Dynamic behavior of the Qinghai-Tibetan railway embankment in permafrost regions under trained-induced vertical loads

The unfrozen water content and ice content of frozen soil change continuously with varying temperatures, resulting in the temperature dependence of mechanical properties of frozen soil. Thus the dynamic behavior of embankment in permafrost regions under train loading also alters with seasons. Based on a series of strong-motion tests that were carried out on the traditional embankment of Qinghai-Tibet Railway(QTR) in permafrost regions, the acceleration waveforms recorded at the embankment shoulder and slope toes were obtained. Testing results show an obvious attenuation effect on the vertical train loading from road shoulder to slope toes. Furthermore, numerical simulations of a traditional embankment under vertical train loading in different seasons were conducted, and the dynamic behavior of the embankment was described. The results show that the vibration attenuation in the cold season is greater than that in the warm season. The maximum acceleration of vibration drops to about 5% when the train vibration load is transferred through the embankment into the permafrost, and the high-frequency components are absorbed when the vibration transmits downward. Moreover, the dynamic stress under the dynamic train loading decreases exponentially with an increasing depth in different seasons. The results can be a reference for design and maintenance of embankments in permafrost regions.     

In-situ testing study on convection and temperature characteristics of a new crushed-rock slope embankment design in a permafrost region

For the purpose of enhancing air convection and controlling solar radiation, a new crushed-rock slope embankment design combined with a sun-shade measure is proposed. A newly designed embankment was constructed in the Tuotuohe section of the Qinghai-Tibet Railway and a field-testing experiment was carried out to determine its convection and temperature characteristics. The results show that distinct air convection occurred in the crushed-rock layer of the new embankment, especially in cold seasons, which was enhanced when it flowed upwards along the slope. This preliminarily indicated that the new design of the embankment slope was good for reinforcing air convection in the crushed-rock layer. The frequent fluctuations of the convection speed and the environmental wind speed were in good agreement, suggesting that the convection in the crushed rock primarily came from the ambient wind. It was also preliminarily determined that the new embankment had a better cooling effect and sun-shade effect for decreasing the temperature of the embankment slope compared with a traditional crushed-rock slope embankment, and the mean temperature difference between them was up to 1.7 °C. The mean annual temperature at the bottom boundary of the crushed-rock layer was obviously lower than that at the top boundary, and heat flux calculation showed that the shallow soil beneath the embankment slope was weakly releasing heat, all of which indicated that the new embankment slope design was beneficial to the thermal stability of the embankment. This study is helpful in providing some references for improved engineering design and maintenance of roadbeds in permafrost regions.     

A full-scale field experiment to study the thermal-deformation process of widening highway embankments in permafrost regions

As one of the widely used upgrading way in road engineering, the widening embankment(WE) has suffered evident differential deformation, which is even severer for highway in permafrost regions due to the temperature sensitivity of frozen soil and the heat absorption effect of the asphalt pavement. Given this issue, a full-scale experimental highway of WE was performed along the Qinghai-Tibet Highway(QTH) to investigate the differential deformation features and its developing law. The continuous three years' monitoring data taken from the experimental site, including the ground temperature and the layered deformation of WE and original embankment(OE), were used to analyze the thermal-deformation process. The results indicate that the widening part presented the remarkable thermal disturbance to the existing embankment(EE). The underlying permafrost was in a noteworthy degradation state, embodying the apparent decrease of the permafrost table and the increase of the ground temperature. Correspondingly, the heat disruption induced by widening led to a much higher deformation at the widening side compared to the original embankment, showing a periodic stepwise curve. Specifically, the deformation mainly occurred in the junction of the EE and the widening part, most of which was caused by the thawing consolidation near the original permafrost table. In contrast, the deformation of EE mainly attributed to the compression of the active layer. Furthermore, it was the deformation origination differences that resulted in the differential deformation of WE developed gradually during the monitoring period, the maximum of which reached up to 64 mm.     

