Flood delineation in a large and complex alluvial valley, lower Pa´nuco basin, Mexico

Determining the extent of flooding is an important role of the hydrological research community and provides a vital service to planners and engineers. For large river systems located within distant settings it is practical to utilize a remote sensing approach. This study combines a remote sensing and geomorphic approach to delineate the extent of a large hurricane generated flood event in the lower Pánuco basin (98,227 km²), the seventh largest river system draining into the Gulf of Mexico. The lower Pánuco basin is located within the coastal plain of eastern Mexico and has a complex alluvial valley. Data sources included a Landsat 5TM and Landsat 7ETM⁺ scene, and topographic and particle size data from fieldwork and laboratory analysis. The Landsat 5TM image was acquired after the peak of a large flood event in 1993, whereas the Landsat 7ETM⁺ scene was acquired during the dry season in 2000. The increasing number of days between flood crest and the date of flood image acquisition along the river valley provided the opportunity to examine several methods of flood delineation and to consider differences in floodplain geomorphology. Backswamp environments were easily delineated in flooded reaches within the Panuco and Tamuin valleys, whereas in the Moctezuma valley more sophisticated methods were required because of the greater time between image acquisition and flood peak, and the complex floodplain topography. This included Principal Component (PC) analysis and image classification. Within the floodplain, residual Holocene terraces complicated flood mapping. Classification of both images allowed consideration of the influence of permanent standing water. Although the flooded areas were greater in the lower reaches of the study area, because this portion of the valley contained large floodplain lakes, the amount of inundation was actually lower. Remote sensing offers the ability to examine large alluvial valleys in distant settings but does not imply that geomorphic criteria should be excluded. Indeed, because of heterogeneous floodplain topography this study illustrates the importance of including field based geomorphic analysis so that the complexity of distinct floodplain environments are considered. The findings from this study are significant because most remote sensing data obtained for the purpose of flood mapping will not coincide with the flood crest. Thus, this study provides an appropriate method for mapping flood inundation in large and complex floodplain settings after flood crest recession.     

Floodplain friction parameterization in two‐dimensional river flood models using vegetation heights derived from airborne scanning laser altimetry

Two‐dimensional (2‐D) hydraulic models are currently at the forefront of research into river flood inundation prediction. Airborne scanning laser altimetry is an important new data source that can provide such models with spatially distributed floodplain topography together with vegetation heights for parameterization of model friction. The paper investigates how vegetation height data can be used to realize the currently unexploited potential of 2‐D flood models to specify a friction factor at each node of the finite element model mesh. The only vegetation attribute required in the estimation of floodplain node friction factors is vegetation height. Different sets of flow resistance equations are used to model channel sediment, short vegetation, and tall and intermediate vegetation. The scheme was tested in a modelling study of a flood event that occurred on the River Severn, UK, in October 1998. A synthetic aperture radar image acquired during the flood provided an observed flood extent against which to validate the predicted extent. The modelled flood extent using variable friction was found to agree with the observed extent almost everywhere within the model domain. The variable‐friction model has the considerable advantage that it makes unnecessary the unphysical fitting of floodplain and channel friction factors required in the traditional approach to model calibration. Copyright © 2003 John Wiley & Sons, Ltd.     

Two‐dimensional hydraulic flood modelling using a finite‐element mesh decomposed according to vegetation and topographic features derived from airborne scanning laser altimetry

Airborne scanning laser altimetry (LiDAR) is an important new data source that can provide two‐dimensional river flood models with spatially distributed floodplain topography for model bathymetry, together with vegetation heights for parameterization of model friction. Methods are described for improving such models by decomposing the model's finite‐element mesh to reflect floodplain vegetation features such as hedges and trees having different frictional properties to their surroundings, and significant floodplain topographic features having high height curvatures. The decomposition is achieved using an image segmentation system that converts the LiDAR height image into separate images of surface topography and vegetation height at each point. The vegetation height map is used to estimate a friction factor at each mesh node. The spatially distributed friction model has the advantage that it is physically based, and removes the need for a model calibration exercise in which free parameters specifying friction in the channel and floodplain are adjusted to achieve best fit between modelled and observed flood extents. The scheme was tested in a modelling study of a flood that occurred on the River Severn, UK, in 1998. A satellite synthetic aperture radar image of flood extent was used to validate the model predictions. The simulated hydraulics using the decomposed mesh gave a better representation of the observed flood extent than the more simplistic but computationally efficient approach of sampling topography and vegetation friction factors on to larger floodplain elements in an undecomposed mesh, as well as the traditional approach using no LiDAR‐derived data but simply using a constant floodplain friction factor. Use of the decomposed mesh also allowed velocity variations to be predicted in the neighbourhood of vegetation features such as hedges. These variations could be of use in predicting localized erosion and deposition patterns that might result in the event of a flood. Copyright © 2003 John Wiley & Sons, Ltd.     

