A new look at climate equity in the UNFCCC

Equity has been at the core of the global climate debate since its inception over two decades ago, yet the current negotiations toward an international climate agreement in 2015 provide a new and critical opportunity to make forward progress on the difficult web of equity issues. These negotiations and the discussions about equity are taking place in a context that has shifted: all countries will be covered under a new agreement; growing climate impacts are being felt, especially by the most vulnerable; and there is an emergence of new institutions and increasing complexity in the international climate regime. Innovative thinking on equity, including which countries should take action and how, is therefore essential to finalizing an agreement by 2015. A broader, deeper, and more holistic view of equity is necessary, one that sees equity as a multi-dimensional challenge to be solved across all the facets of the international climate process.

Policy relevance

This article is relevant to policy makers following the development of the United Nations Framework Convention on Climate Change (UNFCCC) Ad Hoc Working Group on the Durban Platform as it prepares the way for a new agreement in 2015. The article focuses specifically on the issues most relevant to the debate around equity in the negotiations and how that debate is evolving with the expansion of the UNFCCC. It explains the current state of the negotiations and what issues are on the negotiating table, including the fact that negotiations on equity are now much broader than the mitigation commitments, to include the possible ‘equity reference framework’, concerns relating to adaptation and loss and damage, and the need for ambition in terms of mitigation and finance support.     

Arctic climate change in 21st century CMIP5 simulations with EC-Earth

The Arctic climate change is analyzed in an ensemble of future projection simulations performed with the global coupled climate model EC-Earth2.3. EC-Earth simulates the twentieth century Arctic climate relatively well but the Arctic is about 2 K too cold and the sea ice thickness and extent are overestimated. In the twenty-first century, the results show a continuation and strengthening of the Arctic trends observed over the recent decades, which leads to a dramatically changed Arctic climate, especially in the high emission scenario RCP8.5. The annually averaged Arctic mean near-surface temperature increases by 12 K in RCP8.5, with largest warming in the Barents Sea region. The warming is most pronounced in winter and autumn and in the lower atmosphere. The Arctic winter temperature inversion is reduced in all scenarios and disappears in RCP8.5. The Arctic becomes ice free in September in all RCP8.5 simulations after a rapid reduction event without recovery around year 2060. Taking into account the overestimation of ice in the twentieth century, our model results indicate a likely ice-free Arctic in September around 2040. Sea ice reductions are most pronounced in the Barents Sea in all RCPs, which lead to the most dramatic changes in this region. Here, surface heat fluxes are strongly enhanced and the cloudiness is substantially decreased. The meridional heat flux into the Arctic is reduced in the atmosphere but increases in the ocean. This oceanic increase is dominated by an enhanced heat flux into the Barents Sea, which strongly contributes to the large sea ice reduction and surface-air warming in this region. Increased precipitation and river runoff lead to more freshwater input into the Arctic Ocean. However, most of the additional freshwater is stored in the Arctic Ocean while the total Arctic freshwater export only slightly increases.     

A coupled atmosphere‐ocean model for transient climate change studies

Abstract

A new coupled atmosphere‐ocean model has been developed for climate predictions at decade to century scales. The atmospheric model is similar to that of Hansen et al. (1983) except that the atmospheric dynamic equations for mass and momentum are solved using Arakawa and Lamb's (1977) C grid scheme and the advection of potential enthalpy and water vapour uses the linear upstream scheme (Russell and Lerner, 1981). The new global ocean model conserves mass, allows for divergent flow, has a free surface and uses the linear upstream scheme for the advection of potential enthalpy and salt. Both models run at 4° × 5° resolution, with 9 vertical layers for the atmosphere and 13 layers for the ocean. Twelve straits are included, allowing for subgrid‐scale water flow. Runoff from land is routed into appropriate ocean basins. Atmospheric and oceanic surface fluxes are of opposite sign and are applied synchronously. Flux adjustments are not used. Except for partial strength alternating binomial filters (Shapiro, 1970), which are applied to the momentum components in the atmosphere and oceans, there is no explicit horizontal diffusion.

