Space-wise approach to satellite gravity field determination in the presence of coloured noise

For many years, the gravity field of the Earth was only seen by satellite geodesy as the main factor affecting the orbit and consequently it was retrieved together with a number of other orbital perturbations. Since the advent of a new generation of accelerometers, non-gravitational perturbations can be separated from the gravity effects and a new era of gravity field estimates from space has been born. During preparatory data analysis for new missions performed by the geodetic community, three approaches have been proposed and numerically tested: the brute force method (direct approach), the semi-analytical (time-wise) method and the space-wise method. In particular, the time-wise method takes advantage of the incoming time flow of data and, after performing a Fourier transform of the observation equations, exploits the prevailing block diagonal structure of the normal equations to estimate the spherical harmonic coefficients of the gravity field. Complementary to this is the space-wise approach, which goes back to the traditional computation of the harmonic coefficients by an integration technique or by least-squares collocation. Some advantages and disadvantages are peculiar to both methods, particularly the space-wise approach, which has for a long time ignored the marked signature of the noise spectrum due to the specific measuring conditions of space-borne accelerometers. The application of a proper Wiener filter, exploiting the correlation along the orbit, embedded into an iterative scheme, seems to be the answer. The solution to this major problem of the space-wise approach is illustrated and simulation results are discussed.     

GOCE实测数据反演高阶重力场模型的Torus方法

不同于当前广泛使用的空域法、时域法、直接解法,本文尝试采用Torus方法处理GOCE实测数据,利用71 d的GOCE卫星引力梯度数据反演了200阶次GOCE地球重力场模型,实现了对参考模型的精化。首先,采用Butterworth零相移滤波方法加移去—恢复技术,处理引力梯度观测值中的有色噪声,并利用泰勒级数展开和Kriging方法对GOCE卫星引力梯度数据进行归算和格网化,计算得到了名义轨道上格网点处的引力梯度数据。然后,利用2D-FFT技术和块对角最小二乘方法处理名义轨道上数据,获得了200阶次的GOCE地球重力场模型GOCE_Torus。利用中国和美国的GPS/水准数据进行外部检核结果说明,GOCE_Torus与ESA发布的同期模型的精度相当;GOCE_Torus模型与200阶次的EGM2008模型相比,在美国区域精度相当,但在中国区域精度提高了4.6 cm,这充分体现了GOCE卫星观测数据对地面重力稀疏区的贡献。Torus方法拥有快速高精度反演卫星重力场模型的优势,可以在重力梯度卫星的设计、误差分析及在轨快速评估等方面得到充分应用。     

联合高低卫-卫跟踪和卫星重力梯度数据恢复地球重力场的谱组合法

GOCE采用的高低卫-卫跟踪和卫星重力梯度测量技术在恢复重力场方面各有所长并互为补充,如何有效利用这两类观测数据最优确定地球重力场是GOCE重力场反演的关键问题。本文研究了联合高低卫-卫跟踪和卫星重力梯度数据恢复地球重力场的最小二乘谱组合法,基于球谐分析方法推导并建立了卫星轨道面扰动位T和径向重力梯度Tzz、以及扰动位T和重力梯度分量组合{Tzz-Txx-Tyy}的谱组合计算模型与误差估计公式。数值模拟结果表明,谱组合计算模型可以有效顾及各类数据的精度和频谱特性进行最优联合求解。采用61天GOCE实测数据反演的两个180阶次地球重力场模型WHU_GOCE_SC01S（扰动位和径向重力梯度数据求解）和WHU_GOCE_SC02S（扰动位和重力梯度分量组合数据求解）,结果显示后者精度优于前者,并且它们的整体精度优于GOCE时域解,而与GOCE空域解的精度接近,验证了谱组合法的可行性与有效性。     

Geoid and high resolution sea surface topography modelling in the mediterranean from gravimetry,altimetry and GOCE data: evaluation by simulation

