Estimating soil zinc concentrations using reflectance spectroscopy

Soil contamination by heavy metals has been an increasingly severe threat to nature environment and human health. Efficiently investigation of contamination status is essential to soil protection and remediation. Visible and near-infrared reflectance spectroscopy (VNIRS) has been regarded as an alternative for monitoring soil contamination by heavy metals. Generally, the entire VNIR spectral bands are employed to estimate heavy metal concentration, which lacks interpretability and requires much calculation. In this study, 74 soil samples were collected from Hunan Province, China and their reflectance spectra were used to estimate zinc (Zn) concentration in soil. Organic matter and clay minerals have strong adsorption for Zn in soil. Spectral bands associated with organic matter and clay minerals were used for estimation with genetic algorithm based partial least square regression (GA-PLSR). The entire VNIR spectral bands, the bands associated with organic matter and the bands associated with clay minerals were incorporated as comparisons. Root mean square error of prediction, residual prediction deviation, and coefficient of determination (R²) for the model developed using combined bands of organic matter and clay minerals were 329.65 mg kg⁻¹, 1.96 and 0.73, which is better than 341.88 mg kg⁻¹, 1.89 and 0.71 for the entire VNIR spectral bands, 492.65 mg kg⁻¹, 1.31 and 0.40 for the organic matter, and 430.26 mg kg⁻¹, 1.50 and 0.54 for the clay minerals. Additionally, in consideration of atmospheric water vapor absorption in field spectra measurement, combined bands of organic matter and absorption around 2200 nm were used for estimation and achieved high prediction accuracy with R² reached 0.640. The results indicate huge potential of soil reflectance spectroscopy in estimating Zn concentrations in soil.     

A visible band index for remote sensing leaf chlorophyll content at the canopy scale

Leaf chlorophyll content is an important variable for agricultural remote sensing because of its close relationship to leaf nitrogen content. The triangular greenness index (TGI) was developed based on the area of a triangle surrounding the spectral features of chlorophyll with points at (670 nm, R₆₇₀), (550 nm, R₅₅₀), and (480 nm, R₄₈₀), where R_λ is the spectral reflectance at wavelengths of 670, 550 and 480, respectively. The equation is TGI = −0.5[(670 − 480)(R₆₇₀ − R₅₅₀) − (670 − 550)(R₆₇₀ − R₄₈₀)]. In 1999, investigators funded by NASA's Earth Observations Commercialization and Applications Program collaborated on a nitrogen fertilization experiment with irrigated maize in Nebraska. Airborne Visible/Infrared Imaging Spectrometer (AVIRIS) data and Landsat 5 Thematic Mapper (TM) data were acquired along with leaf chlorophyll meter and other data on three dates in July during late vegetative growth and early reproductive growth. TGI was consistently correlated with plot-averaged chlorophyll-meter values at the spectral resolutions of AVIRIS, Landsat TM, and digital cameras. Simulations using the Scattering by Arbitrarily Inclined Leaves (SAIL) canopy model indicate an interaction among TGI, leaf area index (LAI) and soil type at low crop LAI, whereas at high LAI and canopy closure, TGI was only affected by leaf chlorophyll content. Therefore, TGI may be the best spectral index to detect crop nitrogen requirements with low-cost digital cameras mounted on low-altitude airborne platforms.     

Assessing the impact of hydrocarbon leakages on vegetation using reflectance spectroscopy

This paper assesses the capability of hyperspectral remote sensing to detect hydrocarbon leakages in pipelines using vegetation status as an indicator of contamination. A field experiment in real scale and in tropical weather was conducted in which Brachiaria brizantha H.S. pasture plants were grown over soils contaminated with small volumes of liquid hydrocarbons (HCs). The contaminations involved volumes of hydrocarbons that ranged between 2 L and 12.7 L of gasoline and diesel per m³ of soil, which were applied to the crop parcels over the course of 30 days. The leaf and canopy reflectance spectra of contaminated and control plants were acquired within 350–2500 nm wavelengths. The leaf and canopy reflectance spectra were mathematically transformed by means of first derivative (FD) and continuum removal (CR) techniques. Using principal component analysis (PCA), the spectral measurements could be grouped into either two or three contamination groups. Wavelengths in the red edge were found to contain the largest spectral differences between plants at distinct, evolving contamination stages. Wavelengths centred on water absorption bands were also important to differentiating contaminated from healthy plants. The red edge position of contaminated plants, calculated on the basis of FD spectra, shifted substantially to shorter wavelengths with increasing contamination, whereas non-contaminated plants displayed a red shift (in leaf spectra) or small blue shift (in canopy spectra). At leaf scale, contaminated plants were differentiated from healthy plants between 550–750 nm, 1380–1550 nm, 1850–2000 nm and 2006–2196 nm. At canopy scale, differences were substantial between 470–518 nm, 550–750 nm, 910–1081 nm, 1116–1284 nm, 1736–1786 nm, 2006–2196 nm and 2222–2378 nm. The results of this study suggests that remote sensing of B. brizantha H.S. at both leaf and canopy scales can be used as an indicator of gasoline and diesel contaminations for the detection of small leakages in pipelines.     

