西北干旱区极端气候水文事件特征分析

中国西北干旱区是对全球变化响应最敏感地区之一。气候变化导致气候水文系统的不稳定性加剧,极端气候水文事件的频度和强度增大、重现期缩短,灾害程度加重。借助资料分析和文献阅读,对过去50 a中国西北干旱区极端气候/水文事件的发生规律、影响机制及未来趋势进行了梳理总结,主要结论如下：（1）西北干旱区的极端气候/水文事件呈逐年增加趋势,特别是20世纪70年代以来增加显著;气温和降水极值都表现为一致的增强趋势。降水量的增多是降雨频率和强度共同增加的结果。（2）中国西北干旱区低温、降水极值在1986年左右发生了明显的突变,高温极值在1996年左右发生突变。突变后,气温和降水极值均发生了显著增强变化。（3）北半球极涡面积指数和青藏高原指数对西北干旱区气候极值变化具有重要影响,冬季极值还受冬季北极涛动和北大西洋涛动等影响。（4）新疆地区有变暖湿趋势,而河西走廊东部则为变干趋势。强大的西伯利亚高压和增强的贝加尔湖气流造成新疆地区降水增加,而河西走廊干旱增加是由东亚夏季风减弱引起的。     

Spatio-temporal Distribution of Drought in the Belt and Road Area During 1998-2015 Based on TRMM Precipitation Data

Drought is a worldwide natural disaster that has long affected agricultural production as well as social and economic activities. Frequent droughts have been observed in the Belt and Road area, in which much of the agricultural land is concentrated in fragile ecological environment. Based on the Tropical Rainfall Measuring Mission Satellite (TRMM) 3B43 precipitation data, we used the Precipitation Abnormity Percentage drought model to study the monthly spatio-temporal distribution of drought in south region of N50° of the Belt and Road area. It was observed that drought during winter was mainly distributed in Northeast Asia, Southeast Asia, and South Asia, while it was mainly distributed in Central Asia and West Asia during summer. The occurrence of historical droughts indicates an obvious seasonal cycle. The regional variations in drought were analyzed using the Breaks for Additive Season and Trend tool (BFAST) in six sub-regions according to the spatial distribution of six economic corridors in the Belt and Road area. The average drought conditions over the 18 years show a slight decreasing trend in Northeast Asia, West Asia, North Africa, South Asia, Central and Eastern Europe, and a slight increasing trend in Central Asia. However, it was a fluctuating pattern of first increasing and then decreasing in Southeast Asia. The results indicate that the total drought area in the Belt and Road region showed a general decreasing trend at a rate of 40,260 km2 per year from 1998 to 2015.     

新疆2001-2010年农业气候干旱脆弱性分析

选取新疆维吾尔自治区14个地（州）为研究对象,从农业气候干旱的敏感性和恢复力2个角度选取10个指标,对该区2001-2010年的农业气候干旱脆弱性进行评价。通过计算新疆各地（州）农业气候干旱脆弱度并绘制新疆农业气候干旱脆弱性区划图,分析该区农业气候干旱脆弱性的年际变化和地域分布特点及规律,初步探讨了其成因,提出缓解新疆农业气候干旱脆弱性的科学对策。结果表明：新疆各地区农业气候干旱脆弱度在时间尺度存在差异性变化,并存在显著地域性差异,总体呈现出 “东高西低,南高北低”的分布状况,主要原因不仅有地形、水文和气候等自然环境因素的差异,还包括经济产业结构、科学技术研究、灌溉设施、全民意识和政策管理等社会经济因素,可以通过采用先进技术和高效管理措施、根据气候采取种植结构格局和方式、合理开采高效利用水资源、增强全民生态保护意识等措施,缓解干旱影响、降低区域干旱脆弱性。     

