地表不透水面信息遥感的主要方法分析

全球范围内的城市扩张已使得大量的不透水面取代了以植被为主的地表自然景观,并给生态环境带来了明显的负面影响。不透水面作为一个影响生态环境的关键因子已引起了全社会的广泛关注。如何及时快速地掌握不透水面的空间分布信息,准确无误地量化不透水面的动态变化信息,是城市规划、环境保护亟待解决的现实问题。而遥感以其快速、大范围、多尺度、可重复的对地观测优势为解决这一问题提供了很好的解决方案。不透水面遥感研究经过近十几年的发展已有了长足的进步,多种针对不透水面信息反演的遥感创新技术与方法被相继提出。本文重点分析了这些针对遥感不透水面提出的创新技术,详细地指出了它们的优势和不足,并在此基础上总结了中国遥感工作者在不透水面遥感方面的研究工作。当前许多不透水面信息的反演精度都可以达到85%以上,但是不透水面与裸土和阴影信息的混淆仍是困扰不透水面信息精准反演的主要问题。由于大部分不透水面材料具有和砂土石同源的特点,因此在现有影像光谱分辨率不足的情况下,单靠光谱是很难进一步提高不透水面信息的反演精度,而借助LiDAR等其他辅助数据,将有望帮助解决这一瓶颈问题。     

基于混合光谱分解的城市不透水面分布估算

城市化的一个重要表现就是不透水面分布比率的上升,城市内部不透水面分布是城市生态环境的一个重要指标。对于规模较大的大城市,采用高性价比的中等分辨率影像,获取不透水面的分布,是当前国际研究的一个热点。本研究利用Landsat 7的ETM 影像,在线性光谱分解的技术上,提取了上海市的不透水面分布并对其空间特征进行了分析。研究揭示,ETM 影像对于城市尺度的信息提取,其成本是较低的;对于城市地域来说,利用植被、高反照度、低反照度和裸露的土壤四种最终光谱端元的线性组合,可以较好地模拟ETM 波谱特征,而除了水面以外的高反照度、低反照度两种最终光谱端元,可以较好地表达城市不透水表面信息。结果显示,利用中等分辨率影像对上海中心城区不透水面分布提取的精度还是令人满意的,总体上,上海市不透水面分布比率较高,不透水面分布的空间差异进一步揭示了城市土地覆被空间结构以及城市空间扩展的差异性。     

流域尺度的不透水面遥感提取

一个地区的不透水面覆盖度不仅是该地区城镇化程度重要指示因子,也是该地区生态环境状况的重要指示因子.现有的不透水面遥感提取方法,多集中在城区尺度上.而流域尺度上快速、准确的不透水面遥感提取方法在国内外还鲜有研究.本研究以覆盖海河流域同一季节的Landsat影像为数据源,利用已有土地利用数据集中的道路、城市、农村和工业用地...     

Coupling urbanization analyses for studying urban thermal environment and its interplay with biophysical parameters based on TM/ETM+ imagery

Studies of urbanization and urban thermal environment are now attracting wide interests among scientists all over the world. This study investigated the influences of urbanization on urban thermal environment as well as the relationships of thermal characteristics to other biophysical variables in Guangzhou, China utilizing three dates of Landsat TM/ETM+ images acquired in 1990, 2000, and 2005, respectively. Vegetation abundances and percent impervious surfaces were derived by means of linear spectral mixture model, and a method for effectively enhancing impervious surface has been developed to accurately examine the urban enlargement. As a key parameter for studying urban thermal characteristics, the land surface temperature (LST) was also retrieved from thermal infrared band of each TM/ETM+ dataset. Based on these parameters, the urban expansion, urban heat island effect and the relationships of LSTs to other biophysical parameters were then analyzed. Results indicated that the area ratio of impervious surface in Guangzhou increased significantly, which grew from 20.56% in 1990, to 34.72% in 2000, and further to 41.12% in 2005, however, the intensity of urban heat island was not always enlarged in observed years. In addition, Geostatistical analyses showed that the mean-centre of the impervious surface was moving towards the northwest during 1990–2005. And correlation analyses revealed that, at the pixel-scale, the association of LSTs to other two variables (vegetation abundance and percent impervious surface) was not straightforward, while LSTs possessed a strong positive correlation with percent impervious surfaces and negative correlation with vegetation abundances at the regional-scale, respectively. This study provided an integrated research scheme and the findings can be very useful for urban ecosystem modeling.     

