Analysis of dry/wet conditions using the standardized precipitation index and its potential usefulness for drought/flood monitoring in Hunan Province, China

Local dry/wet conditions and extreme rainfall events are of great concern in regional water resource and disaster risk management. Extensive studies have been carried out to investigate the change of dry/wet conditions and the adaptive responses to extreme rainfall events within the context of climate change. However, applicable tools and their usefulness are still not sufficiently studied, and in Hunan Province, a major grain-producing area in China that has been frequently hit by flood and drought, relevant research is even more limited. This paper investigates the spatiotemporal variation of dry/wet conditions and their annual/seasonal trends in Hunan with the standardized precipitation index (SPI) at various time scales. Furthermore, to verify the potential usefulness of SPI for drought/flood monitoring, the correlation between river discharge and SPI at multiple time scales was examined, and the relation between extreme SPI and the occurrence of historical drought/flood events is explored. The results indicate that the upper reaches of the major rivers in Hunan Province have experienced more dry years than the middle and lower reaches over the past 57 years, and the region shows a trend of becoming drier in the spring and autumn seasons and wetter in the summer and winter seasons. We also found a strong correlation between river discharge and SPI series, with the maximum correlation coefficient occurred at the time scale of 2 months. SPI at different time scales may vary in its usefulness in drought/flood monitoring, and this highlights the need for a comprehensive consideration of various time scales when SPI is employed to monitor droughts and floods.     

Using standardized indicators to analyse dry/wet conditions and their application for monitoring drought/floods: a study in the Logone catchment,Lake Chad basin

The standardized precipitation index (SPI) and standardized streamflow index (SSI) were used to analyse dry/wet conditions in the Logone catchment over a 50-year period (1951–2000). The SPI analysis at different time scales showed several meteorological drought events ranging from moderate to extreme; and SSI analysis showed that wetter conditions prevailed in the catchment from 1950 to 1970 interspersed with a few hydrological drought events. Overall, the results indicate that both the Sudano and Sahelian zones are equally prone to droughts and floods. However, the Sudano zone is more sensitive to drier conditions, while the Sahelian zone is sensitive to wetter conditions. Correlation analysis between SPI and SSI at multiple time scales revealed that the catchment has a low response to rainfall at short time scales, though this progressively changed as the time scale increased, with strong correlations (≥0.70) observed after 12 months. Analysis using individual monthly series showed that the response time reduced to 3 months in October.     

Application of linear stochastic models for drought forecasting in the Büyük Menderes river basin, western Turkey

In the present study, a seasonal and non-seasonal prediction of the Standardized Precipitation Index (SPI) time series is addressed by means of linear stochastic models. The methodology presented here is to develop adequate linear stochastic models known as autoregressive integrated moving average (ARIMA) and multiplicative seasonal autoregressive integrated moving average (SARIMA) to predict drought in the Büyük Menderes river basin using SPI as drought index. Temporal characteristics of droughts based on SPI as an indicator of drought severity indicate that the basin is affected by severe and more or less prolonged periods of drought from 1975 to 2006. Therefore, drought prediction plays an important role for water resources management. ARIMA modeling approach involves the following three steps: model identification, parameter estimation, diagnostic checking. In model identification step, considering the autocorrelation function (ACF) and partial autocorrelation function (PACF) results of the SPI series, different ARIMA models are identified. The model gives the minimum Akaike Information Criterion (AIC) and Schwarz Bayesian Criterion (SBC) is selected as the best fit model. Parameter estimation step indicates that the estimated model parameters are significantly different from zero. Diagnostic check step is applied to the residuals of the selected ARIMA models and the results indicated that the residuals are independent, normally distributed and homoscedastic. For the model validation purposes, the predicted results using the best ARIMA models are compared to the observed data. The predicted data show reasonably good agreement with the actual data. The ARIMA models developed to predict drought found to give acceptable results up to 2 months ahead. The stochastic models developed for the Büyük Menderes river basin can be employed to predict droughts up to 2 months of lead time with reasonably accuracy.     