黄土高原气象干旱和农业干旱特征及其相互关系研究

选择标准化降水指数（SPI）和植被状态指数（VCI）分别作为评价黄土高原气象干旱和农业干旱的指标,使用干旱频率和Sen斜率分析了黄土高原地区干旱的分布特征与变化趋势,并探讨了气象干旱与农业干旱的相关性。结果表明：① 黄土高原西部干旱频率总体上高于东部。气象干旱和农业干旱变化趋势在空间上表现有所不同,黄土高原西部、北部气象干旱呈不显著减缓趋势,东部和南部呈不显著加重趋势,但绝大部分地区的农业干旱呈减缓趋势,尤其是400 mm等降水量一线两侧区域。② 季节上,黄土高原夏季和秋季气象干旱频率较高,春季和冬季气象干旱频率相对较低。黄土高原农业干旱频率春季最高,夏季其次,VCI对农业干旱实时监测的适用性更强。③ 不同季节,农业干旱滞后气象干旱的时间长短不同,冬季滞后约2个月,春季滞后约1个月,夏季和秋季滞后少于1个月。黄土高原一熟制种植区的SPI-12值与VCI值具有较好的正相关性。研究结果可以为黄土高原的干旱监测和预警、干旱区划以及干旱灾害风险评估提供科学依据。     

气候变暖背景下中国干旱变化的区域特征

在全球气温日趋升高和极端降水增加的气候背景下,近年来中国干旱变化特征异常突出,新形势下需进一步深入认识干旱发生特征及影响机制。利用1960-2014年中国527个气象站逐日气温和降水量数据,选用改进的综合气象干旱指数（MCI）作为干旱监测指标,详细分析了中国各区域干旱强度、次数和持续时间变化特征及其差异性。结果表明：1960年以来,中国各区域干旱程度加重,范围增大,次数增多,持续时间增长。干旱特征发生了明显的区域变化,各个区域干旱变化差异显著。西南、华中、华北和华南区域干旱程度明显加重,主要是重度以上干旱次数较多。华北和西南干旱年数最多,为45年,其他地方为35~36年,华北重度以上干旱年份最多,为14年,其次是东北和华南的7年。干旱发生时间和区域也有随机性,中国各区域四季都有可能发生干旱,干旱不仅发生在北方干旱和半干旱区域,在南方湿润和半湿润区域同样发生。各区域以夏旱为主,东北以春旱和夏旱居多,华南以秋旱为主。干旱持续时间不等,有时高达9个月。有些区域年内干旱呈单峰型,有些区域为双峰型。气候变暖背景下,中国各个区域干旱呈加重趋势。     

Placing modern droughts in historical context in the Ohio Valley using tree-rings

The temporal variability and severity of pre-instrument record summer droughts in the Ohio River Valley (Illinois, Indiana, and Ohio, USA) are not well understood. This study attempts to help fill this gap in Ohio Valley drought knowledge by using tree-ring chronologies from Illinois, Indiana, and Ohio to reconstruct summer (June through August) PDSI. We found that recent meteorological droughts of 1988 and 2012 are not unusual in the context of those reconstructed for the interval of 1680–2012. Droughts prior to 1895 (when the instrument-based record began) were more severe and lasted, on average, 1.5 times longer than those after 1895. The North American Drought Atlas represents droughts well for this region, but we found that drought severity was not homogeneous across the three sites. This indicates drought in the Ohio River Valley should be examined at a sub-regional level and suggests a need for a finer spatial representation of tree-ring chronologies in the Ohio Valley. Given the context of historical drought variability, the reconstructions suggest this region should be prepared for droughts that may be more severe and longer lasting than those recently observed.     

Sensitivity to climate change for two reptiles at the Mojave-Sonoran Desert interface

The high temperatures and extended droughts that characterize habitat for desert-living reptiles may already approach their physiological tolerances and so could put them at risk due to climate change. Here I examined climate change sensitivity for desert tortoises, Gopherus agassizii, and common chuckwallas, Sauromalus ater, two large-bodied reptiles that occur across the Mojave-Sonoran Desert interface. I employed the Mahalanobis D² statistic to model their niche spaces and then assessed climate-change sensitivity by altering climate variables along a gradient of increasing temperature and decreasing precipitation. While shifting climate variables, I held terrain and soils variables that otherwise define these species’ preferred habitat constant, providing a more realistic prediction of available niche space. Both reptiles’ modeled niches responded to climate change by shifting to higher elevations and increasingly away from their Sonoran Desert distribution. At moderate predictions of climate change (+2 °C, −50 mm precipitation) desert tortoises’ suitable habitat was reduced by nearly 88% in the Sonoran Desert portions my study area, and nearly 66% in the Mojave Desert regions. Under the same scenario chuckwallas lost nearly 92%, but increased 120% respectively. Within the context of climate change potential increases in drought frequency appear to present the greater challenge for these species.     

