Experimental studies on sand plug formation in suction caisson during extraction

A series of model tests were conducted on Perspex-made suction caissons in saturated dense marine sand to study the sand plug formation during extraction. Suction caissons were extracted by pullout loading or by pumping air into the suction caisson. Effects of the pullout rates, aspect ratios and loading ways (monotonic or sustained) on the pullout capacity, and plug formation were investigated. It was found that the ultimate pullout capacity of the suction caisson increases with increasing the pullout rate. The sand plug formation under the pullout loading is significantly influenced by the pullout rate and the loading way. When the suction caisson is extracted at a relatively slow rate, the general sand boiling through the sand plug along the inner caisson wall occurs. On the contrary, the local sand boiling will occur at the bottom of the suction caisson subjected to a rapid monotonic loading or a sustained loading. Test results of the suction caisson extracted by pumping air into the caisson show that the pressure in the suction caisson almost follows a linear relationship with the upward displacement. The maximum pressures for suction caissons with aspect ratios of 1.0 and 2.0 during extraction by pumping air into the caisson are 1.70 and 2.27 times the maximum suction required to penetrate the suction caisson into sand. It was found that the sand plug moves downward during extraction by pumping air into the caisson and the variation in the sand plug height is mainly caused by the outflow of the sand particles from the inside of the suction caisson to the outside. When the suction caisson model is extracted under the pullout rate of 2?mm/s (0.28?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases to the maximum value with increasing the penetration depth and then reduces to zero. On the contrary, when extracted under the pullout rate of 10?mm/s (1.4?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases with increasing the pullout displacement. When extracted by pumping air into the caisson, the hydraulic gradient reaches the critical value, and at the same time, the seepage failure occurs around the suction caisson tip.     

Evaluation of undrained failure envelopes of caisson foundations under combined loading

In this paper, results of a three-dimensional finite element study addressing the effect of embedment ratio (L/D) of caisson foundations on the undrained bearing capacity under uniaxial and combined loadings are discussed. The undrained response of caisson foundations under uniaxial vertical (V), horizontal (H) and moment (M) loading are investigated. A series of equations are proposed to predict the ultimate vertical, moment and maximum horizontal bearing capacity factors. The undrained response of caisson foundations under combined V-H and V-M load space is studied and presented using failure envelopes generated with side-swipe method. The kinematic mechanism accompanying failure under uniaxial loading is addressed and presented for different embedment ratios. Predictions of the uniaxial bearing capacities are compared with other models and it is confirmed that the proposed equations appropriately describe the capacity of caisson foundations under uniaxial vertical, horizontal and moment loading in homogenous undrained soils. The results of this paper can be used as a basis for standard design codes of off-shore skirted shallow foundations which will be the first of its kind.     

Response and capacity of monopod caisson foundation under eccentric lateral loads

Monopod caisson foundation is a viable alternative for supporting offshore wind turbines located at shallow water depths. This foundation system has to resist overturning moment generated due to resultant lateral load, arising from wind and water wave action, that can act at any loading height above the seabed. This paper presents results of a numerical investigation performed to determine the influence of loading height, caisson geometry and superstructure load on the ultimate lateral capacity, initial stiffness, and soil failure zone of the foundation, when installed in very dense sand. Both the ultimate and serviceable states of the caisson foundation obtained from the analyses are represented in terms of envelopes plotted between lateral load and overturning moment. Simplified expressions, which take into account the influence of caisson geometry, loading height, and soil properties, are also presented to serve as a preliminary base for design of the monopod caisson foundation.     

Model tests on performance of offshore wind turbine with suction caisson foundation in sand

Abstract

The performance of steel caisson during and after installation with different penetration velocities in medium dense sand is presented. The applied jacking forces, the amount of formed soil heave and bearing capacity were measured in the model tests. The influence of penetration velocities on jacking forces, soil heave and bearing capacity were also discussed in detail. The results indicated that the jacking forces for caisson in medium dense sands were significantly affected by the penetration velocity. The larger the penetration velocity, the more soil flowed into the caisson cavity during installation. This will lead to larger inner shaft resistance and in turn more jacking forces required for the same penetration depth. The height of soil heave during installation increases with penetration velocity. The m value calculated by the ratio of the volumes of the soil heave to that of the penetrated caisson wall can be used to evaluate the soil heave. The larger the applied velocity, the larger the m value and larger bearing capacity of caisson after installation. The relationship between the m value and penetration velocity can be used to control the soil heave for a steel caisson with a wall thickness to external diameter ratio of 4.2% in medium dense sand by jacking method.     