Improving the prediction of arsenic contents in agricultural soils by combining the reflectance spectroscopy of soils and rice plants

Visible and near-infrared reflectance spectroscopy provides a beneficial tool for investigating soil heavy metal contamination. This study aimed to investigate mechanisms of soil arsenic prediction using laboratory based soil and leaf spectra, compare the prediction of arsenic content using soil spectra with that using rice plant spectra, and determine whether the combination of both could improve the prediction of soil arsenic content. A total of 100 samples were collected and the reflectance spectra of soils and rice plants were measured using a FieldSpec3 portable spectroradiometer (350–2500 nm). After eliminating spectral outliers, the reflectance spectra were divided into calibration (n = 62) and validation (n = 32) data sets using the Kennard-Stone algorithm. Genetic algorithm (GA) was used to select useful spectral variables for soil arsenic prediction. Thereafter, the GA-selected spectral variables of the soil and leaf spectra were individually and jointly employed to calibrate the partial least squares regression (PLSR) models using the calibration data set. The regression models were validated and compared using independent validation data set. Furthermore, the correlation coefficients of soil arsenic against soil organic matter, leaf arsenic and leaf chlorophyll were calculated, and the important wavelengths for PLSR modeling were extracted. Results showed that arsenic prediction using the leaf spectra (coefficient of determination in validation, R_v² = 0.54; root mean square error in validation, RMSE_v = 12.99 mg kg⁻¹; and residual prediction deviation in validation, RPD_v = 1.35) was slightly better than using the soil spectra (R_v² = 0.42, RMSE_v = 13.35 mg kg⁻¹, and RPD_v = 1.31). However, results also showed that the combinational use of soil and leaf spectra resulted in higher arsenic prediction (R_v² = 0.63, RMSE_v = 11.94 mg kg⁻¹, RPD_v = 1.47) compared with either soil or leaf spectra alone. Soil spectral bands near 480, 600, 670, 810, 1980, 2050 and 2290 nm, leaf spectral bands near 700, 890 and 900 nm in PLSR models were important wavelengths for soil arsenic prediction. Moreover, soil arsenic showed significantly positive correlations with soil organic matter (r = 0.62, p < 0.01) and leaf arsenic (r = 0.77, p < 0.01), and a significantly negative correlation with leaf chlorophyll (r = −0.67, p < 0.01). The results showed that the prediction of arsenic contents using soil and leaf spectra may be based on their relationships with soil organic matter and leaf chlorophyll contents, respectively. Although RPD of 1.47 was below the recommended RPD of >2 for soil analysis, arsenic prediction in agricultural soils can be improved by combining the leaf and soil spectra.     

Determination of the factors governing soil erodibility using hyperspectral visible and near-infrared reflectance spectroscopy

