Using multi-polarization C- and L-band synthetic aperture radar to estimate biomass and soil moisture of wheat fields

Biomass and soil moisture are two important parameters for agricultural crop monitoring and yield estimation. In this study, the Water Cloud Model (WCM) was coupled with the Ulaby soil moisture model to estimate both biomass and soil moisture for spring wheat fields in a test site in western Canada. This study exploited both C-band (RADARSAT-2) and L-band (UAVSAR) Synthetic Aperture Radars (SARs) for this purpose. The WCM-Ulaby model was calibrated for three polarizations (HH, VV and HV). Subsequently two of these three polarizations were used as inputs to an inversion procedure, to retrieve either soil moisture or biomass without the need for any ancillary data. The model was calibrated for total canopy biomass, the biomass of only the wheat heads, as well as for different wheat growth stages. This resulted in a calibrated WCM-Ulaby model for each sensor-polarization-phenology-biomass combination. Validation of model retrievals led to promising results. RADARSAT-2 (HH-HV) estimated total wheat biomass with root mean square (RMSE) and mean average (MAE) errors of 78.834 g/m² and 58.438 g/m²; soil moisture with errors of 0.078 m³/m³ (RMSE) and 0.065 m³/m³ (MAE) are reported. During the period of crop ripening, L-band estimates of soil moisture had accuracies of 0.064 m³/m³ (RMSE) and 0.057 m³/m³ (MAE). RADARSAT-2 (VV-HV) produced interesting results for retrieval of the biomass of the wheat heads. In this particular case, the biomass of the heads was estimated with accuracies of 38.757 g/m² (RSME) and 33.152 g/m² (MAE). For wider implementation this model will require additional data to strengthen the model accuracy and confirm estimation performance. Nevertheless this study encourages further research given the importance of wheat as a global commodity, the challenge of cloud cover in optical monitoring and the potential of direct estimation of the weight of heads where wheat production lies.     

Winter wheat yield forecasting in Ukraine based on Earth observation,meteorological data and biophysical models

Ukraine is one of the most developed agriculture countries and one of the biggest crop producers in the world. Timely and accurate crop yield forecasts for Ukraine at regional level become a key element in providing support to policy makers in food security. In this paper, feasibility and relative efficiency of using moderate resolution satellite data to winter wheat forecasting in Ukraine at oblast level is assessed. Oblast is a sub-national administrative unit that corresponds to the NUTS2 level of the Nomenclature of Territorial Units for Statistics (NUTS) of the European Union. NDVI values were derived from the MODIS sensor at the 250 m spatial resolution. For each oblast NDVI values were averaged for a cropland map (Rainfed croplands class) derived from the ESA GlobCover map, and were used as predictors in the regression models. Using a leave-one-out cross-validation procedure, the best time for making reliable yield forecasts in terms of root mean square error was identified. For most oblasts, NDVI values taken in April–May provided the minimum RMSE value when comparing to the official statistics, thus enabling forecasts 2–3 months prior to harvest. The NDVI-based approach was compared to the following approaches: empirical model based on meteorological observations (with forecasts in April–May that provide minimum RMSE value) and WOFOST crop growth simulation model implemented in the CGMS system (with forecasts in June that provide minimum RMSE value). All three approaches were run to produce winter wheat yield forecasts for independent datasets for 2010 and 2011, i.e. on data that were not used within model calibration process. The most accurate predictions for 2010 were achieved using the CGMS system with the RMSE value of 0.3 t ha⁻¹ in June and 0.4 t ha⁻¹ in April, while performance of three approaches for 2011 was almost the same (0.5–0.6 t ha⁻¹ in April). Both NDVI-based approach and CGMS system overestimated winter wheat yield comparing to official statistics in 2010, and underestimated it in 2011. Therefore, we can conclude that performance of empirical NDVI-based regression model was similar to meteorological and CGMS models when producing winter wheat yield forecasts at oblast level in Ukraine 2–3 months prior to harvest, while providing minimum requirements to input datasets.     

