Influences of loading direction and intermediate principal stress ratio on the initiation of strain localization in cross-anisotropic sand

Since cross-anisotropic sand behaves differently when the loading direction or the stress state changes, the influences of the loading direction and the intermediate principal stress ratio (b = (σ ₂ ? σ ₃)/(σ ₁ ? σ ₃)) on the initiation of strain localization need study. According to the loading angle (angle between the major principal stress direction and the normal of bedding plane), a 3D non-coaxial non-associated elasto-plasticity hardening model was proposed by modifying Lode angle formulation of the Mohr–Coulomb yield function and the stress–dilatancy function. By using bifurcation analysis, the model was used to predict the initiation of strain localization under plane strain and true triaxial conditions. The predictions of the plane strain tests show that the major principal strain at the bifurcation points increases with the loading angle, while the stress ratio decreases with the loading angle. According to the loading angle and the intermediate principal stress ratio, the true triaxial tests were analyzed in three sectors. The stress–strain behavior and the volumetric strain in each sector can be well captured by the proposed model. Strain localization occurs in most b value conditions in all three sectors except for those which are close to triaxial compression condition (b = 0). The difference between the peak shear strength corresponding to the strain localization and the ultimate shear strength corresponding to plastic limit becomes obvious when the b value is near 0.4. The influence of bifurcation on the shear strength becomes weak when the loading direction changes from perpendicular to the bedding plane to parallel. The bifurcation analysis based on the proposed model gives out major principal strain and peak shear strength at the initiation of strain localization; the given results are consistent with experiments.     

Estimation of undrained shear strength in moderately OC clays based on field vane test data

The undrained shear strength (s _u) of cohesive soils is a crucial parameter for many geotechnical engineering applications. Due to the complexities and uncertainties associated with laboratory and in situ tests, it is a challenging task to obtain the undrained shear strength in a reliable and economical manner. In this study, a probabilistic model for the s _u of moderately overconsolidated clays is developed using the Bayesian model class selection approach. The model is based on a comprehensive geotechnical database compiled for this study with field measurements of field vane strength (s _u), plastic limit (PL), natural water content (W _n), liquid limit (LL), vertical effective overburden stress (\(\sigma_{\nu }^{\prime }\)), preconsolidation pressure (\(\sigma_{\text{p}}^{\prime }\)) and overconsolidated ratio (OCR). Comparison study shows that the proposed model is superior to some well-known empirical relationships for OC clays. The proposed probabilistic model not only provides reliable and economical estimation of s _u but also facilitates reliability-based analysis and design for performance-based engineering applications.     

Evolution of the shape parameter in the Weibull distribution for brittle rocks under uniaxial compression

Applying the statistical damage theory based on the Weibull distribution to describe rock deformation and failure processes is an important development in rock mechanics. The shape parameter of the Weibull distribution, m, determines the basic shape of the distribution curve; additionally, it also represents a physical characteristic which can be applied when constructing rock constitutive models. To study the evolution of m during rock failure when applying the Weibull distribution to rock mechanics, uniaxial cyclic loading tests of shale specimens were conducted and previous rock mechanics experiments under different temperatures and loading rates were reviewed. The results indicate that m varied with the accumulation of damage but was almost constant between the volume expansion point and the peak strength point of each specimen. Combined with previous studies about the accelerated failure behavior of rocks, we conclude that between the volume expansion point and the peak strength point, the mechanical behavior of the rock fracture process did not change significantly. Based on the characteristics of m at different damage stages during the rock failure process, ranges of m values at different damage stages are proposed. The conclusions reached in this study may be used as an important reference for theoretical research on rock mechanics.     

A Criterion for Brittle Failure of Rocks Using the Theory of Critical Distances

This paper presents a new analytical criterion for brittle failure of rocks and heavily over-consolidated soils. Griffith’s model of a randomly oriented defect under a biaxial stress state is used to keep the criterion simple. The Griffith’s criterion is improved because the maximum tensile strength is not evaluated at the boundary of the defect but at a certain distance from the boundary, known as half of the critical distance. This fracture criterion is known as the point method, and is part of the theory of critical distances, which is utilised in fracture mechanics. The proposed failure criterion has two parameters: the inherent tensile strength, σ ₀, and the ratio of the half-length of the initial crack/flaw to the critical distance, a/L. These parameters are difficult to measure but they may be correlated with the uniaxial compressive and tensile strengths, σ _c and σ _t. The proposed criterion is able to reproduce the common range of strength ratios for rocks and heavily overconsolidated soils (σ _c/σ _t = 3–50) and the influence of several microstructural rock properties, such as texture and porosity. Good agreement with laboratory tests reported in the literature is found for tensile and low-confining stresses.     

