Predicting grain protein content of winter wheat using remote sensing data based on nitrogen status and water stress

Advanced site-specific knowledge of grain protein content of winter wheat from remote sensing data would provide opportunities to manage grain harvest differently, and to maximize output by adjusting input in fields. In this study, remote sensing data were utilized to predict grain protein content. Firstly, the leaf nitrogen content at winter wheat anthesis stage was proved to be significantly correlated with grain protein content (R² = 0.36), and spectral indices significantly correlated to leaf nitrogen content at anthesis stage were potential indicators for grain protein content. The vegetation index, VI_green, derived from the canopy spectral reflectance at green and red bands, was significantly correlated to the leaf nitrogen content at anthesis stage, and also highly significantly correlated to the final grain protein content (R² = 0.46). Secondly, the external conditions, such as irrigation, fertilization and temperature, had important influence on grain quality. Water stress at grain filling stage can increase grain protein content, and leaf water content is closely related to irrigation levels, therefore, the spectral indices correlated to leaf water content can be potential indicators for grain protein content. The spectral reflectance of TM channel 5 derived from canopy spectra or image data at grain filling stage was all significantly correlated to grain protein content (R² = 0.31 and 0.37, respectively). Finally, not only this study proved the feasibility of using remote sensing data to predict grain protein content, but it also provided a tentative prediction of the grain protein content in Beijing area using the reflectance image of TM channel 5.     

Modelling the spectral response of the desert tree Prosopis tamarugo to water stress

In this paper, we carried out a laboratory experiment to study changes in canopy reflectance of Tamarugo plants under controlled water stress. Tamarugo (Prosopis tamarugo Phil.) is an endemic and endangered tree species adapted to the hyper-arid conditions of the Atacama Desert, Northern Chile. Observed variation in reflectance during the day (due to leaf movements) as well as changes over the experimental period (due to water stress) were successfully modelled by using the Soil-Leaf-Canopy (SLC) radiative transfer model. Empirical canopy reflectance changes were mostly explained by the parameters leaf area index (LAI), leaf inclination distribution function (LIDF) and equivalent water thickness (EWT) as shown by the SLC simulations. Diurnal leaf movements observed in Tamarugo plants (as adaptation to decrease direct solar irradiation at the hottest time of the day) had an important effect on canopy reflectance and were explained by the LIDF parameter. The results suggest that remote sensing based assessment of this desert tree should consider LAI and canopy water content (CWC) as water stress indicators. Consequently, we tested fifteen different vegetation indices and spectral absorption features proposed in literature for detecting changes of LAI and CWC, considering the effect of LIDF variations. A sensitivity analysis was carried out using SLC simulations with a broad range of LAI, LIDF and EWT values. The Water Index was the most sensitive remote sensing feature for estimating CWC for values less than 0.036 g/cm², while the area under the curve for the spectral range 910–1070 nm was most sensitive for values higher than 0.036 g/cm². The red-edge chlorophyll index (CI_red-edge) performed the best for estimating LAI. Diurnal leaf movements had an effect on all remote sensing features tested, particularly on those for detecting changes in CWC.     

Upscaling plot-scale soil respiration in winter wheat and summer maize rotation croplands in Julu County,North China

Soil respiration (R_s) data from 45 plots were used to estimate the spatial patterns of R_s during the peak growing seasons of winter wheat and summer maize in Julu County, North China, by combining satellite remote sensing data, field-measured data, and a support vector regression (SVR) model. The observed R_s values were well reproduced by the model at the plot scale, with a root-mean-square error (RMSE) of 0.31 μmol CO₂ m⁻² s⁻¹ and a coefficient of determination (R²) of 0.73. No significant difference was detected between the prediction accuracy of the SVR model for winter wheat and summer maize. With forcing from satellite remote sensing data and gridded soil property data, we used the SVR model to predict the spatial distributions of R_s during the peak growing seasons of winter wheat and summer maize rotation croplands in Julu County. The SVR model captured the spatial variations of R_s at the county scale. The satellite-derived enhanced vegetation index was found to be the most important input used to predict R_s. Removal of this variable caused an RMSE increase from 0.31 μmol CO₂ m⁻² s⁻¹ to 0.42 μmol CO₂ m⁻² s⁻¹. Soil properties such as soil organic carbon (SOC) content and soil bulk density (SBD) were the second most important factors. Their removal led to an RMSE increase from 0.31 μmol CO₂ m⁻² s⁻¹ to 0.37 μmol CO₂ m⁻² s⁻¹. The SVR model performed better than multiple regression in predicting spatial variations of R_s in winter wheat and summer maize rotation croplands, as shown by the comparison of the R² and RMSE values of the two algorithms. The spatial patterns of R_s are better captured using the SVR model than performing multiple regression, particularly for the relatively high and relatively low R_s values at the center and northeast study areas. Therefore, SVR shows promise for predicting spatial variations of R_s values on the basis of remotely sensed data and gridded soil property data at the county scale.     