Estimating crop net primary production using national inventory data and MODIS-derived parameters

National estimates of spatially-resolved cropland net primary production (NPP) are needed for diagnostic and prognostic modeling of carbon sources, sinks, and net carbon flux between land and atmosphere. Cropland NPP estimates that correspond with existing cropland cover maps are needed to drive biogeochemical models at the local scale as well as national and continental scales. Existing satellite-based NPP products tend to underestimate NPP on croplands. An Agricultural Inventory-based Light Use Efficiency (AgI-LUE) framework was developed to estimate individual crop biophysical parameters for use in estimating crop-specific NPP over large multi-state regions. The method is documented here and evaluated for corn (Zea mays L.) and soybean (Glycine max L. Merr.) in Iowa and Illinois in 2006 and 2007. The method includes a crop-specific Enhanced Vegetation Index (EVI), shortwave radiation data estimated using the Mountain Climate Simulator (MTCLIM) algorithm, and crop-specific LUE per county. The combined aforementioned variables were used to generate spatially-resolved, crop-specific NPP that corresponds to the Cropland Data Layer (CDL) land cover product. Results from the modeling framework captured the spatial NPP gradient across croplands of Iowa and Illinois, and also represented the difference in NPP between years 2006 and 2007. Average corn and soybean NPP from AgI-LUE was 917 g C m⁻² yr⁻¹ and 409 g C m⁻² yr⁻¹, respectively. This was 2.4 and 1.1 times higher, respectively, for corn and soybean compared to the MOD17A3 NPP product. Site comparisons with flux tower data show AgI-LUE NPP in close agreement with tower-derived NPP, lower than inventory-based NPP, and higher than MOD17A3 NPP. The combination of new inputs and improved datasets enabled the development of spatially explicit and reliable NPP estimates for individual crops over large regional extents.     

A practical algorithm for estimating surface soil moisture using combined optical and thermal infrared data

Surface soil moisture (SSM) is a critical variable for understanding the energy and water exchange between the land and atmosphere. A multi-linear model was recently developed to determine SSM using ellipse variables, namely, the center horizontal coordinate (x₀), center vertical coordinate (y₀), semi-major axis (a) and rotation angle (θ), derived from the elliptical relationship between diurnal cycles of land surface temperature (LST) and net surface shortwave radiation (NSSR). However, the multi-linear model has a major disadvantage. The model coefficients are calculated based on simulated data produced by a land surface model simulation that requires sufficient meteorological measurements. This study aims to determine the model coefficients directly using limited meteorological parameters rather than via the complicated simulation process, decreasing the dependence of the model coefficients on meteorological measurements. With the simulated data, a practical algorithm was developed to estimate SSM based on combined optical and thermal infrared data. The results suggest that the proposed approach can be used to determine the coefficients associated with all ellipse variables based on historical meteorological records, whereas the constant term varies daily and can only be determined using the daily maximum solar radiation in a prediction model. Simulated results from three FLUXNET sites over 30 cloud-free days revealed an average root mean square error (RMSE) of 0.042 m³/m³ when historical meteorological records were used to synchronously determine the model coefficients. In addition, estimated SSM values exhibited generally moderate accuracies (coefficient of determination R² = 0.395, RMSE = 0.061 m³/m³) compared to SSM measurements at the Yucheng Comprehensive Experimental Station.     

A new calibration of the effective scattering albedo and soil roughness parameters in the SMOS SM retrieval algorithm

