A conceptual framework for cross-border impacts of climate change

Climate change impacts, adaptation and vulnerability studies tend to confine their attention to impacts and responses within the same geographical region. However, this approach ignores cross-border climate change impacts that occur remotely from the location of their initial impact and that may severely disrupt societies and livelihoods. We propose a conceptual framework and accompanying nomenclature for describing and analysing such cross-border impacts. The conceptual framework distinguishes an initial impact that is caused by a climate trigger within a specific region. Downstream consequences of that impact propagate through an impact transmission system while adaptation responses to deal with the impact propagate through a response transmission system. A key to understanding cross-border impacts and responses is a recognition of different types of climate triggers, categories of cross-border impacts, the scales and dynamics of impact transmission, the targets and dynamics of responses and the socio-economic and environmental context that also encompasses factors and processes unrelated to climate change. These insights can then provide a basis for identifying relevant causal relationships. We apply the framework to the floods that affected industrial production in Thailand in 2011, and to projected Arctic sea ice decline, and demonstrate that the framework can usefully capture the complex system dynamics of cross-border climate impacts. It also provides a useful mechanism to identify and understand adaptation strategies and their potential consequences in the wider context of resilience planning. The cross-border dimensions of climate impacts could become increasingly important as climate changes intensify. We conclude that our framework will allow for these to be properly accounted for, help to identify new areas of empirical and model-based research and thereby support climate risk management.     

Methodological framework of the PESETA project on the impacts of climate change in Europe

The PESETA project makes a high-resolution integrated assessment of the effects of climate change in Europe in the following impact categories: agriculture, river floods, coastal systems, tourism and human health. Many relevant methodological decisions underlie the multi-disciplinary assessment, such as the selection of the climate scenarios and the economic valuation of the physical impacts. The main purpose of this article is to document the methodological framework of the PESETA project, identifying also where further research is required. How the different sources of uncertainty have been addressed in the project is explicitly analysed, including the climate change scenarios and the various sectoral methodologies.     

可计算一般均衡框架下的气候变化经济影响综合评估

气候变化是21世纪人类面临的重大挑战之一,并对自然系统和社会经济系统造成了各种负面影响。对气候变化的影响进行经济评估是气候变化研究中的重要问题。而可计算一般均衡框架下的综合评估模型（CGE_IAMs）是评估气候变化经济影响的有效手段之一,文中对气候变化影响经济评估的主要CGE_IAMs进行了文献调研,并对这些模型进行了比较分析。研究表明不同模型在温室气体排放、气候参数的处理方式以及气候影响的引入机制等方面有着较大区别,因而各模型对气候变化影响的经济评估结果也有一定的差异。此外,当前CGE_IAMs在评估气候变化经济影响时存在支撑数据未及时更新、方法不细致以及评估不全面等问题。未来该领域的相关研究应该更加关注于模型与支撑数据的精细化和开源化,此外还应加强CGE_IAMs中经济模块与复杂气候模式的耦合。     

Tropical storms: representation and diagnosis in climate models and the impacts of climate change

Tropical storms are located and tracked in an experiment in which a high-resolution atmosphere only model is forced with observed sea surface temperatures (SSTs) and sea ice. The structure, geographic distribution and seasonal variability of the model tropical storms show some similarities with observations. The simulation of tropical storms is better in this high-resolution experiment than in a parallel standard resolution experiment. In an anomaly experiment, sea ice, SSTs and greenhouse-gas forcing are changed to mimic the changes that occur in a coupled model as greenhouse-gases are increased. There are more tropical storms in this experiment than in the control experiment in the Northeast Pacific and Indian Ocean basins and fewer in the North Atlantic, Northwest Pacific and Southwest Pacific region. The changes in the North Atlantic and Northwest Pacific can be linked to El Niño-like behaviour. A comparison of the tracking results with two empirically derived tropical storm genesis parameters is carried out. The tracking technique and a convective genesis parameter give similar results, both in the global distribution and in the changes in the individual basins. The convective genesis parameter is also applied to parallel coupled model experiments that have a lower horizontal resolution. The changes in the global distribution of tropical storms in the coupled model experiments are consistent with the changes seen at higher resolution. This indicates that the convective genesis parameter may still provide useful information about tropical storm changes in experiments carried out with models that cannot resolve tropical storms.     