The determination of local geoid models has traditionally been carried out on land and at sea using gravity anomaly and satellite altimetry data, while it will be aided by the data expected from satellite missions such as those from the Gravity field and steady-state ocean circulation explorer (GOCE). To assess the performance of heterogeneous data combination to local geoid determination, simulated data for the central Mediterranean Sea are analyzed. These data include marine and land gravity anomalies, altimetric sea surface heights, and GOCE observations processed with the space-wise approach. A spectral analysis of the aforementioned data shows their complementary character. GOCE data cover long wavelengths and account for the lack of such information from gravity anomalies. This is exploited for the estimation of local covariance function models, where it is seen that models computed with GOCE data and gravity anomaly empirical covariance functions perform better than models computed without GOCE data. The geoid is estimated by different data combinations and the results show that GOCE data improve the solutions for areas covered poorly with other data types, while also accounting for any long wavelength errors of the adopted reference model that exist even when the ground gravity data are dense. At sea, the altimetric data provide the dominant geoid information. However, the geoid accuracy is sensitive to orbit calibration errors and unmodeled sea surface topography (SST) effects. If such effects are present, the combination of GOCE and gravity anomaly data can improve the geoid accuracy. The present work also presents results from simulations for the recovery of the stationary SST, which show that the combination of geoid heights obtained from a spherical harmonic geopotential model derived from GOCE with satellite altimetry data can provide SST models with some centimeters of error. However, combining data from GOCE with gravity anomalies in a collocation approach can result in the estimation of a higher resolution geoid, more suitable for high resolution mean dynamic SST modeling. Such simulations can be performed toward the development and evaluation of SST recovery methods.     

Recursive algorithms for the computation of the potential harmonic coefficients of a constant density polyhedron

The gravitational potential of a constant density general polyhedron can be expressed both in terms of a closed analytical expression and as a series expansion involving the corresponding spherical harmonic coefficients. The latter can be obtained from two independent algorithms, which differ not only in their algorithmic architecture but in their efficiency and overall performance, especially when computing the coefficients of higher degree and order. In the present paper a comparative study of all these three approaches is carried out focusing on the numerical implementation of the recursive relations appearing in the two algorithms for the computation of the polyhedral potential harmonic coefficients. The performed numerical investigations show that the linear algorithm proposed by Jamet and Thomas (Proceedings of the second international GOCE user workshop, ‘GOCE, The Geoid and Oceanography’, ESA-ESRIN, Frascati, Italy, 8–10 March 2004, ESA SP-569, 2004), but so far not implemented, achieves a reasonable accuracy at a computational expense that opens to practical applications, for instance in the field of satellite gravimetry/gradiometry interpretation. The convergence behavior of the linear recursion algorithm is studied thoroughly and a computational procedure is proposed that enables the stable computation of potential harmonic coefficients up to degree 60 when referring to an arbitrarily shaped polyhedral body.     

Adaptive filtering of GOCE-derived gravity gradients of the disturbing potential in the context of the space-wise approach

Filtering and signal processing techniques have been widely used in the processing of satellite gravity observations to reduce measurement noise and correlation errors. The parameters and types of filters used depend on the statistical and spectral properties of the signal under investigation. Filtering is usually applied in a non-real-time environment. The present work focuses on the implementation of an adaptive filtering technique to process satellite gravity gradiometry data for gravity field modeling. Adaptive filtering algorithms are commonly used in communication systems, noise and echo cancellation, and biomedical applications. Two independent studies have been performed to introduce adaptive signal processing techniques and test the performance of the least mean-squared (LMS) adaptive algorithm for filtering satellite measurements obtained by the gravity field and steady-state ocean circulation explorer (GOCE) mission. In the first study, a Monte Carlo simulation is performed in order to gain insights about the implementation of the LMS algorithm on data with spectral behavior close to that of real GOCE data. In the second study, the LMS algorithm is implemented on real GOCE data. Experiments are also performed to determine suitable filtering parameters. Only the four accurate components of the full GOCE gravity gradient tensor of the disturbing potential are used. The characteristics of the filtered gravity gradients are examined in the time and spectral domain. The obtained filtered GOCE gravity gradients show an agreement of 63–84 mEötvös (depending on the gravity gradient component), in terms of RMS error, when compared to the gravity gradients derived from the EGM2008 geopotential model. Spectral-domain analysis of the filtered gradients shows that the adaptive filters slightly suppress frequencies in the bandwidth of approximately 10–30 mHz. The limitations of the adaptive LMS algorithm are also discussed. The tested filtering algorithm can be connected to and employed in the first computational steps of the space-wise approach, where a time-wise Wiener filter is applied at the first stage of GOCE gravity gradient filtering. The results of this work can be extended to using other adaptive filtering algorithms, such as the recursive least-squares and recursive least-squares lattice filters.     