This study focuses on the calibration of the effective vegetation scattering albedo (ω) and surface soil roughness parameters (H_R, and N_Rp, p = H,V) in the Soil Moisture (SM) retrieval from L-band passive microwave observations using the L-band Microwave Emission of the Biosphere (L-MEB) model. In the current Soil Moisture and Ocean Salinity (SMOS) Level 2 (L2), v620, and Level 3 (L3), v300, SM retrieval algorithms, low vegetated areas are parameterized by ω = 0 and H_R = 0.1, whereas values of ω = 0.06 − 0.08 and H_R = 0.3 are used for forests. Several parameterizations of the vegetation and soil roughness parameters (ω, H_R and N_Rp, p = H,V) were tested in this study, treating SMOS SM retrievals as homogeneous over each pixel instead of retrieving SM over a representative fraction of the pixel, as implemented in the operational SMOS L2 and L3 algorithms. Globally-constant values of ω = 0.10, H_R = 0.4 and N_Rp = −1 (p = H,V) were found to yield SM retrievals that compared best with in situ SM data measured at many sites worldwide from the International Soil Moisture Network (ISMN). The calibration was repeated for collections of in situ sites classified in different land cover categories based on the International Geosphere-Biosphere Programme (IGBP) scheme. Depending on the IGBP land cover class, values of ω and H_R varied, respectively, in the range 0.08–0.12 and 0.1–0.5. A validation exercise based on in situ measurements confirmed that using either a global or an IGBP-based calibration, there was an improvement in the accuracy of the SM retrievals compared to the SMOS L3 SM product considering all statistical metrics (R = 0.61, bias = −0.019 m³ m⁻³, ubRMSE = 0.062 m³ m⁻³ for the IGBP-based calibration; against R = 0.54, bias = −0.034 m³ m⁻³ and ubRMSE = 0.070 m³ m⁻³ for the SMOS L3 SM product). This result is a key step in the calibration of the roughness and vegetation parameters in the operational SMOS retrieval algorithm. The approach presented here is the core of a new forthcoming SMOS optimized SM product.     

Timber production assessment of a plantation forest: An integrated framework with field-based inventory,multi-source remote sensing data and forest management history

Timber production is the purpose for managing plantation forests, and its spatial and quantitative information is critical for advising management strategies. Previous studies have focused on growing stock volume (GSV), which represents the current potential of timber production, yet few studies have investigated historical process-harvested timber. This resulted in a gap in a synthetical ecosystem service assessment of timber production. In this paper, we established a Management Process–based Timber production (MPT) framework to integrate the current GSV and the harvested timber derived from historical logging regimes, trying to synthetically assess timber production for a historical period. In the MPT framework, age-class and current GSV determine the times of historical thinning and the corresponding harvested timber, by using a “space-for-time” substitution. The total timber production can be estimated by the historical harvested timber in each thinning and the current GSV. To test this MPT framework, an empirical study on a larch plantation (LP) with area of 43,946 ha was conducted in North China for a period from 1962 to 2010. Field-based inventory data was integrated with ALOS PALSAR (Advanced Land-Observing Satellite Phased Array L-band Synthetic Aperture Radar) and Landsat-8 OLI (Operational Land Imager) data for estimating the age-class and current GSV of LP. The random forest model with PALSAR backscatter intensity channels and OLI bands as input predictive variables yielded an accuracy of 67.9% with a Kappa coefficient of 0.59 for age-class classification. The regression model using PALSAR data produced a root mean square error (RMSE) of 36.5 m³ ha⁻¹. The total timber production of LP was estimated to be 7.27 × 10⁶ m³, with 4.87 × 10⁶ m³ in current GSV and 2.40 × 10⁶ m³ in harvested timber through historical thinning. The historical process-harvested timber accounts to 33.0% of the total timber production, which component has been neglected in the assessments for current status of plantation forests. Synthetically considering the RMSE for predictive GSV and misclassification of age-class, the error in timber production were supposed to range from −55.2 to 56.3 m³ ha⁻¹. The MPT framework can be used to assess timber production of other tree species at a larger spatial scale, providing crucial information for a better understanding of forest ecosystem service.     