Adaptation to the infectious disease impacts of climate change

Climate change has the potential to increase the challenge of preventing and controlling outbreaks of infectious diseases. An adaptation assessment is an important aspect of designing and implementing policies and measures to avoid, prepare for, and effectively respond to infectious diseases outbreaks. The main steps in conducting an adaptation assessment include: 1) evaluating the effectiveness of policies and measures that address the burden of climate-sensitive infectious diseases; 2) identifying options to manage the health risks of current and projected climate change; 3) evaluating and prioritizing the options; 4) identifying human and financial resources needs, and possible barriers, constraints, and limits to implementation; and 5) developing monitoring and evaluation programs to ensure continued effectiveness of policies and measures in a changing climate. Optimally, relevant stakeholders are optimally included throughout the adaptation assessment. Although the process of conducting an assessment is similar across nations and regions, the context and content will vary depending on local circumstances, socioeconomic conditions, legal and regulatory frameworks, and other factors. The European Centers for Disease Prevention and Control developed guidelines for conducting assessments, with sufficient consistency to facilitate learning lessons across assessments.     

气候变化适应行动实施框架

气候变化适应对脆弱地区和贫困群体更为重要。尽管我国急需采取适应行动,但由于缺乏可操作性的模式和评估方法,目前实际的适应行动还略显滞后。本文建立了一个适应行动实施框架,主要包含六个核心步骤,从气候风险、适应目标、适应措施、技术优化、实施示范到监测评估,基本涵盖了适应行动的关键内容。框架的构建具有一定的通用性和借鉴性,可以帮助适应实施者开发综合和战略性的适应措施。适应行动框架是一个开放和可更新的体系,可根据实践过程中新的认识,对适应行动做一定的再设计和调整,实施过程中还可提炼适应的基本信息和确定适应的优化技术。     

A normative ethical framework in climate change

The article spells out four domains of international distributive justice and the consequent criteria of equity, the purpose being to identify a pluralistic normative ethical framework for climate mitigation and adaptation strategies. Justice and equity should play a major role in favouring collective action against climate change, because the more the various dimensions of such action are just, the more any international climate initiative is feasible in principle. As far as mitigation is concerned, the definition of a just initial allocation of endowments focuses on the criterion of differentiated equality, taking account of undeserved inequalities as suggested by Rawls’ theory of justice as fairness. With regard to the subsequent exchange of endowments, the Pareto principle, supplemented by the envy-freeness one, is a viable option. Possibly a sound reference for the just financing of adaptation activities is the criterion of differentiated historical responsibility, backed by Rawls’ theory of justice as fairness. As regards the allocation of adaptation resources, the criterion of lack of human security, as substantiated in Sen’s capability approach, seems promising.     

Integrative propositions for adapting conservation policy to the impacts of climate change

Conservation policies have changed over time in response to changes in human and ecological drivers. The impacts of climate (and other) concurrent changes prompt consideration of further iterations for both conservation means and objectives. In this paper we bring together previous disparate literatures and apply them to the question of how to adapt conservation polices to suit an era of climate change impacts. Our approach is based on two assertions: (i) that the integration of specific natural and social science insights is essential for understanding and effectively responding to this challenge, and (ii) that in addition to adaptive conservation means (strategies), attention needs to be given to considering adaptive conservation objectives. Specifically, we convert a core set of natural and social science insights into analytical tools known as heuristics or rules of thumb. We then use the heuristics as a basis to offer a list of preliminary propositions that can help inform the development of new means and objectives. The propositions address key considerations including recalibrating management objectives, the role of disturbance in facilitating ecological transitions, and overarching topics relating to governance. The propositions are speculative, and so intended only to outline potential avenues for further empirical research and subsequent refinement. In the spirit of adaptation, we expect and welcome their revision.     

A new scenario framework for climate change research: the concept of shared climate policy assumptions

The new scenario framework facilitates the coupling of multiple socioeconomic reference pathways with climate model products using the representative concentration pathways. This will allow for improved assessment of climate impacts, adaptation and mitigation. Assumptions about climate policy play a major role in linking socioeconomic futures with forcing and climate outcomes. The paper presents the concept of shared climate policy assumptions as an important element of the new scenario framework. Shared climate policy assumptions capture key policy attributes such as the goals, instruments and obstacles of mitigation and adaptation measures, and introduce an important additional dimension to the scenario matrix architecture. They can be used to improve the comparability of scenarios in the scenario matrix. Shared climate policy assumptions should be designed to be policy relevant, and as a set to be broad enough to allow a comprehensive exploration of the climate change scenario space.     