Automated mapping of impervious surfaces in urban and suburban areas: Linear spectral unmixing of high spatial resolution imagery

Quantifying impervious surfaces in urban and suburban areas is a key step toward a sustainable urban planning and management strategy. With the availability of fine-scale remote sensing imagery, automated mapping of impervious surfaces has attracted growing attention. However, the vast majority of existing studies have selected pixel-based and object-based methods for impervious surface mapping, with few adopting sub-pixel analysis of high spatial resolution imagery. This research makes use of a vegetation-bright impervious-dark impervious linear spectral mixture model to characterize urban and suburban surface components. A WorldView-3 image acquired on May 9th, 2015 is analyzed for its potential in automated unmixing of meaningful surface materials for two urban subsets and one suburban subset in Toronto, ON, Canada. Given the wide distribution of shadows in urban areas, the linear spectral unmixing is implemented in non-shadowed and shadowed areas separately for the two urban subsets. The results indicate that the accuracy of impervious surface mapping in suburban areas reaches up to 86.99%, much higher than the accuracies in urban areas (80.03% and 79.67%). Despite its merits in mapping accuracy and automation, the application of our proposed vegetation-bright impervious-dark impervious model to map impervious surfaces is limited due to the absence of soil component. To further extend the operational transferability of our proposed method, especially for the areas where plenty of bare soils exist during urbanization or reclamation, it is still of great necessity to mask out bare soils by automated classification prior to the implementation of linear spectral unmixing.     

Major forest changes and land cover transitions based on plant functional types derived from the ESA CCI Land Cover product

Land use and land cover change are of prime concern due to their impacts on CO₂ emissions, climate change and ecological services. New global land cover products at 300 m resolution from the European Space Agency (ESA) Climate Change Initiative Land Cover (CCI LC) project for epochs centered around 2000, 2005 and 2010 were analyzed to investigate forest area change and land cover transitions. Plant functional types (PFTs) fractions were derived from these land cover products according to a conversion table. The gross global forest loss between 2000 and 2010 is 172,171 km², accounting for 0.6% of the global forest area in year 2000. The forest changes are mainly distributed in tropical areas such as Brazil and Indonesia. Forest gains were only observed between 2005 and 2010 with a global area of 9844 km², mostly from crops in Southeast Asia and South America. The predominant PFT transition is deforestation from forest to crop, accounting for four-fifths of the total increase of cropland area between 2000 and 2010. The transitions from forest to bare soil, shrub, and grass also contributed strongly to the total areal change in PFTs. Different PFT transition matrices and composition patterns were found in different regions. The highest fractions of forest to bare soil transitions were found in the United States and Canada, reflecting forest management practices. Most of the degradation from grassland and shrubland to bare soil occurred in boreal regions. The areal percentage of forest loss and land cover transitions generally decreased from 2000–2005 to 2005–2010. Different data sources and uncertainty in the conversion factors (converting from original LC classes to PFTs) contribute to the discrepancy in the values of change in absolute forest area.     

武汉城镇化与热岛效应的定量研究

针对目前城市化进程加快对城市增温和城市热岛效应的促进作用尚不十分明确的问题,提出基于遥感技术的城镇化与热岛效应数量关系的构建。结果表明,1987-2013年间,武汉市中城镇化水平(50%~80%ISA)面积增加了14.5倍,高城镇化水平(80%~100%ISA)面积增加了2.8倍,城镇化范围沿着武汉市主城区和主要干道不断扩张;不透水面值与地表温度表现出明显正相关,不透水面值平均增加1%,可使地表温度增温0.06℃~0.19℃,城镇化水平对武汉城市热岛效应作用明显。研究结果为探讨城市热岛效应的缓解对策提供了基础,对合理规划和管理城市化意义重大。     

Diurnal and seasonal impacts of urbanization on the urban thermal environment: A case study of Beijing using MODIS data

Beijing has experienced rapid urbanization and associated urban heat island effects and air pollution. In this study, a contribution index was proposed to explore the effect of urbanization on land surface temperature (LST) using Moderate-Resolution Imaging Spectroradiometer (MODIS)-derived data with high temporal resolution. The analysis indicated that different zones and landscapes make diurnally and seasonally different contributions to the regional thermal environment. The differences in contributions by the three main functional zones resulted from differences in their landscape compositions. The roles of landscapes in this process varied diurnally and seasonally. Urban land was the most important contributor to increases in regional LSTs. The contributions of cropland and forest varied distinctly between daytime and nighttime owing to differences in their thermal inertias. Vegetation had a notable cooling effect as the normalized vegetation difference index (NDVI) increased during summer. However, when the NDVI reached a certain value, the nighttime LST shifted markedly in other seasons. The results suggest that urban design based on vegetation partitions would be effective for regulating the thermal environment.     