Response of skirted suction caissons to monotonic lateral loading in saturated medium sand

Monotonic lateral load model tests were carried out on steel skirted suction caissons embedded in the saturated medium sand to study the bearing capacity. A three-dimensional continuum finite element model was developed with Z_SOIL software. The numerical model was calibrated against experimental results. Soil deformation and earth pressures on skirted caissons were investigated by using the finite element model to extend the model tests. It shows that the ＂skirted＂ structure can significantly increase the lateral capacity and limit the deflection, especially suitable for offshore wind turbines, compared with regular suction caissons without the ＂skirted＂ at the same load level. In addition, appropriate determination of rotation centers plays a crucial role in calculating the lateral capacity by using the analytical method. It was also found that the rotation center is related to dimensions of skirted suction caissons and loading process, i.e. the rotation center moves upwards with the increase of the ＂skirted＂ width and length; moreover, the rotation center moves downwards with the increase of loading and keeps constant when all the sand along the caisson＇s wall yields. It is so complex that we cannot simply determine its position like the regular suction caisson commonly with a specified position to the length ratio of the caisson.     

Evaluation of pullout load capacity of suction caissons in sand using a three-dimensional displacement approach

An investigation was conducted to obtain analytical solutions for the pullout behavior of a suction caisson undergoing inclined loads in sand. The inclined load is transformed into an equivalent load system in which the vertical, horizontal, and moment loads are applied on the center of the lid of the suction caisson. The vertical and lateral stiffness coefficients along the skirt of the suction caisson in sands are presented using the new three-dimensional elastic solutions taking into account the nonhomogeneous and nonlinear properties of the sand. The vertical, lateral, and rocking stiffness coefficients on the base of the suction caisson are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of a soil. The yield, pullout, and failure for sands with the nonhomogeneous and nonlinear characteristics are taken into consideration. The effects of the load inclination, the loading depth, and the aspect ratio on the pullout load capacity of the suction caisson are presented. Behaviour of the suction caisson in sand prior to failure is clarified from the relationship between tensile load, displacement, and rotation and that between depth, vertical pressure, and lateral pressure.     

Numerical Simulation on Oscillation-Sliding-Uplift Rock Coupled Motion of Caisson Breakwater Under Wave Excitation

Corresponding to the sliding and the overturning failure, the elementary motion modes of caisson breakwater include the horizontal-rotational oscillation coupled motion, the horizontal sliding-rotational oscillation coupled motion, the horizontal vibrating-uplift rocking coupled motion, and the horizontal sliding-uplift rocking coupled motion. The motion mode of a caisson will transform from one to another depending on the wave forces and the motion behaviors of the caisson. The numerical models of four motion modes of caisson are developed, and the numerical simulation procedure for joint motion process of various modes of caisson breakwater under wave excitation is presented and tested by a physical model experiment . It is concluded that the simulation procedure is reliable and can be applied to the dynamic stability analysis of caisson breakwaters.     

Numerical Simulation on Oscillation-Sliding-Uplift Rock Coupled Motion of Caisson Breakwater Under Wave Excitation

Corresponding to the sliding and the overturning failure, the elementary motion modes of caisson breakwater include the horizontal-rotational oscillation coupled motion, the horizontal sliding-rotational oscillation coupled motion, the horizontal vibrating-uplift rocking coupled motion, and the horizontal sliding- uplift rocking coupled motion. The motion mode of a caisson will transform from one to another depending on the wave forces and the motion behaviors of the caisson. The numerical models of four motion modes of caisson are developed, and the numerical simulation procedure for joint motion process of various modes of caisson breakwater under wave excitation is presented and tested by a physical model experiment. It is concluded that the simulation procedure is reliable and can be applied to the dynamic stability analysis of caisson breakwaters.     