利用GOCE模拟观测反演重力场的Torus法

在介绍Torus方法反演地球重力场模型的基本原理和方法的基础上,基于圆环面上均匀分布的卫星引力梯度模拟观测值解算了200阶次的地球重力场模型,在无误差情况下,Torus方法解算模型的阶误差RMS小于10-16,验证了该方法的严密性。利用61dGOCE卫星轨道上无误差的模拟引力梯度观测值解算了200阶次的地球重力场模型,分析了格网化误差、极空白对解算精度的影响,迭代3次后,在不考虑低次系数情况下,模型的大地水准面阶误差和累积误差均较小,最大值仅为0.022mm和0.099mm。在沿轨卫星引力梯度模拟数据中加入5mE/Hz1/2的白噪声,基于Torus方法和空域最小二乘法解算了200阶次的地球重力场模型,Torus方法的精度略低于空域最小二乘法的精度,在不考虑低次项的情况下,两种方法解算模型的大地水准面阶误差最大值分别为1.58cm和1.45cm,累积误差最大值分别为6.37cm和5.55cm。但由于采用了二维快速傅里叶技术和块对角最小二乘法,极大地提高了计算效率。本文数值结果说明Torus方法是一种独立有效的方法,可用于GOCE任务海量卫星引力梯度观测值反演重力场的快速解算。     

GOCE卫星重力梯度数据反演重力场的滤波器设计与比较分析

地球重力场和海洋环流探测（gravity field and steady-state ocean circulation explorer,GOCE）卫星重力梯度数据有色噪声和低频系统误差的滤波处理是反演高精度地球重力场的一个关键问题。针对GOCE卫星重力梯度数据的滤波处理,基于移动平均（moving average,MA）方法和CPR(circle per revolution)经验参数方法设计了两类低频系统误差滤波器,并分别将这两类滤波器与基于自回归移动平均（auto-regressive and moving average,ARMA）模型设计的有色噪声滤波器组合起来形成级联滤波器。为了分析滤波器处理的实际效果,基于空域最小二乘法采用70 d的GOCE观测数据,并联合重力恢复与气候实验（gravity recovery and climate experiment,GRACE）数据分别反演了224阶次的重力场模型GOGR-MA(MA+ARMA级联滤波)和GOGR-CPR(CPR+ARMA级联滤波)。将反演模型与采用同期数据求解的第一代GOCE系列模型及GOCE和GRACE联合模...     

Error-covariances of the estimates of spherical harmonic coefficients computed by LSC,using second-order radial derivative functionals associated with realistic GOCE orbits

Least-squares collocation may be used for the estimation of spherical harmonic coefficients and their error and error correlations from GOCE data. Due to the extremely large number of data, this requires the use of the so-called method of Fast Spherical Collocation (FSC) which requires that data is gridded equidistantly on each parallel and have the same uncorrelated noise on the parallel. A consequence of this is that error-covariances will be zero except between coefficients of the same signed order (i.e., the same order and the same coefficient type C–C or S–S). If the data distribution and the characteristics of the data noise are symmetric with respect to the equator, then, within a given order and coefficient type, the error-covariances amongst coefficients whose degrees are of different parity also vanish. The deviation from this “ideal” pattern has been studied using data-sets of second order radial derivatives of the anomalous potential. A total number of points below 17,000 were used having an equi-angular or an equal area distribution or being associated with points on a realistic GOCE orbit but close to the nodes of a grid. Also the data were considered having a correlated or an uncorrelated noise and three different signal covariance functions. Grids including data or not including data in the polar areas were used. Using the functionals associated with the data, error estimates of coefficients and error-correlations between coefficients were calculated up to a maximal degree and order equal to 90. As expected, for the data-distributions with no data in the polar areas the error-estimates were found to be larger than when the polar areas contained data. In all cases it was found that only the error-correlations between coefficients of the same order were significantly different from zero (up to 88%). Error-correlations were significantly larger when data had been regarded as having non-zero error-correlations. Also the error-correlations were largest when the covariance function with the largest signal covariance distance was used. The main finding of this study was that the correlated noise has more pronounced impact on gridded data than on data distributed on a realistic GOCE orbit. This is useful information for methods using gridded data, such as FSC.     

On the combination of high-resolution and satellite-only global gravity models

The issue of combining high-resolution gravity models, based on observations taken on the Earth surface, with those derived from satellite-only observations is of increasing importance, due to the new data provided by gravity satellite missions, CHAMP, GRACE and GOCE. The paper addresses this issue with a twofold purpose. On the one hand, it is an attempt to discuss and assess general concepts, well known in literature, such as achievable resolution, regularization in the least-squares sense or in an infinite dimensional setup, combination criteria, symmetry and block diagonal structures. In particular, as for the symmetry question, a well-defined result, generalizing known facts, is derived. On the other hand, the outcomes of the general discussion are specifically applied to the combination of a high-resolution model (e.g. EGM08) with a GOCE gravity model estimated by the so-called space-wise approach. Small numerical examples are developed to clarify the property of the proposed solution.     

