Windowed f-k spectra of a three-dimensional wavefield excited by a point source in a two-dimensional multilayered elastic medium

When full 3-D modelling is too costly or cumbersome, computations of 3-D elastic wave propagation in laterally heterogeneous, multilayered 2-D geological structures may enhance considerably our ability to predict strong ground motion for seismological and engineering purposes. Towards this goal, we extend the method based on the combination of the thin-layer finite-element and boundary-element methods (TLFE-BEM) and calculate windowend f - k spectra of the 3-D wavefield. The windowed f - k spectra are spatially localized spectra from which the local properties of the wavefield can be extracted. The TLFE-BEM is particularly suited for calculating the complete wavefield where surface waves are dominant in multilayered media. The computations are performed in the frequency domain, providing the f - k spectra directly. From the results for the 3-D wavefield excited by a point source in a 2-D multilayered, sloped structure, it can be said that the phase velocity of the fundamental-mode Rayleigh wave in a laterally heterogeneous multilayered medium, estimated from the windowed f - k spectra, varies with the location of the point source. For the model calculated in this article, the phase velocity varies between the value for the flat layered structure of the thick-layer side and that for the structure just under the centre of the window. The exact subsurface structure just under the centre of an array in a laterally heterogeneous medium cannot be obtained if we use the f - k spectral analysis assuming a flat layered structure.     

Quadrangle-grid velocity–stress finite difference method for poroelastic wave equations

A quadrangle-grid velocity–stress finite difference method, based on a first-order hyperbolic system that is equivalent to Biot's equations, is developed for the simulation of wave propagation in 2-D heterogeneous porous media. In this method the velocity components of the solid material and of the pore fluid relative to that of the solid, and the stress components of three solid stresses and one fluid pressure are defined at different nodes for a staggered non-rectangular grid. The scheme uses non-orthogonal grids, allowing surface topography and curved interfaces to be easily modelled in the numerical simulation of seismic responses of poroelastic reservoirs. The free-surface conditions of complex geometry are achieved by using integral equilibrium equations on the surface, and the source implementations are simple. The algorithm is an extension of the quadrangle-grid finite difference method used for elastic wave equations.     

Comparison of global synthetic seismograms calculated using the spherical 2.5-D finite-difference method with observed long-period waveforms including data from the intra-Antarctic region

We have been developing an accurate and efficient numerical scheme, which uses the finite-difference method (FDM) in spherical coordinates, for the computation of global seismic wave propagation through laterally heterogeneous realistic Earth models. In the field of global seismology, traditional axisymmetric modeling has been used widely as an efficient approach since it can solve the 3-D elastodynamic equation in spherical coordinates on a 2-D cross-section of the Earth, assuming structures to be invariant with respect to the axis through the seismic source. However, it has the severe disadvantages that asymmetric structures about the axis cannot be incorporated and the source mechanisms with arbitrary shear dislocation have not been attempted for a long time. Our scheme is based on the framework of axisymmetric modeling but has been extended to treat asymmetric structures, arbitrary moment-tensor point sources, anelastic attenuation, and the Earth center which is a singularity of wave equations in spherical coordinates. All these types of schemes which solve 3-D wavefields on a 2-D model cross-section are classified as 2.5-D modeling, so we have named our scheme the spherical 2.5-D FDM. In this study, we compare synthetic seismograms calculated using our FDM scheme with three-component observed long-period seismograms including data from stations newly installed in Antarctica in conjunction with the International Polar Year (IPY) 2007–2008. Seismic data from inland Antarctica are expected to reveal images of the Earth's deep interior with enhanced resolution because of the high signal-to-noise ratio and wide extent of this region, in addition to the rarity of sampling paths along the rotation axis of the Earth. We calculate synthetic seismograms through the preliminary reference earth model (PREM) including attenuation using a moment-tensor point source for the November 9, 2009 Fiji earthquake. Our results show quite good agreement between synthetic and observed seismograms, which indicates the accuracy of observations in the Antarctica, as well as the feasibility of the spherical 2.5-D modeling scheme.     