Soil erodibility, which is difficult to estimate and upscaling, was determined in this study using multiple spectral models of soil properties (soil organic matter (SOM), water-stable aggregates (WSA) > 0.25 mm, the geometric mean radius (D_g)). Herein, the soil erodibility indicators were calculated, and soil properties were quantitatively analyzed based on laboratory simulation experiments involving two selected contrasting soils. In addition, continuous wavelet transformation was applied to the reflectance spectra (350–2500 nm) of 65 soil samples from the study area. To build the relationship, the soil properties that control erodibility were identified prior to the spectral analysis. In this study, the SOM, D_g and WSA >0.25 mm were selected to represent the most significant soil properties controlling erodibility and describe the erodibility indicator based on a logarithmic regression model as a function of SOM or WSA > 0.25 mm. Five, six and three wavelet features were observed to calibrate the estimated soil properties model, and the best performance was obtained with a combination feature regression model for SOM (R² = 0.86, p < 0.01), D_g (R² = 0.79, p < 0.01) and WSA >0.25 mm (R² = 0.61, p < 0.01), respectively. One part of the wavelet features captured amplitude variations in the broad shape of the reflectance spectra, and another part captured variations in the shape and depth of the soil dry substances. The wavelet features for the validated dataset used to predict the SOM, WSA >0.25 mm and D_g were not significantly different compared with the calibrated dataset. The synthesized spectral models of soil properties, and the formation of a new equation for soil erodibility transformed from the spectral models of soil properties are presented in this study. These results show that a spectral analytical approach can be applied to complex datasets and provide new insights into emerging dynamic variation with erodibility estimation.     

Deriving leaf mass per area (LMA) from foliar reflectance across a variety of plant species using continuous wavelet analysis

Leaf mass per area (LMA), the ratio of leaf dry mass to leaf area, is a trait of central importance to the understanding of plant light capture and carbon gain. It can be estimated from leaf reflectance spectroscopy in the infrared region, by making use of information about the absorption features of dry matter. This study reports on the application of continuous wavelet analysis (CWA) to the estimation of LMA across a wide range of plant species. We compiled a large database of leaf reflectance spectra acquired within the framework of three independent measurement campaigns (ANGERS, LOPEX and PANAMA) and generated a simulated database using the PROSPECT leaf optical properties model. CWA was applied to the measured and simulated databases to extract wavelet features that correlate with LMA. These features were assessed in terms of predictive capability and robustness while transferring predictive models from the simulated database to the measured database. The assessment was also conducted with two existing spectral indices, namely the Normalized Dry Matter Index (NDMI) and the Normalized Difference index for LMA (ND_LMA).Five common wavelet features were determined from the two databases, which showed significant correlations with LMA (R²: 0.51–0.82, p < 0.0001). The best robustness (R² = 0.74, RMSE = 18.97 g/m² and Bias = 0.12 g/m²) was obtained using a combination of two low-scale features (1639 nm, scale 4) and (2133 nm, scale 5), the first being predominantly important. The transferability of the wavelet-based predictive model to the whole measured database was either better than or comparable to those based on spectral indices. Additionally, only the wavelet-based model showed consistent predictive capabilities among the three measured data sets. In comparison, the models based on spectral indices were sensitive to site-specific data sets. Integrating the ND_LMA spectral index and the two robust wavelet features improved the LMA prediction. One of the bands used by this spectral index, 1368 nm, was located in a strong atmospheric water absorption region and replacing it with the next available band (1340 nm) led to lower predictive accuracies. However, the two wavelet features were not affected by data quality in the atmospheric absorption regions and therefore showed potential for canopy-level investigations. The wavelet approach provides a different perspective into spectral responses to LMA variation than the traditional spectral indices and holds greater promise for implementation with airborne or spaceborne imaging spectroscopy data for mapping canopy foliar dry biomass.     

Optimising three-band spectral indices to assess aerial N concentration,N uptake and aboveground biomass of winter wheat remotely in China and Germany

Remotely and accurately quantifying the canopy nitrogen status in crops is essential for regional studies of N budgets and N balances. In this study, we optimised three-band spectral algorithms to estimate the N status of winter wheat. This study extends previous work to optimise the band combinations further and identifies the optimised central bands and suitable bandwidths of the three-band nitrogen planar domain index (NPDI) for estimating the aerial N uptake, N concentration and aboveground biomass. Analysis of the influence of bandwidth change on the accuracy of estimating the canopy N status and aboveground biomass indicated that the suitable bandwidths for optimised central bands were 37 nm at 846 nm, 13 nm at 738 nm and 57 nm at 560 nm for assessing the aerial N uptake and were 37 nm at 958 nm, 21 nm at 696 nm and 73 nm at 578 nm for the assessment of the aerial N concentration and were 49 nm at 806 nm, 17 nm at 738 nm and 57 nm at 560 nm for the estimation of aboveground biomass. The optimised three-band NPDI could consistently and stably estimate the aerial N uptake and aboveground biomass of winter wheat in the vegetative stage and the aerial N concentration in the reproductive stage compared to the fixed band combinations. With suitable bandwidths, the broadband NPDI demonstrated excellent performance in estimating the aerial N concentration, N uptake and biomass. We conclude that the band-optimised algorithm represents a promising tool to measure the improved performance of the NPDI in estimating the aerial N uptake and biomass in the vegetative stage and the aerial N concentration in the reproductive stage, which will be useful for designing improved nitrogen diagnosis systems and for enhancing the applications of ground- and satellite-based sensors.     