A 120‐year simulation of the coupled model starting from the oceanic initial conditions of Levitus (1982) is discussed. The model dynamics stabilize after several decades. The maximum northward ocean heat flux is 1.4 × 10¹⁵ W at 16°N. The model appears to maintain the vertical gradients characterizing the separation between the upper and deep ocean spheres. Inadequacies in the coupled model simulation lead to decreasing temperature and salinity in the high latitude North Atlantic and to a poor simulation of the northern North Atlantic thermohaline circulation. The mass transport of the Gulf Stream is about half of observed values, while the transports of the Kuroshio and Antarctic Circumpolar Currents are similar to observations. Additional deficiencies include a climate drift in the surface air temperature of 0.006°C year^‐1 due to a radiation imbalance of 7.4 Wm^‐2 at the top of the atmosphere and too warm temperatures in the eastern portions of tropical oceans. The coupled model should be useful for delineating modelling capabilities without the use of flux adjustments and should serve as a benchmark for future model improvements.     

A zonally averaged,three-basin ocean circulation model for climate studies

A two-dimensional, three-basin ocean model suitable for long-term climate studies is developed. The model is based on the zonally averaged form of the primitive equations written in spherical coordinates. The east-west density difference which arises upon averaging the momentum equations is taken to be proportional to the meridional density gradient. Lateral exchanges of heat and salt between the basins are explicitly resolved. Moreover, the model includes bottom topography and has representations of the Arctic Ocean and of the Weddell and Ross seas. Under realistic restoring boundary conditions, the model reproduces the global conveyor belt: deep water is formed in the Atlantic between 60 and 70°N at a rate of about 17 Sv (1 Sv=10⁶ m3 s^–1) and in the vicinity of the Antarctic continent, while the Indian and Pacific basins show broad upwelling. Superimposed on this thermohaline circulation are vigorous wind-driven cells in the upper thermocline. The simulated temperature and salinity fields and the computed meridional heat transport compare reasonably well with the observational estimates. When mixed boundary conditions (i.e., a restoring condition on sea-surface temperature and flux condition on sea-surface salinity) are applied, the model exhibits an irregular behavior before reaching a steady state characterized by self-sustained oscillations of 8.5-y period. The conveyor-belt circulation always results at this stage. A series of perturbation experiments illustrates the ability of the model to reproduce different steady-state circulations under mixed boundary conditions. Finally, the model sensitivity to various factors is examined. This sensitivity study reveals that the bottom topography and the presence of a submarine meridional ridge in the zone of the Drake Passage play a crucial role in determining the properties of the model bottom-water masses. The importance of the seasonality of the surface forcing is also stressed.     

A climate model intercomparison at the dynamics level

Until now, climate model intercomparison has focused primarily on annual and global averages of various quantities or on specific components, not on how well the general dynamics in the models compare to each other. In order to address how well models agree when it comes to the dynamics they generate, we have adopted a new approach based on climate networks. We have considered 28 pre-industrial control runs as well as 70 20th-century forced runs from 23 climate models and have constructed networks for the 500 hPa, surface air temperature (SAT), sea level pressure (SLP), and precipitation fields for each run. We then employed a widely used algorithm to derive the community structure in these networks. Communities separate “nodes” in the network sharing similar dynamics. It has been shown that these communities, or sub-systems, in the climate system are associated with major climate modes and physics of the atmosphere (Tsonis AA, Swanson KL, Wang G, J Clim 21: 2990–3001 in 2008; Tsonis AA, Wang G, Swanson KL, Rodrigues F, da Fontura Costa L, Clim Dyn, 37: 933–940 in 2011; Steinhaeuser K, Ganguly AR, Chawla NV, Clim Dyn 39: 889–895 in 2012). Once the community structure for all runs is derived, we use a pattern matching statistic to obtain a measure of how well any two models agree with each other. We find that, with the possible exception of the 500 hPa field, consistency for the SAT, SLP, and precipitation fields is questionable. More importantly, none of the models comes close to the community structure of the actual observations (reality). This is a significant finding especially for the temperature and precipitation fields, as these are the fields widely used to produce future projections in time and in space.     

