Performance‐based seismic assessment of conventional and base‐isolated steel buildings including environmental impact and resilience

Sustainability and resilience are issues that are recognized worldwide, and increased attention should be placed on strategies to design and maintain infrastructure systems that are hazard resilient, damage tolerant, and sustainable. In this paper, a methodology to evaluate the seismic sustainability and resilience of both conventional and base‐isolated steel buildings is presented. Furthermore, the proposed approach is used to explore the difference between the performance associated with these buildings by considering the three pillars of sustainability: economic, social, and environmental. Sustainability and resilience are both considered to cover a comprehensive performance‐based assessment content. The uncertainties associated with performance and consequence evaluation of structural and non‐structural components are incorporated within the assessment process. The proposed performance‐based assessment approach is illustrated on conventional and base‐isolated steel buildings under given seismic scenarios. Copyright © 2015 John Wiley & Sons, Ltd.     

Seismic resilience of concrete structures under corrosion

A probabilistic approach to lifetime assessment of seismic resilience of deteriorating concrete structures is presented. The effects of environmental damage on the seismic performance are evaluated by means of a methodology for lifetime assessment of concrete structures in aggressive environment under uncertainty. The time‐variant seismic capacity associated with different limit states, from damage limitation up to collapse, is assumed as functionality indicator. The role of the deterioration process on seismic resilience is then investigated over the structural lifetime by evaluating the post‐event residual functionality and recovery of the deteriorating system as a function of the time of occurrence of the seismic event. The proposed approach is applied to a three‐story concrete frame building and a four‐span continuous concrete bridge under corrosion. The results show the combined effects of structural deterioration and seismic damage on the time‐variant system functionality and resilience and indicate the importance of a multi‐hazard life‐cycle‐oriented approach to seismic design of resilient structure and infrastructure systems. Copyright © 2015 John Wiley & Sons, Ltd.     

Seismic hazard level reduction for existing buildings considering remaining building lifespans

Seismic hazard levels lower than those for design of new buildings have been permitted for seismic evaluation and retrofit of existing buildings due to the relatively short remaining lifespans. The seismic hazard reduction enables costeffective seismic evaluation and retrofit of existing buildings with limited structural capacity. The current study proposes seismic hazard reduction factors for Korea, one of low to moderate seismicity regions. The seismic hazard reduction factors are based on equal probabilities of non-exceedance within different remaining building lifespans. A validation procedure is proposed to investigate equality of seismic risk in terms of ductility-based limit states using seismic fragility assessment of nonlinear SDOF systems, of which retrofit demands are determined by the displacement coefficient method of ASCE 41-13 for different target remaining building lifespans and corresponding reduced design earthquakes. Validation result shows that the use of seismic hazard reduction factors can be permitted in conjunction with appropriate lower bounds of the remaining building lifespans.     

Performance-based methodology for assessing seismic vulnerability and capacity of buildings

This paper presents a performance-based methodology for the assessment of seismic vulnerability and capacity of buildings. The vulnerability assessment methodology is based on the HAZUS methodology and the improved capacity- demand-diagram method. The spectral displacement (Sd) of performance points on a capacity curve is used to estimate the damage level of a building. The relationship between Sd and peak ground acceleration (PGA) is established, and then a new vulnerability function is expressed in terms of PGA. Furthermore, the expected value of the seismic capacity index (SCev) is provided to estimate the seismic capacity of buildings based on the probability distribution of damage levels and the corresponding seismic capacity index. The results indicate that the proposed vulnerability methodology is able to assess seismic damage of a large number of building stock directly and quickly following an earthquake. The SCev provides an effective index to measure the seismic capacity of buildings and illustrate the relationship between the seismic capacity of buildings and seismic action. The estimated result is compared with damage surveys of the cities of Dujiangyan and Jiangyou in the M8.0 Wenchuan earthquake, revealing that the methodology is acceptable for seismic risk assessment and decision making. The primary reasons for discrepancies between the estimated results and the damage surveys are discussed.     