Spectra and vegetation index variations in moss soil crust in different seasons,and in wet and dry conditions

Similar to vascular plants, non-vascular plant mosses have different periods of seasonal growth. There has been little research on the spectral variations of moss soil crust (MSC) over different growth periods. Few studies have paid attention to the difference in spectral characteristics between wet MSC that is photosynthesizing and dry MSC in suspended metabolism. The dissimilarity of MSC spectra in wet and dry conditions during different seasons needs further investigation. In this study, the spectral reflectance of wet MSC, dry MSC and the dominant vascular plant (Artemisia) were characterized in situ during the summer (July) and autumn (September). The variations in the normalized difference vegetation index (NDVI), biological soil crust index (BSCI) and CI (crust index) in different seasons and under different soil moisture conditions were also analyzed. It was found that (1) the spectral characteristics of both wet and dry MSCs varied seasonally; (2) the spectral features of wet MSC appear similar to those of the vascular plant, Artemisia, whether in summer or autumn; (3) both in summer and in autumn, much higher NDVI values were acquired for wet than for dry MSC (0.6 ∼ 0.7 vs. 0.3 ∼ 0.4 units), which may lead to misinterpretation of vegetation dynamics in the presence of MSC and with the variations in rainfall occurring in arid and semi-arid zones; and (4) the BSCI and CI values of wet MSC were close to that of Artemisia in both summer and autumn, indicating that BSCI and CI could barely differentiate between the wet MSC and Artemisia.     

Modeling soil parameters using hyperspectral image reflectance in subtropical coastal wetlands

Developing spectral models of soil properties is an important frontier in remote sensing and soil science. Several studies have focused on modeling soil properties such as total pools of soil organic matter and carbon in bare soils. We extended this effort to model soil parameters in areas densely covered with coastal vegetation. Moreover, we investigated soil properties indicative of soil functions such as nutrient and organic matter turnover and storage. These properties include the partitioning of mineral and organic soil between particulate (>53 μm) and fine size classes, and the partitioning of soil carbon and nitrogen pools between stable and labile fractions. Soil samples were obtained from Avicennia germinans mangrove forest and Juncus roemerianus salt marsh plots on the west coast of central Florida. Spectra corresponding to field plot locations from Hyperion hyperspectral image were extracted and analyzed. The spectral information was regressed against the soil variables to determine the best single bands and optimal band combinations for the simple ratio (SR) and normalized difference index (NDI) indices. The regression analysis yielded levels of correlation for soil variables with R² values ranging from 0.21 to 0.47 for best individual bands, 0.28 to 0.81 for two-band indices, and 0.53 to 0.96 for partial least-squares (PLS) regressions for the Hyperion image data. Spectral models using Hyperion data adequately (RPD > 1.4) predicted particulate organic matter (POM), silt + clay, labile carbon (C), and labile nitrogen (N) (where RPD = ratio of standard deviation to root mean square error of cross-validation [RMSECV]). The SR (0.53 μm, 2.11 μm) model of labile N with R² = 0.81, RMSECV= 0.28, and RPD = 1.94 produced the best results in this study. Our results provide optimism that remote-sensing spectral models can successfully predict soil properties indicative of ecosystem nutrient and organic matter turnover and storage, and do so in areas with dense canopy cover.     

