, is essential to developing successful management strategies and predicting outcomes. As a case study for assessing the complex challenges of sustainable shark fisheries, Florida recreational anglers were surveyed to understand how attitudes and perceptions influenced their willingness to donate for shark 1) conservation and protection or 2) fisheries sustainability. Overall, recreational angler willingness to donate was 25.5%, but attitudes and perceptions helped explain dramatic divides. For instance, willingness to donate was only 6% among the subset of anglers that perceived a growing large coastal shark population as a threat to recreational fishing opportunities. Highest support for shark conservation was shown by anglers who value seeing sharks in the wild (41.4%), and even more so among individuals who occasionally target sharks while fishing recreationally (65.8%). Pervasive among anglers unwilling to donate was a perception that shark populations were increasing, and thus not in need of further protection. These findings illustrate attitudes and perceptions that challenge shark conservation and fisheries management, as well as the critical importance of engaging anglers when developing strategies that rely on the recreational angling community for support.     

The MSY concept in a multi-objective fisheries environment – Lessons from the North Sea

One of the most important goals in current fisheries management is to maintain or restore stocks above levels that can produce the maximum sustainable yield (MSY). However, it may not be feasible to achieve MSY simultaneously for multiple species because of trade-offs that result from interactions between species, mixed fisheries and the multiple objectives of stakeholders. The premise in this study is that MSY is a concept that needs adaptation, not wholesale replacement. The approach chosen to identify trade-offs and stakeholder preferences involved a process of consulting and discussing options with stakeholders as well as scenario modelling with bio-economic and multi-species models. It is difficult to intuitively anticipate the consequences of complex trade-offs and it is also complicated to address them from a political point of view. However, scenario modelling showed that the current approach of treating each stock separately and ignoring trade-offs may result in unacceptable ecosystem, economic or social effects in North Sea fisheries. Setting F_MSY as a management target without any flexibility for compromises may lead to disappointment for some of the stakeholders. To treat F_MSY no longer as a point estimate but rather as a “Pretty Good Yield” within sustainable ranges was seen as a promising way forward to avoid unacceptable outcomes when trying to fish all stocks simultaneously at F_MSY. This study gives insights on how inclusive governance can help to reach consensus in difficult political processes, and how science can be used to make informed decisions inside a multi-dimensional trade-off space.