Estimating the spatial and temporal impacts of climate change on rainfall reliability: An example in a Mediterranean agricultural region

Rainfall is the major driver of crop growth in Mediterranean agricultural regions and its spatial and temporal distributions determine yield potential. This study uses a long term spatial archive of rainfall observations for the Eyre Peninsula (South Australia) to estimate the spatial and temporal impacts of climate change on wheat yield. The three step process involved: (1) cluster analysis and statistical comparison to spatially distinguish heterogeneous “hazardscapes” (places that represent the physical susceptibility to hazards (Khan, 2012)); (2) using historical rainfall reliabilities to estimate the probability of receiving rainfall within a range of predefined thresholds and season for each hazardscape; (3) applying 2030 and 2070 climate change projections to determine the potential future impacts on rainfall. Nine hazardscapes were spatially differentiated each having temporally different historical seasonal rainfall reliabilities. Variations over space and time mean that the impacts of climate change will be spatially explicit. Projected rainfall reductions for 2030 showed marginal impact on hazardscapes with low seasonal reliabilities, primarily in winter and spring. The 2070 projections showed that some hazardscapes were unlikely to receive past rates of rainfall thus limiting the ongoing prospects of current and perhaps the potential adoption of alternative rain-fed land uses. Reductions in rainfall for hazardscapes with higher historical rainfall reliabilities will cause negative impacts on crop development. The ability to quantify the potential spatial and temporal impacts of climate change on seasonal trends will inform land managers' climate change mitigation and adaptation pathways.     

近50年来中国干湿气候界线的10年际波动

利用中国北方1951～1999年降水量和年蒸发量资料，计算了干燥度指数（D）。并据此将中国划分为干旱区（D（0.20）），半干旱区（0.20-0.50）和湿润区（D(0.50）），近50a中国干湿气候波动显著，区域差异大；50a波动幅度东北区为20～400km，华北区为40～400km，西北东部为30～350km，西南区为40～370km，以80年代为界，在20世纪80年代以前（包括80年代），西南区气候具有显著变湿趋势；西北东部稍变湿；华北区和东北区具有变干趋势，且华北区变干程度比东北区严重。进入90年代。西南区和西北东部气候有变干迹象。华北区西部气候的干旱程度有所增加，华北区东部有所减弱，东北区气候进一步变湿，半干旱区是湿润区与干旱区之间的过渡区，是中国季风的边缘地带，也是环境变化的敏感区，20世纪60～70年代中国（北方）干湿气候存在一次突变，由较湿润变为干旱。50年来干湿气候界线呈现出整体移动和东西、南北相异波动的特征，当干湿气候界线同时向西或向北移动时，中国北方气候就变得相对湿润；当同时向东或向南移动时，北方气候就变得相对干旱；当干湿气候界线东西、南北相异移动时，北方气候的干旱程度就介于二者之间。     

基于马尔科夫模型的新疆水文气象干旱研究

在气象干旱SPI和水文干旱SRI的二维变量干旱状态的研究基础上,通过一阶马尔科夫链模型对二维变量干旱状态进行频率、重现期和历时分析,并预测未来非水文干旱到水文干旱的概率,研究结果表明：（1）开都河、和田河在干旱形成中危害大,阿克苏河在干旱演变中危害大,开都河和叶尔羌河在干旱持续中危害大。开都河和叶尔羌河主要以气象水文干旱为主,和田河和阿克苏河以水文干旱为主。（2）开都河连续湿润或者干旱的概率最大,状态2与状态4、状态5的相互转移概率低,和田河和开都河状态4不能一步转移到状态2。（3）在长期干旱预测中,塔河流域从状态2达到状态4或者状态5的概率最低,开都河（或和田河）从非水文干旱状态到状态4的概率最大（或最小）,从非水文干旱状态到状态5的概率最小（或最大）。     