基于空域最小二乘法求解GOCE卫星重力场的模拟研究

本文论述了最小二乘过程中有色噪声的处理方法,提出使用AR模型对GOCE梯度观测值中的有色噪声进行时域滤波,数值模拟结果验证了该方法的有效性。利用数值模拟验证了直接求逆方法和PCCG法求解大型法方程的有效性,后者的效率远远高于前者。联合加入噪声（有色噪声和白噪声）的卫星重力梯度张量径向分量观测值Vzz和SST观测值,分别使用空域最小二乘法和SA方法恢复了180阶全球重力场模型,前者求解重力场模型的大地水准面和重力异常在180阶次的精度分别为3.01cm和0.75mGal,优于SA方法求解模型的精度。     

Basic equations for constructing geopotential models from the gravitational potential derivatives of the first and second orders in the terrestrial reference frame

This research represents a continuation of the investigation carried out in the paper of Petrovskaya and Vershkov (J Geod 84(3):165–178, 2010) where conventional spherical harmonic series are constructed for arbitrary order derivatives of the Earth gravitational potential in the terrestrial reference frame. The problem of converting the potential derivatives of the first and second orders into geopotential models is studied. Two kinds of basic equations for solving this problem are derived. The equations of the first kind represent new non-singular non-orthogonal series for the geopotential derivatives, which are constructed by means of transforming the intermediate expressions for these derivatives from the above-mentioned paper. In contrast to the spherical harmonic expansions, these alternative series directly depend on the geopotential coefficients ${\bar{{C}}_{n,m}}$ and ${\bar{{S}}_{n,m}}$ . Each term of the series for the first-order derivatives is represented by a sum of these coefficients, which are multiplied by linear combinations of at most two spherical harmonics. For the second-order derivatives, the geopotential coefficients are multiplied by linear combinations of at most three spherical harmonics. As compared to existing non-singular expressions for the geopotential derivatives, the new expressions have a more simple structure. They depend only on the conventional spherical harmonics and do not depend on the first- and second-order derivatives of the associated Legendre functions. The basic equations of the second kind are inferred from the linear equations, constructed in the cited paper, which express the coefficients of the spherical harmonic series for the first- and second-order derivatives in terms of the geopotential coefficients. These equations are converted into recurrent relations from which the coefficients ${\bar{{C}}_{n,m}}$ and ${\bar{{S}}_{n,m}}$ are determined on the basis of the spherical harmonic coefficients of each derivative. The latter coefficients can be estimated from the values of the geopotential derivatives by the quadrature formulas or the least-squares approach. The new expressions of two kinds can be applied for spherical harmonic synthesis and analysis. In particular, they might be incorporated in geopotential modeling on the basis of the orbit data from the CHAMP, GRACE and GOCE missions, and the gradiometry data from the GOCE mission.     

Non-Singular Expressions for the Gravity Gradients in the Local North-Oriented and Orbital Reference Frames

The conventional expansions of the gravity gradients in the local north-oriented reference frame have a complicated form, depending on the first- and second-order derivatives of the associated Legendre functions of the colatitude and containing factors which tend to infinity when approaching the poles. In the present paper, the general term of each of these series is transformed to a product of a geopotential coefficient and a sum of several adjacent Legendre functions of the colatitude multiplied by a function of the longitude. These transformations are performed on the basis of relations between the Legendre functions and their derivatives published by Ilk (1983). The second-order geopotential derivatives corresponding to the local orbital reference frame are presented as linear functions of the north-oriented gravity gradients. The new expansions for the latter are substituted into these functions. As a result, the orbital derivatives are also presented as series depending on the geopotential coefficients multiplied by sums of the Legendre functions whose coefficients depend on the longitude and the satellite track azimuth at an observation point. The derived expansions of the observables can be applied for constructing a geopotential model from the GOCE mission data by the time-wise and space-wise approaches. The numerical experiments demonstrate the correctness of the analytical formulas.An erratum to this article can be found at     

The ITG-Goce02 gravity field model from GOCE orbit and gradiometer data based on the short arc approach

In this contribution, we describe the global GOCE-only gravity field model ITG-Goce02 derived from 7.5 months of gradiometer and orbit data. This model represents an alternative to the official ESA products as it is computed completely independently, using a different processing strategy and a separate software package. Our model is derived using the short arc approach, which allows a very effective decorrelation of the highly correlated GOCE gradiometer and orbit data noise by introducing a full empirical covariance matrix for each arc, and gives the possibility to downweight ‘bad’ arcs. For the processing of the orbit data we rely on the integral equation approach instead of the energy integral method, which has been applied in several other GOCE models. An evaluation against high-resolution global gravity field models shows very similar differences of our model compared to the official GOCE results published by ESA (release 2), especially to the model derived by the time-wise approach. This conclusion is confirmed by comparison of the GOCE models to GPS/levelling and altimetry data.     