Undrained bearing capacity of spudcan under combined loading

The bearing capacities of spudcan foundation under pure vertical (V),horizontal (H),moment (M) loading and the combined loading are studied based on a series of three-dimensional finite element analysis.The effects of embedment ratio and soil non-homogeneity on the bearing capacity are investigated in detail.The capacities of spudcan under different pure loading are expressed in non-dimensional bearing capacity factors,which are compared with published results.Ultimate limit states under combined loading are presented by failure envelopes,which are expressed in terms of dimensionless and normalized form in three-dimensional load space.The comparison between the presented failure envelopes and available published numerical results reveals that the size and shape of failure envelopes are dependent on the embedment ratio and the non-homogeneity of the soil.     

软土地基沉箱防波堤失稳模式及稳定性分析方法

针对现阶段深水软黏土地基防波堤建设的设计理论和稳定性分析方法尚不成熟,结合实际工程,采用三维弹塑性有限元数值分析方法,研究在水平或竖直单一方向荷载以及复合加载条件下软黏土地基上沉箱防波堤的失稳模式,提出破坏包络线的稳定性判别方法。在波浪水平荷载作用下,深水软基上沉箱防波堤发生倾覆失稳破坏,失稳转动点为沉箱底面以下中轴线偏右的某点,不同于规范中规定的岩石或砂质地基沉箱倾覆转动点为其后踵点;在重力等竖向荷载作用下,沉箱的失稳模式为结构整体下陷,抛石基床及地基形成连贯的塑性区域,呈现较明显地冲剪破坏形式;在水平、竖向复合荷载作用下,软基上沉箱防波堤的破坏包络线由结构倾覆破坏线和地基承载力破坏线组成,包络线将荷载组合区分成稳定区、仅发生水平承载力不足倾覆破坏区、仅发生地基竖向承载力不足破坏区、同时发生水平承载力和地基竖向承载力不足破坏区4个区域。研究成果为深水软基沉箱防波堤建设提供参考和借鉴。     

Wave forces on, and water-surface fluctuations around a vertical cylinder encircled by a perforated square caisson

The wave forces and moments on and the water surface fluctuations around a vertical circular cylinder encircled by a perforated square caisson were experimentally investigated. The porosity of the outer square caisson was varied from 4.24 to 14.58%. The in-line wave forces on the inner vertical cylinder are influenced by changing the porosity of the outer caisson, whereas the variations in the water surface fluctuations are less influenced in this porosity range. The in-line moment on the vertical cylinder is relatively less sensitive when the porosity is increased from 4.24 to 8.75%, but varies substantially when it is increased from 8.75 to 14.58%. The force and moment ratio (i.e. the ratio of the force or moment on the vertical cylinder, when it is encircled by the perforated caisson to the force or moment on the cylinder without any protection around it) reduces with increased wave height, H, and wave length, L, whereas the wave height ratio (ratio of the wave height at a point in the vicinity of the structure to the incident wave height) is less sensitive for the varying H and L. A new non-dimensional parameter, p^1.5 (D/L)/(H/d), is introduced to predict the in-line force and moment on the inner vertical cylinder, where d is local water depth, D is the diameter of the inner cylinder and p is the porosity of the outer caisson in percentage. Simple predictive equations for forces, moments and water surface fluctuations are provided.     

Model tests on installation and extraction of suction caissons in dense sand

A series of model tests were performed on steel- and Perspex-made suction caissons in saturated dense marine sand to explore installation and extraction behaviors. The extractions of the caisson were conducted by applying monotonic loading or by pumping water into the caisson. Responses of suction caissons to pullout rates, aspect ratios, and extraction manners were examined. Test results show that a cone-shaped subsidence region occurs around the suction caisson during the suction-assisted installation. The pullout bearing capacity of the suction caisson in sand is dominated by the loading rate and the loading manner. For the suction caisson subjected to monotonic loading, the maximum bearing capacity is reached at the pullout rate of about 20.0?mm/s. The mobilized vertical displacement corresponding to the pullout capacity increases with increasing the pullout rate. The passive suction beneath the suction caisson lid reaches the maximum value when the pullout bearing capacity is mobilized. In addition, during the suction caisson extracted by pumping water into the caisson, the maximum pore water pressure in the caisson is obtained under the displacement of approximately 0.04 times the caisson diameter. The absolute values of the maximum pore water pressures for the suction caissons approximately equal those of the maximum vertical resistances at the monotonic pullout rate of 5 mm/s. When the vertical displacements of the suction caissons with the aspect ratio of 1.0 and 2.0 reach 0.92 and 1.77 times the caisson diameter, respectively, the seepage failure occurs around the caissons. Using a scaling method, the test results can be used to predict the time length required for the prototype suction caisson to be extracted from the seabed.     