基于SPEI和SDI指数的云南红河流域气象水文干旱演变分析

本文基于红河流域43个气象站1961-2012年逐月降水、气温数据以及干支流2个水文站1956-2013年逐月流量数据,采用标准化降水蒸散指数(SPEI)和径流干旱指数(SDI)分析流域气象水文干旱的演变特征,并探讨水文干旱对气象干旱的响应。结果表明：①1961-2012年期间,流域总体上表现出干旱化的趋势,季节变化上春季有变湿的趋势,而夏、秋、冬三季有变干的趋势,但趋势并不显著。干旱频率季节空间分布差异较大,春旱和冬旱发生频率较高。从干旱范围来看,春旱范围呈缩小的趋势,夏旱、秋旱和冬旱范围表现出不同程度的增大趋势;②1956-2013年期间,流域水文干旱表现出加剧的趋势,其中1958-1963、1975-1982、1987-1993、2003-2006和2009-2013年为水文干旱多发期,近10年来频率明显增加;③流域水文干旱滞后于气象干旱1~8个月,气象和水文干旱事件的干旱历时、严重程度和强度之间具有紧密的相关性,流域气象干旱是水文干旱的主要驱动力。     

Relationship between NAO and drought disasters in northwestern China in the last millennium

North Atlantic Oscillation (NAO) plays an important role in the Northern Hemisphere climate system. Although there is growing interest in the connection between NAO and precipitation change in China, there are few studies concerning that connection in northwestern China. Based on fine-grained historical drought disaster records and NAO proxies, we explored quantitatively their possible connection in northwestern China over the past millennium at the multi-decadal to centennial timescales. Statistical results show that NAO and drought disaster were negatively correlated, as positive modes of NAO caused northward-displaced, stronger-than average mid-latitude Westerlies with an enhanced latitudinal water vapor gradient into the central Asian drylands, resulting in reduced drought frequency and intensity in northwestern China. But, their correlation was out-of-phase during the Little Ice Age because of the southward shifting of monsoon, Westerlies, and the East Asian Jet Stream brought by long-term land surface cooling. As it has been indicated that the precipitation in northwestern China is also determined by El Niño-Southern Oscillation and North Atlantic sea surface and air temperature aside from NAO, further studies are needed to evaluate their individual roles and combined impacts upon the drought disaster there.     

A Note on Tree Deaths during the Current (2001–?) Drought in South-eastern Australia

Tree deaths over large areas during droughts are uncommon. In the semi-arid zone of New South Wales (NSW) such events were last reported during the prolonged droughts of 1895–1903 and 1939–45, though whether caused solely by drought is open to question. Anecdotal and quantitative evidence during the current prolonged drought (2001–?) in NSW's sub-humid zone (where deaths are localised) and semi-arid zone (where deaths are more extensive) suggest that climatic conditions are comparable to, and perhaps more severe than, those of the earlier prolonged droughts. It is suggested that lack of access to deep soil moisture due to inherent shallow rooting, or due to site conditions, is the most likely cause; and that this may be associated with higher than optimal tree densities in cohorts of trees that arose from previous regeneration events during periods of well above average rainfall. A more thorough examination of the extent and severity of this event is warranted.     