Improving the prediction of arsenic contents in agricultural soils by combining the reflectance spectroscopy of soils and rice plants

Visible and near-infrared reflectance spectroscopy provides a beneficial tool for investigating soil heavy metal contamination. This study aimed to investigate mechanisms of soil arsenic prediction using laboratory based soil and leaf spectra, compare the prediction of arsenic content using soil spectra with that using rice plant spectra, and determine whether the combination of both could improve the prediction of soil arsenic content. A total of 100 samples were collected and the reflectance spectra of soils and rice plants were measured using a FieldSpec3 portable spectroradiometer (350–2500 nm). After eliminating spectral outliers, the reflectance spectra were divided into calibration (n = 62) and validation (n = 32) data sets using the Kennard-Stone algorithm. Genetic algorithm (GA) was used to select useful spectral variables for soil arsenic prediction. Thereafter, the GA-selected spectral variables of the soil and leaf spectra were individually and jointly employed to calibrate the partial least squares regression (PLSR) models using the calibration data set. The regression models were validated and compared using independent validation data set. Furthermore, the correlation coefficients of soil arsenic against soil organic matter, leaf arsenic and leaf chlorophyll were calculated, and the important wavelengths for PLSR modeling were extracted. Results showed that arsenic prediction using the leaf spectra (coefficient of determination in validation, R_v² = 0.54; root mean square error in validation, RMSE_v = 12.99 mg kg⁻¹; and residual prediction deviation in validation, RPD_v = 1.35) was slightly better than using the soil spectra (R_v² = 0.42, RMSE_v = 13.35 mg kg⁻¹, and RPD_v = 1.31). However, results also showed that the combinational use of soil and leaf spectra resulted in higher arsenic prediction (R_v² = 0.63, RMSE_v = 11.94 mg kg⁻¹, RPD_v = 1.47) compared with either soil or leaf spectra alone. Soil spectral bands near 480, 600, 670, 810, 1980, 2050 and 2290 nm, leaf spectral bands near 700, 890 and 900 nm in PLSR models were important wavelengths for soil arsenic prediction. Moreover, soil arsenic showed significantly positive correlations with soil organic matter (r = 0.62, p < 0.01) and leaf arsenic (r = 0.77, p < 0.01), and a significantly negative correlation with leaf chlorophyll (r = −0.67, p < 0.01). The results showed that the prediction of arsenic contents using soil and leaf spectra may be based on their relationships with soil organic matter and leaf chlorophyll contents, respectively. Although RPD of 1.47 was below the recommended RPD of >2 for soil analysis, arsenic prediction in agricultural soils can be improved by combining the leaf and soil spectra.     

Estimation of higher chlorophylla concentrations using field spectral measurement and HJ-1A hyperspectral satellite data in Dianshan Lake,China

Based on in situ water sampling and field spectral measurements in Dianshan Lake, a semi-analytical three-band algorithm was used to estimate Chlorophylla (Chla) content in case II waters. The three bands selected to estimate Chla for high concentrations included 653, 691 and 748 nm. An equation, based on the difference in reciprocal reflectance between 653 and 691 nm, multiplied by reflectance at 748 nm as [R_rs⁻¹(653) − R_rs⁻¹ (691)] R_rs(748), explained 85.57% of variance in Chla concentration with a root mean square error (RMSE) of <6.56 mg/m³. In order to test the utility of this model with satellite data, HJ-1A Hyperspectral Imager (HSI) data were analyzed using comparable wavelengths selected from the in situ data [B₆₇⁻¹(656) − B₈₀⁻¹(716)] B₈₇(753). This model accounted for 84.3% of Chla variation, estimating Chla concentrations with an RMSE of <4.23 mg/m³. The results illustrate that, based on the determined wavelengths, the spectrum-based model can achieve a high estimation accuracy and can be applied to hyperspectral satellite imagery especially for higher Chla concentration waters.     

Assessment of leaf carotenoids content with a new carotenoid index: Development and validation on experimental and model data