A data based mechanistic approach to nonlinear flood routing and adaptive flood level forecasting

Operational flood forecasting requires accurate forecasts with a suitable lead time, in order to be able to issue appropriate warnings and take appropriate emergency actions. Recent improvements in both flood plain characterization and computational capabilities have made the use of distributed flood inundation models more common. However, problems remain with the application of such models. There are still uncertainties associated with the identifiability of parameters; with the computational burden of calculating distributed estimates of predictive uncertainty; and with the adaptive use of such models for operational, real-time flood inundation forecasting. Moreover, the application of distributed models is complex, costly and requires high degrees of skill. This paper presents an alternative to distributed inundation models for real-time flood forecasting that provides fast and accurate, medium to short-term forecasts. The Data Based Mechanistic (DBM) methodology exploits a State Dependent Parameter (SDP) modelling approach to derive a nonlinear dependence between the water levels measured at gauging stations along the river. The transformation of water levels depends on the relative geometry of the channel cross-sections, without the need to apply rating curve transformations to the discharge. The relationship obtained is used to transform water levels as an input to a linear, on-line, real-time and adaptive stochastic DBM model. The approach provides an estimate of the prediction uncertainties, including allowing for heterescadasticity of the multi-step-ahead forecasting errors. The approach is illustrated using an 80 km reach of the River Severn, in the UK.     

Estimation of uncertainty propagation in flood inundation mapping using a 1‐D hydraulic model

A need for more accurate flood inundation maps has recently arisen because of the increasing frequency and extremity of flood events. The accuracy of flood inundation maps is determined by the uncertainty propagated from all of the variables involved in the overall process of flood inundation modelling. Despite our advanced understanding of flood progression, it is impossible to eliminate the uncertainty because of the constraints involving cost, time, knowledge, and technology. Nevertheless, uncertainty analysis in flood inundation mapping can provide useful information for flood risk management. The twin objectives of this study were firstly to estimate the propagated uncertainty rates of key variables in flood inundation mapping by using the first‐order approximation method and secondly to evaluate the relative sensitivities of the model variables by using the Hornberger–Spear–Young (HSY) method. Monte Carlo simulations using the Hydrologic Engineering Center's River Analysis System and triangle‐based interpolation were performed to investigate the uncertainty arising from discharge, topography, and Manning's n in the East Fork of the White River near Seymour, Indiana, and in Strouds Creek in Orange County, North Carolina. We found that the uncertainty of a single variable is propagated differently to the flood inundation area depending on the effects of other variables in the overall process. The uncertainty was linearly/nonlinearly propagated corresponding to valley shapes of the reaches. In addition, the HSY sensitivity analysis revealed the topography of Seymour reach and the discharge of Strouds Creek to be major contributors to the change of flood inundation area. Copyright © 2014 John Wiley & Sons, Ltd.     

Evaluation of on-line DEMs for flood inundation modeling

Recent and highly accurate topographic data should be used for flood inundation modeling, but this is not always feasible given time and budget constraints so the utility of several on-line digital elevation models (DEMs) is examined with a set of steady and unsteady test problems. DEMs are used to parameterize a 2D hydrodynamic flood simulation algorithm and predictions are compared with published flood maps and observed flood conditions. DEMs based on airborne light detection and ranging (LiDAR) are preferred because of horizontal resolution, vertical accuracy (∼0.1 m) and the ability to separate bare-earth from built structures and vegetation. DEMs based on airborne interferometric synthetic aperture radar (IfSAR) have good horizontal resolution but gridded elevations reflect built structures and vegetation and therefore further processing may be required to permit flood modeling. IfSAR and shuttle radar topography mission (SRTM) DEMs suffer from radar speckle, or noise, so flood plains may appear with non-physical relief and predicted flood zones may include non-physical pools. DEMs based on national elevation data (NED) are remarkably smooth in comparison to IfSAR and SRTM but using NED, flood predictions overestimate flood extent in comparison to all other DEMs including LiDAR, the most accurate. This study highlights utility in SRTM as a global source of terrain data for flood modeling.     