基于SPEI法的陇东地区近50 a干旱化时空特征分析

选取陇东地区近50 a平均逐月降水和气温数据,采用Mann-Kendall方法、反距离加权插值（IDW）、功率谱分析、标准化降水蒸散发指数（SPEI）等方法分析了陇东地区近50 a来干旱变化的时空特征。研究显示：近50 a来陇东地区干旱化趋势非常明显,特别是20世纪90年代以来干旱趋势显著。持续干旱事件次数增多,持续干旱累积时间增长,以春夏连旱、伏秋连旱的次数增多为显著特征。发生干旱的周期在不同的时间尺度上表现不一致,随着时间尺度的增长,干旱出现的周期也在变长。干旱发生频率不断加快,尤其是在20世纪90年代以来,极端干旱事件的频率显著上升。近50 a来干旱频率较高的区域在环县西北部和六盘山以西静宁等地,干旱高频区逐步向中南部和东部转移。通过与其他方法对比分析和历史资料比对,证明SPEI在陇东地区有较好的适用性。     

未来气候变化对我国南方水稻主产区季节性干旱的影响评估

研究我国水稻主产区季节性干旱受未来气候变化的影响, 对调整水稻种植布局、提高水稻生产适应气候变化能力具有重要意义。本文通过对比时间跨度为1981-2030 年水稻生产可用水量和季节性干旱的时空分布和干旱程度, 得出气候变化对未来我国水稻主产区季节性干旱有显著影响。主要结论有:2001-2030 年(对照期) 与1980-2000 年(基准期) 对比, (1) 早稻和晚稻生长季可用水量均值增加了10%以上, 中稻生长季可用水量保持不变。同时, 中稻和晚稻的生长季可用水量的空间分布更加均匀, 表明由于气候变化的影响, 水稻主产区水稻生长季可用水量从整体上会更加充沛、空间分布会更加均匀, 有利于缓解季节性干旱的发生。(2)水稻的季节性干旱均呈下降趋势, 早稻季节性干旱减少1.25 万km², 中稻季节性干旱减少8.00万km², 特别是晚稻季节性干旱减少25 万km², 几乎占晚稻种植面积的20%。表明由于气候变化的影响, 水稻主产区水稻季节性干旱总体趋于缓解, 特别是晚稻季节性干旱问题有明显改善。(3) 通过建立水文循环过程中可用水量与作物生长季需水量之间的关系, 构建的基于分布式水文模型的水分供需指数(WSDI) 适用于评估未来气候对水稻主产区季节性干旱的影响。     

多模式气候预估对华北冬小麦产量模拟的不确定性分析

基于CMIP5的多模式气候预估资料,应用集合方法,评估了未来中国华北地区冬小麦产量受气候变化影响的不确定性,并给出未来中国华北冬小麦增产或减产可能的概率。利用CMIP5的15个全球气候模式2006-2030年4种排放情景的54组逐日气候预估结果,运用CERES-Wheat模型模拟了未来华北地区冬小麦的产量。结果表明,气温的预估结果较好,降水量和太阳辐射的气候预估值的不确定性较大。河北、山东和河南的3个代表点小麦产量的模拟集合表明,未来冬小麦产量年际波动较大,以弱增产的概率为主,但是随气候变化的冬小麦产量的低产概率明显上升。最后本文还给出了2011-2030年间华北地区冬小麦产量不同等级的概率分布。     

未来气候情景下我国北方地区干旱时空变化趋势

干旱是我国北方地区最为突出的环境问题。根据WCRP耦合模式输出的未来气候变化逐月资料,基于降水-蒸发力标准化干旱指数（SPEI）,分析了IPCC SRES A1B、A2和B1三种情景下,2011-2050年我国北方地区干旱状况的时空变化趋势。结果表明：中国北方地区未来40 a呈现干旱化倾向,其中轻度和中度季节性干旱发生频率降低,重度和极端季节性干旱发生频率增加,增温引起的地表蒸发增加是极端干旱频发的主要原因。A1B、B1和A2情景下,2040s整个北方地区极端干旱频率增加、强度增强、影响范围明显扩大。极端干旱的增加可能给农业生产带来风险,采取有效应对措施,将有利于区域农业的可持续发展。     