Spectral detection of stress-related pigments in salt-lake succulent halophytic shrubs

The spectral detection of vegetation pigment concentrations has a high potential value, but it is still underdeveloped, especially for pigments other than chlorophylls. In this study, the seasonal pigment dynamics of two Tecticornia species (samphires; halophytic shrubs) from north-western Australia were correlated with spectral indices that best document the pigment changes over time. Pigment dynamics were assessed by analysing betacyanin, chlorophyll and carotenoid concentrations at plant level and by measuring reflectance at contrasting seasonal dates. Plant reflectance was used to define a new reflectance index that was most sensitive to the seasonal shifts in Tecticornia pigment concentrations. The two Tecticornia species turned from green to red-pinkish for the period March–August 2012 when betacyanins increased almost nine times in both species. Chlorophyll levels showed the opposite pattern to that of betacyanins, whereas carotenoid levels were relatively stable. Normalised difference indices correlated well with betacyanin (r = 0.805, using bands at 600 and 620 nm) and chlorophyll (r = 0.809, using bands at 737 and 726 nm). Using knowledge of chlorophyll concentrations slightly improved the ability of the spectral index to predict betacyanin concentration (r = 0.822 at bands 606 and 620 nm, in the case of chemically determined chlorophyll, r = 0.809 when using remotely sensed chlorophyll). Our results suggest that this new spectral index can reliably detect changes in betacyanin concentrations in vegetation, with potential applications in ecological studies and environmental impact monitoring.     

Remote estimation of nitrogen and chlorophyll contents in maize at leaf and canopy levels

Leaf and canopy nitrogen (N) status relates strongly to leaf and canopy chlorophyll (Chl) content. Remote sensing is a tool that has the potential to assess N content at leaf, plant, field, regional and global scales. In this study, remote sensing techniques were applied to estimate N and Chl contents of irrigated maize (Zea mays L.) fertilized at five N rates. Leaf N and Chl contents were determined using the red-edge chlorophyll index with R² of 0.74 and 0.94, respectively. Results showed that at the canopy level, Chl and N contents can be accurately retrieved using green and red-edge Chl indices using near infrared (780–800 nm) and either green (540–560 nm) or red-edge (730–750 nm) spectral bands. Spectral bands that were found optimal for Chl and N estimations coincide well with the red-edge band of the MSI sensor onboard the near future Sentinel-2 satellite. The coefficient of determination for the relationships between the red-edge chlorophyll index, simulated in Sentinel-2 bands, and Chl and N content was 0.90 and 0.87, respectively.     

Modelling high arctic percent vegetation cover using field digital images and high resolution satellite data

In this study, digital images collected at a study site in the Canadian High Arctic were processed and classified to examine the spatial-temporal patterns of percent vegetation cover (PVC). To obtain the PVC of different plant functional groups (i.e., forbs, graminoids/sedges and mosses), field near infrared-green-blue (NGB) digital images were classified using an object-based image analysis (OBIA) approach. The PVC analyses comparing different vegetation types confirmed: (i) the polar semi-desert exhibited the lowest PVC with a large proportion of bare soil/rock cover; (ii) the mesic tundra cover consisted of approximately 60% mosses; and (iii) the wet sedge consisted almost exclusively of graminoids and sedges. As expected, the PVC and green normalized difference vegetation index (GNDVI; (R_NIR − R_Green)/(R_NIR + R_Green)), derived from field NGB digital images, increased during the summer growing season for each vegetation type: i.e., ∼5% (0.01) for polar semi-desert; ∼10% (0.04) for mesic tundra; and ∼12% (0.03) for wet sedge respectively. PVC derived from field images was found to be strongly correlated with WorldView-2 derived normalized difference spectral indices (NDSI; (R_x − R_y)/(R_x + R_y)), where R_x is the reflectance of the red edge (724.1 nm) or near infrared (832.9 nm and 949.3 nm) bands; R_y is the reflectance of the yellow (607.7 nm) or red (658.8 nm) bands with R²’s ranging from 0.74 to 0.81. NDSIs that incorporated the yellow band (607.7 nm) performed slightly better than the NDSIs without, indicating that this band may be more useful for investigating Arctic vegetation that often includes large proportions of senescent vegetation throughout the growing season.     