Modified three‐dimensional seismic assessment method for buildings based on ambient vibration tests: extrapolation to higher shaking levels and measuring the dynamic amplification portion of natural torsion

This paper presents applications of the modified 3D‐SAM approach, a three‐dimensional seismic assessment methodology for buildings directly based on in situ experimental modal tests to calculate global seismic demands and the dynamic amplification portion of natural torsion. Considering that the building modal properties change from weak to strong motion levels, appropriate modification factors are proposed to extend the application of the method to stronger earthquakes. The proposed approach is consistent with the performance‐based seismic assessment approach, which entails the prediction of seismic displacements and drift ratios that are related to the damage condition and therefore the functionality of the building. The modified 3D‐SAM is especially practical for structures that are expected to experience slight to moderate damage levels and in particular for post‐disaster buildings that are expected to remain functional after an earthquake. In the last section of this paper, 16 low to mid‐rise irregular buildings located in Montreal, Canada, and that have been tested under ambient vibrations are analyzed with the method, and the dynamic amplification portion of natural torsion of the dataset is reported and discussed. The proposed methodology is appropriate for large‐scale assessments of existing buildings and is applicable to any seismic region of the world. Copyright © 2016 John Wiley & Sons, Ltd.     

Effects of various uncertainties on seismic risk of steel frame equipped with steel panel wall

Probabilistic risk analysis is an effective tool for risk-informed decision-making related to the building facilities. All sources of the uncertainties should be considered in seismic risk assessment framework. Not only the levels of these uncertainties but also the effects on the performance of the buildings should be clearly identified. This paper aims to assess the impacts of the potential uncertainties on the seismic risk of steel frame equipped with steel panel wall (SPWF). Firstly, the performance limits of the SPWF structures are determined according to cyclic test results of two SPWF specimens. Then a validated numerical model of a 12-story SPWF building is modeled and used to perform the nonlinear time-history analysis, and the record-to-record uncertainty is identified by a set of ground motions derived from SAC project. Furthermore, comparisons are made on fragility curves for the building with or without considering the combining uncertainties in structural system, in defining performance limits and modeling technology. Finally, the annual probability and probability in 50 years for each performance limit is calculated and compared. The impacts of such uncertainties on seismic risk of SPWF building are quantified for risk-informed evaluation of the SPWF buildings.     

Self-centering seismic retrofit scheme for reinforced concrete frame structures: SDOF system study

This paper presents the results of a parametric study of self-centering seismic retrofit schemes for reinforced concrete (RC) frame buildings. The self-centering retrofit system features flag-shaped hysteresis and minimal residual deformation. For comparison purpose,an alternate seismic retrofit scheme that uses a bilinear-hysteresis retrofit system such as buckling-restrained braces (BRB) is also considered in this paper. The parametric study was carried out in a single-degree-of-freedom (SDOF) system framework since a multi-story building structure may be idealized as an equivalent SDOF system and investigation of the performance of this equivalent SDOF system can provide insight into the seismic response of the multi-story building. A peak-oriented hysteresis model which can consider the strength and stiffness degradation is used to describe the hysteretic behavior of RC structures. The parametric study involves two key parameters -the strength ratio and elastic stiffness ratio between the seismic retrofit system and the original RC frame. An ensemble of 172 earthquake ground motion records scaled to the design basis earthquake in California with a probability of exceedance of 10% in 50 years was constructed for the simulation-based parametric study. The effectiveness of the two seismic retrofit schemes considered in this study is evaluated in terms of peak displacement ratio,peak acceleration ratio,energy dissipation demand ratio and residual displacement ratio between the SDOF systems with and without retrofit. It is found from this parametric study that RC structures retrofitted with the self-centering retrofit scheme (SCRS) can achieve a seismic performance level comparable to the bilinear-hysteresis retrofit scheme (BHRS) in terms of peak displacement and energy dissipation demand ratio while having negligible residual displacement after earthquake.     