Impact of ocean model resolution on CCSM climate simulations

The current literature provides compelling evidence suggesting that an eddy-resolving (as opposed to eddy-permitting or eddy-parameterized) ocean component model will significantly impact the simulation of the large-scale climate, although this has not been fully tested to date in multi-decadal global coupled climate simulations. The purpose of this paper is to examine how resolved ocean fronts and eddies impact the simulation of large-scale climate. The model used for this study is the NCAR Community Climate System Model version 3.5 (CCSM3.5)—the forerunner to CCSM4. Two experiments are reported here. The control experiment is a 155-year present-day climate simulation using a 0.5° atmosphere component (zonal resolution 0.625 meridional resolution 0.5°; land surface component at the same resolution) coupled to ocean and sea-ice components with zonal resolution of 1.2° and meridional resolution varying from 0.27° at the equator to 0.54° in the mid-latitudes. The second simulation uses the same atmospheric and land-surface models coupled to eddy-resolving 0.1° ocean and sea-ice component models. The simulations are compared in terms of how the representation of smaller scale features in the time mean ocean circulation and ocean eddies impact the mean and variable climate. In terms of the global mean surface temperature, the enhanced ocean resolution leads to a ubiquitous surface warming with a global mean surface temperature increase of about 0.2?°C relative to the control. The warming is largest in the Arctic and regions of strong ocean fronts and ocean eddy activity (i.e., Southern Ocean, western boundary currents). The Arctic warming is associated with significant losses of sea-ice in the high-resolution simulation. The sea surface temperature gradients in the North Atlantic, in particular, are better resolved in the high-resolution model leading to significantly sharper temperature gradients and associated large-scale shifts in the rainfall. In the extra-tropics, the interannual temperature variability is increased with the resolved eddies, and a notable increases in the amplitude of the El Ni?o and the Southern Oscillation is also detected. Changes in global temperature anomaly teleconnections and local air-sea feedbacks are also documented and show large changes in ocean–atmosphere coupling. In particular, local air-sea feedbacks are significantly modified by the increased ocean resolution. In the high-resolution simulation in the extra-tropics there is compelling evidence of stronger forcing of the atmosphere by SST variability arising from ocean dynamics. This coupling is very weak or absent in the low-resolution model.     

Storm track response to ocean fronts in a global high-resolution climate model

Synoptic atmospheric eddies are affected by lower tropospheric air-temperature gradients and by turbulent heat fluxes from the surface. In this study we examine how ocean fronts affect these quantities and hence the storm tracks. We focus on two midlatitude regions where ocean fronts lie close to the storm tracks: the north-west Atlantic and the Southern Ocean. An atmospheric climate model of reasonably high resolution (~50 km) is applied in a climate-length (60 year) simulation in order to obtain stable statistics. Simulations with frontal structure in the sea surface temperature (SST) in one of the regions are compared against simulations with globally smoothed SST. We show that in both regions the ocean fronts have a strong influence on the transient eddy heat and moisture fluxes, not just in the boundary layer, but also in the free troposphere. Local differences in these quantities between the simulations reach 20–40 % of the maximum values in the simulation with smoothed SST. Averaged over the entire region of the storm track over the ocean the corresponding differences are 10–20 %. The effect on the transient eddy meridional wind variance is strong in the boundary layer but relatively weak above that. The potential mechanisms by which the ocean fronts influence the storm tracks are discussed, and our results are compared against previous studies with regional models, Aquaplanet models, and coarse resolution coupled models.     