Teleseismic waveform modelling with a one-way wave equation

It is now widely accepted that elastic properties of the continental lithosphere and the underlying sublithospheric mantle are both anisotropic and laterally heterogeneous at a range of scales. To fully exploit modern three-component broad-band array data sets requires the use of comprehensive modelling tools. In this work, we investigate the use of a wide-angle, one-way wave equation to model variations in teleseismic 3-D waveforms due to 2-D elastic heterogeneity and anisotropy. The one-way operators are derived based on a high-frequency approximation of the square-root operator and include the effects of wave propagation as well as multiple scattering. Computational cost is reduced through a number of physically motivated approximations. We present synthetic results from simple 1-D (layer over a half-space) and 2-D (subduction zone) models that are compared with reference solutions. The algorithm is then used to model data from an array of broad-band seismograph stations deployed in northwestern Canada as part of the IRIS-PASSCAL/LITHOPROBE CANOE experiment. In this region radial-component receiver functions show a clear continental Moho and the presence of crustal material dipping into the mantle at the suture of two Palaeo-Proterozoic terranes. The geometry of the suture is better defined on the transverse component where subduction is associated with a ∼10 km thick layer exhibiting strong elastic anisotropy. The modelling reproduces the main features of the receiver functions, including the effects of anisotropy, heterogeneity and finite-frequency scattering.     

Polarization anomaly of Love waves caused by lateral heterogeneity

We calculate surface waves propagating in a laterally heterogeneous structure beneath the Kuril trench, where significant Love-wave polarization anomalies, called quasi-Love waves, are generated. Since 3-D wave propagation in the two-dimensionally heterogeneous structure can be assumed, we apply the 2.5-D finite difference method to the surface-wave calculations. The calculations show that a velocity contrast of 7 per cent at depths of less than 210 km beneath the Kuril trench cannot generate quasi-Love waves, and that an unlikely contrast of 20 per cent is required to generate clear quasi-Love waves. The possible cause of the quasi-Love waves inferred from previous studies on coupled free oscillations is a lateral variation in azimuthal anisotropy. The lateral variation in azimuthal anisotropy beneath the Kuril trench suggests a change in the mantle flow induced by the subducting slab.     

Exact synthetic seismograms for an inhomogeneity in a layered elastic half-space

Summary. The propagation of a pulsed elastic wave in the following geometry is considered. An elastic half-space has a surface layer of a different material and the layer furthermore contains a bounded 3-D inhomogeneity. The exciting source is an explosion, modelled as an isotropic pressure point source with Gaussian behaviour in time.
The time-harmonic problem is solved using the null field approach (the T matrix method), and a frequency integral then gives the time-domain response. The main tools of the null field approach are integral representations containing the free space Green's dyadic, expansions in plane and spherical vector wave functions, and transformations between plane and spherical vector wave functions. It should be noted that the null field approach gives the solution to the full elastodynamic equations with, in principle, an arbitrarily high accuracy. Thus no ray approximations or the like are used. The main numerical limitation is that only low and intermediate frequencies, in the sense that the diameter of the inhomogeneity can only be a few wavelengths, can be considered.
The numerical examples show synthetic seismograms consisting of data from 15 observation points at increasing distances from the source. The normal component of the velocity field is computed and the anomalous field due to the inhomogeneity is sometimes shown separately. The shape of the inhomogeneity, the location and depth of the source, and the material parameters are all varied to illustrate the relative importance of the various parameters. Several specific wave types can be identified in the seismograms: Rayleigh waves, direct and reflected P -waves, and head waves.     

