气候变化影响与适应问题的谈判进展

 从《气候变化框架公约》（以下简称《公约》）第一次缔约方会议到目前为止，几乎历次会议都涉及气候变化影响与适应的谈判内容，但谈判进展甚微。通过综述《公约》谈判进程中与适应气候变化有关的主要决定，分析了适应气候变化影响与适应问题谈判的制约因素，最后提出了我国在气候变化影响与适应问题谈判中应持的立场。     

The changing geopolitics of climate change finance

Funding for climate change efforts in developing countries is firmly established in the Articles of the United Nations Framework Convention on Climate Change (UNFCCC). Since the early days of the climate change negotiations, finance has been a key focus of attention and, often, a principal source of tension between developed and developing countries. Understandably, these tensions have led to numerous efforts to reform the financial mechanism of the UNFCCC. The history of reforms of the Global Environment Facility – for some time the only operating entity of the financial mechanism – and the recent establishment of the Green Climate Fund are good examples of such efforts. It is asked here whether these efforts have been sufficient to keep pace with a rapidly changing, more complex and radically different world from that of 1992 when the UNFCCC was signed by most countries in Rio de Janeiro. On the 21st anniversary of the signing of the UNFCCC, the effects that global transformations have had on climate change finance are here explored, and some of the new challenges, as well as emerging opportunities, resulting from the new landscape of climate finance that has emerged as a result are described.

Policy relevance

The climate change negotiations are entering a critical period. The issue of finance is one of the key pillars on which the success of a new deal on a binding agreement depends. A better understanding of the increasing complexity of the climate finance landscape is essential. The world of climate finance and the geopolitics in which it operates have been significantly transformed since the signing of the UNFCCC. A better understanding of this transformation would help policy makers and negotiators find more effective and realistic ways to help unleash the immense amount of financial resources that could potentially be made available for the great challenge that many countries face to address climate change. The need for up-front and significantly scaled-up investments requires effective mechanisms that can leverage and encourage investments into areas where they are most needed to face the challenge of climate change. The role of the Green Climate Fund will be critical in this regard.     

UNFCCC before and after Paris – what's necessary for an effective climate regime?

What can reasonably be expected from the UNFCCC process and the climate conference in Paris 2015? To achieve transformative change, prevailing unsustainable routines embedded in socio-economic systems have to be translated into new and sustainable ones. This article conceptualizes the UNFCCC and the associated policy processes as a catalyst for this translation by applying a structurational regime model. This model provides an analytical distinction of rules (norms and shared meaning) and resources (economic resources as well as authoritative and allocative power) and allows us to conceptualize agency on various levels, including beyond nation states. The analysis concludes that the UNFCCC's narrow focus on emission targets, which essentially is a focus on resources, has proven ineffective. In addition, the static division of industrialized and developing countries in the Convention's annexes and the consensus-based decision-making rules have impeded ambitious climate protection. The article concludes that the UNFCCC is much better equipped to provide rules for climate protection activities and should consciously expand this feature to improve its impact.

Policy relevance

The international community is negotiating a new global climate agreement, to be adopted at the Conference of the Parties (COP 21) in December 2015 in Paris and to be applicable from 2020. This article analyses the successes and limitations the UNFCCC has had so far in combating climate change and it develops recommendations on how to enhance efforts within and beyond the framework of the Convention. From our analysis we derive two main recommendations for an effective and structurationally balanced treaty: First, multidimensional mitigation contributions going beyond emission targets could strongly improve countries’ abilities to tailor their contributions around national political discourses. Second, the UNFCCC regime should be complemented with another treaty outside of the UNFCCC framework. This ‘Alliance of the Ambitious’ would allow the pioneers of climate protection to move ahead and enjoy the benefits of cooperation. The dynamics generated through such a club approach could be fed back into the UNFCCC, leading to increased ambition by others in future commitment cycles.     