Erosion mechanism of local scour around cushioned caisson on reinforced ground

The scour behavior of cushioned caisson constructed on reinforced ground, which is used to support superstructure constructed in deep water in seismic zones, was investigated by experimental and numerical methods. Flume tests under nine different flow velocities between 18 and 48?cm/s were performed based on hydraulic similarity design. Complementary numerical simulations were also conducted for the flow velocities ranging from 16 to 46?cm/s. Five typical working modes of the foundation under erosion, namely, ideal working, well working, edge failure, shear failure, and total failure, are analyzed together with their potential impacts on seismic-designed foundation. The critical shear stress, local flow structures, and streamlines were used as the key factors to analyze the change of bed materials and the scour characteristics. Fluid–solid interaction model was built by computational fluid dynamics with sediment transport model, and k–ε turbulent model has been implemented to describe the turbulence in the fluid phase typical of scour process. The mechanisms of two possible failure models for the foundation layer elements were identified, based on which recommendations were provided for scour protection to ensure the integrity and performance of seismic-designed foundations. The integrated computational model and model experiments also demonstrate a framework to understand the local scour mechanism for the cushioned caisson on reinforced ground.     

Characteristic Test Study on Bearing Capacity of Suction Caisson Foundation Under Vertical Load

Suction caisson foundations are often subjected to vertical uplift loads, but there are still no wide and spread engineering specifications on design and calculation method for uplift bearing capacity of suction caisson foundation.So it is important to establish an uplift failure criterion. In order to study the uplift bearing mechanism and failure mode of suction caisson foundation, a series of model tests were carried out considering the effects of aspect ratio,soil permeability and loading mode. Test results indicate that the residual negative pressure at the top of caisson is beneficial to enhance uplift bearing capacity. The smaller the permeability coefficient is, the higher the residual negative pressure will be. And the residual negative pressure is approximately equal to the water head that causes seepage in the caisson. When the load reaches the ultimate bearing capacity, both the top and bottom negative pressures are smaller than Su and both the top and bottom reverse bearing capacity factors are smaller than 1.0 in soft clay. Combined the uplift bearing characteristics of caisson in sandy soil and soft clay, the bearing capacity composition and the calculation method are proposed. It can provide a reference for the engineering design of suction caisson foundation under vertical load.     

新型直立式透空堤消浪性能数值研究

为使防波堤同时具有良好的掩护效果和水体交换能力,提出了两种带有透浪通道的新型直立式防波堤。基于Fluent求解器建立了三维数值波浪水槽,通过与试验结果对比,验证了该数值水槽求解波浪与透空堤作用具有较高的精度。对两种防波堤在规则波作用下的透浪特性进行了研究,结果表明:透射系数K_t与透空率呈正线性相关,且可通过调整透浪通道间距,使相同透空率下K_t降低20%～30%。对同一结构,K_t随相对波长的增大而显著增大,但受相对波高的影响较小。在透空率大于0.16后,异型沉箱防波堤的消浪性能明显优于错位沉箱。基于数值计算结果,给出了以上两种透空堤波浪透射系数的经验公式。     

Experimental Studies on Extraction of Modified Suction Caisson (MSC) in Sand by Reverse Pumping Water

A suction caisson can be extracted by applying reverse pumping water,which cannot be regarded as the reverse process of installation because of the dramatically different soil?structure interaction behavior.Model tests were first carried out in this study to investigate the extraction behavior of the modified suction caisson(MSC)and the regular suction caisson(RSC)in sand by reverse pumping water.The effects of the installation ways(suction-assisted or jacking installation)and the reverse pumping rate on the variations of the over-pressure resulting form reverse pumping water were investigated.It was found that neither the RSC nor the MSC can be fully extracted from sand.When the maximum extraction displacement is obtained,the hydraulic gradient of the sand in the suction caisson reaches the critical value,leading to seepage failure.In addition,the maximum extraction displacement decreases with the increasing reverse pumping rate.Under the same reverse pumping rate,the final extraction displacements for the RSC and MSC installed by suction are lower than those for the RSC and MSC installed by jacking.The final extraction displacement of MSC is almost equal to that of the RSC with the same internal compartment length.Based on the force equilibrium,a method of estimating the maximum extraction displacement is proposed.It has been proved that the proposed method can rationally predict the maximum extraction displacement and the corresponding over-pressure.     