Leaf carotenoids content (LCar) is an important indicator of plant physiological status. Accurate estimation of LCar provides valuable insight into early detection of stress in vegetation. With spectroscopy techniques, a semi-empirical approach based on spectral indices was extensively used for carotenoids content estimation. However, established spectral indices for carotenoids that generally rely on limited measured data, might lack predictive accuracy for carotenoids estimation in various species and at different growth stages. In this study, we propose a new carotenoid index (CARI) for LCar assessment based on a large synthetic dataset simulated from the leaf radiative transfer model PROSPECT-5, and evaluate its capability with both simulated data from PROSPECT-5 and 4SAIL and extensive experimental datasets: the ANGERS dataset and experimental data acquired in field experiments in China in 2004. Results show that CARI was the index most linearly correlated with carotenoids content at the leaf level using a synthetic dataset (R² = 0.943, RMSE = 1.196 μg/cm²), compared with published spectral indices. Cross-validation results with CARI using ANGERS data achieved quite an accurate estimation (R² = 0.545, RMSE = 3.413 μg/cm²), though the RBRI performed as the best index (R² = 0.727, RMSE = 2.640 μg/cm²). CARI also showed good accuracy (R² = 0.639, RMSE = 1.520 μg/cm²) for LCar assessment with leaf level field survey data, though PRI performed better (R² = 0.710, RMSE = 1.369 μg/cm²). Whereas RBRI, PRI and other assessed spectral indices showed a good performance for a given dataset, overall their estimation accuracy was not consistent across all datasets used in this study. Conversely CARI was more robust showing good results in all datasets. Further assessment of LCar with simulated and measured canopy reflectance data indicated that CARI might not be very sensitive to LCar changes at low leaf area index (LAI) value, and in these conditions soil moisture influenced the LCar retrieval accuracy.     

Towards decadal soil salinity mapping using Landsat time series data

Salinization is one of the major soil problems around the world. However, decadal variation in soil salinization has not yet been extensively reported. This study exploited thirty years (1985–2015) of Landsat sensor data, including Landsat-4/5 TM (Thematic Mapper), Landsat-7 ETM+ (Enhanced Thematic Mapper Plus) and Landsat-8 OLI (Operational Land Imager), for monitoring soil salinity of the Yellow River Delta, China. The data were initially corrected for atmospheric effects, and then matched the spectral bands of EO-1 (Earth Observing One) ALI (Advanced Land Imager). Subsequently, soil salinity maps were derived with a previously developed PLSR (Partial Least Square Regression) model. On intra-annual scale, the retrievals showed that soil salinity increased in February, stabilized in March, and decreased in April. On inter-annual scale, soil salinity decreased within 1985–2000 (−0.74 g kg⁻¹/10a, p < 0.001), and increased within 2000–2015 (0.79 g kg⁻¹/10a, p < 0.001). Our study presents a new perspective for use of multiple Landsat data in soil salinity retrieval, and further the understanding of soil salinization development over the Yellow River Delta.     

Defining optimal DEM resolutions and point densities for modelling hydrologically sensitive areas in agricultural catchments dominated by microtopography

Defining critical source areas (CSAs) of diffuse pollution in agricultural catchments depends upon the accurate delineation of hydrologically sensitive areas (HSAs) at highest risk of generating surface runoff pathways. In topographically complex landscapes, this delineation is constrained by digital elevation model (DEM) resolution and the influence of microtopographic features. To address this, optimal DEM resolutions and point densities for spatially modelling HSAs were investigated, for onward use in delineating CSAs. The surface runoff framework was modelled using the Topographic Wetness Index (TWI) and maps were derived from 0.25 m LiDAR DEMs (40 bare-earth points m⁻²), resampled 1 m and 2 m LiDAR DEMs, and a radar generated 5 m DEM. Furthermore, the resampled 1 m and 2 m LiDAR DEMs were regenerated with reduced bare-earth point densities (5, 2, 1, 0.5, 0.25 and 0.125 points m⁻²) to analyse effects on elevation accuracy and important microtopographic features. Results were compared to surface runoff field observations in two 10 km² agricultural catchments for evaluation. Analysis showed that the accuracy of modelled HSAs using different thresholds (5%, 10% and 15% of the catchment area with the highest TWI values) was much higher using LiDAR data compared to the 5 m DEM (70–100% and 10–84%, respectively). This was attributed to the DEM capturing microtopographic features such as hedgerow banks, roads, tramlines and open agricultural drains, which acted as topographic barriers or channels that diverted runoff away from the hillslope scale flow direction. Furthermore, the identification of ‘breakthrough’ and ‘delivery’ points along runoff pathways where runoff and mobilised pollutants could be potentially transported between fields or delivered to the drainage channel network was much higher using LiDAR data compared to the 5 m DEM (75–100% and 0–100%, respectively). Optimal DEM resolutions of 1–2 m were identified for modelling HSAs, which balanced the need for microtopographic detail as well as surface generalisations required to model the natural hillslope scale movement of flow. Little loss of vertical accuracy was observed in 1–2 m LiDAR DEMs with reduced bare-earth point densities of 2–5 points m⁻², even at hedgerows. Further improvements in HSA models could be achieved if soil hydrological properties and the effects of flow sinks (filtered out in TWI models) on hydrological connectivity are also considered.     