Remote estimation of nitrogen and chlorophyll contents in maize at leaf and canopy levels

Leaf and canopy nitrogen (N) status relates strongly to leaf and canopy chlorophyll (Chl) content. Remote sensing is a tool that has the potential to assess N content at leaf, plant, field, regional and global scales. In this study, remote sensing techniques were applied to estimate N and Chl contents of irrigated maize (Zea mays L.) fertilized at five N rates. Leaf N and Chl contents were determined using the red-edge chlorophyll index with R² of 0.74 and 0.94, respectively. Results showed that at the canopy level, Chl and N contents can be accurately retrieved using green and red-edge Chl indices using near infrared (780–800 nm) and either green (540–560 nm) or red-edge (730–750 nm) spectral bands. Spectral bands that were found optimal for Chl and N estimations coincide well with the red-edge band of the MSI sensor onboard the near future Sentinel-2 satellite. The coefficient of determination for the relationships between the red-edge chlorophyll index, simulated in Sentinel-2 bands, and Chl and N content was 0.90 and 0.87, respectively.     

Assessing the impact of hydrocarbon leakages on vegetation using reflectance spectroscopy

This paper assesses the capability of hyperspectral remote sensing to detect hydrocarbon leakages in pipelines using vegetation status as an indicator of contamination. A field experiment in real scale and in tropical weather was conducted in which Brachiaria brizantha H.S. pasture plants were grown over soils contaminated with small volumes of liquid hydrocarbons (HCs). The contaminations involved volumes of hydrocarbons that ranged between 2 L and 12.7 L of gasoline and diesel per m³ of soil, which were applied to the crop parcels over the course of 30 days. The leaf and canopy reflectance spectra of contaminated and control plants were acquired within 350–2500 nm wavelengths. The leaf and canopy reflectance spectra were mathematically transformed by means of first derivative (FD) and continuum removal (CR) techniques. Using principal component analysis (PCA), the spectral measurements could be grouped into either two or three contamination groups. Wavelengths in the red edge were found to contain the largest spectral differences between plants at distinct, evolving contamination stages. Wavelengths centred on water absorption bands were also important to differentiating contaminated from healthy plants. The red edge position of contaminated plants, calculated on the basis of FD spectra, shifted substantially to shorter wavelengths with increasing contamination, whereas non-contaminated plants displayed a red shift (in leaf spectra) or small blue shift (in canopy spectra). At leaf scale, contaminated plants were differentiated from healthy plants between 550–750 nm, 1380–1550 nm, 1850–2000 nm and 2006–2196 nm. At canopy scale, differences were substantial between 470–518 nm, 550–750 nm, 910–1081 nm, 1116–1284 nm, 1736–1786 nm, 2006–2196 nm and 2222–2378 nm. The results of this study suggests that remote sensing of B. brizantha H.S. at both leaf and canopy scales can be used as an indicator of gasoline and diesel contaminations for the detection of small leakages in pipelines.     