未来联合国气候变化谈判的核心内容及前景展望——“巴厘路线图”解读

详细介绍了《联合国气候变化框架公约》缔约方会议第13次会议通过的"巴厘路线图"的具体内容。"巴厘路线图"规划了未来两年将要谈判的重要议题,包括发达国家在2012年后减排温室气体义务;发展中国家未来温室气体减排行动;适应气候变化;发达国家未来向发展中国家提供技术转让、资金支持和能力建设等。这些议题谈判的成败,将对未来保护气候的国际努力、对未来全球的气候环境产生决定性影响,从而对谈判前景做了分析     

未来联合国气候变化谈判的核心内容及前景展望——“巴厘路线图”解读

 详细介绍了《联合国气候变化框架公约》缔约方会议第13次会议通过的"巴厘路线图"的具体内容。"巴厘路线图"规划了未来两年将要谈判的重要议题,包括发达国家在2012年后减排温室气体义务;发展中国家未来温室气体减排行动;适应气候变化;发达国家未来向发展中国家提供技术转让、资金支持和能力建设等。这些议题谈判的成败,将对未来保护气候的国际努力、对未来全球的气候环境产生决定性影响,从而对谈判前景做了分析     

对IPCC第五次评估报告减缓气候变化国际合作评估结果的解读

IPCC第五次评估报告第三工作组报告首次对减缓气候变化国际合作进行了独立成章的评估。主要结论认为,《联合国气候变化框架公约》依然是国际合作主要多边论坛,但对该《公约》基本原则的理解出现分歧,《京都议定书》的表现不尽如人意;目前国际合作机制在架构和参与主体方面日趋多元化;国际合作所面临的主要问题是参与度不够、遵约机制不健全。一个“自下而上”的全球协议、资金和技术激励可以促进广泛参与,贸易措施的介入可以完善气候政策、促进参与和遵约,《公约》外的各种小多边主义通过对接可对《公约》机制起到良好的补充作用。这些评估结论可能对2020年后应对气候变化国际合作产生重要影响。     

Ocean acidification and climate change: synergies and challenges of addressing both under the UNFCCC

Ocean acidification and climate change are linked by their common driver: CO₂. Climate change is the consequence of a range of GHG emissions, but ocean acidification on a global scale is caused solely by increased concentrations of atmospheric CO₂. Reducing CO₂ emissions is therefore the most effective way to mitigate ocean acidification. Acting to prevent further ocean acidification by reducing CO₂ emissions will also provide simultaneous benefits by alleviating future climate change. Although it is possible that reducing CO₂ emissions to a level low enough to address ocean acidification will simultaneously address climate change, the reverse is unfortunately not necessarily true. Despite the ocean's integral role in the climate system and the potentially wide-ranging impacts on marine life and humans, the problem of ocean acidification is largely absent from most policy discussions pertaining to CO₂ emissions. The linkages between ocean acidification, climate change and the United Nations Framework Convention on Climate Change (UNFCCC) are identified and possible scenarios for developing common solutions to reduce and adapt to ocean acidification and climate change are offered. Areas where the UNFCCC is currently lacking capacity to effectively tackle rising ocean acidity are also highlighted.     

发达国家2020年前应对气候变化行动和支持力度盘点

在应对气候变化问题上,发达国家有率先减排和为发展中国家提供气候资金支持的义务。根据《联合国气候变化框架公约》相关成果,发达国家做出了到2020年减排温室气体和每年动员1000亿美元气候资金的承诺,综合相关数据信息盘点了上述承诺的实施进展,结果显示发达国家2020年减排目标力度不足,核算规则不清晰,部分国家缺乏减排进展,气候资金的概念和范围尚有争议,现有气候资金规模与承诺仍有较大差距,《联合国气候变化框架公约》下资金机制作用仍待加强,并且发展中国家需要更大规模的气候资金支持。发达国家2020年承诺兑现不力不利于巩固多边进程各方互信,且有向发展中国家转嫁责任之嫌。为此,建议中国在国际气候谈判进程中,依托谈判联盟,进一步敦促发达国家履行2020年承诺并提高力度。     

What role for climate negotiations on technology transfer?

Little progress has been made in climate negotiations on technology since 1992. Yet the diffusion of climate change mitigation technologies to developing countries (non-Annex I) has increased dramatically over the last twenty years. The shift has mostly concerned emerging economies, which are now reasonably well connected to international technology flows. This is good news, as the bulk of emissions increases are expected to take place in these countries in the near future. In contrast, the least developed countries still appear to be excluded from international technology flows, mostly because of their negligible participation in the recent economic globalization. This article focuses on the policy implications of the contribution of climate negotiations to international technology diffusion.

Policy relevance

The discrepancy between the small amount of progress made in climate negotiations on technology since 1992 and the steady increase in the international diffusion of climate mitigation technologies leads to the perhaps controversial view that the diffusion of climate mitigation technologies does not need strong international coordination over technology issues under the UNFCCC. However, climate negotiations can play a key role in stimulating the demand for low-carbon technologies by setting ambitious emission reductions targets and policies.     