Efficient gravity field recovery from GOCE gravity gradient observations

 An efficient algorithm is proposed for gravity field recovery from Gravity Field and Steady-State Ocean Circulation Explorer (GOCE) satellite gravity gradient observations. The mathematical model is formulated in the time domain, which allows the inclusion of realistic observational noise models. The algorithm combines the iterative solution of the normal equations, using a Richardson-type iteration scheme, with the fast computation of the right-hand side of the normal equations in each iteration step by a suitable approximation of the design matrix. The convergence of the iteration is investigated, error estimates are provided, and the unbiasedness of the method is proved. It is also shown that the method does not converge to the solution of the normal equations. The performance of the approach for white noise and coloured noise is demonstrated along a simulated GOCE orbit up to spherical harmonic degree and order 180. The results also indicate that the approximation error may be neglected. Received: 30 November 1999 / Accepted: 31 May 2000     

应用Slepian局部谱方法解算中国大陆重力场球谐模型

根据经典的球谐函数方法,为满足正交化要求,观测数据需要覆盖整个球面,而对于地表局部测量数据,则无法应用球谐方法解算重力场模型。针对此问题,采用Slepian局部谱分析方法解算中国大陆范围内的实测重力场变化数据,并以GOCE卫星球谐函数解作为已知模型,评估由于实际陆地重力测点的非均匀分布对球谐函数解的误差影响。通过计算多个阶次中国大陆局部范围的Slepian基函数分布;采用GOCE卫星获得重力场模型的前72阶球谐系数作为已知结果,评价实际测点非均匀分布的解算有效性,并针对中国大陆地区采用Slepian基函数进行解算,通过模型对比选择最优截段项数;针对2005—2008年中国大陆地区流动重力测量获得的重力场变化信号进行解算,获得了72阶重力场变化模型。     

卫星重力径向梯度数据的最小二乘配置调和分析

本文深入研究了利用卫星重力梯度径向分量确定地球引力场位系数的最小二乘配置(LSC)调和分析方法。首先论述了最小二乘配置法的原理,推导了扰动引力梯度观测量与球谐系数之间的协方差和自协方差矩阵,在扰动引力梯度观测数据为等经差规则网格数据的情况下,引力位与扰动引力梯度之间的协方差矩阵具有分块Toeplitz循环阵的结构,有效的利用FFT变换技术将其降阶;研究利用截断奇异值分解法（TSVD）解决协方差阵的病态性问题;最后得到了引力梯度径向分量的最小二乘配置调和分析的完整计算公式。模拟试算结果表明,基于TSVD的最小二乘配置调和分析方法,能够以较高的精度还原全球重力场,验证了本文算法的有效性和实用性。     

Statistically optimal estimation of Greenland Ice Sheet mass variations from GRACE monthly solutions using an improved mascon approach

We present an improved mascon approach to transform monthly spherical harmonic solutions based on GRACE satellite data into mass anomaly estimates in Greenland. The GRACE-based spherical harmonic coefficients are used to synthesize gravity anomalies at satellite altitude, which are then inverted into mass anomalies per mascon. The limited spectral content of the gravity anomalies is properly accounted for by applying a low-pass filter as part of the inversion procedure to make the functional model spectrally consistent with the data. The full error covariance matrices of the monthly GRACE solutions are properly propagated using the law of covariance propagation. Using numerical experiments, we demonstrate the importance of a proper data weighting and of the spectral consistency between functional model and data. The developed methodology is applied to process real GRACE level-2 data (CSR RL05). The obtained mass anomaly estimates are integrated over five drainage systems, as well as over entire Greenland. We find that the statistically optimal data weighting reduces random noise by 35–69%, depending on the drainage system. The obtained mass anomaly time-series are de-trended to eliminate the contribution of ice discharge and are compared with de-trended surface mass balance (SMB) time-series computed with the Regional Atmospheric Climate Model (RACMO 2.3). We show that when using a statistically optimal data weighting in GRACE data processing, the discrepancies between GRACE-based estimates of SMB and modelled SMB are reduced by 24–47%.     

多源重力数据球冠谐模型抗差融合法

提出了一种基于球冠谐模型的抗差岭估计数据融合算法,并通过数值计算对算法的有效性进行验证。结果表明融合后的球冠谐模型不仅能够抵抗系数阵的病态性,而且能够有效地消除观测粗差的影响。最后就观测噪声大小对融合结果的影响进行了探讨。