A laboratory study of anisotropic geomaterials incorporating recent micromechanical understanding

This paper presents an experimental investigation revisiting the anisotropic stress–strain–strength behaviour of geomaterials in drained monotonic shear using hollow cylinder apparatus. The test programme has been designed to cover the effect of material anisotropy, preshearing, material density and intermediate principal stress on the behaviour of Leighton Buzzard sand. Experiments have also been performed on glass beads to understand the effect of particle shape. This paper explains phenomenological observations based on recently acquired understanding in micromechanics, with attention focused on strength anisotropy and deformation non-coaxiality, i.e. non-coincidence between the principal stress direction and the principal strain rate direction. The test results demonstrate that the effects of initial anisotropy produced during sample preparation are significant. The stress–strain–strength behaviour of the specimen shows strong dependence on the principal stress direction. Preloading history, material density and particle shape are also found to be influential. In particular, it was found that non-coaxiality is more significant in presheared specimens. The observations on the strength anisotropy and deformation non-coaxiality were explained based on the stress–force–fabric relationship. It was observed that intermediate principal stress parameter b(b = (σ ₂ ? σ ₃)/(σ ₁ ? σ ₃)) has a significant effect on the non-coaxiality of sand. The lower the b-value, the higher the degree of non-coaxiality is induced. Visual inspection of shear band formed at the end of HCA testing has also been presented. The inclinations of the shear bands at different loading directions can be predicted well by taking account of the relative direction of the mobilized planes to the bedding plane.     

Effect of Slope on <Emphasis Type="Italic">p</Emphasis>-<Emphasis Type="Italic">y</Emphasis> Curves for Laterally Loaded Piles in Soft Clay

Pile foundations are often subject to lateral loading due to various forces on a variety of structures like high rise buildings, transmission towers, power stations, offshore structures and highway and railway structures. The present investigation is to study the effect of slopes on p-y curves (where p is the static soil reaction and y is the pile deflection) due to static lateral loading in soft clay (Consistency index I_c = 0.42). A series of laboratory model tests were carried out on the instrumented model pile on sloping ground (slopes of 1V:1H, 1V:1.5H, 1V:2H, 1V:3H and 1V:5H) and with varying embedment length to diameter ratio (L/D) of 20, 25 and 30. From the experimental results, the bending moment curves along the pile shaft are double differentiated to obtain the soil resistance (p) and double integrated to obtain the deflection (y) using curve fitting method. New p-y curves for piles located on crest of soft clay with different sloping ground surface under static lateral loading are developed. Moreover, the effect of sloping angles on proposed p-y curves was studied.     

Bearing strength surface for bridge caisson foundations in frictional soil under combined loading

The problem of estimating the bearing capacity of massive caisson foundations in frictional soil under combined vertical (N), horizontal (Q) and moment (M) loading is examined numerically by means of three-dimensional finite element analyses. The analysis is performed with due consideration to the foundation’s depth-to-width ratio (D/B), the magnitude of the vertical load and the caisson-soil contact interface conditions. The constitutive law for soil behavior is appropriately validated against experimental results from 1-g small-scale tests, available in the literature. The ultimate limit states are presented in the form of a bearing strength surface in dimensionless and normalized form, while detailed discussion is provided on the physical and geometrical interpretation of the kinematic mechanisms that accompany failure. A generalized closed-form expression for the failure envelope in M–Q–N space is then fitted to the numerical results with use of an appropriately trained artificial neural network. An upper-bound limit equilibrium solution for a certain failure mechanism (designated as the “sliding” mechanism) associated with maximum horizontal bearing capacity is also developed for verification purposes. One of the originalities of the paper lies with respect to the post-failure response of the caissons, where it is shown that the incremental displacement vector is accurately reproduced by assuming normality on the bearing strength surface irrespective of the considered plastic flow rule (associative or non-associative) at the microscale (soil element).     