Resilience-based retrofitting of existing urban RC-frame buildings using seismic isolation

The improvement of the seismic resilience of existing reinforced-concrete (RC) frame buildings, which is essential for the seismic resilience of a city, has become a critical issue. Although seismic isolation is an effective method for improving the resilient performance of such buildings, target-oriented quantitative improvements of the resilient performance of these buildings have been reported rarely. To address this gap, the seismic resilience of two existing RC frame buildings located in a high seismic intensity region of China were assessed based on the Chinese Standard for Seismic Resilience Assessment of Buildings. The critical engineering demand parameters (EDPs) affecting the seismic resilience of such buildings were identified. Subsequently, the seismic resilience of buildings retrofitted with different isolation schemes (i.e., yield ratios) were evaluated and compared, with emphasis on the relationships among yield ratios, EDPs, and levels of seismic resilience. Accordingly, to achieve the highest level of seismic resilience with respect to the Chinese standard, a yield ratio of 3% was recommended and successfully applied to the target-oriented design for the seismic-resilience improvement of an existing RC frame building. The research outcome can provide an important reference for the resilience-based retrofitting of existing RC frame buildings using seismic isolation in urban cities.

     

Simplified estimation of the expected annual loss of reinforced concrete buildings

Performance‐based earthquake engineering procedures have now developed to the point that it is possible to evaluate a range of possible decision variables, including the expected annual monetary loss (EAL). Quantification of the EAL is considered to be particularly useful because it could assist with the identification of effective design and retrofit measures that consider seismic performance over a range of intensity levels. Recognizing, however, that existing procedures for the evaluation of EAL tends to be quite time consuming, this paper builds on a recent proposal to use simplified limit state loss versus intensity relationships to compute EAL via a closed‐form equation, without the need to compile an inventory of damageable components and with freedom in the choice of structural analysis method. Various developments to the simplified approach are made in this paper to allow consideration of loss thresholds, non‐uniform damage distributions and the impact of differences in seismic performance in orthogonal directions. In addition, means of accounting for uncertainties in the simplified EAL assessment are described. The work has focused on the assessment of EAL for reinforced concrete frame buildings with details representative of construction practice adopted in Italy in the 1950s through to the early 1970s. By comparing loss assessment results obtained using a refined methodology with those obtained using the new guidelines developed here for two case study buildings, it is concluded that the simplified approach works well. Future research should therefore aim to further validate the approach and extend it to other building typologies and construction eras. Copyright © 2017 John Wiley & Sons, Ltd.     

基于增量动力地震易损性分析的高层结构抗震加固研究

由于承重结构构件分布不均匀,导致高层建筑框架承重构件间的距离不相等。在地震时,这种不规则分布可能引起加速度共振效应,从而导致建筑失稳。为此,以地震动强度、地震动速度峰值、最大层间位移角为参数指标,分析高层建筑的极限状态,提出基于增量动力地震易损性分析的高层结构抗震加固研究。以某实际工程为试验对象,运用ABAQUS软件构造高层建筑框架结构三维模型,选取多条地震波以及符合场地条件的地震动记录进行验证,绘制地震易损性曲线。结果表明:在高层建筑框架结构中安装阻尼器,可增强结构中各构件的承载力,改善高层建筑抗震性能;增加钢板厚度可提高结构抗震水平,降低极限状态下框架结构IO、LS与CP的超越概率;提高混凝土强度,可改善框架结构抗倒塌性能。高层结构完成抗震加固后,抗震能力由0.91提升至1.01。由此证明,以增量动力分析得到的结构易损性为基础,对建筑易损性较大的地方进行加固、完善,能够改善高层建筑框架结构地震易损性,减少地震灾害损失。     

