Development of seismic fragility curves for low-rise masonry infilled reinforced concrete buildings by a coefficient-based method

This study presents a seismic fragility analysis and ultimate spectral displacement assessment of regular low-rise masonry infilled (MI) reinforced concrete (RC) buildings using a coefficient-based method. The coefficient-based method does not require a complicated finite element analysis; instead, it is a simplified procedure for assessing the spectral acceleration and displacement of buildings subjected to earthquakes. A regression analysis was first performed to obtain the best-fitting equations for the inter-story drift ratio (IDR) and period shift factor of low-rise MI RC buildings in response to the peak ground acceleration of earthquakes using published results obtained from shaking table tests. Both spectral acceleration-and spectral displacement-based fragility curves under various damage states (in terms of IDR) were then constructed using the coefficient-based method. Finally, the spectral displacements of low-rise MI RC buildings at the ultimate (or near-collapse) state obtained from this paper and the literature were compared. The simulation results indicate that the fragility curves obtained from this study and other previous work correspond well. Furthermore, most of the spectral displacements of low-rise MI RC buildings at the ultimate state from the literature fall within the bounded spectral displacements predicted by the coefficient-based method.     

Analytical seismic fragility functions for highway and railway embankments and cuts

A fundamental tool in seismic risk assessment of transportation systems is the fragility curve, which describes the probability that a structure will reach or exceed a certain damage state for a given ground motion intensity. Fragility curves are usually represented by two‐parameter (median and log‐standard deviation) cumulative lognormal distributions. In this paper, a numerical approach, in the spirit of the IDA, is applied for the development of fragility curves for highways and railways on embankments and in cuts due to seismic shaking. The response of the geo‐construction to increasing levels of seismic intensity is evaluated using a 2D nonlinear finite element model, with an elasto‐plastic criterion to simulate the soil behavior. A calibration procedure is followed in order to account for the dependency of both the stiffness and the damping to the soil strain level. The effect of soil conditions and ground motion characteristics on the response of the embankment and cut is taken into account considering different typical soil profiles and seismic input motions. This study will provide input for the assessment of the vulnerability of the road/railway network regarding the performance of the embankments and cuts; therefore, the level of damage is described in terms of the permanent ground displacement in these structures. The fragility curves are estimated based on the evolution of damage with increasing earthquake intensity, which is described by PGA. The proposed approach allows the evaluation of new fragility curves considering the distinctive features of the element's geometry, the input motion, and the soil properties as well as the associated uncertainties. A relationship between the computed permanent ground displacement on the surface of the embankment and the PGA in the free field is also suggested based on the results of the numerical analyses. Finally, the proposed fragility curves are compared with existing empirical data and the limitations of their applicability are outlined. Copyright © 2015 John Wiley & Sons, Ltd.     

Seismic fragilities of non-ductile reinforced concrete frames with consideration of soil structure interaction

Seismic fragilities of buildings are often developed without consideration of soil-structure interaction (SSI), where base of the building is assumed to be fixed. This study highlights effect of SSI and uncertainty in soil properties such as friction angle, cohesion, density, shear modulus and Poisson's ratio and foundation parameters on seismic fragilities of non-ductile reinforced concrete frames resting in dense silty sand. Three-, five-, and nine-storey three-bay moment resisting reinforced concrete frames resting on isolated shallow foundation are studied and the numerical models for SSI are developed in OpenSees. Three sets of 10 ground motions, with mean spectrum of 100, 500, and 1000 yr return period hazard level (matching EC-8 design spectrum), are used for the nonlinear time history analyses. An optimized Latin Hyper Cube sampling technique is used to draw the sample of soil properties and foundation parameters. The fragilities are developed for the fixed base model and SSI models. However, the fragilities that incorporate the soil parameter and foundation uncertainties are only slightly different from those based solely on the uncertainty in seismic demand from earthquake ground motion, suggesting that fragilities that are developed under the assumption that all soil and foundation parameters at their median (or mean) values are sufficient for the purpose of earthquake damage or loose estimation of structures resting on dense silty sand. But the consideration of the SSI effect has the significant influence on the fragilities compare to the fixed base model. The structural parameter uncertainty and foundation modeling uncertainty are not considered in the study.     