Simulation by CMIP5 models of the atlantic multidecadal oscillation and its climate impacts

This study focuses on the climatic impacts of the Atlantic Multidecadal Oscillation (AMO) as a mode of internal variability. Given the difficulties involved in excluding the effects of external forcing from internal variation, i.e., owing to the short record length of instrumental observations and historical simulations, we assess and compare the AMO and its related climatic impacts both in observations and in the “Pre-industrial” experiments of models participating in CMIP5. First, we evaluate the skill of the 25 CMIP5 models’ “Historical” simulations in simulating the observational AMO, and find there is generally a considerable range of skill among them in this regard. Six of the models with higher skill relative to the other models are selected to investigate the AMO-related climate impacts, and it is found that their “Pre-industrial” simulations capture the essential features of the AMO. A positive AMO favors warmer surface temperature around the North Atlantic, and the Atlantic ITCZ shifts northward leading to more rainfall in the Sahel and less rainfall in Brazil. Furthermore, the results confirm the existence of a teleconnection between the AMO and East Asian surface temperature, as well as the late withdrawal of the Indian summer monsoon, during positive AMO phases. These connections could be mainly caused by internal climate variability. Opposite patterns are true for the negative phase of the AMO.     

The economics of climate change impacts and policy benefits at city scale: a conceptual framework

Cities are particularly vulnerable to climate change and climate extremes in part because they concentrate many activities, people and wealth in limited areas. As a result they represent an important scale for assessment and understanding of climate change impacts. This paper provides a conceptual and methodological framework for urban economic impact assessment of climate change. The focus of the paper is on model-based analysis of future scenarios, including a framing of uncertainty for these projections, as one valuable input into the decision-making process. The paper highlights the main assessment difficulties, methods and tools, and selected examples across these areas. A number of challenges are unique to climate change impact assessment and others are unique to the problem of working at local scales. The paper also identifies the need for additional research, including the need for more integrated and systemic approaches to address climate change as a part of the urban development challenge as well as the need to assess the economic impacts of climate change and response policy at local scale.     

Vulnerability: A generally applicable conceptual framework for climate change research

The term ‘vulnerability’ is used in many different ways by various scholarly communities. The resulting disagreement about the appropriate definition of vulnerability is a frequent cause for misunderstanding in interdisciplinary research on climate change and a challenge for attempts to develop formal models of vulnerability. Earlier attempts at reconciling the various conceptualizations of vulnerability were, at best, partly successful. This paper presents a generally applicable conceptual framework of vulnerability that combines a nomenclature of vulnerable situations and a terminology of vulnerability concepts based on the distinction of four fundamental groups of vulnerability factors. This conceptual framework is applied to characterize the vulnerability concepts employed by the main schools of vulnerability research and to review earlier attempts at classifying vulnerability concepts. None of these one-dimensional classification schemes reflects the diversity of vulnerability concepts identified in this review. The wide range of policy responses available to address the risks from global climate change suggests that climate impact, vulnerability, and adaptation assessments will continue to apply a variety of vulnerability concepts. The framework presented here provides the much-needed conceptual clarity and facilitates bridging the various approaches to researching vulnerability to climate change.     

Informal networks and resilience to climate change impacts: A collective approach to index insurance

This article contributes to the understanding of how to proceed with the development of index-insurance in order to reach extended population coverage with the insurance. The approach is applied to an example from a region in Tanzania. One of the main coping strategies that resource-poor households rely on to manage risks related to fluctuations in income flows is risk-sharing in informal networks. An informal network is an ideal way of managing idiosyncratic shocks, but once such shocks become covariate and affect whole communities, as is the case with most climate change impacts, informal networks become insufficient since the majority of risk-sharers will be affected by the shock at the same time. This paper proposes a collective approach to index-insurance in which the members of an informal network will be insured as one insurance taker. The paper raises a conceptual argument that targeting households through existing informal networks will remove a number of prevailing barriers to the take-up of insurance and consequently the approach has the potential to increase households’ resilience to climate change impacts. The policy implications of the conclusions are significant since the number of covariate shocks is predicted to increase with climate change.