Time-lapse traveltime change of singly scattered acoustic waves

We present a technique based on the single-scattering approximation that relates time-lapse localized changes in the propagation velocity to changes in the traveltime of singly scattered waves. We describe wave propagation in a random medium with homogeneous statistical properties as a single-scattering process where the fluctuations of the velocity with respect to the background velocity are assumed to be weak. This corresponds to one of two end-member regimes of wave propagation in a random medium, the first being single scattering, and the second multiple scattering. We present a formulation that relates the change in the traveltime of the scattered waves to a localized change in the propagation velocity by means of the Born approximation for the scattered wavefield. We validate the methodology with synthetic seismograms calculated with finite differences for 2-D acoustic waves. Potential applications of this technique include non-destructive evaluation of heterogeneous materials and time-lapse monitoring of heterogeneous reservoirs.     

Resolution potential of surface wave phase velocity measurements at small arrays

The deployment of temporary arrays of broadband seismological stations over dedicated targets is common practice. Measurement of surface wave phase velocity across a small array and its depth-inversion gives us information about the structure below the array which is complementary to the information obtained from body-wave analysis. The question is however: what do we actually measure when the array is much smaller than the wave length, and how does the measured phase velocity relates to the real structure below the array? We quantify this relationship by performing a series of numerical simulations of surface wave propagation in 3-D structures and by measuring the apparent phase velocity across the array on the synthetics. A principal conclusion is that heterogeneities located outside the array can map in a complex way onto the phase velocities measured by the array. In order to minimize this effect, it is necessary to have a large number of events and to average measurements from events well-distributed in backazimuth. A second observation is that the period of the wave has a remarkably small influence on the lateral resolution of the measurement, which is dominantly controlled by the size of the array. We analyse if the artefacts created by heterogeneities can be mistaken for azimuthal variations caused by anisotropy. We also show that if the amplitude of the surface waves can be measured precisely enough, phase velocities can be corrected and the artefacts which occur due to reflections and diffractions in 3-D structures greatly reduced.     

2.5-dimensional crosshole acoustic response: a variable density approach

This paper presents the development of a 2.5-D simulation technique for acoustic wave propagation in media with variable density and velocity. A comparative study of the 2-D and 2.5-D responses of a model reveals the spatially and temporally damped nature of the 2.5-D acoustic wave equations. The simulated results for constant and variable density models show that the density variation affects only the reflectivity of the layer. The computational cost for variable density models is 2.17 and 2.26 times that for constant density models for the 2.5-D and 2-D cases, respectively. Furthermore, the 2.5-D computational cost in the time domain is only about 10–15 per cent more than that for two dimensions, so this modest increase in computational cost can avoid the exorbitant 3-D computational cost.
Snapshots for a crosshole geometry were computed at various times in order to study the effect of heterogeneity on the amplitude and shape of the wave front. Extensive analysis of an oil-bearing reservoir with and without the inclusion of a gas zone was performed using a point source as well as multiple sources. In addition, the effects of the thickness of a low-velocity layer (oil-bearing) and of the location of the source have been studied. It is concluded from the numerical response that the waveguide action of the low-velocity layer depends on its thickness in terms of the dominant wavelength. Trapping of waves was not observed when the source was outside the low-velocity layer. Furthermore, the presence of heterogeneity in the low-velocity layer contributes considerably to the leakage of energy in the adjacent layers due to scattering/diffraction. It was found that, in the 2.5-D numerical simulation, the stability condition and the requirement of the number of grid points per wavelength to avoid grid dispersion are the same as for the 2-D case.     