汶川地震近断层地震动作用下 结构地震响应特征分析

研究了具有不同自振特性的建筑结构在近断层速度脉冲型及非速度脉冲型地震动作用下的结构层间变形分布,揭示了近断层速度脉冲对工程结构地震响应的特殊影响. 从汶川M_S8.0地震近断层强震记录中选取两组典型速度脉冲型记录和非脉冲型记录, 根据确定的目标地震动强度水平,利用时域叠加小波函数法对选择的强震记录进行调整, 使之与目标地震动水平对应的加速度反应谱保持一致, 以此作为结构地震反应分析的地震动输入. 选取具有不同自振特征的3层、11层和20层典型钢筋混凝土框架结构, 建立有限元分析模型, 分别计算在速度脉冲型与非速度脉冲型记录作用下这些结构层间变形分布. 研究表明,速度脉冲型记录与非速度脉冲型记录作用下结构层间变形有明显差异, 且与结构自振特征有关.就低层结构的层间变形而言, 非速度脉冲型记录的影响较速度脉冲型记录的影响大. 随着结构自振周期的增加, 高阶振型的影响更加明显. 与非速度脉冲型记录相比,速度脉冲型记录的结构层间位移反应中值及离散程度较大. 速度脉冲型记录更容易激发高层结构的高阶振型, 产生较大的层间位移反应. 非速度脉冲型记录对中低层结构层间变形影响较大.因此, 在开展近断层结构地震影响评价时, 应考虑近断层速度脉冲的影响.      

Site classification using equivalent soil profiles for building-liquefaction interaction

The seismic behaviour of a building on a liquefiable deposit is a complex interaction which involves quantifying both shaking induced damage and permanent ground deformation-related damage. In this paper the key parameters that influence both surface shaking and foundation settlements have been identified as the depth, thickness and liquefaction resistance of an equivalent liquefiable layer. These parameters can be used to develop an ‘equivalent soil profile’ that is analogous to the equivalent single degree-of-freedom that reduces the complexity of the dynamic response of a building into comparable and easily understood quantities. The equivalent soil profile is quantified independent of the seismic hazard, making it compatible with performance based design and assessment frameworks such that the building and soil profile can be directly assessed at different levels of seismic hazard. Several numerical studies are presented that demonstrate the influence of these key parameters on the ground surface shaking and foundation settlement. A set of criteria are proposed for classifying soil profiles into 22 different soil classes for regional loss assessment. An algorithm was developed for automatically fitting the equivalent soil profile to a cone penetration test trace and issues with the fitting are discussed. Field reconnaissance was undertaken to collect additional data to support existing datasets on the performance of buildings in Adapazari, during the 1999 Kocaeli, Turkey, earthquake (Mw = 7.4). The field case history data was used to investigate the correlation between the depth, thickness and liquefaction resistance of an equivalent liquefiable layer, on the extent of foundation permanent deformation. The case history data showed that in general a shallow, thick and weak liquefiable layer near the surface results in significant settlement but a lack of data for buildings on non-liquefiable deposits and the additional complexities involved with real buildings and soil deposits, meant that the trends observed in the idealised numerical models could not identified in the field case history data set.

     

Torsion in two buildings—1987 whittier narrows earthquake

Study of the data from the extensively instrumented buildings in the 1987 Whittier Narrows earthquake suggests that torsional modes probably were excited in buildings that outwardly appear quite symmetric. Accordingly this study involves: (i) investigation of the observed response of two low-rise buildings in both the elastic and moderately inelastic domains, (ii) comparison of such behaviour with the results obtained from modelling studies, and (iii) examination of the possible effects arising from stronger shaking. The study was directed towards attempting to provide a partial answer to the critical question of whether or not the torsional response was important in the gross total response of these low-rise buildings, and to what extent torsional concepts should be considered in design. Also the numerical results were extrapolated to examine the survivability of the same buildings if subjected to a somewhat stronger earthquake. The ultimate goal was to contribute insight to the practical guidelines for design and analysis of low-rise buildings subjected to strong ground motion.     