Numerical analysis on the thermal regimes of thermosyphon embankment in snowy permafrost area

Snow covers the road embankments in winter in high latitude permafrost zones. The effect of snow cover on embankments was simulated based on field measurements of boundary conditions and initial ground temperature profile in Mohe, China. The effect of thermosyphons on the embankment warmed by snow cover was evaluated by numerical simulations as well. The results indicate that the difference of thermal regimes between non-thermosyphon and thermosyphon embankments reaches to 22 m in depth below the ground surface. It is much warmer in the non-thermosyphon embankment body in winter. Affected by the snow cover, heat flux gradually spreads into the deep ground of the subgrade over time. The permafrost table under the slope toe of a thermosyphon embankment is 1.2 m higher than that of a non-thermosyphon embankment in the 20th year. In addition, the permafrost table at the slope toe of a thermosyphon embankment is 26 cm deeper over 20 years. These results indicate that thermosyphons can greatly weaken the warm effect of snow cover. However, thermosyphons cannot avoid the degradation of permafrost under the scenarios of snow cover. Therefore, composite measures need to be adopted to keep embankment stability in snowy permafrost zones.     

Cooling effect of convection-intensifying composite embankment with air doors on permafrost

One of the main construction problems in permafrost regions is protecting permafrost thermal stability. Although ventilating ducts and crushed-rock layers were successfully used in railway embankment construction, their effects might not meet large-width expressway requirements. The convection-intensifying composite embankment composed of perforated ventilation ducts and crushed-rock layers was numerically studied to investigate its cooling effects. Adopting a numerical model, the temperature fields for two kinds of composite embankment with and without air doors were analyzed considering air flow and heat transfer characteristics in porous media. The results show that wind velocity in the crushed-rock zone is intensified by the perforated ventilation duct. The underlying permafrost temperature obviously decreases, and the 0 °C isotherm position rises significantly due to composite embankment. The composite embankment with air doors is more effective than that without air doors. Therefore, the new convection-intensifying composite embankment is potentially a highly efficient cooling measure for construction in permafrost regions.     

Probabilistic analysis of embankment slope stability in frozen ground regions based on random finite element method

Prediction on the coupled thermal-hydraulic fields of embankment and cutting slopes is essential to the assessment on evolution of melting zone and natural permafrost table, which is usually a key factor for permafrost embankment designin frozen ground regions. The prediction may be further complicated due to the inherent uncertainties of materialproperties. Hence, stochastic analyses should be conducted. Firstly, Karhunen-Loeve expansion is applied to attain the random fields for hydraulic and thermal conductions. Next, the mixed-form modified Richards equation for mass transfer (i.e., mass equation) and the heat transport equation for heat transient flow in a variably saturated frozen soil are combined into one equation with temperature unknown. Furthermore, the finite element formulation for the coupled thermal-hydraulic fields is derived. Based on the random fields, the stochastic finite element analyses on stability of embankment are carried out. Numerical results show that stochastic analyses of embankment stability may provide a more rational picture for the distribution of factors of safety (FOS), which is definitely useful forembankment design in frozen ground regions.     

Study on the technology for highway construction and engineering practices in permafrost regions

In order to systemically summarize and integrate technology of highway construction in permafrost regions on the Qinghai-Tibet Plateau,we studied disciplines and mechanisms of formation and development of problems and challenges in highway engineer-ing in high-altitude permafrost regions based on construction experiences for 50 years and on 30 years of research regarding the Qinghai-Tibet and Xikang highways.Embankments,pavements,bridges,and countermeasures for ecosystem protection in per-mafrost regions were the main study objects.We combined extensive analysis of key problems of engineering stability with inter-action between permafrost and highways,theoretical models,indoor tests,and field tests to reveal the interaction between em-bankments,pavements,bridge piles,and permafrost.In this paper,we propose a series of engineering measures for highway sta-bility,design parameters,key indexes for pavement durability in low temperature,relationships between re-freezing time of bridge-pile foundation and strength development as well as ecosystem recovery in high-latitude cold regions;these eventually form a construction technology package for permafrost regions.     