Failure Loci of Suction Caisson Foundations Under Combined Loading Conditions

Suction caissons are widely used to support offshore fixed platforms in coastal areas. The loadings transferred to suction caissons include the eccentric lateral force induced by waves and self weight of the platform structure. However, under this kind of combined loading conditions, the failure mechanism of caissons with shallow embedment depths is quite different from conventional deep foundations or onshore shallow footings. The behaviour of caissons subjected to combined loadings may be described with the "failure locus" in force resultant spaces. Here the failure loci of smooth caissons are studied by use of finite element approach, with the embedment ratio of caissons varying in the range of 0.25～1.0 and eccentricity ratio of horizontal loadings in 0～10. The platform settlement and tilt limits are involved into determination of failure loci, thus the platforms can avoid significant displacements for the combined loadings located inside the failure locus. Three families of loading paths are used to map out the locus. It is found that the shape of failure loci depends on 3 non-dimensional parameters, and the failure locus of a given caisson changes gradually from the elliptical curve to hooked curve with increasing shear strength of soil. The lateral capacity of short caissons may be enhanced by vertical forces, compared with the maximum lateral capacity of long caissons occurring at the vertical force being zero. The critical embedment ratios partitioning elliptical and hooked loci are proposed.     

Upper Bound Solutions for Uplift Ultimate Bearing Capacity of Suction Caisson Foundation

Suction caisson foundation derives most of their uplift resistance from passive suction developed during the pullout movement. It was observed that the passive suction generated in soil at the bottom of the caisson and the failure mode of suction caisson foundation subjecting pullout loading behaves as a reverse compression failure mechanism.The upper bound theorems have been proved to be a powerful method to find the critical failure mechanism and critical load associated with foundations, buried caissons and other geotechnical structures. However, limited attempts have been reported to estimate the uplift bearing capacity of the suction caisson foundation using the upper bound solution. In this paper, both reverse failure mechanisms from Prandtl and Hill were adopted as the failure mechanisms for the computation of the uplift bearing capacity of the suction caisson. New equations were proposed based on both failure mechanisms to estimate the pullout capacity of the suction caisson. The proposed equations were verified by the test results and experimental data from published literature. And the two solutions agree reasonably well with the other test results. It can be proved that both failure mechanisms are reasonably and more consistent with the actual force condition.     

Bearing capacity of semi-deep skirted foundations on clay using stress characteristics and finite element analyses

Semi-deep skirted foundations are now considered to be a viable foundation option for a variety of onshore and offshore applications. The capacity under combined vertical, horizontal, and moment loadings must be found to ensure their capability and stability. In this study, undrained bearing capacity subjected to vertical loading, as part of combined loading is determined through stress characteristics and finite element analyses. Circular skirted foundations with different soil strength and geometries considering embedment depth effects have been studied. Stress field, kinematic mechanism accompanying failure, and bearing capacity factors for various embedment ratios are investigated. Acquired vertical failure mechanism has demonstrated the transition from a general shear to a punch shear failure. Comparisons with different research works including conventional methods, upper and lower bound, finite element analyses, physical modeling, experimental, and centrifuge tests have indicated the underestimation of conventional approaches and accuracy of proposed methods in determining bearing capacity. Furthermore, differences between predicted bearing capacities and the results of this study increased with D/B ratio due to ignoring the significant role of skin friction in larger embedment circumference.     

复合加载条件下吸力式沉箱基础承载特性数值分析

吸力式沉箱基础的承载特性是海洋工程结构设施建造与设计中的一个关键问题。这种新型的深水海洋基础型式,通常承受竖向上拔荷载与水平荷载的共同作用,其工作性能与设计理论远远不能满足工程实践的需要。本文采用有限元分析方法对吸力式沉箱基础的极限承载特性进行数值计算。以大型通用有限元分析软件ABAQUS为平台,通过二次开发,数值实现了Swipe试验加载方法和固定位移比分析方法,针对不同的沉箱长径比、土的强度折减系数,探讨了沉箱基础在垂直上拔荷载和水平荷载单调联合作用下的极限承载力,通过对不同荷载组合的数值计算构造了复合加载条件下沉箱基础破坏包络面。