Observational fragility functions for residential stone masonry buildings in Nepal

This paper outlines the seismic vulnerability of rural stone masonry buildings affected by the 2015 Gorkha earthquake sequence. Summary of field observation is presented first and empirical fragility curves are developed from the detailed damage assessment data from 603 villages in central, eastern and western Nepal. Fragility curves are developed on the basis of 665,515 building damage cases collected during the post-earthquake detailed damage assessment campaign conducted by Government of Nepal. Two sets of fragility functions are derived using peak ground acceleration and spectral acceleration at 0.3 s as the intensity measures. The sum of the results highlights that stone masonry buildings in Nepal are highly vulnerable even in the case of low to moderate ground shaking. The results further indicate that in the case of strong to major earthquakes, most of the stone masonry buildings in Nepal would sustain severe damage or collapse.     

Approximate formulas for rotational effects in earthquake engineering

The paper addresses the issue of researching into the engineering characteristics of rotational strong ground motion components and rotational effects in structural response. In this regard, at first, the acceleration response spectra of rotational components are estimated in terms of translational ones. Next, new methods in order to consider the effects of rotational components in seismic design codes are presented by determining the effective structural parameters in the rotational loading of structures due only to the earthquake rotational components. Numerical results show that according to the frequency content of rotational components, the contribution of the rocking components to the seismic excitation of short period structures can never be ignored. During strong earthquakes, these rotational motions may lead to the unexpected overturning or local structural damages for the low-rise multi-story buildings located on soft soil. The arrangement of lateral-load resisting system in the plan, period, and aspect ratio of the system can severely change the seismic loading of wide symmetric buildings under the earthquake torsional component.     

Effects of structural characterizations on fragility functions of bridges subject to seismic shaking and lateral spreading

This paper evaluates the seismic vulnerability of different classes of typical bridges in California when subjected to seismic shaking or liquefaction-induced lateral spreading. The detailed structural configurations in terms of superstructure type, connection, continuity at support and foundation type, etc. render different damage resistant capability. Six classes of bridges are established based on their anticipated failure mechanisms under earthquake shaking. The numerical models that are capable of simulating the complex soil-structure interaction effects, nonlinear behavior of columns and connections are developed for each bridge class. The dynamic responses are obtained using nonlinear time history analyses for a suite of 250 earthquake motions with increasing intensity. An equivalent static analysis procedure is also implemented to evaluate the vulnerability of the bridges when subjected to liquefaction-induced lateral spreading. Fragility functions for each bridge class are derived and compared for both seismic shaking （based on nonlinear dynamic analyses） and lateral spreading （based on equivalent static analyses） for different performance states. The study finds that the fragility functions due to either ground shaking or lateral spreading show significant correlation with the structural characterizations, but differences emerge for ground shaking and lateral spreading conditions. Structural properties that will mostly affect the bridges＇ damage resistant capacity are also identified.     

Residual drift demands in moment‐resisting steel frames subjected to narrow‐band earthquake ground motions

This paper presents the main results of the evaluation of residual inter‐story drift demands in typical moment‐resisting steel buildings designed accordingly to the Mexican design practice when subjected to narrow‐band earthquake ground motions. Analytical 2D‐framed models representative of the study‐case buildings were subjected to a set of 30 narrow‐band earthquake ground motions recorded on stations placed in soft‐soil sites of Mexico City, where most significant structural damage was found in buildings as a consequence of the 1985 Michoacan earthquake, and scaled to reach several levels of intensity to perform incremental dynamic analyses. Thus, results were statistically processed to obtain hazard curves of peak (maximum) and residual drift demands for each frame model. It is shown that the study‐case frames might exhibit maximum residual inter‐story drift demands in excess of 0.5%, which is perceptible for building's occupants and could cause human discomfort, for a mean annual rate of exceedance associated to peak inter‐story drift demands of about 3%, which is the limiting drift to avoid collapse prescribed in the 2004 Mexico City Seismic Design Provisions. The influence of a member's post‐yield stiffness ratio and material overstrength in the evaluation of maximum residual inter‐story drift demands is also discussed. Finally, this study introduces response transformation factors, T_p, that allow establishing residual drift limits compatible with the same mean annual rate of exceedance of peak inter‐story drift limits for future seismic design/evaluation criteria that take into account both drift demands for assessing a building's seismic performance. Copyright © 2013 John Wiley & Sons, Ltd.     