A visible band index for remote sensing leaf chlorophyll content at the canopy scale

Leaf chlorophyll content is an important variable for agricultural remote sensing because of its close relationship to leaf nitrogen content. The triangular greenness index (TGI) was developed based on the area of a triangle surrounding the spectral features of chlorophyll with points at (670 nm, R₆₇₀), (550 nm, R₅₅₀), and (480 nm, R₄₈₀), where R_λ is the spectral reflectance at wavelengths of 670, 550 and 480, respectively. The equation is TGI = −0.5[(670 − 480)(R₆₇₀ − R₅₅₀) − (670 − 550)(R₆₇₀ − R₄₈₀)]. In 1999, investigators funded by NASA's Earth Observations Commercialization and Applications Program collaborated on a nitrogen fertilization experiment with irrigated maize in Nebraska. Airborne Visible/Infrared Imaging Spectrometer (AVIRIS) data and Landsat 5 Thematic Mapper (TM) data were acquired along with leaf chlorophyll meter and other data on three dates in July during late vegetative growth and early reproductive growth. TGI was consistently correlated with plot-averaged chlorophyll-meter values at the spectral resolutions of AVIRIS, Landsat TM, and digital cameras. Simulations using the Scattering by Arbitrarily Inclined Leaves (SAIL) canopy model indicate an interaction among TGI, leaf area index (LAI) and soil type at low crop LAI, whereas at high LAI and canopy closure, TGI was only affected by leaf chlorophyll content. Therefore, TGI may be the best spectral index to detect crop nitrogen requirements with low-cost digital cameras mounted on low-altitude airborne platforms.     

Uncertainty analysis of remote sensing of colored dissolved organic matter: Evaluations and comparisons for three rivers in North America

The uncertainties involved in remote sensing inversion of CDOM (Colored Dissolved Organic Matter) were analyzed in estuarine and coastal regions of three North American rivers: Mississippi, Hudson, and Neponset. Water optical and biogeochemical properties, including CDOM absorption and above-surface spectra, were collected in very high resolution. CDOM’s concentrations (a_g(440), absorption coefficient at 440 nm) were inverted from EO-1 Hyperion images, using a quasi-analytical algorithm for CDOM (QAA-CDOM). Uncertainties are classified to five levels, in which the underwater measurement uncertainty (level 1), image preprocessing uncertainty (level 4) and inverse model uncertainty (level 5) were evaluated. Results indicate that at level 1, in situ CDOM measurement is significant with 0.1 in the unit of QSU and 0.01 in the unit of a_g(440) (m⁻¹). At level 4, surface wave is a potential uncertainty source for high-resolution images in estuarine and coastal regions. The remote sensing reflectance of wavy water is about 10 times of the truth. At level 5, the overall uncertainty of QAA-CDOM inversion is 0.006 m⁻¹, with accuracy R² = 0.77, k = 1.1 and RMSE_log = 0.33 m⁻¹. The correlations between uncertainties and other water properties indicate that the large uncertainty in some rivers, such as the Neponset and Atchafalaya, might be caused by high-concentration chlorophyll or sediments. The relationships among the three level uncertainties show that the level 1 uncertainty generally does not propagate into level 4 and 5, but the large uncertainty at level 4 usually introduce large uncertainty at level 5.     

Vegetation chlorophyll estimates in the Amazon from multi-angle MODIS observations and canopy reflectance model

As a preparatory study for future hyperspectral missions that can measure canopy chemistry, we introduce a novel approach to investigate whether multi-angle Moderate Resolution Imaging Spectroradiometer (MODIS) data can be used to generate a preliminary database with long-term estimates of chlorophyll. MODIS monthly chlorophyll estimates between 2000 and 2015, derived from a fully coupled canopy reflectance model (ProSAIL), were inspected for consistency with eddy covariance fluxes, tower-based hyperspectral images and chlorophyll measurements. MODIS chlorophyll estimates from the inverse model showed strong seasonal variations across two flux-tower sites in central and eastern Amazon. Marked increases in chlorophyll concentrations were observed during the early dry season. Remotely sensed chlorophyll concentrations were correlated to field measurements (r² = 0.73 and r² = 0.98) but the data deviated from the 1:1 line with root mean square errors (RMSE) ranging from 0.355 μg cm⁻² (Tapajós tower) to 0.470 μg cm⁻² (Manaus tower). The chlorophyll estimates were consistent with flux tower measurements of photosynthetically active radiation (PAR) and net ecosystem productivity (NEP). We also applied ProSAIL to mono-angle hyperspectral observations from a camera installed on a tower to scale modeled chlorophyll pigments to MODIS observations (r² = 0.73). Chlorophyll pigment concentrations (Chl_A+B) were correlated to changes in the amount of young and mature leaf area per month (0.59 ≤  r² ≤  0.64). Increases in MODIS observed Chl_A+B were preceded by increased PAR during the dry season (0.61 ≤ r² ≤  0.62) and followed by changes in net carbon uptake. We conclude that, at these two sites, changes in LAI, coupled with changes in leaf chlorophyll, are comparable with seasonality of plant productivity. Our results allowed the preliminary development of a 15-year time series of chlorophyll estimates over the Amazon to support canopy chemistry studies using future hyperspectral sensors.     