Enhancing resilience of highway bridges through seismic retrofit

The present study evaluates seismic resilience of highway bridges that are important components of highway transportation systems. To mitigate losses incurred from bridge damage during seismic events, bridge retrofit strategies are selected such that the retrofit not only enhances bridge seismic performance but also improves resilience of the system consisting of these bridges. To obtain results specific to a bridge, a reinforced concrete bridge in the Los Angeles region is analyzed. This bridge was severely damaged during the Northridge earthquake because of shear failure of one bridge pier. Seismic vulnerability model of the bridge is developed through finite element analysis under a suite of time histories that represent regional seismic hazard. Obtained bridge vulnerability model is combined with appropriate loss and recovery models to calculate seismic resilience of the bridge. Impact of retrofit on seismic resilience is observed by applying suitable retrofit strategy to the bridge assuming its undamaged condition prior to the Northridge event. Difference in resilience observed before and after bridge retrofit signified the effectiveness of seismic retrofit. The applied retrofit technique is also found to be cost‐effective through a cost‐benefit analysis. First order second moment reliability analysis is performed, and a tornado diagram is developed to identify major uncertain input parameters to which seismic resilience is most sensitive. Statistical analysis of resilience obtained through random sampling of major uncertain input parameters revealed that the uncertain nature of seismic resilience can be characterized with a normal distribution, the standard deviation of which represents the uncertainty in seismic resilience. Copyright © 2013 John Wiley & Sons, Ltd.     

A study on the seismic behavior of a retrofitted building based on nonlinear static and dynamic analyses

This study describes the seismic performance of an existing five storey reinforced concrete building which represents the typical properties of low-rise non-ductile buildings in Turkey. The effectiveness of shear walls and the steel bracings in retrofitting the building was examined through nonlinear static and dynamic analyses. By using the nonlinear static analysis, retrofitted buildings seismic performances under lateral seismic load were compared with each other. Moreover, the performance points and response levels of the existing and retrofitting cases were determined by way of the capacity-spectrum method described in ATC-40 (1996). For the nonlinear dynamic analysis the records were selected torepresent wide ranges of duration and frequency content. Considering the change in the stiffness and the energy dissipation capacities, the performance of the existing and retrofitted buildings were evaluated in terms of story drifts and damage states. It was found that each earthquake record exhibited its own peculiarities, dictated by frequency content, duration, sequence of peaks and their amplitude. The seismic performance of retrofitted buildings resulted in lower displacements and higher energy dissipation capacity depending mainly on the properties of the ground motions and the retrofitting strategies. Moreover, severe structural damage (irreparable or collapse) was observed for the existing building. However, buildings with retrofit alternatives exhibited lower damage levels changing from no damage to irreparable damage states.     

Seismic vulnerability and risk assessment: case study of the historic city centre of Coimbra, Portugal

Seismic risk evaluation of built-up areas involves analysis of the level of earthquake hazard of the region, building vulnerability and exposure. Within this approach that defines seismic risk, building vulnerability assessment assumes great importance, not only because of the obvious physical consequences in the eventual occurrence of a seismic event, but also because it is the one of the few potential aspects in which engineering research can intervene. In fact, rigorous vulnerability assessment of existing buildings and the implementation of appropriate retrofitting solutions can help to reduce the levels of physical damage, loss of life and the economic impact of future seismic events. Vulnerability studies of urban centres should be developed with the aim of identifying building fragilities and reducing seismic risk. As part of the rehabilitation of the historic city centre of Coimbra, a complete identification and inspection survey of old masonry buildings has been carried out. The main purpose of this research is to discuss vulnerability assessment methodologies, particularly those of the first level, through the proposal and development of a method previously used to determine the level of vulnerability, in the assessment of physical damage and its relationship with seismic intensity. Also presented and discussed are the strategy and proposed methodology adopted for the vulnerability assessment, damage and loss scenarios for the city centre of Coimbra, Portugal, using a GIS mapping application.     