Characterisation of flood inundated areas and delineation of poor drainage soil using ERS-1 SAR imagery

Recent years have been marked by a continuous availability of spatial SAR data since the launch of the European remote sensing satellite (ERS-1) in 1991. Consequently, remote sensing techniques now offer an opportunity to map flood inundation fields caused by river overflow or waterlogging in environments characterized by frequent cloud cover. Indeed, inundation fields can clearly be seen on ERS-1 SAR images taken during flooding periods. However, such an identification can be constrained by the similarity in behaviour between water surfaces and other features of the landscape such as extended asphalt areas, permanent water bodies and less illuminated slopes. For consistent flood inundation extent mapping a more robust approach is required. This is provided by a conceptual flood inundation index that is physically sound in relation to radar imaging. Moreover, this index has proved to be useful for highlighting soils located within inundation fields and having significantly different internal drainage. The results achieved in the framework of the research must be seen in the context of intensive use of remote sensing data to support decision methods for sustainable management of land and water resources. Such decision support methods could be provided by river hydraulic models aimed at assessing environmental effects of inundation floods and at early flood warning systems. © 1997 John Wiley & Sons, Ltd.     

Evaluation of floodplain variability considering impacts of climate change

In this study, an approach is presented for handling hydraulic uncertainties in the prediction of floodplain. Different factors affect river flood characteristics. Furthermore, the high changeability of flooding conditions leads to high variability of the inundation. River morphology is one of the most effective factors in river flood characteristics. This factor is influenced by sedimentation and erosion in the river cross sections, which affects the discharge variation. The depth and the width of the river cross section lead to an increase or decrease in the river flow path. This results in changes in the extent of the floodplain based on the generated rainfall. The inundated region boundaries are determined by utilizing the mean first‐order second‐moment analysis. The proposed method is applied to the Kajoo River in the south‐eastern part of Iran. Determination of floodplain uncertainty is a damage‐reduction policy in this region. Also, it is useful to prepare the necessary activities for overcoming the flood hazards. Climate change is the second effective factor on the floodplain uncertainties. Climate change affects the magnitude, extent and depth of inundation and it may intensify the flood problem. Therefore, the future rainfall pattern of the study area under climate change is simulated to evaluate its impacts on the river flow characteristic. Subsequently, a hydraulic routing model is used to determine floodplain. Finally, the copula function is used to estimate the joint probability of the changes in the inundation area due to changes in river morphology and the rainfall changes due to impacts of climate change. Results show that the uncertainties of the extent of floodplain are affected by climate change and river morphology, leading to noticeable changes in the magnitude and frequency of floods. Evaluating these impacts and estimating corresponding river discharges will help in the study of river dynamics, and will also contribute towards devising effective mitigation and management strategies. Copyright © 2010 John Wiley & Sons, Ltd.     

Spatially distributed observations in constraining inundation modelling uncertainties

The performance of two modelling approaches for predicting floodplain inundation is tested using observed flood extent and 26 distributed floodplain level observations for the 1997 flood event in the town of Usti nad Orlici in the Czech Republic. Although the one‐dimensional hydrodynamic model and the integrated one‐ and two‐dimensional model are shown to perform comparably against the flood extent data, the latter shows better performance against the distributed level observations. Comparable performance in predicting the extent of inundation is found to be primarily as a result of the urban reach considered, with flood extent constrained by road and railway embankments. Uncertainty in the elevation model used in both approaches is shown to have little effect on the reliability in predicting flood extent, with a greater impact on the ability in predicting the distributed level observations. These results show that reliability of flood inundation modelling in urban reaches, where flood risk assessment is of more interest than in more rural reaches, can be improved greatly if distributed observations of levels in the floodplain are used in constraining model uncertainties. Copyright © 2005 John Wiley & Sons, Ltd.     