Retrieval of leaf water content spanning the visible to thermal infrared spectra

The objective of this study was to investigate the entire spectra (from visible to the thermal infrared; 0.390–14.0 μm) to retrieve leaf water content in a consistent manner. Narrow-band spectral indices (calculated from all possible two band combinations) and a partial least square regression (PLSR) were used to assess the strength of each spectral region. The coefficient of determination (R²) and root mean square error (RMSE) were used to report the prediction accuracy of spectral indices and PLSR models. In the visible-near infrared and shortwave infrared (VNIR–SWIR), the most accurate spectral index yielded R² of 0.89 and RMSE of 7.60%, whereas in the mid infrared (MIR) the highest R² was 0.93 and RMSE of 5.97%. Leaf water content was poorly predicted using two-band indices developed from the thermal infrared (R² = 0.33). The most accurate PLSR model resulted from MIR reflectance spectra (R² = 0.96, RMSE = 4.74% and RMSE cross validation RMSE_CV = 6.17%) followed by VNIR–SWIR reflectance spectra (R² = 0.91, RMSE = 6.90% and RMSE_CV = 7.32%). Using thermal infrared (TIR) spectra, the PLSR model yielded a moderate retrieval accuracy (R² = 0.67, RMSE = 13.27% and RMSE_CV = 16.39%). This study demonstrated that the mid infrared (MIR) and shortwave infrared (SWIR) domains were the most sensitive spectral region for the retrieval of leaf water content.     

Assessing the utility WorldView-2 imagery for tree species mapping in South African subtropical humid forest and the conservation implications: Dukuduku forest patch as case study

Indigenous forest biome in South Africa is highly fragmented into patches of various sizes (most patches < 1 km²). The utilization of timber and non-timber resources by poor rural communities living around protected forest patches produce subtle changes in the forest canopy which can be hardly detected on a timely manner using traditional field surveys. The aims of this study were to assess: (i) the utility of very high resolution (VHR) remote sensing imagery (WorldView-2, 0.5–2 m spatial resolution) for mapping tree species and canopy gaps in one of the protected subtropical coastal forests in South Africa (the Dukuduku forest patch (ca.3200 ha) located in the province of KwaZulu-Natal) and (ii) the implications of the map products to forest conservation. Three dominant canopy tree species namely, Albizia adianthifolia, Strychnos spp. and Acacia spp., and canopy gap types including bushes (grass/shrubby), bare soil and burnt patches were accurately mapped (overall accuracy = 89.3 ± 2.1%) using WorldView-2 image and support vector machine classifier. The maps revealed subtle forest disturbances such as bush encroachment and edge effects resulting from forest fragmentation by roads and a power-line. In two stakeholders’ workshops organised to assess the implications of the map products to conservation, participants generally agreed amongst others implications that the VHR maps provide valuable information that could be used for implementing and monitoring the effects of rehabilitation measures. The use of VHR imagery is recommended for timely inventorying and monitoring of the small and fragile patches of subtropical forests in Southern Africa.     