Ecosystem functional assessment based on the “optical type” concept and self-similarity patterns: An application using MODIS-NDVI time series autocorrelation

Remote sensing (RS) time series are an excellent operative source for information about the land surface across several scales and different levels of landscape heterogeneity. Ustin and Gamon (2010) proposed the new concept of “optical types” (OT), meaning “optically distinguishable functional types”, as a way to better understand remote sensing signals related to the actual functional behavior of species that share common physiognomic forms but differ in functionality. Whereas the OT approach seems to be promising and consistent with ecological theory as a way to monitor vegetation derived from RS, it received little implementation.This work presents a method for implementing the OT concept for efficient monitoring of ecosystems based on RS time series. We propose relying on an ecosystem's repetitive pattern in the temporal domain (self-similarity) to assess its dynamics. Based on this approach, our main hypothesis is that distinct dynamics are intrinsic to a specific OT. Self-similarity level in the temporal domain within a broadleaf forest class was quantitatively assessed using the auto-correlation function (ACF), from statistical time series analysis. A vector comparison classification method, spectral angle mapper, and principal component analysis were used to identify general patterns related to forest dynamics. Phenological metrics derived from MODIS NDVI time series using the TIMESAT software, together with information from the National Forest Map were used to explain the different dynamics found.Results showed significant and highly stable self-similarity patterns in OTs that corresponded to forests under non-moisture-limited environments with an adaptation strategy based on a strong phenological synchrony with climate seasonality. These forests are characterized by dense closed canopy deciduous forests associated with high productivity and low biodiversity in terms of dominant species. Forests in transitional areas were associated with patterns of less temporal stability probably due to mixtures of different adaptation strategies (i.e., deciduous, marcescent and evergreen species) and higher functional diversity related to climate variability at long and short terms. A less distinct seasonality and even a double season appear in the OT of the broadleaf Mediterranean forest characterized by an open canopy dominated by evergreen-sclerophyllous formations. Within this forest, understory and overstory dynamics maximize functional diversity resulting in contrasting traits adapted to summer drought, winter frosts, and high precipitation variability.     

Quantifying urban land cover change between 2001 and 2006 in the Gulf of Mexico region

We estimated urbanization rates (2001–2006) in the Gulf of Mexico region using the National Land Cover Database (NLCD) 2001 and 2006 impervious surface products. An improved method was used to update the NLCD impervious surface product in 2006 and associated land cover transition between 2001 and 2006. Our estimation reveals that impervious surface increased 416 km² with a growth rate of 5.8% between 2001 and 2006. Approximately 1110.1 km² of non-urban lands were converted into urban land, resulting in a 3.2% increase in the region. Hay/pasture, woody wetland, and evergreen forest represented the three most common land cover classes that transitioned to urban. Among these land cover transitions, more than 50% of the urbanization occurred within 50 km of the coast. Our analysis shows that the close-to-coast land cover transition trend, especially within 10 km off the coast, potentially imposes substantial long-term impacts on regional landscape and ecological conditions.     

归一化光谱分解模型在城市化信息提取中的应用

以2001年7月11日LandsatETM7影像和2009年7月16日TM影像为数据源,基于V-I-S理论模型,采用归一化光谱分解模型提取了乌鲁木齐市区范围内2个时段的植被、土壤、不透水层3个连续地表参数分量。通过对不透水层不同阈值的划分,提取了2时段的乌鲁木齐市城市发展的空间信息,结果较为满意;通过空间叠加计算方式获取了8年来乌鲁木齐市城市化发展的空间信息和主要拓展方向。结果表明,乌鲁木齐城市化发展速度较快,特别是北扩趋势显著。     

城市不透水表面遥感估算研究

作为城市化水平的关键指示因子,不透水表面已经被广泛应用在城市生态环境评估中。利用TM影像,采用附有限制条件的线性光谱混合模型对北京城区的不透水表面分布进行空间分析。通过高反照率、低反照率、植被及土壤4类光谱端元的线性组合表征城市土地覆盖类型,综合剔除噪声影响后的高、低反照率分量,估算北京城区不透水表面分布。研究结果表明：利用附有限制条件的线性光谱分解得到的RMS平均值为0．003428。其不透水表面分布结果与同期spot-5对比验证,R2为0．932,均方根误差为0．086,结果令人满意。     