Evaluation of clouds and radiative fluxes in the EC-Earth general circulation model

Observations, mostly from the International Satellite Cloud Climatology (ISCCP), are used to assess clouds and radiative fluxes in the EC-Earth general circulation model, when forced by prescribed observed sea surface temperatures. An ISCCP instrument simulator is employed to consistently compare model outputs with satellite observations. The use of a satellite simulator is shown to be imperative for model evaluation. EC-Earth exhibits the largest cloud biases in the tropics. It generally underestimates the total cloud cover but overestimates the optically thick clouds, with the net result that clouds exert an overly strong cooling effect in the model. Every cloud type has its own source of bias. The magnitude of the cooling due to the shortwave cloud radiative effect ( \(\mid \hbox {SWCRE}\mid\) ) is underestimated for the stratiform low-clouds, because the model simulates too few of them. In contrast, \(\mid \hbox {SWCRE}\mid\) is overestimated for trade wind cumulus clouds, because in the model these are too thick. The clouds in the deep convection regions also lead to overestimate the \(\mid \hbox {SWCRE}\mid\) . These clouds are generally too thick and there are too few mid and high thin clouds. These biases are consistent with the positive precipitation bias and the overly strong mass flux for deep convective plumes. Potential sources for the various cloud biases in the model are discussed.     

Decadal-timescale changes of the Atlantic overturning circulation and climate in a coupled climate model with a hybrid-coordinate ocean component

A wide range of statistical tools is used to investigate the decadal variability of the Atlantic Meridional Overturning Circulation (AMOC) and associated key variables in a climate model (CHIME, Coupled Hadley-Isopycnic Model Experiment), which features a novel ocean component. CHIME is as similar as possible to the 3rd Hadley Centre Coupled Model (HadCM3) with the important exception that its ocean component is based on a hybrid vertical coordinate. Power spectral analysis reveals enhanced AMOC variability for periods in the range 15–30 years. Strong AMOC conditions are associated with: (1) a Sea Surface Temperature (SST) anomaly pattern reminiscent of the Atlantic Multi-decadal Oscillation (AMO) response, but associated with variations in a northern tropical-subtropical gradient; (2) a Surface Air Temperature anomaly pattern closely linked to SST; (3) a positive North Atlantic Oscillation (NAO)-like pattern; (4) a northward shift of the Intertropical Convergence Zone. The primary mode of AMOC variability is associated with decadal changes in the Labrador Sea and the Greenland Iceland Norwegian (GIN) Seas, in both cases linked to the tropical activity about 15 years earlier. These decadal changes are controlled by the low-frequency NAO that may be associated with a rapid atmospheric teleconnection from the tropics to the extratropics. Poleward advection of salinity anomalies in the mixed layer also leads to AMOC changes that are linked to processes in the Labrador Sea. A secondary mode of AMOC variability is associated with interannual changes in the Labrador and GIN Seas, through the impact of the NAO on local surface density.     

Boundary layer stability and Arctic climate change: a feedback study using EC-Earth

Amplified Arctic warming is one of the key features of climate change. It is evident in observations as well as in climate model simulations. Usually referred to as Arctic amplification, it is generally recognized that the surface albedo feedback governs the response. However, a number of feedback mechanisms play a role in AA, of which those related to the prevalent near-surface inversion have received relatively little attention. Here we investigate the role of the near-surface thermal inversion, which is caused by radiative surface cooling in autumn and winter, on Arctic warming. We employ idealized climate change experiments using the climate model EC-Earth together with ERA-Interim reanalysis data to show that boundary-layer mixing governs the efficiency by which the surface warming signal is ‘diluted’ to higher levels. Reduced vertical mixing, as in the stably stratified inversion layer in Arctic winter, thus amplifies surface warming. Modelling results suggest that both shortwave—through the (seasonal) interaction with the sea ice feedback—and longwave feedbacks are affected by boundary-layer mixing, both in the Arctic and globally, with the effect on the shortwave feedback dominating. The amplifying effect will decrease, however, with climate warming because the surface inversion becomes progressively weaker. We estimate that the reduced Arctic inversion has slowed down global warming by about 5% over the past 2 decades, and we anticipate that it will continue to do so with ongoing Arctic warming.     