Seismic fragility reduction of an unreinforced masonry school building through retrofit using ferrocement overlay

The Himalayan region is one of the major seismic areas in the world. However, similar to many other seismically active locations, there are substantial numbers of unreinforced masonry(URM) buildings; the majority of which have not been designed for seismic loads. Past seismic events have shown that such buildings are highly vulnerable to earthquakes. Retrofitting of these URM buildings is an important concern in earthquake mitigation programs. Most government school buildings in rural areas of northern India are constructed of unreinforced masonry. These school buildings are socially important structures and serve as a crucial resource for rehabilitation during any disaster. The effectiveness of ferrocement(FC) to create a URM-FC composite is described in this study by estimating the performance and fragility of a URM school building before and after a retrofit. Analytical models, based on the equivalent frame method, are developed and used for nonlinear static analysis to estimate the enhancement in capacity. The capacity enhancement due to retrofitting is presented in terms of the maximum PGA sustained and damage probabilities at the expected level of earthquake hazard.     

Earthquake risk assessment of buildings accounting for human evacuation

A primary goal of earthquake engineering is to protect society from the possible negative consequences of future earthquakes. Conventionally, this goal has been achieved indirectly by reducing seismic damage of the built environment through better building codes, or more comprehensibly, by minimizing seismic risk. However, the effect that building damage has on occupants is not explicitly taken into account while designing infrastructure. Consequently, this paper introduces a conceptual framework and numerical algorithm to assess earthquake risk on building occupants during seismic events, considering the evacuation process of the structure. The framework combines probabilistic seismic hazard analysis, inelastic structural response analysis and damage assessment, and couples these results with the response of evacuating agents. The results are cast as probability distributions of variables that measure the overall performance of the system (e.g., evacuation times, number of injured people, and repair costs) for specific time windows. As a testbed, the framework was applied to the response of a reinforced concrete frame building that exemplifies the use of all steps of the methodology. The results suggest that this seismic risk evaluation framework of structural systems that combine the response of a physical model with human agents can be extended to a wide variety of other situations, including the assessment of mitigation actions in communities and people to improve their earthquake resilience. Copyright © 2016 John Wiley & Sons, Ltd.     

Earthquake performance assessment and rehabilitation of two historical unreinforced masonry buildings

The paper describes the earthquake performance assessment of two historical buildings located in Istanbul exposed to a M_w = 7+ earthquake expected to hit the city and proposes solutions for their structural rehabilitation and/or strengthening. Both buildings are unreinforced clay brick masonry (URM) structures built in 1869 and 1885, respectively. The first building is a rectangular-shaped structure rising on four floors. The second one is L-shaped with one basement and three normal floors above ground. They survived the 1894, M_s = 7.0 Istanbul Earthquake, during which widespread damage to URM buildings took place in the city. Earthquake ground motion to be used in performance assessment and retrofit design is determined through probabilistic and deterministic seismic hazard assessment. Strength characteristics of the brick walls are assessed on the basis of Schmidt hammer test results and information reported in the literature. Dynamic properties of the buildings (fundamental vibration periods) are measured via ambient vibration tests. The buildings are modelled and analyzed as three-dimensional assembly of finite elements. Following the preliminary assessment based on the equivalent earthquake loads method, the dynamic analysis procedure of FEMA 356 (Pre-standard and commentary for the seismic rehabilitation of buildings, American Society of Civil Engineers, Reston, 2000) and ASCE/SEI 41-06 (Seismic rehabilitation of existing buildings, American Society of Civil Engineers, Reston, 2007) is followed to obtain dynamic structural response of the buildings and to evaluate their earthquake performance. In order to improve earthquake resistance of the buildings, reinforced cement jacketing of the main load carrying walls and application of fiber reinforced polymer bands to the secondary walls are proposed.     