陆地表层覆盖变化对地表反照率影响的四国对比

陆表覆盖变化影响地表特征从而改变地表能量平衡是理解人类活动对全球气候变化影响的关键环节。选择国际气候谈判主要国家的美国、印度和巴西作为中国的对比国,对比分析不同国别、不同气候带典型陆表覆盖类型的地表反照率时空差异,进而模拟开垦和城市化等陆表覆盖变化对反照率的影响差异。结果表明：(1) 2000年—2015年,中国、美国的地表反照率年际变化存在明显的气候带空间分异特征,中国干旱半干旱区和美国中低纬湿润区表现出降低趋势,而中国亚热带湿润和美国高纬与中部干旱区则表现出明显的升高趋势,印度的地表反照率年际变化呈微弱下降趋势,而巴西为微弱上升趋势。(2)无雪覆盖时,耕地、林地、草地和人造地表反照率具有夏高、冬低的时间变化特征,干旱半干旱区反照率明显高于湿润区。4种类型的国别差异体现在,中国亚热带湿润区地表反照率均以上升为主,干旱半干旱区则相反;美国除耕地在干旱区呈较强的升高趋势外,其余类型基本为降低趋势;印度均表现为降低趋势;巴西则表现为略微升高趋势。(3)与无雪覆盖相比,有雪覆盖时不同陆表覆盖类型地表反照率均有所提高,林地提高幅度最小,约0.06—0.26,耕地提高最大,约为0.17—0.38,且中国林地反照率提高幅度略高于美国。(4)原陆表覆盖为林地时,开垦和城镇化均导致地表反照率升高,且干旱区升高幅度高于湿润区,湿润区的升高幅度随纬度降低而减弱;为草地时,开垦主要在巴西、印度和中、美亚热带湿润区引起地表反照率升高。而城镇化引起的反照率变化则受到原有地表覆盖、季节和气候背景影响存在较复杂的国别和气候带差异。     

Estimation of hourly and daily evapotranspiration and soil moisture using downscaled LST over various urban surfaces

Surface moisture is important to link land surface temperature (LST) to people’s thermal comfort. In urban areas, the surface roughness from buildings and urban trees impacts wind speed, and consequently surface moisture. To find the role of surface roughness in surface moisture estimation, we developed methods to estimate daily and hourly evapotranspiration (ET) and soil moisture, based on a case study of Indianapolis, Indiana, USA. In order to capture the spatial and temporal variations of LST, hourly and daily LST was produced by downscaling techniques. Given the heterogeneity in urban areas, fractions of vegetation, soil, and impervious surfaces were calculated. To describe the urban morphology, surface roughness parameters were calculated from digital elevation model (DEM), digital surface model (DSM), and Terrestrial Light Detection and Ranging (LiDAR). Two source energy balance (TSEB) model was employed to generate ET, and the temperature vegetation index (TVX) method was used to calculate soil moisture. Stable hourly soil moisture fluctuated from 15% to 20%, and daily soil moisture increased due to precipitation and decreased due to seasonal temperature change. ET over soil, vegetation, and impervious surface in the urban areas yielded different patterns in response to precipitation. The surface roughness from high-rise has bigger influence on ET in central urban areas.     

Bi-temporal characterization of land surface temperature in relation to impervious surface area,NDVI and NDBI,using a sub-pixel image analysis

As more than 50% of the human population are situated in cities of the world, urbanization has become an important contributor to global warming due to remarkable urban heat island (UHI) effect. UHI effect has been linked to the regional climate, environment, and socio-economic development. In this study, Landsat Thematic Mapper (TM) and Enhanced Thematic Mapper Plus (ETM+) imagery, respectively acquired in 1989 and 2001, were utilized to assess urban area thermal characteristics in Fuzhou, the capital city of Fujian province in south-eastern China. As a key indicator for the assessment of urban environments, sub-pixel impervious surface area (ISA) was mapped to quantitatively determine urban land-use extents and urban surface thermal patterns. In order to accurately estimate urban surface types, high-resolution imagery was utilized to generate the proportion of impervious surface areas. Urban thermal characteristics was further analysed by investigating the relationships between the land surface temperature (LST), percent impervious surface area, and two indices, the Normalized Difference Vegetation Index (NDVI) and Normalized Difference Built-up Index (NDBI). The results show that correlations between NDVI and LST are rather weak, but there is a strong positive correlation between percent ISA, NDBI and LST. This suggests that percent ISA, combined with LST, and NDBI, can quantitatively describe the spatial distribution and temporal variation of urban thermal patterns and associated land-use/land-cover (LULC) conditions.     