A new 500-m resolution map of canopy height for Amazon forest using spaceborne LiDAR and cloud-free MODIS imagery

In the present study, we aimed to map canopy heights in the Brazilian Amazon mainly on the basis of spaceborne LiDAR and cloud-free MODIS imagery with a new method (the Self-Organizing Relationships method) for spatial modeling of the LiDAR footprint. To evaluate the general versatility, we compared the created canopy height map with two different canopy height estimates on the basis of our original field study plots (799 plots located in eight study sites) and a previously developed canopy height map. The compared canopy height estimates were obtained by: (1) a stem diameter at breast height (D) – tree height (H) relationship specific to each site on the basis of our original field study, (2) a previously developed D–H model involving environmental and structural factors as explanatory variables (Feldpausch et al., 2011), and (3) a previously developed canopy height map derived from the spaceborne LiDAR data with different spatial modeling method and explanatory variables (Simard et al., 2011). As a result, our canopy height map successfully detected a spatial distribution pattern in canopy height estimates based on our original field study data (r = 0.845, p = 8.31 × 10⁻³) though our canopy height map showed a poor correlation (r = 0.563, p = 0.146) with the canopy height estimate based on a previously developed model by Feldpausch et al. (2011). We also confirmed that the created canopy height map showed a similar pattern with the previously developed canopy height map by Simard et al. (2011). It was concluded that the use of the spaceborne LiDAR data provides a sufficient accuracy in estimating the canopy height at regional scale.     

Plant phenolics and absorption features in vegetation reflectance spectra near 1.66 μm

Past laboratory and field studies have quantified phenolic substances in vegetative matter from reflectance measurements for understanding plant response to herbivores and insect predation. Past remote sensing studies on phenolics have evaluated crop quality and vegetation patterns caused by bedrock geology and associated variations in soil geochemistry. We examined spectra of pure phenolic compounds, common plant biochemical constituents, dry leaves, fresh leaves, and plant canopies for direct evidence of absorption features attributable to plant phenolics. Using spectral feature analysis with continuum removal, we observed that a narrow feature at 1.66 μm is persistent in spectra of manzanita, sumac, red maple, sugar maple, tea, and other species. This feature was consistent with absorption caused by aromatic CH bonds in the chemical structure of phenolic compounds and non-hydroxylated aromatics. Because of overlapping absorption by water, the feature was weaker in fresh leaf and canopy spectra compared to dry leaf measurements. Simple linear regressions of feature depth and feature area with polyphenol concentration in tea resulted in high correlations and low errors (% phenol by dry weight) at the dry leaf (r² = 0.95, RMSE = 1.0%, n = 56), fresh leaf (r² = 0.79, RMSE = 2.1%, n = 56), and canopy (r² = 0.78, RMSE = 1.0%, n = 13) levels of measurement. Spectra of leaves, needles, and canopies of big sagebrush and evergreens exhibited a weak absorption feature centered near 1.63 μm, short ward of the phenolic compounds, possibly consistent with terpenes. This study demonstrates that subtle variation in vegetation spectra in the shortwave infrared can directly indicate biochemical constituents and be used to quantify them. Phenolics are of lesser abundance compared to the major plant constituents but, nonetheless, have important plant functions and ecological significance. Additional research is needed to advance our understanding of the spectral influences of plant phenolics and terpenes relative to dominant leaf biochemistry (water, chlorophyll, protein/nitrogen, cellulose, and lignin).     

Estimating winter wheat biomass by assimilating leaf area index derived from fusion of Landsat-8 and MODIS data

A sufficient number of satellite acquisitions in a growing season are essential for deriving agronomic indicators, such as green leaf area index (GLAI), to be assimilated into crop models for crop productivity estimation. However, for most high resolution orbital optical satellites, it is often difficult to obtain images frequently due to their long revisit cycles and unfavorable weather conditions. Data fusion algorithms, such as the Spatial and Temporal Adaptive Reflectance Fusion Model (STARFM) and the Enhanced STARFM (ESTARFM), have been developed to generate synthetic data with high spatial and temporal resolution to address this issue. In this study, we evaluated the approach of assimilating GLAI into the Simple Algorithm for Yield Estimation model (SAFY) for winter wheat biomass estimation. GLAI was estimated using the two-band Enhanced Vegetation Index (EVI2) derived from data acquired by the Operational Land Imager (OLI) onboard the Landsat-8 and a fusion dataset generated by blending the Moderate-Resolution Imaging Spectroradiometer (MODIS) data and the OLI data using the STARFM and ESTARFM models. The fusion dataset had the temporal resolution of the MODIS data and the spatial resolution of the OLI data. Key parameters of the SAFY model were optimised through assimilation of the estimated GLAI into the crop model using the Shuffled Complex Evolution-University of Arizona (SCE-UA) algorithm. A good agreement was achieved between the estimated and field measured biomass by assimilating the GLAI derived from the OLI data (GLAI_L) alone (R² = 0.77 and RMSE = 231 g m⁻²). Assimilation of GLAI derived from the fusion dataset (GLAI_F) resulted in a R² of 0.71 and RMSE of 193 g m⁻² while assimilating the combination of GLAI_L and GLAI_F led to further improvements (R² = 0.76 and RMSE = 176 g m⁻²). Our results demonstrated the potential of using the fusion algorithms to improve crop growth monitoring and crop productivity estimation when the number of high resolution remote sensing data acquisitions is limited.     