Kirchhoff–Helmholtz reflection seismograms in a laterally inhomogeneous multi-layered elastic medium – II. Computations

Summary. High-frequency reflection and refraction seismograms for laterally variable multi-layered elastic media are computed by using the frequency domain elastic Kirchhoff–Helmholtz (KH) theory of Frazer and Sen. Both source and receiver wavefields are expanded in series of generalized rays and then elastic (KH) theory is applied to determine the coupling between each source ray and each receiver ray at each interface. The motion at the receiver is given as a series of integrals, one for each generalized ray. We use geometrical optics and plane wave reflection and transmission coefficients for rapid evaluation of the integrand. When the source or the receiver ray field has caustics on the surface of integration geometrical ray theory breaks down and this gives rise to singularities in the KH integrand. We repair this using methods suggested by Frazer and Sen.
Examples of reflection seismograms for 2-D structures computed by elastic KH theory are shown. Those for a vertical fault scarp structure are compared with the seismograms obtained by physical modelling. Then OBS data obtained from the mid-America trench offshore Guatemala area are analysed by computing KH synthetics for a velocity model that has been proposed for that area. Our analysis indicates the existence of a small low-velocity zone off the trench axis.
No head wave arrivals are obtained in our KH synthetics since we do not consider multiple interactions of a ray with an interface. The nearly discontinuous behaviour of elastic R/T coefficients near the critical angle causes small spurious phases which arrive later than the correct arrivals.     

Implementation of perfectly matched layers in an arbitrary geometrical boundary for elastic wave modelling

The perfectly matched layer (PML) absorbing boundary condition is incorporated into an irregular-grid elastic-wave modelling scheme, thus resulting in an irregular-grid PML method. We develop the irregular-grid PML method using the local coordinate system based PML splitting equations and integral formulation of the PML equations. The irregular-grid PML method is implemented under a discretization of triangular grid cells, which has the ability to absorb incident waves in arbitrary directions. This allows the PML absorbing layer to be imposed along arbitrary geometrical boundaries. As a result, the computational domain can be constructed with smaller nodes, for instance, to represent the 2-D half-space by a semi-circle rather than a rectangle. By using a smooth artificial boundary, the irregular-grid PML method can also avoid the special treatments to the corners, which lead to complex computer implementations in the conventional PML method. We implement the irregular-grid PML method in both 2-D elastic isotropic and anisotropic media. The numerical simulations of a VTI lamb's problem, wave propagation in an isotropic elastic medium with curved surface and in a TTI medium demonstrate the good behaviour of the irregular-grid PML method.     

Regional tomographic inversion of the amplitude and phase of Rayleigh waves with 2-D sensitivity kernels

In this study, we test the adequacy of 2-D sensitivity kernels for fundamental-mode Rayleigh waves based on the single-scattering (Born) approximation to account for the effects of heterogeneous structure on the wavefield in a regional surface wave study. The calculated phase and amplitude data using the 2-D sensitivity kernels are compared to phase and amplitude data obtained from seismic waveforms synthesized by the pseudo-spectral method for plane Rayleigh waves propagating through heterogeneous structure. We find that the kernels can accurately predict the perturbation of the wavefield even when the size of anomaly is larger than one wavelength. The only exception is a systematic bias in the amplitude within the anomaly itself due to a site response.
An inversion method of surface wave tomography based on the sensitivity kernels is developed and applied to synthesized data obtained from a numerical simulation modelling Rayleigh wave propagation over checkerboard structure. By comparing recovered images to input structure, we illustrate that the method can almost completely recover anomalies within an array of stations when the size of the anomalies is larger than or close to one wavelength of the surface waves. Surface wave amplitude contains important information about Earth structure and should be inverted together with phase data in surface wave tomography.     

Surface coseismic gravity changes caused by dislocations in a 3-D heterogeneous earth

This study describes an examination of surface gravity changes caused by dislocations within a 3-D heterogeneous earth. This new theory is described using six independent dislocations: a vertical strike-slip, two vertical dip-slips perpendicular to each other, and three tensile openings on three perpendicular planes. A combination of the six independent dislocations is useful to compute coseismic gravity changes resulting from an arbitrary seismic source at an arbitrary position. Based on the 3-D lateral inhomogeneous P -wave velocity model, we deduce the 3-D density and S -wave velocity models using the relation of Karato. Finally, numerical computations are performed for a location south of Japan (30°N, 135°E). We calculate the coseismic gravity changes resulting from the six independent dislocations for source depths of 100, 300 and 637 km, respectively. Numerical results show that the maximum 3-D effect varies concomitantly with the dislocation type and the source depth. For seismic problems, the effect of elastic parameter  μ  is dominant.     