Vulnerability of floating tunnel shafts for increasing earthquake loading

Fragility curves constitute the cornerstone in seismic risk evaluations and performance-based earthquake engineering. They describe the probability of a structure to experience a certain damage level for a given earthquake intensity measure, providing a relationship between seismic hazard and vulnerability. In this paper a numerical approach is applied to derive fragility curves for tunnel shafts built in clays, a component that is found in several critical infrastructure such as urban metro networks, airport facilities or water and waste water projects. The seismic response of a representative tunnel shaft is assessed using tridimensional finite difference non-linear analyses carried out with the program FLAC^3D, under increasing levels of seismic intensity. A hysteretic model is used to simulate the soil non-linear behavior during the seismic event. The effect of soil conditions and ground motion characteristics on the soil-structure system response is accounted for in the analyses. The damage is defined based on the exceedance of the concrete wall shaft capacity due to the developed seismic forces. The fragility curves are estimated in terms of peak ground acceleration at a rock or stiff soil outcrop, based on the evolution of damage with increasing earthquake intensity. The proposed fragility models allows the characterization of the seismic risk of a representative tunnel shaft typology and soil conditions considering the associated uncertainties, and partially fill the gap of data required in performing a risk analysis assessment of tunnels shafts.     

Development of fragility functions for geotechnical constructions: Application to cantilever retaining walls

Fragility curves constitute an emerging tool for the seismic risk assessment of all constructions at risk. They describe the probability of a structure being damaged beyond a specific damage state for various levels of ground shaking. They are usually represented as two-parameter (median and log-standard deviation) cumulative lognormal distributions. In this paper a numerical approach is proposed for the construction of fragility curves for geotechnical constructions. The methodology is applied to cantilever bridge abutments on surface foundation often used in road and railway networks. The response of the abutment to increasing levels of seismic intensity is evaluated using a 2D nonlinear FE model, with an elasto-plastic criterion to simulate the soil behavior. A calibration procedure is followed in order to account for the dependency of both the stiffness and the damping on the soil strain level. The effect of soil conditions and ground motion characteristics on the global soil and structural response is taken into account considering different typical soil profiles and seismic input motions. The objective is to assess the vulnerability of the road network as regards the performance of the bridge abutments; therefore, the level of damage, is described in terms of the range of settlement that is observed on the backfill. The effect of backfill material to the overall response of the abutment wall is also examined. The fragility curves are estimated based on the evolution of damage with increasing earthquake intensity. The proposed approach allows the evaluation of new fragility curves considering the distinctive features of the structure geometry, the input motion and the soil properties as well as the associated uncertainties. The proposed fragility curves are verified based on observed damage during the 2007 Niigata-Chuetsu Oki earthquake.     

Seismic reliability of steel moment resisting framed buildings retrofitted with buckling restrained braces

The present paper investigates the seismic reliability of the application of buckling restrained braces (BRBs) for seismic retrofitting of steel moment resisting framed buildings through fragility analysis. Samples of regular three‐storey and eight‐storey steel moment resisting frames were designed with lateral stiffness insufficient to comply with the code drift limitations imposed for steel moment resisting frame systems in earthquake‐prone regions. The frames were then retrofitted with concentrically chevron conventional braces and BRBs. To obtain robust estimators of the seismic reliability, a database including a wide range of natural earthquake ground motion records with markedly different characteristics was used in the fragility analysis. Nonlinear time history analyses were utilized to analyze the structures subjected to these earthquake records. The improvement of seismic reliability achieved through the use of conventional braces and BRBs was evaluated by comparing the fragility curves of the three‐storey and eight‐storey model frames before and after retrofits, considering the probabilities of four distinct damage states. Moreover, the feasibility of mitigating the seismic response of moment resisting steel structures by using conventional braces and BRBs was determined through seismic risk analysis. The results obtained indicate that both conventional braces and especially BRBs improve significantly the seismic behavior of the original building by increasing the median values of the structural fragility curves and reducing the probabilities of exceedance of each damage state. Copyright © 2011 John Wiley & Sons, Ltd.     