城市不透水面覆盖度与地面温度遥感估算与分析

全球气候变暖和城市化的快速发展,导致了城市不透水面急剧增加和热岛效应日趋严重.本文综合利用多源遥感数据进行城市不透水面覆盖度(ISP)和地面温度(LST)的估算,实验结果较好地反映了城市ISP和LST的空间分布和变化状况;同时对二者之间的相关关系进行了简要分析,发现ISP与地面温度之间具有正相关关系,为通过绿化建设改善...     

Improving impervious surface estimation: an integrated method of classification and regression trees (CART) and linear spectral mixture analysis (LSMA) based on error analysis

Classification and regression tree (CART) has been widely implemented to estimate impervious surface, an important indicator of urbanization and environmental quality. Although the CART algorithm gains higher overall accuracy than linear regression models, only very few studies have noticed that reliability of CART is affected by systematic errors. Especially, CART typically overestimates impervious surfaces in low-density urban areas and underestimates them in high-density urban areas. The primary objective of this study is to develop an improved integrated method to estimate impervious surface with higher accuracy by reducing the systematic errors of CART. This improved method was applied to three urban areas, Chicago (United States), Venice (Italy), and Guangzhou (China) to examine its effectiveness. When compared with the conventional CART, overall mean average error (MAE) and root mean square error (RMSE) of improved method are decreased by 22.64% and 20.93%, respectively, and R² rises from 0.9 to 0.96. In high-density impervious surfaces, where intensely developed urban area is located, the MAE and RMSE for the improved method are 0.066 and 0.088, respectively, largely improved from 0.100 to 0.130. Since accurate estimation of high-density impervious surfaces is the fundamental issue for monitoring and understanding the urban environment, the improved method demonstrated in this study is significant.     

Detection of impervious surface change with multitemporal Landsat images in an urban–rural frontier

Mapping and monitoring impervious surface dynamic change in a complex urban-rural frontier with medium or coarse spatial resolution images is a challenge due to the mixed pixel problem and the spectral confusion between impervious surfaces and other non-vegetation land covers. This research selected Lucas do Rio Verde County in Mato Grosso State, Brazil as a case study to improve impervious surface estimation performance by the integrated use of Landsat and QuickBird images and to monitor impervious surface change by analyzing the normalized multitemporal Landsat-derived fractional impervious surfaces. This research demonstrates the importance of two-step calibrations. The first step is to calibrate the Landsat-derived fraction impervious surface values through the established regression model based on the QuickBird-derived impervious surface image in 2008. The second step is to conduct the normalization between the calibrated 2008 impervious surface image with other dates of impervious surface images. This research indicates that the per-pixel based method overestimates the impervious surface area in the urban-rural frontier by 50%-60%. In order to accurately estimate impervious surface area, it is necessary to map the fractional impervious surface image and further calibrate the estimates with high spatial resolution images. Also normalization of the multitemporal fractional impervious surface images is needed to reduce the impacts from different environmental conditions, in order to effectively detect the impervious surface dynamic change in a complex urban-rural frontier. The procedure developed in this paper for mapping and monitoring impervious surface area is especially valuable in urban-rural frontiers where multitemporal Landsat images are difficult to be used for accurately extracting impervious surface features based on traditional per-pixel based classification methods as they cannot effectively handle the mixed pixel problem.     

TM/ETM+/LDCM Images for Studying Land Surface Temperature (LST) Interplay with Impervious Surfaces Changes over Time Within the Douala Metropolis,Cameroon

Douala, the most important metropolis of Cameroon, is a sub-Saharan wet coastal environment of which the anarchic urbanization is a socio-economic and environmental problem, significantly influencing the local climate. In this study, three Landsat images from 1986 (TM), 2007 (ETM+) and 2016 (LDCM), were utilized to investigate the effect of this urbanization on the increasing land surface temperature (LST) between these dates. Thus, the urban indices (UI), determined from the Landsat Visible and NIR channels were used to identify impervious areas (Urban Fabric and bare soil) of urban area. It has been shown from the UI images that, impervious areas have been increased from 1986 to 2016. The LST images derived have a continual expansion of zones and points of heat throughout these dates. The correlation analysis of LST and UI, at the pixel-scale, indicated the positive relationship between these parameters, which could show a real impact of urbanization on the increasing temperature in the area. These correlations are fairly low in 1986 (maximum R-square value is about 0.35) and in 2007 (maximum R-square value is about 0.44. In 2016, a high positive correlation (maximum R-square value is about 0.77) confirm that, the impervious areas strengthen the temperature and the Urban Heat Island effect in Douala urban zone. Overall, the earth observation images and the geographic information system techniques were effective approaches for aiming at environment monitoring and analyzing urban growth patterns and evaluating their impacts on urban climates.