气象干旱对中亚棉花产量的影响

极端干旱事件频发对中亚棉花生产具有重要影响。本文利用乌兹别克斯坦赞格阿塔实验站棉花大田试验数据评估了APSIM-Cotton模型的适用性,根据CMIP6气候模式模拟的SSP1-2.6、SSP3-7.0和SSP5-8.5等3种共享社会经济路径下的气候变化数据集,分析了2021—2090年SPEI-3干旱指数的变化特征,进而利用APSIM-Cotton模型模拟了考虑CO₂肥效作用的气象干旱对棉花产量的影响。结果表明：APSIM-Cotton模型能够准确模拟乌兹别克斯坦塔什干地区的生育期和产量变化趋势;未来塔什干地区呈现温度明显升高、干旱发生频率明显增加的特征;气象干旱将导致棉花产量下降,SSP1-2.6、SSP3-7.0和SSP5-8.5等3种排放情景下,严重气象干旱导致2021—2050年棉花产量较1961—1990年分别下降28.0%、29.6%和32.1%,2061—2090年棉花分别减产31.5%、33.1%和35.7%,在SSP3-7.0和SSP5-8.5情景下,极端气象干旱导致2061—2090年棉花产量分别下降41.3%和54.2%;CO₂浓度升高可提高棉花产量,贡献率为14.9%~25.0%,但浓度达到750 µmol/mol以上时,棉花增产幅度将不再持续增加。     

Spatio-temporal evolution of drought and flood disaster chains in Baoji area from 1368 to 1911

Based on the collation and statistical analysis of flood and drought information in Baoji area from 1368 to 1911, and in the context of climate change, we investigated the spatio-temporal evolution characteristics of drought and flood disaster chains in this area during the Ming and Qing dynasties using the methods of moving average, cumulative anomaly and wavelet analysis. The results are as follows: (1) We found a total of 297 drought and flood events from 1368 to 1911 in Baoji. Among these events, droughts and floods occurred separately 191 and 106 times, which accounted for 64.31% and 35.69% of the total events, respectively. (2) We observed distinct characteristics of flood and drought events in Baoji in different phases. The climate was relatively dry from 1368 to 1644. A fluctuant climate phase with both floods and droughts occurred from 1645 to 1804. The climate was relatively wet from 1805 to 1911. Moreover, we observed a pattern of alternating dry and wet periods from 1368 to 1911. In addition, 3 oscillation periods of drought and flood events occurred around 70 a, 110 a and 170 a, which corresponded to sunspot cycles. (3) We also observed an obvious spatial difference in drought and flood events in Baoji. The northern and eastern parts of Weihe River basin were regions with both frequent droughts and floods. (4) The sequential appearance of drought and flood disaster chains in Baoji from 1368 to 1911 was in response to global climate change. Since the 1760s, global climatic deterioration has frequently led to extreme drought and flood events.     

1368-1911年宝鸡地区旱涝灾害链的时空演变特征分析（英文）

Based on the collation and statistical analysis of flood and drought information in Baoji area from 1368 to 1911, and in the context of climate change, we investigated the spatio-temporal evolution characteristics of drought and flood disaster chains in this area during the Ming and Qing dynasties using the methods of moving average, cumulative anomaly and wavelet analysis. The results are as follows:(1) We found a total of 297 drought and flood events from 1368 to 1911 in Baoji. Among these events, droughts and floods occurred separately 191 and 106 times, which accounted for 64.31% and 35.69% of the total events, respectively.(2) We observed distinct characteristics of flood and drought events in Baoji in different phases. The climate was relatively dry from 1368 to 1644. A fluctuant climate phase with both floods and droughts occurred from 1645 to 1804. The climate was relatively wet from 1805 to 1911. Moreover, we observed a pattern of alternating dry and wet periods from 1368 to 1911. In addition, 3 oscillation periods of drought and flood events occurred around 70 a, 110 a and 170 a, which corresponded to sunspot cycles.(3) We also observed an obvious spatial difference in drought and flood events in Baoji. The northern and eastern parts of Weihe River basin were regions with both frequent droughts and floods.(4) The sequential appearance of drought and flood disaster chains in Baoji from 1368 to 1911 was in response to global climate change. Since the 1760s, global climatic deterioration has frequently led to extreme drought and flood events.