Detecting forest damage after a low-severity fire using remote sensing at multiple scales

Remote sensing technologies are an ideal platform to examine the extent and impact of fire on the landscape. In this study we assess that capacity of the RapidEye constellation and Landsat (Thematic Mapper and Operational Land Imager to map fine-scale burn attributes for a small, low severity prescribed fire in a dry Western Canadian forest. Estimates of burn severity from field data were collated into a simple burn index and correlated with a selected suite of common spectral vegetation indices. Burn severity classes were then derived to map fire impacts and estimate consumed woody surface fuels (diameter ≥2.6 cm). All correlations between the simple burn index and vegetation indices produced significant results (p < 0.01), but varied substantially in their overall accuracy. Although the Landsat Soil Adjusted Vegetation Index provided the best regression fit (R² = 0.56), results suggested that RapidEye provided much more spatially detailed estimates of tree damage (Soil Adjusted Vegetation Index, R² = 0.51). Consumption estimates of woody surface fuels ranged from 3.38 ± 1.03 Mg ha⁻¹ to 11.73 ± 1.84 Mg ha⁻¹, across four derived severity classes with uncertainties likely a result of changing foliage moisture between the before and after fire images. While not containing spectral information in the short wave infrared, the spatial variability provided by the RapidEye imagery has potential for mapping and monitoring fine scale forest attributes, as well as the potential to resolve fire damage at the individual tree level.     

Canopy foliar nitrogen retrieved from airborne hyperspectral imagery by correcting for canopy structure effects

A statistical relationship between canopy mass-based foliar nitrogen concentration (%N) and canopy bidirectional reflectance factor (BRF) has been repeatedly demonstrated. However, the interaction between leaf properties and canopy structure confounds the estimation of foliar nitrogen. The canopy scattering coefficient (the ratio of BRF and the directional area scattering factor, DASF) has recently been suggested for estimating %N as it suppresses the canopy structural effects on BRF. However, estimation of %N using the scattering coefficient has not yet been investigated for longer spectral wavelengths (>855 nm). We retrieved the canopy scattering coefficient for wavelengths between 400 and 2500 nm from airborne hyperspectral imagery, and then applied a continuous wavelet analysis (CWA) to the scattering coefficient in order to estimate %N. Predictions of %N were also made using partial least squares regression (PLSR). We found that %N can be accurately retrieved using CWA (R² = 0.65, RMSE = 0.33) when four wavelet features are combined, with CWA yielding a more accurate estimation than PLSR (R² = 0.47, RMSE = 0.41). We also found that the wavelet features most sensitive to %N variation in the visible region relate to chlorophyll absorption, while wavelet features in the shortwave infrared regions relate to protein and dry matter absorption. Our results confirm that %N can be retrieved using the scattering coefficient after correcting for canopy structural effect. With the aid of high-fidelity airborne or upcoming space-borne hyperspectral imagery, large-scale foliar nitrogen maps can be generated to improve the modeling of ecosystem processes as well as ecosystem-climate feedbacks.     