The assimilation of spectral sensing and the WOFOST model for the dynamic simulation of cadmium accumulation in rice tissues

The accurate detection of heavy metal-induced stress on crop growth is important for food security and agricultural, ecological and environmental protection. Spectral sensing offers an efficient and undamaged observation tool to monitor soil and vegetation contamination. This study proposed a methodology for dynamically estimating the total cadmium (Cd) accumulation in rice tissues by assimilating spectral information into WOFOST (World Food Study) model. Based on the differences among ground hyperspectral data of rice in three experiments fields under different Cd concentration levels, the spectral indices MCARI1, NREP and RH were selected to reflect the rice stress condition and dry matter production of rice. With assimilating these sensitive spectral indices into the WOFOST + PROSPECT + SAIL model to optimize the Cd pollution stress factor f_wi, the dynamic dry matter production processes of rice were adjusted. Based on the relation between dry matter production and Cd accumulation, we dynamically simulating the Cd accumulation in rice tissues. The results showed that the method performed well in dynamically estimating the total amount of Cd accumulation in rice tissues with R² over 85%. This study suggests that the proposed method of integrating the spectral information and the crop growth model could successfully dynamically simulate the Cd accumulation in rice tissues.     

Retrieval of leaf water content spanning the visible to thermal infrared spectra

The objective of this study was to investigate the entire spectra (from visible to the thermal infrared; 0.390–14.0 μm) to retrieve leaf water content in a consistent manner. Narrow-band spectral indices (calculated from all possible two band combinations) and a partial least square regression (PLSR) were used to assess the strength of each spectral region. The coefficient of determination (R²) and root mean square error (RMSE) were used to report the prediction accuracy of spectral indices and PLSR models. In the visible-near infrared and shortwave infrared (VNIR–SWIR), the most accurate spectral index yielded R² of 0.89 and RMSE of 7.60%, whereas in the mid infrared (MIR) the highest R² was 0.93 and RMSE of 5.97%. Leaf water content was poorly predicted using two-band indices developed from the thermal infrared (R² = 0.33). The most accurate PLSR model resulted from MIR reflectance spectra (R² = 0.96, RMSE = 4.74% and RMSE cross validation RMSE_CV = 6.17%) followed by VNIR–SWIR reflectance spectra (R² = 0.91, RMSE = 6.90% and RMSE_CV = 7.32%). Using thermal infrared (TIR) spectra, the PLSR model yielded a moderate retrieval accuracy (R² = 0.67, RMSE = 13.27% and RMSE_CV = 16.39%). This study demonstrated that the mid infrared (MIR) and shortwave infrared (SWIR) domains were the most sensitive spectral region for the retrieval of leaf water content.     

Canopy foliar nitrogen retrieved from airborne hyperspectral imagery by correcting for canopy structure effects

A statistical relationship between canopy mass-based foliar nitrogen concentration (%N) and canopy bidirectional reflectance factor (BRF) has been repeatedly demonstrated. However, the interaction between leaf properties and canopy structure confounds the estimation of foliar nitrogen. The canopy scattering coefficient (the ratio of BRF and the directional area scattering factor, DASF) has recently been suggested for estimating %N as it suppresses the canopy structural effects on BRF. However, estimation of %N using the scattering coefficient has not yet been investigated for longer spectral wavelengths (>855 nm). We retrieved the canopy scattering coefficient for wavelengths between 400 and 2500 nm from airborne hyperspectral imagery, and then applied a continuous wavelet analysis (CWA) to the scattering coefficient in order to estimate %N. Predictions of %N were also made using partial least squares regression (PLSR). We found that %N can be accurately retrieved using CWA (R² = 0.65, RMSE = 0.33) when four wavelet features are combined, with CWA yielding a more accurate estimation than PLSR (R² = 0.47, RMSE = 0.41). We also found that the wavelet features most sensitive to %N variation in the visible region relate to chlorophyll absorption, while wavelet features in the shortwave infrared regions relate to protein and dry matter absorption. Our results confirm that %N can be retrieved using the scattering coefficient after correcting for canopy structural effect. With the aid of high-fidelity airborne or upcoming space-borne hyperspectral imagery, large-scale foliar nitrogen maps can be generated to improve the modeling of ecosystem processes as well as ecosystem-climate feedbacks.     