Development and assessment of damage‐to‐loss models for moment‐frame reinforced concrete buildings

The assessment of earthquake loss often requires the definition of a relation between a measure of damage and a quantity of loss, usually achieved through the employment of a damage‐to‐loss model. These models are frequently characterized by a large variability, which inevitably increases the uncertainty in the vulnerability assessment and earthquake loss estimation. This study provides an insight on the development of damage‐to‐loss functions for moment‐frame reinforced concrete buildings through an analytical methodology. Tri‐dimensional finite element models of existing reinforced concrete buildings were subjected to a number of ground motion records compatible with the seismicity in the region of interest, through nonlinear dynamic analysis. These results were used to assess, for a number of damage states, the probability distribution of loss ratio, taking into consideration member damage and different repair techniques, as well as to derive sets of fragility functions. Then, a vulnerability model (in terms of the ratio of cost of repair to cost of replacement, conditional on the level of ground shaking intensity) was derived and compared with the vulnerability functions obtained through the combination of various damage‐to‐loss models with the set of fragility functions developed herein. In order to provide realistic estimates of economic losses due to seismic action, a comprehensive study on repair costs using current Portuguese market values was also carried out. The results of this study highlight important issues in the derivation of vulnerability functions, which are a fundamental component for an adequate seismic risk assessment. © 2015 The Authors. Earthquake Engineering & Structural Dynamics published by John Wiley & Sons Ltd.     

Evaluation of the measured seismic response of the Mexico City Cathedral

The seismic response of the Mexico City Cathedral built of very soft soil deposits is evaluated by using motions recorded in various parts of the structure during several moderate earthquakes. This unique set of records provides significant insight into the seismic response of this and other similar historic stone masonry structures. Free‐field ground motions are carefully compared in time and frequency domains with motions recorded at building basement. The dynamic characteristics of the structure are inferred from the earthquake records by using system identification techniques. Variation of seismic response for different seismic intensities is discussed. It is shown that, due to the soil–structure interaction, due to large differences between dominant frequencies of earthquake ground motions at the site and modal frequencies of vibration of the structure, and due to a particularly high viscous damping, seismic amplifications of ground motion in this and similar historic buildings erected on soft soil deposits are much smaller than that induced in most modern constructions. Nevertheless, earthquake records and analytical results show that several components of the structure such as its central dome and the bell towers may be subjected to local vibrations that significantly amplify ground motions. Overall, results indicate that in its present state the structure has an acceptable level of seismic safety. Copyright © 2008 John Wiley & Sons, Ltd.     

Influence of dynamic soil–structure interaction on the nonlinear response and seismic reliability of multistorey systems

A set of reinforced concrete structures with gravitational loads and mechanical properties (strength and stiffness) representative of systems designed for earthquake resistance in accordance with current criteria and methods is selected to study the influence of dynamic soil–structure interaction on seismic response, ductility demands and reliability levels. The buildings are considered located at soft soil sites in the Valley of Mexico and subjected to ground motion time histories simulated in accordance with characteristic parameters of the maximum probable earthquake likely to occur during the system's expected life. For the near‐resonance condition the effects of soil–structure interaction on the ductility demands depend mainly on radiation damping. According to the geometry of the structures studied this damping is strongly correlated with the aspect ratio, obtained by dividing the building height by its width. In this way, for structures with aspect ratio greater than 1.4 the storey and global ductility demands increase with respect to those obtained with the same structures but on rigid base, while for structures with aspect ratio less than 1.4 the ductility demands decrease with respect to those for the structures on rigid base. For the cases when the fundamental period of the structure has values very different from the dominant ground period, soil–structure interaction leads in all cases to a reduction of the ductility demands, independently of the aspect ratio. The reliability index β is obtained as a function of the base shear ratio and of the seismic intensity acting on the nonlinear systems subjected to the simulated motions. The resulting reliability functions are very similar for systems on rigid or on flexible foundation, provided that in the latter case the base rotation and the lateral displacement are removed from the total response of the system. Copyright © 2006 John Wiley & Sons, Ltd.     

Spatiotemporal seismic hazard and risk assessment of M9.0 megathrust earthquake sequences of wood‐frame houses in Victoria,British Columbia,Canada

Megathrust earthquake sequences, comprising mainshocks and triggered aftershocks along the subduction interface and in the overriding crust, can impact multiple buildings and infrastructure in a city. The time between the mainshocks and aftershocks usually is too short to retrofit the structures; therefore, moderate‐size aftershocks can cause additional damage. To have a better understanding of the impact of aftershocks on city‐wide seismic risk assessment, a new simulation framework of spatiotemporal seismic hazard and risk assessment of future M9.0 sequences in the Cascadia subduction zone is developed. The simulation framework consists of an epidemic‐type aftershock sequence (ETAS) model, ground‐motion model, and state‐dependent seismic fragility model. The spatiotemporal ETAS model is modified to characterise aftershocks of large and anisotropic M9.0 mainshock ruptures. To account for damage accumulation of wood‐frame houses due to aftershocks in Victoria, British Columbia, Canada, state‐dependent fragility curves are implemented. The new simulation framework can be used for quasi‐real‐time aftershock hazard and risk assessments and city‐wide post‐event risk management.     