Sensitivity of the thermohaline circulation and climate to ocean exchanges in a simple coupled model

 A new simple, coupled climate model is presented and used to investigate the sensitivity of the thermohaline circulation and climate to ocean vertical and horizontal exchange. As formulated, the model highlights the role of thin, ocean surface layers in the communication between the atmosphere and the subsurface ocean. Model vertical exchange is considered to be an analogue to small-scale, diapycnal mixing and convection (when present) in the ocean. Model horizontal exchange is considered to be an analogue to the effects of the wind-driven circulation. For small vertical exchange in the ocean, the model exhibits only one steady-state solution: a relatively cold, mid-high-latitude climate associated with a weak, salinity-driven circulation (“off ” mode). For large vertical and horizontal exchange in the ocean, the model also exhibits only one steady-state solution: a relatively warm, mid-high-latitude climate associated with a strong, thermally-driven circulation (“on” mode). For sufficiently weak horizontal exchange but large enough vertical exchange, both modes are possible stable, steady-state solutions. When model parameters are calibrated to fit tracer distributions of the modern ocean-atmosphere system, only the “on” mode is possible in this standard case. This suggests that the wind-driven circulation in consort with diapycnal mixing suppresses the “off ” mode in the modern ocean-atmosphere system. Since both diapycnal mixing and the wind-driven circulation would be expected to increase in a cold climate with greater meridional temperature gradients and enhanced winds, vertical and horizontal exchange in the ocean are probably associated with strong negative feedbacks which tend to stabilize climate. These results point to the need to resolve ocean wind-driven circulation and to greatly improve the treatment of ocean diapycnal mixing in more complete models of the climate system. Received: 16 November 1999 / Accepted: 19 June 2000     

A typology of adaptation actions: A global look at climate adaptation actions financed through the Global Environment Facility

Climate change impacts threaten existing development efforts and achieving future sustainability goals. To build resilience and societal preparedness towards climate change, integration of adaptation into development is being increasingly emphasized. To date, much of the adaptation literature has been theoretical, reflecting the absence of empirical data from activities on the ground. However, the Funds established under the United Nations Framework Convention on Climate Change and managed by the Global Environment Facility, the Least Developed Countries Fund, the Special Climate Change Fund and the Strategic Priority for Adaptation, have approved financing for 133 adaptation projects in 70 countries with sufficient documented experience to allow for initial categorization and evaluation. This article provides the first substantial compendium of adaptation actions identified through the allocation and disbursement of these Funds and organizes these actions into a generalized typology of adaptation activities. The information obtained sheds new insight into what adaptation is, in practice, and suggests some next steps to strengthen the empirical database. Ten types of overarching adaptation activities were identified through an analysis of 92 projects financed through these Funds. This paper analyzes these adaptation activities and compares them with theoretical constructs of adaptation typologies. We find that many of the early ideas and concepts advanced by theoreticians are consistent with results from the field. The adaptation categories that recur the most in Global Environment Facility projects are enabling and relatively inexpensive measures, such as those related to capacity building, policy reform, and planning and management. However, a rich panoply of technical actions ranging from information and communications technology, to early warning systems, to new or improved infrastructure, are also identified as common project goals. Future refinements of the costs of various adaptation actions, the mixture of technical and management options, and evaluating the efficacy of actions implemented, will be key to informing the future global adaptation agenda.     

A mechanistic model of isopycnal diffusion in the ocean

A two-dimensional (xz) box ocean model, is formulated to examine the mechanistic role of isopycnal diffusion (i.e. diffusion along a constant density surface) as compared to that of horizontal/vertical diffusion. A large-scale surface temperature anomaly forces a steady solution. The presence of isopycnal diffusion substantially increases the vertical penetration in the steady state: the vertical heat flux is increased by an order of magnitude in some locations. The time scale of the transient response is also modified, and the nature of this response is scale dependent. It is thus not possible in general to reproduce the transient response with isopycnal diffusion by adjusting diffusitives in a lateral diffusion formulation. Implications of the results to climate modelling are considered.     