Plant phenolics and absorption features in vegetation reflectance spectra near 1.66 μm

Past laboratory and field studies have quantified phenolic substances in vegetative matter from reflectance measurements for understanding plant response to herbivores and insect predation. Past remote sensing studies on phenolics have evaluated crop quality and vegetation patterns caused by bedrock geology and associated variations in soil geochemistry. We examined spectra of pure phenolic compounds, common plant biochemical constituents, dry leaves, fresh leaves, and plant canopies for direct evidence of absorption features attributable to plant phenolics. Using spectral feature analysis with continuum removal, we observed that a narrow feature at 1.66 μm is persistent in spectra of manzanita, sumac, red maple, sugar maple, tea, and other species. This feature was consistent with absorption caused by aromatic CH bonds in the chemical structure of phenolic compounds and non-hydroxylated aromatics. Because of overlapping absorption by water, the feature was weaker in fresh leaf and canopy spectra compared to dry leaf measurements. Simple linear regressions of feature depth and feature area with polyphenol concentration in tea resulted in high correlations and low errors (% phenol by dry weight) at the dry leaf (r² = 0.95, RMSE = 1.0%, n = 56), fresh leaf (r² = 0.79, RMSE = 2.1%, n = 56), and canopy (r² = 0.78, RMSE = 1.0%, n = 13) levels of measurement. Spectra of leaves, needles, and canopies of big sagebrush and evergreens exhibited a weak absorption feature centered near 1.63 μm, short ward of the phenolic compounds, possibly consistent with terpenes. This study demonstrates that subtle variation in vegetation spectra in the shortwave infrared can directly indicate biochemical constituents and be used to quantify them. Phenolics are of lesser abundance compared to the major plant constituents but, nonetheless, have important plant functions and ecological significance. Additional research is needed to advance our understanding of the spectral influences of plant phenolics and terpenes relative to dominant leaf biochemistry (water, chlorophyll, protein/nitrogen, cellulose, and lignin).     

Estimation of higher chlorophylla concentrations using field spectral measurement and HJ-1A hyperspectral satellite data in Dianshan Lake,China

Based on in situ water sampling and field spectral measurements in Dianshan Lake, a semi-analytical three-band algorithm was used to estimate Chlorophylla (Chla) content in case II waters. The three bands selected to estimate Chla for high concentrations included 653, 691 and 748 nm. An equation, based on the difference in reciprocal reflectance between 653 and 691 nm, multiplied by reflectance at 748 nm as [R_rs⁻¹(653) − R_rs⁻¹ (691)] R_rs(748), explained 85.57% of variance in Chla concentration with a root mean square error (RMSE) of <6.56 mg/m³. In order to test the utility of this model with satellite data, HJ-1A Hyperspectral Imager (HSI) data were analyzed using comparable wavelengths selected from the in situ data [B₆₇⁻¹(656) − B₈₀⁻¹(716)] B₈₇(753). This model accounted for 84.3% of Chla variation, estimating Chla concentrations with an RMSE of <4.23 mg/m³. The results illustrate that, based on the determined wavelengths, the spectrum-based model can achieve a high estimation accuracy and can be applied to hyperspectral satellite imagery especially for higher Chla concentration waters.     

Remotely detecting canopy nitrogen concentration and uptake of paddy rice in the Northeast China Plain

The influence of morphophysiological variation at different growth stages on the performance of vegetation indices for estimating plant N status has been confirmed. However, the underlying mechanisms explaining how this variation impacts hyperspectral measures and canopy N status are poorly understood. In this study, four field experiments involving different N rates were conducted to optimize the selection of sensitive bands and evaluate their performance for modeling canopy N status of rice at various growth stages in 2007 and 2008. The results indicate that growth stages negatively affect hyperspectral indices in different ways in modeling leaf N concentration (LNC), plant N concentration (PNC) and plant N uptake (PNU). Published hyperspectral indices showed serious limitations in estimating LNC, PNC and PNU. The newly proposed best 2-band indices significantly improved the accuracy for modeling PNU (R² = 0.75–0.85) by using the lambda by lambda band-optimized algorithm. However, the newly proposed 2-band indices still have limitations in modeling LNC and PNC because the use of only 2-band indices is not fully adequate to provide the maximum N-related information. The optimum multiple narrow band reflectance (OMNBR) models significantly increase the accuracy for estimating the LNC (R² = 0.67–0.71) and PNC (R² = 0.57–0.78) with six bands. Results suggest the combinations of center of red-edge (735 nm) with longer red-edge bands (730–760 nm) are very efficient for estimating PNC after heading, whereas the combinations of blue with green bands are more efficient for modeling PNC across all stages. The center of red-edge (730–735 nm) paired with early NIR bands (775–808 nm) are predominant in estimating PNU before heading, whereas the longer red-edge (750 nm) paired with the center of “NIR shoulder” (840–850 nm) are dominant in estimating PNU after heading and across all stages. The OMNBR models have the advantage of modeling canopy N status for the entire growth period. However, the best 2-band indices are much easier to use. Alternatively, it is also possible to use the best 2-band indices to monitor PNU before heading and PNC after heading. This study systematically explains the influences of N dilution effect on hyperspectral band combinations in relating to the different N variables and further recommends the best band combinations which may provide an insight for developing new hyperspectral vegetation indices.     