Pile reinforcement mechanism of soil slopes

Stabilizing piles are widely used as an effective and economic reinforcement approach for slopes. Reasonable designs of pile reinforcement depend on the understanding of reinforcement mechanism of slopes. A series of centrifuge model tests were conducted on the pile-reinforced slopes and corresponding unreinforced slopes under self-weight and vertical loading conditions. The deformation of the slope was measured using image-based analysis and employed to investigate the pile reinforcement mechanism. The test results showed that the piles significantly reduced the deformation and changed the deformation distribution of the slope, and prevented the failure occurred in the unreinforced slope. The pile influence zone was determined according to the inflection points on the distribution curves of horizontal displacement, which comprehensively described the features of the pile–slope interaction and the characteristics of reinforced slopes. The concepts of anti-shear effect and compression effect were proposed to quantitatively describe the restriction features of the piles on the deformation of the slope, namely the reduction in the shear deformation and the increase in the compression deformation, respectively. The pile reinforcement effect mainly occurred in the pile influence zone and decreased with increasing distance from the piles. There was a dominated compression effect in the vicinities of the piles. The compression effect developed upwards in the slope with a transmission to the anti-shear effect. The anti-shear effect became significantly dominated near the slip surface and prevented the failure that occurred in the unreinforced slope.     

Influence of physico-chemical components on the consolidation behavior of soft kaolinites

Pore solution salinity has important bearing on engineering behavior of marine sediments as they influence electrochemical stress (A–R) and differential osmotic stress (?π) of the salt-enriched clays. The electrochemical stress (A–R) is contributed by van der Waals (A) attraction and diffuse ion layer repulsion (R), while the differential osmotic stress (?π) is governed by the differences in dissolved salt concentrations in solutions separated by osmotic membrane. The paper examines the relative influence of differential osmotic stress (Δπ) and electrochemical stress (A–R) on the consolidation behavior of slurry consolidated kaolinite specimens, which are known to be encountered in recent alluvial marine sediments. Methods are described to evaluate the magnitudes of these physico-chemical components and their incorporation in true effective stress. Results of the study demonstrate that differential osmotic stress finitely contributes to true effective stress. The contribution from differential osmotic stress enables kaolinite specimens to sustain larger void ratio during consolidation.     

Effects of crack inclination on shear failure of brittle geomaterials under compression

A micromechanics-based approach is proposed to predict the shear failure of brittle rocks under compression. Formulation of this approach is based on an improved wing microcrack model, the Mohr-Coulomb failure criterion, and a micro-macro damage model. The improved wing microcrack model considers the effects of crack inclination angle on mechanical behaviors of rocks. The micro-macro damage model describes the relation between crack growth and axial strain. Furthermore, comparing experimental and theoretical relations between crack initiation stress and confining pressure, model parameters (i.e., μ, a, β, and φ) hardly measured by test are solved. Effects of crack inclination angle, crack size, and friction coefficient on stress-strain relation, compressive strength, internal friction angle, cohesion, shear failure plane angle, and shear strength are discussed in details. A most disadvantaged crack angle is found, which is corresponding to the smallest compressive strength, cohesion, internal friction angle, and shear strength of rocks. Rationality of the theoretical results is verified by the published experimental results. This approach provides a theoretical prediction for effects of microcrack geometry on macroscopic shear properties in brittle rocks under compression.     

Experimental study on mechanical characteristics of sandstone containing arc fissures

Arc fissure is one of the basic forms of defective rock, where the expansion and evolution mechanism plays an important role in the stability of engineering rock mass under the external load action. Uniaxial compression experiments of sandstone samples that contained various angles of arc fissures (sandstone sample was 80 mm?×?160 mm?×?30 mm) were performed in order to investigate the effect that arc angle α had on the mechanical properties, the failure mode, and the fracture evolution process of sandstone. The results showed that when arc angle α was increased, the peak strength and the strain of the sandstone samples initially decreased before increasing and the minimum peak strength and strain were reached when α?=?15°. The deterioration of the bearing capacity and the number of cracks that appeared during the sandstone loading process decreased as the arc angle of the fissure increased. The arc fissure destruction was primarily initiated from the fragile area of the arch tip. The tensile cracks appeared on the fissure tip and non-tip as the axial force increased. The various arc angle α played an important role in the initiation stress and the rupture evolution of the specimen.     