Equity and justice in climate change adaptation amongst natural-resource-dependent societies

Issues of equity and justice are high on international agendas dealing with the impacts of global climate change. But what are the implications of climate change for equity and justice amongst vulnerable groups at local and sub-national levels? We ask this question for three reasons: (a) there is a considerable literature suggesting that the poorest and most vulnerable groups will disproportionately experience the negative effects of 21st century climate change; (b) such changes are likely to impact significantly on developing world countries, where natural-resource dependency is high; and (c) international conventions increasingly recognise the need to centrally engage resource stakeholders in agendas in order to achieve their desired aims, as part of more holistic approaches to sustainable development. These issues however have implications for distributive and procedural justice, particularly when considered within the efforts of the UNFCCC.The issues are examined through an evaluation of key criteria relating to climate change scenarios and vulnerability in the developing world, and second through two southern African case studies that explore the ways in which livelihoods are differentially impacted by (i) inequitable natural-resource use policies, (ii) community-based natural-resource management programmes. Finally, we consider the placement of climate change amongst the package of factors affecting equity in natural-resource use, and whether this placement creates a case for considering climate change as ‘special’ amongst livelihood disturbing factors in the developing world.     

Improving technology transfer through national systems of innovation: climate relevant innovation-system builders (CRIBs)

The Technology Executive Committee (TEC) of the United Nations Framework Convention on Climate Change (UNFCCC) recently convened a workshop seeking to understand how strengthening national systems of innovation (NSIs) might help to foster the transfer of climate technologies to developing countries. This article reviews insights from the literatures on Innovation Studies and Socio-Technical Transitions to demonstrate why this focus on fostering innovation systems has potential to be more transformative as an international policy mechanism for climate technology transfer than anything the UNFCCC has considered to date. Based on insights from empirical research, the article also articulates how the existing architecture of the UNFCCC Technology Mechanism could be usefully extended by supporting the establishment of CRIBs (climate relevant innovation-system builders) in developing countries – key institutions focused on nurturing the climate-relevant innovation systems and building technological capabilities that form the bedrock of transformative, climate-compatible technological change and development.

Policy relevance

This article makes a direct contribution to current work by the TEC of the UNFCCC on enhancing enabling environments for and addressing barriers to technology development and transfer (specifically, it will contribute to Activity 4.3 of the TEC's 2014–15 rolling workplan ‘Further work on enablers and barriers, taking into account the outcomes of the workshop on NSIs’). The article articulates both the conceptual basis that justifies a focus on NSIs in relation to climate technology transfer and makes concrete recommendations as to how this can be implemented under the Convention as a Party-driven extension to the existing architecture of the Technology Mechanism.     

《联合国气候变化框架公约》适应谈判历程回顾与展望

减缓和适应是应对气候变化的互补性策略,但在《联合国气候变化框架公约》（简称《公约》）的谈判中,适应在很长一段时期都处于减缓的从属地位。《公约》20多年的适应谈判进程可划为早期缓慢发展、科学和技术讨论、适应与减缓并重、增强适应行动和全面适应行动5个阶段,呈现出由无到有、重要性不断增强的特点。这一特点反映了全球对气候变化影响和适应重要性认识的不断深入及适应气候变化挑战的不断增强。未来适应谈判将聚焦于如何通过《公约》现有机制增强行动及如何增加适应资金以满足发展中国家的适应需求。     

Adaptation and poverty reduction in Mozambique: an opportunity for developing countries to lead§

Climate change disproportionately impacts the world’s poorest countries. A recent World Bank report highlighted that over 100 million people are at risk of falling into extreme poverty as a result of climate change. There is currently a lack of information about how to simultaneously address climate change and poverty. Climate change challenges provide an opportunity for those impacted most to come up with new and innovative technologies and solutions. This article uses an example from Mozambique where local and international partners are working side-by-side, to show how developing countries can simultaneously address climate change and poverty reduction using an ecosystem-based adaptation approach. Using ecosystem-based adaptation, a technique that uses the natural environment to help societies adapt to climate change, developing countries can lead the way to improve climate adaptation globally. This paradigm shift would help developing countries become leaders in ecosystem-based adaptation and green infrastructure techniques and has implications for climate policy worldwide.