Qinghai-Tibet Expressway experimental research

As one part of the National Highway Network Planning in China, the Qinghai-Tibet Expressway （QTE） from Golmud to Lhasa will be built in the interior of the Qinghai-Tibet Plateau （QTP） across about 630 km of permafrost lands. Due to the problematic interactions between the engineering foundations and permafrost, the frozen-soil roadbed of the QTE will be subjected to the more intense thermal disturbances due to the wider black surface. The design and construction for long-term thermal and mechanical stability will face more severe challenges than those in ordinary highways and railways in the same region. In order to provide scientific support for cold regions engineering practices, the QTE Experimental Demonstration Project （EDP） was constructed in situ in the vicinity of the Beilu＇he Permafrost Station in the interior of the QTP. In this paper, the anticipated problems of the proposed QTE project are enumerated, and the structures of the test sections for QTE EDP are described. Through numerical simulations, it was found that the heat transfer processes occurring in each specific road structure are significantly different. The heat accumulation in the highway embankment is mainly due to the black bituminous pavement, but in the railway embankment with its gravel surfaces, it mainly comes from the side slopes. As a result, the net heat accumulation of the highway embankment is three times higher than that in the railway. In expressway, the heat accumulation is further increased because of the wider pavement so that significantly more heat will be accumulated in the roadbed beneath the centerline area. Thus, the thermal stability of the fro- zen-soil roadbed and the underlying permafrost of the QTE can be seriously threatened without proper engineering measures protection against thawing. Based on research and practical experiences from the operating Qinghai-Tibet Railway （QTR） and the Qinghai-Tibet Highway （QTH）, combined with the predicted characteristics of heat transfer in an expressway embankment, nine kinds of engineering measures for mitigating the thaw settlement of foundation soils through the cooling the roadbed soils were built and are being tested in the EDP. The design of the monitoring system for the EDP and the observed parameters were also described.     

Permafrost in Qinghai Province: Characterization and impact on transportation construction

Through a long-term summary of highway construction in the permafrost regions of Qinghai Province, the formation conditions and distribution characteristics of permafrost and their impact on transporta...     

Medium and small embankment dams on permafrost: A discussion of current concepts

This article discusses the current concepts of dam design and construction in permafrost regions. It is demonstrated that embankment dams often change their state from frozen to thawed and back during the operation period. It is shown that these transitions are not always attributable to observed climate warming. Where geotechnical, hydrogeological, and permafrost conditions are complicated, proper performance of embankment dams can only be provided by adhering to a selected thermal design for, as an example, a frozen state.     

Research on EPS application to very wide highway embankments in permafrost regions

In order to maintain the thermal stability of very wide highway embankments in permafrost regions, the thermal isolation material EPS is often utilized. To examine the effects of this insulation on the China National Highway (G214), two-dimensional finite element analysis of temperature fields was conducted for varying widths of highway embankments with and without EPS insulation. The numerical results show that in permafrost regions the effect of thermal aggregation on asphalt pavement is more obvious when highway embankments are wider, and, specifically for the G214 highway, the insulation should be more than 25 cm thick for 24-m-wide embankments. However, considering other factors such as the structural rationality of the embankments and high engineering costs, it might not be feasible to install EPS insulation in 24-m-wide embankments of the G214 highway when the height of the embankments is less than 3.65 m.     

Thermal state of ice-rich soils on the Tommot-Yakutsk Railroad right-of-way

This paper summarizes the results of investigations carried out in the northern section of the Tommot-Yakutsk Railroad in eastern Siberia, underlain by ice-rich permafrost. The ongoing permafrost and geotechnical research program in support of railroad construction includes assessment of the ground thermal state on the right-of-way and adjacent areas based on long-term field observations using the method of terrain thermal physics. These studies focus on the upper permafrost within the depth of annual temperature variation. In undisturbed areas, inter-annual variability of the ground thermal state shows little response to recent climatic variations. However, forest clearing and surface disturbance during right-of-way construction cause an increase in permafrost temperature, deepening of the active layer, thaw settlement, and water accumulation along the embankment. The active layer is thickest along the sun-exposed left berm and is thinnest along the more shaded right berm. Measures to prevent thaw-related embankment problems are recommended.     

Numerical simulation of roadbed slope under seismic action in permafrost regions

The deformation and strength characteristics of roadbed slope under seismic loading in permafrost regions are simulated numerically. The seismic response of roadbed at different positions and inclinati...     