Developing a temporally land cover-based look-up table (TL-LUT) method for estimating land surface temperature based on AMSR-E data over the Chinese landmass

The land surface temperature (LST) is an important parameter when studying the interface between the atmosphere and the Earth's surface. Compared to satellite thermal infrared (TIR) remote sensing, passive microwave (PMW) remote sensing is better able to overcome atmospheric influences and to estimate the LST, especially in cloudy regions. However, methods for estimating PMW LSTs at the country and continental scales are still rare. The necessity of training such methods from a temporally dynamic perspective also needs further investigations. Here, a temporally land cover based look-up table (TL-LUT) method is proposed to estimate the LSTs from AMSR-E data over the Chinese landmass. In this method, the synergies between observations from MODIS (Moderate Resolution Imaging Spectroradiometer) and AMSR-E (Advanced Microwave Scanning Radiometer for EOS), which are onboard the same Aqua satellite, are explored. Validation with the synchronous MODIS LSTs demonstrates that the TL-LUT method has better performances in retrieving LSTs with AMSR-E data than the method that uses a single brightness temperature in 36.5 GHz vertical polarization channel. The accuracy of the TL-LUT method is better than 2.7 K for forest and 3.2 K for cropland. Its accuracy varies according to land cover type, time of day, and season. When compared with the in-situ measured LSTs at four sites without urban warming in the Tibet Plateau, the standard errors of estimation between the estimated AMSR-E LST and in-situ measured LST are from 5.1 K to 6.0 K in the daytime and 3.1 K to 4.5 K in the nighttime. Further comparison with the in-situ measured air temperatures at 24 meteorological stations confirms the good performance of the TL-LUT method. The feasibility of PMW remote sensing in estimating the LST for China can complement the TIR data and can, therefore, aid in the generation of daily LST maps for the entire country. Further study of the penetration of PMW radiation would benefit the LST estimations in barren and other sparsely vegetated environments.     

A sun–crown–sensor model and adapted C-correction logic for topographic correction of high resolution forest imagery

Canopy shadowing mediated by topography is an important source of radiometric distortion on remote sensing images of rugged terrain. Topographic correction based on the sun–canopy–sensor (SCS) model significantly improved over those based on the sun–terrain–sensor (STS) model for surfaces with high forest canopy cover, because the SCS model considers and preserves the geotropic nature of trees. The SCS model accounts for sub-pixel canopy shadowing effects and normalizes the sunlit canopy area within a pixel. However, it does not account for mutual shadowing between neighboring pixels. Pixel-to-pixel shadowing is especially apparent for fine resolution satellite images in which individual tree crowns are resolved. This paper proposes a new topographic correction model: the sun–crown–sensor (SCnS) model based on high-resolution satellite imagery (IKONOS) and high-precision LiDAR digital elevation model. An improvement on the C-correction logic with a radiance partitioning method to address the effects of diffuse irradiance is also introduced (SCnS + C). In addition, we incorporate a weighting variable, based on pixel shadow fraction, on the direct and diffuse radiance portions to enhance the retrieval of at-sensor radiance and reflectance of highly shadowed tree pixels and form another variety of SCnS model (SCnS + W). Model evaluation with IKONOS test data showed that the new SCnS model outperformed the STS and SCS models in quantifying the correlation between terrain-regulated illumination factor and at-sensor radiance. Our adapted C-correction logic based on the sun–crown–sensor geometry and radiance partitioning better represented the general additive effects of diffuse radiation than C parameters derived from the STS or SCS models. The weighting factor W_t also significantly enhanced correction results by reducing within-class standard deviation and balancing the mean pixel radiance between sunlit and shaded slopes. We analyzed these improvements with model comparison on the red and near infrared bands. The advantages of SCnS + C and SCnS + W on both bands are expected to facilitate forest classification and change detection applications.     

Estimation of rice grain yield from dual-polarization Radarsat-2 SAR data by integrating a rice canopy scattering model and a genetic algorithm