Hyperspectral-based predictive modelling of grapevine water status in the Portuguese Douro wine region

In this study, hyperspectral reflectance (HySR) data derived from a handheld spectroradiometer were used to assess the water status of three grapevine cultivars in two sub-regions of Douro wine region during two consecutive years. A large set of potential predictors derived from the HySR data were considered for modelling/predicting the predawn leaf water potential (Ψ_pd) through different statistical and machine learning techniques. Three HySR vegetation indices were selected as final predictors for the computation of the models and the in-season time trend was removed from data by using a time predictor. The vegetation indices selected were the Normalized Reflectance Index for the wavelengths 554 nm and 561 nm (NRI_554;561), the water index (WI) for the wavelengths 900 nm and 970 nm, and the D1 index which is associated with the rate of reflectance increase in the wavelengths of 706 nm and 730 nm. These vegetation indices covered the green, red edge and the near infrared domains of the electromagnetic spectrum. A large set of state-of-the-art analysis and statistical and machine-learning modelling techniques were tested. Predictive modelling techniques based on generalized boosted model (GBM), bagged multivariate adaptive regression splines (B-MARS), generalized additive model (GAM), and Bayesian regularized neural networks (BRNN) showed the best performance for predicting Ψ_pd, with an average determination coefficient (R²) ranging between 0.78 and 0.80 and RMSE varying between 0.11 and 0.12 MPa. When cultivar Touriga Nacional was used for training the models and the cultivars Touriga Franca and Tinta Barroca for testing (independent validation), the models performance was good, particularly for GBM (R² = 0.85; RMSE = 0.09 MPa). Additionally, the comparison of Ψ_pd observed and predicted showed an equitable dispersion of data from the various cultivars. The results achieved show a good potential of these predictive models based on vegetation indices to support irrigation scheduling in vineyard.     

Assessment of leaf carotenoids content with a new carotenoid index: Development and validation on experimental and model data

Leaf carotenoids content (LCar) is an important indicator of plant physiological status. Accurate estimation of LCar provides valuable insight into early detection of stress in vegetation. With spectroscopy techniques, a semi-empirical approach based on spectral indices was extensively used for carotenoids content estimation. However, established spectral indices for carotenoids that generally rely on limited measured data, might lack predictive accuracy for carotenoids estimation in various species and at different growth stages. In this study, we propose a new carotenoid index (CARI) for LCar assessment based on a large synthetic dataset simulated from the leaf radiative transfer model PROSPECT-5, and evaluate its capability with both simulated data from PROSPECT-5 and 4SAIL and extensive experimental datasets: the ANGERS dataset and experimental data acquired in field experiments in China in 2004. Results show that CARI was the index most linearly correlated with carotenoids content at the leaf level using a synthetic dataset (R² = 0.943, RMSE = 1.196 μg/cm²), compared with published spectral indices. Cross-validation results with CARI using ANGERS data achieved quite an accurate estimation (R² = 0.545, RMSE = 3.413 μg/cm²), though the RBRI performed as the best index (R² = 0.727, RMSE = 2.640 μg/cm²). CARI also showed good accuracy (R² = 0.639, RMSE = 1.520 μg/cm²) for LCar assessment with leaf level field survey data, though PRI performed better (R² = 0.710, RMSE = 1.369 μg/cm²). Whereas RBRI, PRI and other assessed spectral indices showed a good performance for a given dataset, overall their estimation accuracy was not consistent across all datasets used in this study. Conversely CARI was more robust showing good results in all datasets. Further assessment of LCar with simulated and measured canopy reflectance data indicated that CARI might not be very sensitive to LCar changes at low leaf area index (LAI) value, and in these conditions soil moisture influenced the LCar retrieval accuracy.