Mechanical Properties and Deformation and Failure Characteristics of Surrounding Rocks of Tunnels Excavated in Soft Rocks

As soft rocks are likely to soften, slime and swell while contacting water, the existence of soft rocks is harmful for stability of surrounding rocks and supporting structures of tunnels. Through uniaxial and triaxial tests under dry condition and triaxial test with different moisture contents, the mechanical properties and failure modes of soft rocks were studied under conditions that the schistosity plane of the rock samples was vertical to, presented an oblique angle with, and paralleled to the loading direction. The results showed that peak strengths in natural and water-bearing states increased with increasing confining pressures, while those in water-bearing state were 40% lower than those in natural state. The samples were mainly subjected to ductile failure in both natural and water-bearing states while the samples in natural state exhibited a certain brittle failure characteristic in post-peak phase. With the increase of confining pressures, the post-peak curve gradually became gentle after certain brittle failure while the post-peak stresses had an insignificant change. In comparison, the samples in water-bearing state showed significant post-peak disparity, that is, exhibited strong ductile failure characteristic. Moreover, the fitting relationship between triaxial compressive strength and moisture of soft rocks can be expresses as σ ₁ = Aω + B (A < 0, B > 0) while that between elasticity modulus and moisture can be expresses as E = Aω + B (A < 0, B > 0).     

New models to predict rock failure by linking the volume dilatant point with the peak stress point

The rock mass failure process can be divided into several distinct deformation stages: the compaction stage, elastic stage, stable failure stage, accelerated failure stage, and post-peak stage. Although each stage has been well studied, the relationship among the stages has not been established. Here, we establish two models which are the Strain model Q and Energy density model S by using the renormalization group theory and investigate the mechanical relationship between the volume dilatant point and peak stress point on the rock stress-strain curve. Our models show that the strain ratio (ε _f /ε _c ) and energy ratio (E _f /E _c ) at the volume dilatant point and peak stress point are solely functions of the shape parameter m. To verify our models, we further studied the failure process of rock specimens through several uniaxial compression experiments and found that the relationship between ε _f /ε _c or E _f /E _c and m shares a notably similar pattern to that from our theoretical model. However, the ε _f /ε _c and E _f /E _c values in our experiments are slightly smaller than those predicted by the models. In brief, we demonstrate that our models can be used to predict the failure process of the laboratory-scale hard brittle rock samples.     

Orthogonal test and regression analysis of the strain on silty soil in Shanghai under metro loading

Cyclic triaxial test by means of the geotechnical digital system is conducted for the soil near the Guoquan Road Station of Metro Line 10 in Shanghai to analyze the strain characteristics and the variation law of saturated silty soil under subway loading. Orthogonal design method is used to arrange the experiment, considering the following factors: frequency ratio f _R, cyclic stress ratio σ _R, vibration time ratio N _R, and the interaction function among them. Results show that the cyclic stress ratio σ _R, the frequency ratio f _R, the vibration time ratio N _R, and the interaction between the cyclic stress ratio σ _R and the vibration time ratio N _R have a significant effect on the axial strain of the subway tunnel. The effect of the interaction between the cyclic stress ratio σ _R and the vibration time ratio N _R is also significant. From the analysis of variance and regression theory, the nonlinear regression equation of the cumulative plastic strain of silty soil under subway loading is established. Residual analysis proves that the equation is ideal and credible. The results have important value for the design of subway tunnels.     

Reliability back analysis of shear strength parameters of landslide with three-dimensional upper bound limit analysis theory

It is essential to determine the shear strength parameters c and φ on the sliding surface for stability evaluation and engineering design of a landslide. In this study, a new parameter back analysis method is proposed by combining the 2D/3D upper bound method of limit analysis and reliability theory to accurately determine the shear strength parameters for a 3D slope with a single failure surface. The proposed reliability back analysis method overcomes the shortcomings of the traditional deterministic analysis method of slope stability that cannot take into account the randomness and uncertainty of geotechnical parameters. Based on the reliability theory, two methods were studied: first-order reliability method (implemented by spreadsheet and Matlab, called spreadsheet method and constrained optimization method, respectively, in this paper) and Monte Carlo simulation. The optimized values of c and φ were obtained by establishing only one balance equation with the consideration of the pore water pressure or other complex conditions, which can solve the problem of the back analysis of strength parameters for a single 3D sliding surface condition. The correlation research showed that the negative correlation between c and φ greatly affected the back analysis results, and the reliability index values were conservative without considering such a negative correlation. A case study for the back analysis of shear strength parameters is conducted based on a practical landslide model with a broken line slip surface slope in Zhuquedong village, Luxi town, Xiangxi County, Hunan Province, China, and a suggestion for the selection of landslide cross section is presented. The results show that the back analysis results determined by the reliability theory coincide well with the survey and experimental results. The proposed method is found to be more accurate and effective in determining the values of shear parameters than that of the traditional deterministic inversion method.     