Estimating winter wheat biomass by assimilating leaf area index derived from fusion of Landsat-8 and MODIS data

A sufficient number of satellite acquisitions in a growing season are essential for deriving agronomic indicators, such as green leaf area index (GLAI), to be assimilated into crop models for crop productivity estimation. However, for most high resolution orbital optical satellites, it is often difficult to obtain images frequently due to their long revisit cycles and unfavorable weather conditions. Data fusion algorithms, such as the Spatial and Temporal Adaptive Reflectance Fusion Model (STARFM) and the Enhanced STARFM (ESTARFM), have been developed to generate synthetic data with high spatial and temporal resolution to address this issue. In this study, we evaluated the approach of assimilating GLAI into the Simple Algorithm for Yield Estimation model (SAFY) for winter wheat biomass estimation. GLAI was estimated using the two-band Enhanced Vegetation Index (EVI2) derived from data acquired by the Operational Land Imager (OLI) onboard the Landsat-8 and a fusion dataset generated by blending the Moderate-Resolution Imaging Spectroradiometer (MODIS) data and the OLI data using the STARFM and ESTARFM models. The fusion dataset had the temporal resolution of the MODIS data and the spatial resolution of the OLI data. Key parameters of the SAFY model were optimised through assimilation of the estimated GLAI into the crop model using the Shuffled Complex Evolution-University of Arizona (SCE-UA) algorithm. A good agreement was achieved between the estimated and field measured biomass by assimilating the GLAI derived from the OLI data (GLAI_L) alone (R² = 0.77 and RMSE = 231 g m⁻²). Assimilation of GLAI derived from the fusion dataset (GLAI_F) resulted in a R² of 0.71 and RMSE of 193 g m⁻² while assimilating the combination of GLAI_L and GLAI_F led to further improvements (R² = 0.76 and RMSE = 176 g m⁻²). Our results demonstrated the potential of using the fusion algorithms to improve crop growth monitoring and crop productivity estimation when the number of high resolution remote sensing data acquisitions is limited.     

Upscaling plot-scale soil respiration in winter wheat and summer maize rotation croplands in Julu County,North China

Soil respiration (R_s) data from 45 plots were used to estimate the spatial patterns of R_s during the peak growing seasons of winter wheat and summer maize in Julu County, North China, by combining satellite remote sensing data, field-measured data, and a support vector regression (SVR) model. The observed R_s values were well reproduced by the model at the plot scale, with a root-mean-square error (RMSE) of 0.31 μmol CO₂ m⁻² s⁻¹ and a coefficient of determination (R²) of 0.73. No significant difference was detected between the prediction accuracy of the SVR model for winter wheat and summer maize. With forcing from satellite remote sensing data and gridded soil property data, we used the SVR model to predict the spatial distributions of R_s during the peak growing seasons of winter wheat and summer maize rotation croplands in Julu County. The SVR model captured the spatial variations of R_s at the county scale. The satellite-derived enhanced vegetation index was found to be the most important input used to predict R_s. Removal of this variable caused an RMSE increase from 0.31 μmol CO₂ m⁻² s⁻¹ to 0.42 μmol CO₂ m⁻² s⁻¹. Soil properties such as soil organic carbon (SOC) content and soil bulk density (SBD) were the second most important factors. Their removal led to an RMSE increase from 0.31 μmol CO₂ m⁻² s⁻¹ to 0.37 μmol CO₂ m⁻² s⁻¹. The SVR model performed better than multiple regression in predicting spatial variations of R_s in winter wheat and summer maize rotation croplands, as shown by the comparison of the R² and RMSE values of the two algorithms. The spatial patterns of R_s are better captured using the SVR model than performing multiple regression, particularly for the relatively high and relatively low R_s values at the center and northeast study areas. Therefore, SVR shows promise for predicting spatial variations of R_s values on the basis of remotely sensed data and gridded soil property data at the county scale.     