The use of remotely sensed land cover to derive floodplain friction coefficients for flood inundation modelling

Remotely sensed land cover was used to generate spatially‐distributed friction coefficients for use in a two‐dimensional model of flood inundation. Such models are at the forefront of research into the prediction of river flooding. Standard practice, however, is to use single (static) friction coefficients on both the channel and floodplain, which are varied in a calibration procedure to provide a “best fit” to a known inundation extent. Spatially‐distributed friction provides a physically grounded estimate of friction that does not require fitting to a known inundation extent, but which can be fitted if desired. Remote sensing offers the opportunity to map these friction coefficients relatively straightforwardly and for low cost. Inundation was predicted using the LISFLOOD‐FP model for a reach on the River Nene, UK. Friction coefficients were produced from land cover predicted from Landsat TM imagery using both ML and fuzzy c‐means classifiction. The elevetion data used were from combined contour and differential global positioning system (GPS) elevation data. Predicted inundation using spatially‐distributed and static friction were compared. Spatially‐distributed friction had the greatest effect on the timing of flood inundation, but a small effect on predicted inundation extent. The results indicate that spatially‐distributed friction should be considered where the timing of initial flooding (e.g. for early warning) is important. Copyright © 2007 John Wiley & Sons, Ltd.     

A comparison of one‐ and two‐dimensional approaches to modelling flood inundation over complex upland floodplains

A much understudied aspect of flood inundation is examined, i.e. upland environments with topographically complex floodplains. Although the presence of high‐resolution topographic data (e.g. lidar) has improved the quality of river flood inundation predictions, the optimum dimensionality of hydraulic models for this purpose has yet to be fully evaluated for situations of both topographic and topological (i.e. the connectivity of floodplain features) complexity. In this paper, we present the comparison of three treatments of upland flood inundation using: (a) a one‐dimensional (1D) model (HEC‐RAS v. 3·1·2) with the domain defined as series of extended cross‐sections; (b) the same 1D model, but with the floodplain defined by a series of storage cells, hydraulically connected to the main river channel and other storage cells on the floodplain according to floodplain topological characteristics; (c) a two‐dimensional (2D) diffusion wave treatment, again with explicit representation of floodplain structural features. The necessary topographic and topological data were derived using lidar and Ordnance Survey Landline data. The three models were tested on a 6 km upland reach of the River Wharfe, UK. The models were assessed by comparison with measured inundation extent. The results showed that both the extended cross‐section and the storage cell 1D modes were conceptually problematic. They also resulted in poorer model predictions, requiring incorrect parameterization of the main river to floodplain flux in order to approach anything like the level of agreement observed when the 2D diffusion wave treatment was assessed. We conclude that a coupled 1D–2D treatment is likely to provide the best modelling approach, with currently available technology, for complex floodplain configurations. Copyright © 2007 John Wiley & Sons, Ltd.     

Interactions between sediment delivery,channel change,climate change and flood risk in a temperate upland environment

This paper uses numerical simulation of flood inundation based on a coupled one‐dimensional–two‐dimensional treatment to explore the impacts upon flood extent of both long‐term climate changes, predicted to the 2050s and 2080s, and short‐term river channel changes in response to sediment delivery, for a temperate upland gravel‐bed river. Results show that 16 months of measured in‐channel sedimentation in an upland gravel‐bed river cause about half of the increase in inundation extent that was simulated to arise from climate change. Consideration of the joint impacts of climate change and sedimentation emphasized the non‐linear nature of system response, and the possibly severe and synergistic effects that come from combined direct effects of climate change and sediment delivery. Such effects are likely to be exacerbated further as a result of the impacts of climate change upon coarse sediment delivery. In generic terms, these processes are commonly overlooked in flood risk mapping exercises and are likely to be important in any river system where there are high rates of sediment delivery and long‐term transfer of sediment to floodplain storage (i.e. alluviation involving active channel aggradation and migration). Similarly, attempts to reduce channel migration through river bank stabilization are likely to exacerbate this process as without bank erosion, channel capacity cannot be maintained. Finally, many flood risk mapping studies rely upon calibration based upon combining contemporary bed surveys with historical flood outlines, and this will lead to underestimation of the magnitude and frequency of floodplain inundation in an aggrading system for a flood of a given magnitude. Copyright © 2006 John Wiley & Sons, Ltd.     