Adsorption of a cationic dye (methylene blue) by Iranian natural clays from aqueous solutions: equilibrium,kinetic and thermodynamic study

Removal of dyes by low-cost adsorbents is an effective method in wastewater treatment. Iranian natural clays were determined to be effective adsorbents for removal of a basic dye (methylene blue) from aqueous solutions in batch processes. Characterizations of the clays were carried out by X-ray diffraction, Brunauer–Emmett–Teller surface area analysis and field-emission scanning electron microscopy. Effects of the operational parameters such as adsorbent dosage, initial dye concentration, solution pH and temperature were investigated on the adsorption performance. Adsorption isotherms like Langmuir, Freundlich and Temkin were used to analyze the adsorption equilibrium data and Langmuir isotherm was the best fit. Adsorption kinetics was investigated by pseudo-first-order, pseudo-second-order and intraparticle diffusion models and the results showed that the adsorption system conforms well to the pseudo-second-order model. The thermodynamic parameters of adsorption (ΔS°, ΔH° and ΔG°) were obtained and showed that the adsorption processes were exothermic.     

Stokes-meter observations of the solar mean magnetic field: Probable manifestations of strong small-scale magnetic fields

For many years, information on the solar mean magnetic field (SMMF) of the Sun—an important heliophysical and astrophysical parameter—was restricted to magnetographic measurements in only one spectral line, FeI λ525.02 nm. More informative observations of the Stokes-meter parameters of the SMMF were first initiated on a regular basis at the Sayan Solar Observatory. The availability of I and V data obtained simultaneously in several spectral lines has made it possible to study fundamentally new physical problems. In this paper, based on a comparison of SMMF observations in several spectral lines, we find high correlations in the data and important systematic differences in the magnetic-field strength B, which we interpret as a manifestation of kilogauss magnetic fields in fine-structure magnetic elements. Results of theoretical modeling of the SMMF strength ratios for the FeI λ525.02 nm-FeI λ524.70 nm and FeI λ630.15 nm-FeI λ630.25 nm lines are presented. The asymmetries of the V profiles of four lines near the FeI λ525.02 nm line are examined; these lines are important diagnostics for studies of small-scale dynamical processes. The Sayan Solar Observatory SMMF measurements are in good consistency with the Wilcox Solar Observatory data for 2003: for a comparison of N = 137 pairs of points in the two data sets, the correlation coefficient ρ is 0.92 for the linear regression between the datasets B_WSO = 0.03(±0.05) + 0.93(±0.03)B_SSO.     

Assessing the vegetation canopy influences on wind flow using wind tunnel experiments with artificial plants

Wind erosion causes serious problems and considerable threat in most regions of the world. Vegetation on the ground has an important role in controlling wind erosion by covering soil surface and absorbing wind momentum. A set of wind tunnel experiments was performed to quantitatively examine the effect of canopy structure on wind movement. Artificial plastic vegetations with different porosity and canopy shape were introduced as the model canopy. Normalized roughness length (Z ₀/H) and shear velocity ratio (R) were analyzed as a function of roughness density (λ). Experiments showed that Z ₀/H increases and R decreases as λ reaches a maximum value, λ _max, while the values of Z ₀/H and R showed little change with λ value beyond as λ _max.     

Detailed comparison of nine intact rock failure criteria using polyaxial intact coal strength data obtained through PFC<Superscript>3D</Superscript> simulations

Study of intact rock failure criteria is an important topic in rock mechanics. In this study, applicability of nine different intact rock failure criteria is investigated for intact coal strength data. PFC^3D modeling was used to simulate the laboratory polyaxial tests for cubic intact coal blocks of side dimension 110 mm under different confining stress combinations. A modified grid search procedure is proposed and used to find the best-fitting parameter values and to calculate the coefficient of determination (R ²) values for each criterion. Detailed comparisons of the nine criteria are made using the following aspects: R ² values, σ ₁ ? σ ₂ plots for different σ ₃, shapes on the deviatoric plane, linearity or nonlinearity on the meridian planes. Through the comparisons of R ² values, σ ₁ ? σ ₂ plots and meridian lines, the modified Wiebols–Cook and modified Lade criteria were found to fit the intact coal strength data best. The nine failure criteria are categorized into three types based on the appearances on the deviatoric plane.