Soil moisture retrieval from airborne L-band passive microwave using high resolution multispectral data

For the soil moisture retrieval from passive microwave sensors, such as ESA’s Soil Moisture and Ocean Salinity (SMOS) and the NASA Soil Moisture Active and Passive (SMAP) mission, a good knowledge about the vegetation characteristics is indispensable. Vegetation cover is a principal factor in the attenuation, scattering and absorption of the microwave emissions from the soil; and has a direct impact on the brightness temperature by way of its canopy emissions. Here, brightness temperatures were measured at three altitudes across the TERENO (Terrestrial Environmental Observatories) Rur catchment site in Germany to achieve a range of spatial resolutions using the airborne Polarimetric L-band Multibeam Radiometer 2 (PLMR2). The L-band Microwave Emission of the Biosphere (L-MEB) model which simulates microwave emissions from the soil–vegetation layer at L-band was used to retrieve surface soil moisture for all resolutions. A Monte Carlo approach was developed to simultaneously estimate soil moisture and the vegetation parameter b’ describing the relationship between the optical thickness τ and the Leaf Area Index (LAI). LAI was retrieved from multispectral RapidEye imagery and the plant specific vegetation parameter b′ was estimated from the lowest flight altitude data for crop, grass, coniferous forest, and deciduous forest. Mean values of b’ were found to be 0.18, 0.07, 0.26 and 0.23, respectively. By assigning the estimated b′ to higher flight altitude data sets, a high accuracy soil moisture retrieval was achieved with a Root Mean Square Difference (RMSD) of 0.035 m³ m⁻³ when compared to ground-based measurements.     

Uncertainty analysis of remote sensing of colored dissolved organic matter: Evaluations and comparisons for three rivers in North America

The uncertainties involved in remote sensing inversion of CDOM (Colored Dissolved Organic Matter) were analyzed in estuarine and coastal regions of three North American rivers: Mississippi, Hudson, and Neponset. Water optical and biogeochemical properties, including CDOM absorption and above-surface spectra, were collected in very high resolution. CDOM’s concentrations (a_g(440), absorption coefficient at 440 nm) were inverted from EO-1 Hyperion images, using a quasi-analytical algorithm for CDOM (QAA-CDOM). Uncertainties are classified to five levels, in which the underwater measurement uncertainty (level 1), image preprocessing uncertainty (level 4) and inverse model uncertainty (level 5) were evaluated. Results indicate that at level 1, in situ CDOM measurement is significant with 0.1 in the unit of QSU and 0.01 in the unit of a_g(440) (m⁻¹). At level 4, surface wave is a potential uncertainty source for high-resolution images in estuarine and coastal regions. The remote sensing reflectance of wavy water is about 10 times of the truth. At level 5, the overall uncertainty of QAA-CDOM inversion is 0.006 m⁻¹, with accuracy R² = 0.77, k = 1.1 and RMSE_log = 0.33 m⁻¹. The correlations between uncertainties and other water properties indicate that the large uncertainty in some rivers, such as the Neponset and Atchafalaya, might be caused by high-concentration chlorophyll or sediments. The relationships among the three level uncertainties show that the level 1 uncertainty generally does not propagate into level 4 and 5, but the large uncertainty at level 4 usually introduce large uncertainty at level 5.     