On the nature of regional seismic phases–II. On the influence of structural barriers

The blockage of the L _g wave by crustal barriers such as continental margins and graben structures has long been recognized as providing a very useful tool for mapping large-scale lateral crustal variations along the propagation path. Numerical simulation of L _g -wave propagation in complex anelastic media using the pseudospectral method provides insight into the nature of the propagation process using both snapshots of the wavefield and synthetic seismograms. A variety of 2-D structures have been investigated, including the influence of sediments, crustal thickness and attenuation.
Thick sedimentary basins covering a graben structure can have a major influence, since they remove L _g energy by generating P conversion and scattering–the principal mechanisms for strong L _g attenuation across a graben. The reduction of the L _g energy is reinforced by anelastic attenuation in the sediments as well as the influence of the gradually thinning crustal waveguide associated with an elevated Moho.
The extinction of L _g in a sequence of explosions fired across the central graben of the North Sea can be simulated by numerical calculations for the structure derived from refraction experiments.     

Gaussian beams for surface waves in laterally slowly-varying media

Summary. Asymptotic ray theory is applied to surface waves in a medium where the lateral variations of structure are very smooth. Using ray-centred coordinates, parabolic equations are obtained for lateral variations while vertical structural variations at a given point are specified by eigenfunctions of normal mode theory as for the laterally homogeneous case. Final results on wavefields close to a ray can be expressed by formulations similar to those for elastic body waves in 2-D laterally heterogeneous media, except that the vertical dependence is described by eigenfunctions of 'local' Love or Rayleigh waves. The transport equation is written in terms of geometrical-ray spreading, group velocity and an energy integral. For the horizontal components there are both principal and additional components to describe the curvature of rays along the surface, as in the case of elastic body waves. The vertical component is decoupled from the horizontal components. With complex parameters the solutions for the dynamic ray tracing system correspond to Gaussian beams: the amplitude distribution is bell-shaped along the direction perpendicular to the ray and the solution is regular everywhere, even at caustics. Most of the characteristics of Gaussian beams for 2-D elastic body waves are also applicable to the surface wave case. At each frequency the solution may be regarded as a set of eigenfunctions propagating over a 2-D surface according to the phase velocity mapping.     

Surface wave tomography: global membrane waves and adjoint methods

We implement the wave equation on a spherical membrane, with a finite-difference algorithm that accounts for finite-frequency effects in the smooth-Earth approximation, and use the resulting 'membrane waves' as an analogue for surface wave propagation in the Earth. In this formulation, we derive fully numerical 2-D sensitivity kernels for phase anomaly measurements, and employ them in a preliminary tomographic application. To speed up the computation of kernels, so that it is practical to formulate the inverse problem also with respect to a laterally heterogeneous starting model, we calculate them via the adjoint method, based on backpropagation, and parallelize our software on a Linux cluster. Our method is a step forward from ray theory, as it surpasses the inherent infinite-frequency approximation. It differs from analytical Born theory in that it does not involve a far-field approximation, and accounts, in principle, for non-linear effects like multiple scattering and wave front healing. It is much cheaper than the more accurate, fully 3-D numerical solution of the Earth's equations of motion, which has not yet been applied to large-scale tomography. Our tomographic results and trade-off analysis are compatible with those found in the ray- and analytical-Born-theory approaches.     