POLICY RELEVANCE

The Paris Agreement resulting from the United Nations Framework Convention on Climate Change (UNFCCC) 21st Conference of Parties (COP 21) in December 2015 was rightly lauded for its global commitment to cut greenhouse gas emissions. However, COP 21 was also historic because of its call for non-party stakeholders to address climate change, inclusion of a global goal of ‘enhancing adaptive capacity, strengthening resilience and reducing vulnerability’, and the United States’ commitment of $800 million to adaptation funding. The combination of recognizing the need for new stakeholders to commit to climate change adaptation, the large impact climate change will have on the developing world, and providing access to funds for climate change adaptation creates a unique opportunity for developing countries to pave the way in adaptation policies in practices. Currently, developing countries are creating National Adaptation Plans (NAPs) for the UNFCCC. Through including a strong component of ecosystem-based adaptation in NAPs, developing countries can shape their countries’ policies, improve local institutions and governments, and facilitate a new generation of innovative leaders. Lessons learned in places like Mozambique can help lead the way in other regions facing similar climatic risks.     

Alleviating barriers to urban climate change adaptation through international cooperation

International cooperation on climate change adaptation is regarded as one of the major avenues to reduce vulnerability in developing countries. Nevertheless, it remains unclear which design properties of international arrangements match with specific problems in local adaptation processes. This paper analyses conditions and institutional design options under which international cooperation can facilitate climate adaptation in urban areas in developing countries. We conduct a qualitative meta-analysis of empirical evidence from 23 cases. Using the archetype approach, we identify re-appearing barriers and change factors in urban squatter settlements and municipal public sectors in developing countries. We characterise five generic modes of international cooperation for climate adaptation based on UNFCCC documents, process observation, and literature review. Combining these analyses, we develop testable propositions that explain how specific design options of international arrangements can alleviate barriers and make use of change factors for urban adaptation in developing countries. We find, first, that international cooperation has the most potential to tackle adaptation barriers in squatter settlements if its institutional mechanisms support improvements of procedures and rights in localised state–society interactions. Second, national or regional centres of competence may foster endogenous dynamics in municipal public sectors. Third, national adaptation policies can enable and incentivise municipal adaptation. Fourth, flexible indicators of adaptation benefits are instruments to tailor international decision making and monitoring systems to local needs. We conclude that these insights, the archetypes approach, and a multi-level study design can be used to advance research on international cooperation, barriers, and success factors for climate change adaptation.     

Governing people on the move in a warming world: Framing climate change migration and the UNFCCC Task Force on Displacement

Different ways of framing the nexus between climate change and migration have been advanced in academic, advocacy and policy circles. Some understand it as a state-security issue, some take a protection (or human security) approach and yet others portray migration as an adaptation or climate risk management strategy. Yet we have little insight into how these different understandings of the ‘problem’ of climate change-related migration are beginning to shape the emergence of global governance in the climate regime. Through a focus on the UNFCCC Task Force on Displacement we argue that these different framings of climate change migration shape how actors understand the appropriate role of the TFD, including the substantive scope of its mandate; its operational priorities; the nature of its outputs and where it should be situated in the institutional architecture. We show that understanding the different framings of the nexus between climate change and migration – and how these framings are contested within the UNFCCC – can help to account for institutional development in this area of climate governance.     

Equitable access to sustainable development: operationalizing key criteria

Equitable access to sustainable development (EASD) is crucial for the future of the climate regime as it applies to adaptation, mitigation, and the means of implementation. An approach to allocating effort and deriving carbon budgets is presented here based on the United Nations Framework Convention on Climate Change (UNFCCC) principles of responsibility, capability, and sustainable development. A transparent model to operationalize EASD is applied by applying quantitative proxies for these criteria, and results for selected countries and groups are presented. A robust result is that the mitigation burden calculated by the model is significantly greater for developed than developing countries. For individual countries the results vary depending on the parameters chosen. A middle value of the mitigation burden for South Africa of 15 GtCO₂e over the first half of the 21st century is reported, with the greatest effort required when a starting year of 1970 is chosen and historical land-use, land-use change and forestry (LULUCF) emissions are excluded when accounting for responsibility. In a regime applicable to all, it is clear that although all countries must do more, some must do more than others.