In-depth improvement of soil at the base of roads on taliks

The article presents a new technological solution to improve the safety of embankment bases on taliks during construction periods. The use of geotextile-sleeved sand columns and geogrids on low-temperature permafrost is investigated. The correlations between mechanical and temperature processes under this in-depth base improvement method are calculated.     

Characteristics and changes of permafrost along the engineering corridor of National Highway 214 in the eastern Qinghai-Tibet Plateau

Due to a series of linear projects built along National Highway 214, the second "Permafrost Engineering Corridor" on the Qinghai-Tibet Plateau has formed. In this paper, by overcoming the problems of data decentralization and standard inconsistency, permafrost characteristics and changes along the engineering corridor are systematically summarized based on the survey and monitoring data. The results show that: 1) Being controlled by elevation, the permafrost is distributed in flake discontinuity with mountains as the center along the line. The total length of the road section in permafrost regions is 365 km, of which the total length of the permafrost section of National Highway 214 is 216.7 km, and the total length of the permafrost section of Gong-Yu Expressway is 197.3 km. The mean annual ground temperature (MAGT) is higher than -1.5 °C, and permafrost with MAGT lower than -1.5 °C is only distributed in the sections at Bayan Har Mountain and E'la Mountain. There are obvious differences in the distribution of ground ice in the different sections along the engineering corridor. The sections with high ice content are mainly located in Zuimatan, Duogerong Plain and the top of north and south slope of Bayan Har Mountain. The permafrost thickness is controlled by the ground temperature, and permafrost thickness increases with the decrease of the ground temperature, with the change rate of about 37 m/°C. 2) Local factors (topography, landform, vegetation and lithology) affect the degradation process of permafrost, and then affect the distribution, ground temperature, thickness and ice content of permafrost. Asphalt pavement has greatly changed the heat exchange balance of the original ground, resulting in serious degradation of the permafrost. Due to the influence of roadbed direction trend, the phenomenon of shady-sunny slope is very significant in most sections along the line. The warming range of permafrost under the roadbed is gradually smaller with the increase of depth, so the thawing settlement of the shallow section with high ice-content permafrost is more significant.     

两种典型高等级公路路基断面风沙过程的风洞模拟

高等级公路路基中央构筑物不同,对路基断面风沙输移-堆积过程产生的影响不同。选取两种典型高等级公路路基,对其风沙输移-堆积过程进行了风洞模拟试验。结果表明：当路基模型高度为4 cm（路基模型与实际路基比例为1∶100）时,随着风速增大,防眩板路基背风侧积沙范围增大较为明显;在相同风速条件下,防眩网路基两侧积沙范围较大,对应的工程防护范围也应较大。当路基模型高度为8 cm时,防眩网路基路面积沙较多,背风侧积沙范围较大。路基越高,相应的工程防护范围应设置的较大一些,并加强对路基迎风坡的维护。建议在两种高等级路基背风侧5H（H为路基高度）以外范围增设风沙防护设施,尤其是防眩网路基,防止沙粒堆积被反向气流携带上路,影响交通安全。防眩板路基背风坡沙物质积累较多,为了防止背风坡积沙变成二次沙源危害道路行车安全,防眩板路基背风侧也需重点防护。在主风向单一的沙漠地区,高等级公路路基中央隔离带的防眩设施宜选择防眩板。     

青藏高原风沙堆积对多年冻土影响研究进展

受全球气候变化和人类活动影响,青藏高原上的土地沙漠化正呈现加速发展态势。沙漠化产生的风沙堆积势必改变地表辐射和能量平衡状况,对较为敏感和脆弱的多年冻土环境造成影响,并可能影响青藏铁路路基的稳定性。因此,研究积沙对多年冻土的影响对于高原沙害防治、多年冻土保护和道路工程建设都具有重要的理论及现实意义。目前,前人已在青藏高原地表能量平衡研究方面取得了一些成果,并开始关注积沙对冻土温度影响问题。然而,由于已有观测资料的连续性、同步性和可比性等局限,对积沙地表辐射和能量平衡方面的研究还比较薄弱,积沙对冻土温度过程影响的研究结果尚不一致,而积沙对路基影响的问题也亟待开展研究。为此,本文提出了加强定位观测、开展室内低温实验以及数值模拟等建议,以期对今后的深入研究起到抛砖引玉作用。     