Earthquake loss assessment of precast RC industrial structures in Tuscany (Italy)

A seismic loss assessment for structural, non-structural, contents and business interruption is presented for precast reinforced concrete industrial buildings located in Italy. The correlation that exists between the performances of such spatially distributed buildings (i.e. spatial correlation) given a seismic event should be considered when estimating losses at a local or regional level. Loss assessment is thus performed herein using the OpenQuake-engine, an open-source tool capable of including the spatial correlation of ground-motion residuals and uncertainty in building vulnerability. The annual probability of structural collapse is employed as an initial risk measure, in which each industrial facility is considered as an individual asset. Then the economic loss for 300 buildings in the province of Arezzo is computed using a probabilistic event-based risk approach and presented in terms of annual average losses and losses at given annual rates of exceedance. The impact of the losses due to business interruption is also explored, and the extent of customer base is used as a prioritization metric for risk mitigation. It is observed that risk reduction should be applied as a priority in the facilities that are compromising the current level of acceptable risk, and the results show that business interruption has a significant contribution for economic losses, whose repercussions go beyond the regional level. Although this application is confined to the province of Arezzo, the same methodology can be used in other regions in Italy with similar building stock.     

In situ experiment on retrofit of school buildings by adding sandwich columns to partition brick walls

Many significantly strong earthquakes have occurred over the years in Taiwan, which have caused tremendous damage to primary and middle school buildings; the 921 Chi‐Chi earthquake was particularly devastating. According to statistics, 786 schools (1,958 classrooms) were damaged on September 21, 1999 during this earthquake event. The devastation showed that a lack of seismic performance is a common problem for existing school buildings in Taiwan. Therefore, the retrofit of existing school buildings has become an urgent issue in the prevention of possible damage in the future. The retrofit technique of adding sandwich columns to partition brick walls is proposed in this paper, and the feasibility of the proposed method was verified by in situ pushover tests of two real school buildings, one without and one with retrofit. The experimental and analytical results show that the sandwich column itself contributes significantly to the seismic capacity of the examined school building. Moreover, the analytical results yielded conservative capacity curves when compared with the experimental results. Copyright © 2013 John Wiley & Sons, Ltd.     

损失分布和非结构损失对房屋建筑地易损性的影响

房屋建筑的地震易损性是地震损失评估和地震巨灾风险模型的基础。作为房屋建筑的重要组成部分,各类非结构构件的损失在现有的易损性模型中并未得到足够重视。本文以一栋典型钢筋混凝土框架结构教学楼为对象,通过将房屋建筑中的各类构件划分为具有不同地震损伤特性和损失后果的易损性组,考察建筑内的损失分布和非结构损失对房屋建筑地震易损性的影响。分析结果表明:由于许多非结构构件在中小地震作用下即可能发生较严重的破坏,房屋建筑在中小地震下的易损性主要受非结构损失控制;随着地震动强度等级的不断提高,结构损伤渐趋严重,结构损失对整体建筑易损性的影响不断增大;在结构进入震后不可修状态之前,建筑不同楼层的损失分布是评估建筑地震损失时不可忽略的因素。     

钢筋混凝土框架结构震后功能恢复能力的量化研究

震后功能恢复能力是指建筑物、社区或城市等遭受地震影响后实现功能恢复的能力。以一钢筋混凝土框架结构为对象,基于OpenSees有限元分析平台,对其进行增量动力分析,得到其对应于不同损伤状态的地震易损性曲线。进而基于单体建筑损失评估理论,评估该结构在不同强度水准地震动作用下的地震损失,包括直接经济损失和间接经济损失等。在此基础上,分别利用直线型、指数型以及三角函数型功能恢复模型,在不同强度水准地震动作用下,分别计算该结构的震后功能恢复能力。结果表明:随着地震动强度的增加,基于3种恢复模型计算得到的震后功能恢复能力都在下降,而且直线型和三角函数型恢复模型得到的恢复能力均比指数型的下降更快;在同一强度水准地震动作用下,基于指数型恢复模型计算得到的震后功能恢复能力均高于直线型和三角函数型恢复模型,即使在较强水准地震动作用下,根据指数型恢复模型得到的恢复能力依然较大。而在各个强度水准地震动作用下,基于直线型和三角函数型恢复模型得到的震后功能恢复能力非常接近。