Policy relevance

Equitable access to sustainable development is crucial to the climate negotiations. Quantified allocations are presented for South Africa and other countries, based on the UNFCCC principles of responsibility, capability, and sustainable development. It is shown that the mitigation burden given these principles must be significantly greater for developed than developing countries. The results are relevant to, inter alia, the upcoming 2013–2015 review and the negotiations under the Durban Platform.     

Climate governance,justice, and transnational civil society

Justice dilemmas associated with climate change and the regulatory responses to it pose challenges for global governance, arguably hampering progress and raising concerns over efficacy and relevance. Scholarly literature suggests that transnational civil society groups can help address problems of governance and injustice that cross borders and pit states against each other. Findings of a comparative, qualitative study of climate justice advocacy suggest, however, that civil society groups' work in the US and EU is significantly shaped by institutional factors specific to those regimes, limiting advocates' broader impact. Moreover, political opportunities for the pursuit of climate action, and justice particularly, have diminished in those settings. By contrast, the United Nations Framework Convention on Climate Change (UNFCCC) provides greater opportunities for discussions of justice, although civil society actors are significantly constrained within it. It is argued that greater roles for civil society in the UNFCCC could prove constructive in the face of current challenges connected with justice issues. Three themes in civil society advocacy linking principles of global justice with current climate policy debates are summarized. Finally, it is suggested that the first iteration of the UNFCCC Periodic Review provides timely opportunities to more fully draw upon civil society's potential contributions toward a fair and effective global climate regime.

Policy relevance

The roles of civil society organizations in climate governance were examined in three policy contexts: the UNFCCC, the US, and the EU, with special attention to advocacy addressing issues of equity and justice, identified as key challenges for a post-2012 global agreement. Findings suggest that (1) civil society roles are significantly constrained in each context, and (2) political opportunities for climate advocacy have diminished since 2009 in the US and EU, underlining (3) the continued salience of the UNFCCC as a forum for engagement and the construction of effective and equitable climate policy. Potential exists for increased civil society involvement at the UNFCCC to help resolve obstacles based in divergent national priorities. Three areas of justice-focused civil society activity are reviewed for current negotiation topics and the governance structure of the institution. The current UNFCCC Periodic Review is identified as an opportunity to increase civil society involvement.     

气候变化适应行动进展及对我国行动策略的若干思考

巴厘岛会议,即《联合国气候变化框架公约》（简称《公约》）第13次缔约方会议,明确了将气候变化适应和减缓并重的立场,并对适应工作进行了一系列的安排和部署。通过介绍《公约》下适应认识的发展过程,阐述了巴厘岛会议针对适应行动的一些进展,讨论了我国在适应方面可开展的行动和关注的领域。分析认为,目前适应已成为和减缓并重的关注议题,适应行动的呼声越来越强烈,但行动的落实还需要经过漫长的过程,适应基金募集和分配在发达国家和发展中国家之间、发展中国家内部也将有一个艰难而激烈的谈判交锋。     

气候变化适应行动进展及对我国行动策略的若干思考

 巴厘岛会议,即《联合国气候变化框架公约》（简称《公约》）第13次缔约方会议,明确了将气候变化适应和减缓并重的立场,并对适应工作进行了一系列的安排和部署。通过介绍《公约》下适应认识的发展过程,阐述了巴厘岛会议针对适应行动的一些进展,讨论了我国在适应方面可开展的行动和关注的领域。分析认为,目前适应已成为和减缓并重的关注议题,适应行动的呼声越来越强烈,但行动的落实还需要经过漫长的过程,适应基金募集和分配在发达国家和发展中国家之间、发展中国家内部也将有一个艰难而激烈的谈判交锋。     

Catching air? Climate change policy in Russia, Ukraine and Kazakhstan

Russia, Ukraine and Kazakhstan have each participated actively in the UN Framework Convention on Climate Change (UNFCCC) Conferences of the Parties, and each is developing domestic rules and institutions to address UN obligations under the treaties. Russia and Ukraine are each Annex I/Annex B countries. Kazakhstan will become Annex I upon ratification of the Kyoto Protocol, but has not yet established itself as Annex B. Each state has evolved a distinct set of policies and priorities in the domestic and the international arena. Drawing largely on interviews in each country, this article presents brief histories of the evolution of climate policy, focusing on each state’s behavior in the international arena, the sources of domestic policy leadership, and the forces that led to change in each national approach. Current policies and practices are evaluated with an eye towards learning from the successes and failures in each state.