Finite-frequency sensitivity kernels for head waves

Head waves are extremely important in determining the structure of the predominantly layered Earth. While several recent studies have shown the diffractive nature and the 3-D Fréchet kernels of finite-frequency turning waves, analogues of head waves in a continuous velocity structure, the finite-frequency effects and sensitivity kernels of head waves are yet to be carefully examined. We present the results of a numerical study focusing on the finite-frequency effects of head waves. Our model has a low-velocity layer over a high-velocity half-space and a cylindrical-shaped velocity perturbation placed beneath the interface at different locations. A 3-D finite-difference method is used to calculate synthetic waveforms. Traveltime and amplitude anomalies are measured by the cross-correlation of synthetic seismograms from models with and without the velocity perturbation and are compared to the 3-D sensitivity kernels constructed from full waveform simulations. The results show that the head wave arrival-time and amplitude are influenced by the velocity structure surrounding the ray path in a pattern that is consistent with the Fresnel zones. Unlike the 'banana–doughnut' traveltime sensitivity kernels of turning waves, the traveltime sensitivity of the head wave along the ray path below the interface is weak, but non-zero. Below the ray path, the traveltime sensitivity reaches the maximum (absolute value) at a depth that depends on the wavelength and propagation distance. The sensitivity kernels vary with the vertical velocity gradient in the lower layer, but the variation is relatively small at short propagation distances when the vertical velocity gradient is within the range of the commonly accepted values. Finally, the depression or shoaling of the interface results in increased or decreased sensitivities, respectively, beneath the interface topography.     

Numerical simulation of the propagation of P waves in fractured media

We study the propagation of P waves through media containing open fractures by performing numerical simulations. The important parameter in such problems is the ratio between crack length and incident wavelength. When the wavelength of the incident wavefield is close to or shorter than the crack length, the scattered waves are efficiently excited and the attenuation of the primary waves can be observed on synthetic seismograms. On the other hand, when the incident wavelength is greater than the crack length, we can simulate the anisotropic behaviour of fractured media resulting from the scattering of seismic waves by the cracks through the time delay of the arrival of the transmitted wave. The method of calculation used is a boundary element method in which the Green's functions are computed by the discrete wavenumber method. For simplicity, the 2-D elastodynamic diffraction problem is considered. The rock matrix is supposed to be elastic, isotropic and homogeneous, while the cracks are all empty and have the same length and strike direction. An iterative method of calculation of the diffracted wavefield is developed in the case where a large number of cracks are present in order to reduce the computation time. The attenuation factor Q ⁻¹ of the direct waves passing through a fractured zone is measured in several frequency bands. We observe that the attenuation factor Q ⁻¹ of the direct P wave peaks around kd = 2, where k is the incident wavenumber and d the crack length, and decreases proportionally to ( kd ) ⁻¹ in the high-wavenumber range. In the long-wavelength domain, the velocity of the direct P wave measured for two different crack realizations is very close to the value predicted by Hudson's theory on the overall elastic properties of fractured materials.     

New advances in three-dimensional controlled-source electromagnetic inversion

New techniques for improving both the computational and imaging performance of the three-dimensional (3-D) electromagnetic inverse problem are presented. A non-linear conjugate gradient algorithm is the framework of the inversion scheme. Full wave equation modelling for controlled sources is utilized for data simulation along with an efficient gradient computation approach for the model update. Improving the modelling efficiency of the 3-D finite difference (FD) method involves the separation of the potentially large modelling mesh, defining the set of model parameters, from the computational FD meshes used for field simulation. Grid spacings and thus overall grid sizes can be reduced and optimized according to source frequencies and source–receiver offsets of a given input data set. Further computational efficiency is obtained by combining different levels of parallelization. While the parallel scheme allows for an arbitrarily large number of parallel tasks, the relative amount of message passing is kept constant. Image enhancement is achieved by model parameter transformation functions, which enforce bounded conductivity parameters and thus prevent parameter overshoots. Further, a remedy for treating distorted data within the inversion process is presented. Data distortions simulated here include positioning errors and a highly conductive overburden, hiding the desired target signal. The methods are demonstrated using both synthetic and field data.