Capturing the Atlantic cold tongue and coastal upwelling in an intermediate-level ocean model coupled to a regional climate model

Coupled atmosphere–ocean general circulation models are known to have difficulties simulating the cold tongue in the equatorial Atlantic Ocean. Here a regional climate model coupled to an intermediate-level mixed layer ocean model with Ekman dynamics is developed and used to better understand the seasonal evolution of the equatorial Atlantic cold tongue and upwelling off western Africa. Parameterization improvements are made to an earlier version of the ocean model to account for the variations in temperature and shearing stress at the base of the mixed layer. 90-km resolution sensitivity tests demonstrate that the development of the equatorial Atlantic cold tongue in the boreal spring/summer is captured only if seasonal variations in the temperature at the base of the ocean mixed layer are included. The development of cold temperatures off the northwest African coast in the late boreal winter/spring is found to be primarily associated with the net radiation balance as shortwave warming of the mixed layer is relatively low while latent cooling is relatively high yielding a net cooling of mixed layer temperatures, consistent with other studies. The westward extension of the Atlantic cold tongue is primarily due to the horizontal advection of cool water from the South Atlantic African coast. This coastal cooling is associated with vertical diffusion and vertical entrainment, while the vertical entrainment has a secondary and more localized role over the equatorial Atlantic.     

A non-linear climate oscillator controlled by biogeochemical cycling in the ocean: an alternative model of Quaternary ice age cycles

A new, biogeochemical model of ice age cycles is developed and applied which explains major features of climate variations in the late Quaternary —rapid ice age terminations, large glacial-interglacial amplitudes and 100-kyr cycles — in a way consistent with the paleorecord. Existing models which invoke non-linear, ice-sheet-earth-crust dynamics to explain ice age cycles are not consistent with simultaneous terminations in both hemispheres and other phase relationships implied by the paleorecord. The present model relates climate change to oscillations of oceanic primary (new) production controlled by the availability of inorganic nitrogen. Large oscillations follow shelf erosion events triggered by small sea-level drops. These drops are due to glacial buildup associated with a minimum in Northern Hemisphere insolation. Rapid global warming at terminations is initiated by open ocean denitrification events leading to new production crashes and rapid modification of atmospheric trace gas concentrations (CO₂, DMS, N₂O). Other feedbacks of the land-ice-atmosphere-ocean system control the rest of the climate cycle. 100-kyr cycles derive from orbital pacemaking of the strong, low-frequency model response. Results suggest that the climate regime transition near 800 kyr B.P. may be related to changes in the continental shelf slope, that existing chronologies based on orbital tuning may need to be revised and that temporary increases in atmospheric N₂O concentrations at terminations, due to the denitrification events, may have caused significant greenhouse warming. A spike of elevated N₂O concentration at terminations may be recorded in polar ice.     

Sensitivity of tropical Atlantic climate to mixing in a coupled ocean–atmosphere model

The sensitivity of tropical Atlantic climate to upper ocean mixing is investigated using an ocean-only model and a coupled ocean–atmosphere model. The upper ocean thermal structure and associated atmospheric circulation prove to be strongly related to the strength of upper ocean mixing. Using the heat balance in the mixed layer it is shown that an excessively cold equatorial cold tongue can be attributed to entrainment flux at the base of the oceanic mixed layer, that is too large. Enhanced entrainment efficiency acts to deepen the mixed layer and causes strong reduction in the upper ocean divergence in the central equatorial Atlantic. As a result, the simulated sea surface temperature, thermocline structure, and upwelling velocities are close to the observed estimates. In the coupled model, the seasonal migration of the Intertropical Convergence Zone (ITCZ) reduces when the entrainment efficiency in the oceanic mixed layer is enhanced. The precipitation rates decrease in the equatorial region and increase along 10°N, resulting in a more realistic Atlantic Marine ITCZ. The reduced meridional surface temperature gradient in the eastern tropical Atlantic prohibits the development of convective precipitation in the southeastern part of the tropical Atlantic. Also, the simulation of tropical Atlantic variability as expressed in the meridional gradient mode and the eastern cold tongue mode improves when the entrainment efficiency is enhanced.