Analysis about the influence on the thermal regime in permafrost regions with different underlying surfaces

In the last several decades, the underlying surface conditions on the Qinghai-Tibet Plateau have changed dramatically, causing permafrost degradation due to climate change and human activities. This change severely influenced the cold regions environment and engineering infrastructure built above permafrost. Permafrost is a product of the interaction between the atmosphere and the ground. The formation and change of permafrost are determined by the energy exchange between earth and atmosphere system. Fieldwork was performed in order to learn how land surface change influenced the thermal regime in permafrost regions. In this article, the field data observed in the Fenghuo Mountain regions was used to analyze the thermal conditions under different underlying surfaces on the Qinghai-Tibet Plateau. Results show that underlying surface change may alter the primary energy balance and the thermal conditions of permafrost. The thermal flux in the permafrost regions is also changed, resulting in rising upper soil temperature and thickening active layer. Vegetation could prevent solar radiation from entering the ground, cooling the ground in the warm season. Also, vegetation has heat insulation and heat preservation functions related to the ground surface and may keep the permafrost stable. Plots covered with black plastic film have higher temperatures compared with plots covered by natural vegetation. The reason is that black plastic film has a low albedo, which could increase the absorbed solar radiation, and also decrease evapotranspiration. The ＂greenhouse effect＂ of transparent plastic film might effectively reduce the emission of long-wave radiation from the surface, decreasing heat loss from the earth＇s surface, and prominently increasing ground surface temperature.     

The cooling effect of crushed rock structures on permafrost under an embankment

Based on the analysis and comparison of soil temperature, thermal regime and permafrost table under the experimental embankment of crushed rock structures in Beiluhe, results show that crushed rock structures provide an extensive cooling effect, which produces a rising permafrost table and decreasing soil temperatures. The rise of the permafrost table under the embankment ranges from an increase of 1.08 m to 1.67 m, with an average of 1.27 m from 2004 to 2007. Mean annual soil temperatures under the crushed rock layer embankment decreased significantly from 2005 to 2007, with average decreases of ?1.03 °C at the depth of 0.5 m, ?1.14 °C at the depth of 1.5 m, and ?0.5 °C at the depth of 5 m. During this period, mean annual soil temperatures under the crushed rock cover embankment showed a slight decrease at shallow depths, with an average decrease of ?0.2 °C at the depth of 0.5 m and 1.5 m, but a slight rise at the depth of 5 m. After the crushed rock structures were closed or crammed with sand, the cooling effect of the crushed rock layer embankment was greatly reduced and that of the crushed rock cover embankment was just slightly reduced.     

Monitoring and analysis of ground temperature and deformation within Qinghai-Tibet Highway subgradein permafrost region

In order to study the stability of the Qinghai-Tibet Highway embankment at Chumaerhe in the permafrost region of northwest China, the ground temperature and deformation at different depths were monitored under the left and right shoulders of the embankment where thermosyphons were set up only on the left shoulder. Based on the monitored data, characteristics of ground temperature and deformation of the left and right shoulders are analyzed and discussed. The results show that the start time of freezing or thawing of the seasonal active layer was about one to two months later than that of the embankment body itself. The stability of each shoulder was mainly controlled by the settlement of different soil layers,whereasfrost heave of soil had scarcely any effect on the stability of the embankment. For the left shoulder, the settlement was mainly influenced by the seasonal active layer and then by the embankment body itself,due to freeze-thaw cycles which may change the soil properties; however, the permafrost layer remained fairly stable. For the right shoulder, creep of the warm permafrost layer was the main influence factor on its stability, followed by settlement of embankment body itself, and finally settlement of the seasonal active layer. Compared with the deformation of the left shoulder, the permafrost layer under the right shoulder was less stable, which indicates that the thermosyphons had a significantly positive effect on the stability of warm permafrost.