Deterministic sliding block methods for estimating seismic displacements of earth structures

A review and quantitative comparison of existing deterministic sliding block methods for predicting permanent displacements of earth structures subjected to seismic loading is presented. The reviewed sliding block methods are divided into two main groups based on the characteristic earthquake parameters referenced in each method. One group uses the maximum horizontal ground acceleration and velocity, and the other uses the maximum horizontal ground acceleration and the predominant period of the acceleration spectrum. Displacement functions published by previous authors are reformulated to give common non-dimensionalized displacement functions of the critical acceleration ratio which are then used to compare the different methods for the estimate of permanent seismic displacement of soil structures. The results show that despite the fact that the different methods were formulated using a wide range of earthquake records and different characteristic seismic parameters, permanent displacement values predicted using these methods fall within a reasonably narrow band. Selected acceleration data from three recent earthquakes that occurred in California are used to evaluate and compare the accuracy of the reviewed displacement methods for practical applications.     

Spatial Distribution of Seismic Landslides in the Areas of 1927 Gulang M8.0 Earthquake

The 1927 Gulang M8.0 earthquake has triggered a huge number of landslides, resulting in massive loss of people''s life and property. However, integrated investigations and results regarding the landslides triggered by this earthquake are rare; such situation hinders the deep understanding of these landslides such as scale, extent, and distribution. With the support of Google Earth software, this study intends to finish the seismic landslides interpretation work in the areas of Gulang earthquake (VIII-XI degree) using the artificial visual interpretation method, and further analyze the spatial distribution and impact factors of these landslides. The results show that the earthquake has triggered at least 936 landslides in the VIII-XI degree zone, with a total landslide area of 58.6 km². The dense area of seismic landslides is located in the middle and southern parts of the X intensity circle. Statistical analysis shows that seismic landslides is mainly controlled by factors such as elevation, slope gradient, slope direction, strata, seismic intensity, faults and rivers. The elevation of 2 000-2 800 m is the high-incidence interval of the landslide. The landslide density is larger with a higher slope gradient. East and west directions are the dominant sliding directions. The areas with Cretaceous and Quaternary strata are the main areas of the Gulang seismic landslides. The X intensity zone triggered the most landslides. In addition, landslides often occur in regions near rivers and faults. This paper provides a scientific reference for exploring the development regularities of landslides triggered by the 1927 Gulang earthquake and effectively mitigating the landslide disasters of the earthquake.     

高层房屋建筑深基坑支护承压结构局部抗震性试验分析

为了研究地震时地面运动加速度作用下高层房屋建筑深基坑支护承压结构的局部抗震性能，针对高层房屋建筑深基坑支护承压结构进行局部抗震性试验分析。采用有限元软件对某高层房屋建筑深基坑工程进行分析，构建高层房屋建筑深基坑支护承压结构有限元计算模型。利用地震模拟振动台，分别输入0.4g、0.5g、0.6g的地震时地面运动加速度，测试不同深基坑施工阶段和插入比地下连续墙深基坑支护承压结构的抗震性能，并研究不同地震烈度对深基坑支护承压结构位移的影响。通过振型分解反应谱法，获取高层房屋建筑深基坑支护承压结构位移以及加速度响应，实现高层房屋建筑深基坑支护承压结构局部抗震性能测试。试验结果表明，高层房屋建筑深基坑支护承压结构的抗震稳定性与深基坑开挖深度、插入比和地震烈度有关。其中，深基坑开挖深度和地震烈度与高层房屋建筑深基坑支护承压结构的抗震稳定性成反比，而插入比与高层房屋建筑深基坑支护承压结构的抗震稳定性成正比，且能够有效提高高层房屋建筑深基坑支护承压结构的抗震性能。