Fast and accurate estimation of rice yield plays a role in forecasting rice productivity for ensuring regional or national food security. Microwave synthetic aperture radar (SAR) data has been proved to have a great potential for rice monitoring and parameters retrieval. In this study, a rice canopy scattering model (RCSM) was revised and then was applied to simulate the backscatter of rice canopy. The combination of RCSM and genetic algorithm (GA) was proposed for retrieving two important rice parameters relating to grain yield, ear length and ear number density, from a C-band, dual-polarization (HH and HV) Radarsat-2 SAR data. The stability of retrieved results of GA inversion was also evaluated by changing various parameter configurations.Results show that RCSM can effectively simulate backscattering coefficients of rice canopy at HH and HV mode with an error of <1 dB. Reasonable selection of GA’s parameters is essential for stability and efficiency of rice parameter retrieval. Two rice parameters are retrieved by the proposed RCSM-GA technology with better accuracy. The rice ear length are estimated with error of <1.5 cm, and ear number density with error of <23 #/m². Rice grain yields are effectively estimated and mapped by the retrieved ear length and number density via a simple yield regression equation. This study further illustrates the capability of C-band Radarsat-2 SAR data on retrieval of rice ear parameters and the practicability of radar remote sensing technology for operational yield estimation.     

A radiative transfer model-based method for the estimation of grassland aboveground biomass

This paper presents a novel method to derive grassland aboveground biomass (AGB) based on the PROSAILH (PROSPECT + SAILH) radiative transfer model (RTM). Two variables, leaf area index (LAI, m²m⁻², defined as a one-side leaf area per unit of horizontal ground area) and dry matter content (DMC, gcm⁻², defined as the dry matter per leaf area), were retrieved using PROSAILH and reflectance data from Landsat 8 OLI product. The result of LAI × DMC was regarded as the estimated grassland AGB according to their definitions. The well-known ill-posed inversion problem when inverting PROSAILH was alleviated using ecological criteria to constrain the simulation scenario and therefore the number of simulated spectra. A case study of the presented method was applied to a plateau grassland in China to estimate its AGB. The results were compared to those obtained using an exponential regression, a partial least squares regression (PLSR) and an artificial neural networks (ANN). The RTM-based method offered higher accuracy (R² = 0.64 and RMSE = 42.67 gm⁻²) than the exponential regression (R² = 0.48 and RMSE = 41.65 gm⁻²) and the ANN (R² = 0.43 and RMSE = 46.26 gm⁻²). However, the proposed method offered similar performance than PLSR as presented better determination coefficient than PLSR (R² = 0.55) but higher RMSE (RMSE = 37.79 gm⁻²). Although it is still necessary to test these methodologies in other areas, the RTM-based method offers greater robustness and reproducibility to estimate grassland AGB at large scale without the need to collect field measurements and therefore is considered the most promising methodology.     

Estimation of soil moisture using optical/thermal infrared remote sensing in the Canadian Prairies

A new approach to estimate soil moisture (SM) based on evaporative fraction (EF) retrieved from optical/thermal infrared MODIS data is presented for Canadian Prairies in parts of Saskatchewan and Alberta. An EF model using the remotely sensed land surface temperature (Ts)/vegetation index concept was modified by incorporating North American Regional Reanalysis (NAAR) Ta data and used for SM estimation. Two different combinations of temperature and vegetation fraction using the difference between Ts from MODIS Aqua and Terra images and Ta from NARR data (Ts−Ta Aqua-day and Ts−Ta Terra-day, respectively) were proposed and the results were compared with those obtained from a previously improved model (ΔTs Aqua-DayNight) as a reference. For the estimation of SM from EF, two empirical models were tested and discussed to find the most appropriate model for converting MODIS-derived EF data to SM values. Estimated SM values were then correlated with in situ SM measurements and their relationships were statistically analyzed. Results indicated statistically significant correlations between SM estimated from all three EF estimation approaches and field measured SM values (R² = 0.42–0.77, p values < 0.04) exhibiting the possibility to estimate SM from remotely sensed EF models. The proposed Ts−Ta MODIS Aqua-day and Terra-day approaches resulted in better estimations of SM (on average higher R² values and similar RMSEs) as compared with the ΔTs reference approach indicating that the concept of incorporating NARR Ta data into Ts/Vegetation index model improved soil moisture estimation accuracy based on evaporative fraction. The accuracies of the predictions were found to be considerably better for intermediate SM values (from 12 to 22 vol/vol%) with square errors averaging below 11 (vol/vol%)². This indicates that the model needs further improvements to account for extreme soil moisture conditions. The findings of this research can be potentially used to downscale SM estimations obtained from passive microwave remote sensing techniques.