An event simulation approach to the assessment of flood level frequencies: risk maps for the Warsaw reach of the River Vistula

Flood risk assessment is customarily performed using a design flood. Observed past flows are used to derive a flood frequency curve which forms the basis for a construction of a design flood. The simulation of a distributed model with the 1‐in‐T year design flood as an input gives information on the possible inundation areas, which are used to derive flood risk maps. The procedure is usually performed in a deterministic fashion, and its extension to take into account the design flood‐and flow routing model uncertainties is computer time consuming. In this study we propose a different approach to flood risk assessment which consists of the direct simulation of a distributed flow routing model for an observed series of annual maximum flows and the derivation of maps of probability of inundation of the desired return period directly from the obtained simulations of water levels at the model cross sections through an application of the Flood Level Frequency Analysis. The hydraulic model and water level quantile uncertainties are jointly taken into account in the flood risk uncertainty evaluation using the Generalized Likelihood Uncertainty Estimation (GLUE) approach. An additional advantage of the proposed approach lies in smaller uncertainty of inundation predictions for long return periods compared to the standard approach. The approach is illustrated using a design flood level and a steady‐state solution of a hydraulic model to derive maps of inundation probabilities. Copyright © 2016 John Wiley & Sons, Ltd.     

Uncertainty in floodplain delineation: expression of flood hazard and risk in a Gulf Coast watershed

This paper investigates the development of flood hazard and flood risk delineations that account for uncertainty as improvements to standard floodplain maps for coastal watersheds. Current regulatory floodplain maps for the Gulf Coastal United States present 1% flood hazards as polygon features developed using deterministic, steady‐state models that do not consider data uncertainty or natural variability of input parameters. Using the techniques presented here, a standard binary deterministic floodplain delineation is replaced with a flood inundation map showing the underlying flood hazard structure. Additionally, the hazard uncertainty is further transformed to show flood risk as a spatially distributed probable flood depth using concepts familiar to practicing engineers and software tools accepted and understood by regulators. A case study of the proposed hazard and risk assessment methodology is presented for a Gulf Coast watershed, which suggests that storm duration and stage boundary conditions are important variable parameters, whereas rainfall distribution, storm movement, and roughness coefficients contribute less variability. The floodplain with uncertainty for this coastal watershed showed the highest variability in the tidally influenced reaches and showed little variability in the inland riverine reaches. Additionally, comparison of flood hazard maps to flood risk maps shows that they are not directly correlated, as areas of high hazard do not always represent high risk. Copyright © 2012 John Wiley & Sons, Ltd.     

Floodplain inundation: Processes and relationships with channel discharge

The factors affecting the relationship between channel discharge and volume of inundation are discussed. For many floodplains this relationship is not simple, but involves hysteretic effects which vary according to the hydrological characteristics of individual floods and the way in which these interact with the surface form of the floodplain reach. Some methods of deriving or estimating the extent of the hysteresis on floodplain reaches are suggested, although an acute lack of available data prevents detailed examination at present. Further investigations are required before floodplain conductivity relations can be used as an aid to flood routing procedures or in floodplain management problems. A major priority must be the acquisition of sequential inundation data.     

Joint Monte Carlo and possibilistic simulation for flood damage assessment

A joint Monte Carlo and fuzzy possibilistic simulation (MC-FPS) approach was proposed for flood risk assessment. Monte Carlo simulation was used to evaluate parameter uncertainties associated with inundation modeling, and fuzzy vertex analysis was applied for promulgating human-induced uncertainty in flood damage estimation. A study case was selected to show how to apply the proposed method. The results indicate that the outputs from MC-FPS would present as fuzzy flood damage estimate and probabilistic-possibilistic damage contour maps. The stochastic uncertainty in the flood inundation model and fuzziness in the depth-damage functions derivation would cause similar levels of influence on the final flood damage estimate. Under the worst scenario (i.e. a combined probabilistic and possibilistic uncertainty), the estimated flood damage could be 2.4 times higher than that computed from conventional deterministic approach; considering only the pure stochastic effect, the flood loss would be 1.4 times higher. It was also indicated that uncertainty in the flood inundation modeling has a major influence on the standard deviation of the simulated damage, and that in the damage-depth function has more notable impact on the mean of the fitted distributions. Through applying MC-FPS, rich information could be derived under various α-cut levels and cumulative probabilities, and it forms an important basis for supporting rational decision making for flood risk management under complex uncertainties.     