Determination of the factors governing soil erodibility using hyperspectral visible and near-infrared reflectance spectroscopy

Soil erodibility, which is difficult to estimate and upscaling, was determined in this study using multiple spectral models of soil properties (soil organic matter (SOM), water-stable aggregates (WSA) > 0.25 mm, the geometric mean radius (D_g)). Herein, the soil erodibility indicators were calculated, and soil properties were quantitatively analyzed based on laboratory simulation experiments involving two selected contrasting soils. In addition, continuous wavelet transformation was applied to the reflectance spectra (350–2500 nm) of 65 soil samples from the study area. To build the relationship, the soil properties that control erodibility were identified prior to the spectral analysis. In this study, the SOM, D_g and WSA >0.25 mm were selected to represent the most significant soil properties controlling erodibility and describe the erodibility indicator based on a logarithmic regression model as a function of SOM or WSA > 0.25 mm. Five, six and three wavelet features were observed to calibrate the estimated soil properties model, and the best performance was obtained with a combination feature regression model for SOM (R² = 0.86, p < 0.01), D_g (R² = 0.79, p < 0.01) and WSA >0.25 mm (R² = 0.61, p < 0.01), respectively. One part of the wavelet features captured amplitude variations in the broad shape of the reflectance spectra, and another part captured variations in the shape and depth of the soil dry substances. The wavelet features for the validated dataset used to predict the SOM, WSA >0.25 mm and D_g were not significantly different compared with the calibrated dataset. The synthesized spectral models of soil properties, and the formation of a new equation for soil erodibility transformed from the spectral models of soil properties are presented in this study. These results show that a spectral analytical approach can be applied to complex datasets and provide new insights into emerging dynamic variation with erodibility estimation.     

A radiative transfer model-based method for the estimation of grassland aboveground biomass

This paper presents a novel method to derive grassland aboveground biomass (AGB) based on the PROSAILH (PROSPECT + SAILH) radiative transfer model (RTM). Two variables, leaf area index (LAI, m²m⁻², defined as a one-side leaf area per unit of horizontal ground area) and dry matter content (DMC, gcm⁻², defined as the dry matter per leaf area), were retrieved using PROSAILH and reflectance data from Landsat 8 OLI product. The result of LAI × DMC was regarded as the estimated grassland AGB according to their definitions. The well-known ill-posed inversion problem when inverting PROSAILH was alleviated using ecological criteria to constrain the simulation scenario and therefore the number of simulated spectra. A case study of the presented method was applied to a plateau grassland in China to estimate its AGB. The results were compared to those obtained using an exponential regression, a partial least squares regression (PLSR) and an artificial neural networks (ANN). The RTM-based method offered higher accuracy (R² = 0.64 and RMSE = 42.67 gm⁻²) than the exponential regression (R² = 0.48 and RMSE = 41.65 gm⁻²) and the ANN (R² = 0.43 and RMSE = 46.26 gm⁻²). However, the proposed method offered similar performance than PLSR as presented better determination coefficient than PLSR (R² = 0.55) but higher RMSE (RMSE = 37.79 gm⁻²). Although it is still necessary to test these methodologies in other areas, the RTM-based method offers greater robustness and reproducibility to estimate grassland AGB at large scale without the need to collect field measurements and therefore is considered the most promising methodology.     

Thermal infrared imaging of the temporal variability in stomatal conductance for fruit trees

Repeated measurements using thermal infrared remote sensing were used to characterize the change in canopy temperature over time and factors that influenced this change on ‘Conference’ pear trees (Pyrus communis L.). Three different types of sensors were used, a leaf porometer to measure leaf stomatal conductance, a thermal infrared camera to measure the canopy temperature and a meteorological sensor to measure weather variables. Stomatal conductance of water stressed pear was significantly lower than in the control group 9 days after stress began. This decrease in stomatal conductance reduced transpiration, reducing evaporative cooling that increased canopy temperature. Using thermal infrared imaging with wavelengths between 7.5 and13 μm, the first significant difference was measured 18 days after stress began. A second order derivative described the average rate of change of the difference between the stress treatment and control group. The average rate of change for stomatal conductance was 0.06 (mmol m⁻² s⁻¹) and for canopy temperature was −0.04 (°C) with respect to days. Thermal infrared remote sensing and data analysis presented in this study demonstrated that the differences in canopy temperatures between the water stress and control treatment due to stomata regulation can be validated.