Interactions between subgrid‐scale resolution,feature representation and grid‐scale resolution in flood inundation modelling

Numerical modelling of flood inundation over large and complex floodplains often requires mesh resolutions coarser than the structural features (e.g. buildings) that are known to influence the inundation process. Recent research has shown that this mismatch is not well represented by conventional roughness treatments, but that finer‐scale features can be represented through porosity‐based subgrid‐scale treatments. This paper develops this work by testing the interactions between feature representation, subgrid‐scale resolution and mesh resolution. It uses as the basis for this testing a 2D diffusion‐based flood inundation model which is applied to a 2004 flood event in a topologically complex upland floodplain in northern England. This study formulated simulations with different grid mesh resolution and subgrid mesh ratio. The sensitivity of the model to mesh resolution and roughness specification was investigated. Model validation and verification suggest that the subgrid treatment with higher subgrid mesh ratio can give much improved predictions of flood propagation, in particular, in terms of the predicted water depth. This study also highlighted the limitation of using at‐a‐point in time inundation extent for validation of flood models of this type. Copyright © 2010 John Wiley & Sons, Ltd.     

Urban fluvial flood modelling using a two‐dimensional diffusion‐wave treatment,part 2: development of a sub‐grid‐scale treatment

This paper develops and tests a sub‐grid‐scale wetting and drying correction for use with two‐dimensional diffusion‐wave models of urban flood inundation. The method recognizes explicitly that representations of sub‐grid‐scale topography using roughness parameters will provide an inadequate representation of the effects of structural elements on the floodplain (e.g. buildings, walls), as such elements not only act as momentum sinks, but also have mass blockage effects. The latter may dominate, especially in structurally complex urban areas. The approach developed uses high‐resolution topographic data to develop explicit parameterization of sub‐grid‐scale topographic variability to represent both the volume of a grid cell that can be occupied by the flow and the effect of that variability upon the timing and direction of the lateral fluxes. This approach is found to give significantly better prediction of fluvial flood inundation in urban areas than traditional calibration of sub‐grid‐scale effects using Manning's n. In particular, it simultaneously reduces the need to use exceptionally high values of n to represent the effects of using a coarser mesh process representation and increases the sensitivity of model predictions to variation in n. Copyright © 2005 John Wiley & Sons, Ltd.     

A hydro‐economic modelling framework for flood damage estimation and the role of riparian vegetation

A modelling framework for the quick estimate of flood inundation and the resultant damages is developed in this paper. The model, called the flood economic impact analysis system (FEIAS), can be applied to a river reach of any hydrogeological river basin. For the development of the integrated modelling framework, three models were employed: (1) a modelling scheme based on the Hydrological Simulation Program FORTRAN model that was developed for any geomorphological river basin, (2) a river flow/floodplain model, and (3) a flood loss estimation model. The first sub‐model of the flood economic impact analysis system simulates the hydrological processes for extended periods of time, and its output is used as input to a second component, the river/floodplain model. The hydraulic model MIKE 11 (quasi‐2D) is the river/floodplain model employed in this study. The simulated flood parameters from the hydraulic model MIKE 11 (quasi‐2D) are passed, at the end of each time step, to a third component, the flood loss model for the estimation of flood damage. In the present work, emphasis was given to the seasonal variation of Manning's coefficient (n), which is an important parameter for the determination of the flood inundation in hydraulic modelling. High values of Manning's coefficient for a channel indicate high flow resistance. The riparian vegetation can have a large impact on channel resistance. The modelling framework developed in this paper was used to investigate the role of riparian vegetation in reducing flood damage. Moreover, it was used to investigate the influence of cutting riparian vegetation scenarios on the flow characteristics. The proposed framework was applied to the downstream part of the Koiliaris River basin in Crete, Greece, and was tested and validated with historical data. Copyright © 2012 John Wiley & Sons, Ltd.