Meteorological drought in the Beijiang River basin,South China: current observations and future projections

It is expected that climate warming will be experienced through increases in the magnitude and frequency of extreme events, including droughts. This paper presents an analysis of observed changes and future projections for meteorological drought for four different time scales (1 month, and 3, 6 and 12 months) in the Beijiang River basin, South China, on the basis of the standardized precipitation evapotranspiration index (SPEI). Observed changes in meteorological drought were analysed at 24 meteorological stations from 1969 to 2011. Future meteorological drought was projected based on the representative concentration pathway (RCP) scenarios RCP4.5 and RCP8.5, as projected by the regional climate model RegCM4.0. The statistical significance of the meteorological drought trends was checked with the Mann–Kendall method. The results show that drought has become more intense and more frequent in most parts of the study region during the past 43 years, mainly owing to a decrease in precipitation. Furthermore, long-term dryness is expected to be more pronounced than short-term dryness. Validation of the model simulation indicates that RegCM4.0 provides a good simulation of the characteristic values of SPEIs. During the twenty first century, significant drying trends are projected for most parts of the study region, especially in the southern part of the basin. Furthermore, the drying trends for RCP8.5 (or for long time scales) are more pronounced than for RCP4.5 (or for short time scales). Compared to the baseline period 1971–2000, the frequency of drought for RCP4.5 (RCP8.5) tends to increase (decrease) in 2021–2050 and decrease (increase) in 2051–2080. The results of this paper will be helpful for efficient water resources management in the Beijiang River basin under climate warming.     

Probabilistic forecasting of drought: a hidden Markov model aggregated with the RCP 8.5 precipitation projection

The creeping characteristics of drought make it possible to mitigate drought’s effects with accurate forecasting models. Drought forecasts are inevitably plagued by uncertainties, making it necessary to derive forecasts in a probabilistic framework. In this study, we proposed a new probabilistic scheme to forecast droughts that used a discrete-time finite state-space hidden Markov model (HMM) aggregated with the Representative Concentration Pathway 8.5 (RCP) precipitation projection (HMM-RCP). The standardized precipitation index (SPI) with a 3-month time scale was employed to represent the drought status over the selected stations in South Korea. The new scheme used a reversible jump Markov chain Monte Carlo algorithm for inference on the model parameters and performed an RCP precipitation projection transformed SPI (RCP-SPI) weight-corrected post-processing for the HMM-based drought forecasting to perform a probabilistic forecast of SPI at the 3-month time scale that considered uncertainties. The point forecasts which were derived as the HMM-RCP forecast mean values, as measured by forecasting skill scores, were much more accurate than those from conventional models and a climatology reference model at various lead times. We also used probabilistic forecast verification and found that the HMM-RCP provided a probabilistic forecast with satisfactory evaluation for different drought categories, even at long lead times. In a drought event analysis, the HMM-RCP accurately predicted about 71.19 % of drought events during the validation period and forecasted the mean duration with an error of less than 1.8 months and a mean severity error of <0.57. The results showed that the HMM-RCP had good potential in probabilistic drought forecasting.     

A drought climatology for Mauritius using the standardized precipitation index

This study presents a high-resolution and multi-temporal drought climatology for Mauritius based on calculated standardized precipitation index (SPI) using mean monthly rainfall for the period 1953–2007. A monthly mean SPI varying from +3.4 to ?2.7 indicates the occurrence of extremely wet and dry conditions, and collocated SPI indicates more frequent mild drought conditions. Spatial maps of rainfall trends and SPI show mostly neutral to severely dry conditions, but sparse regions of extremely wet and dry conditions are also observed. An increase in the frequency of dry years after the 1990s is noted, while most of the extreme wet conditions are found to have occurred between 1972 and 1988. More frequent short-duration wet events are observed on the 3- and 6-month time scales compared to dry events. On the 12- and 24-month time scales the frequency of both dry and wet periods is almost the same, with the dry events lasting longer.     

Adaptive Neuro-Fuzzy Inference System for drought forecasting

Drought causes huge losses in agriculture and has many negative influences on natural ecosystems. In this study, the applicability of Adaptive Neuro-Fuzzy Inference System (ANFIS) for drought forecasting and quantitative value of drought indices, the Standardized Precipitation Index (SPI), is investigated. For this aim, 10 rainfall gauging stations located in Central Anatolia, Turkey are selected as study area. Monthly mean rainfall and SPI values are used for constructing the ANFIS forecasting models. For all stations, data sets include a total of 516 data records measured between in 1964 and 2006 years and data sets are divided into two subsets, training and testing. Different ANFIS forecasting models for SPI at time scales 1–12 months were trained and tested. The results of ANFIS forecasting models and observed values are compared and performances of models were evaluated. Moreover, the best fit models have been also trained and tested by Feed Forward Neural Networks (FFNN). The results demonstrate that ANFIS can be successfully applied and provide high accuracy and reliability for drought forecasting.     

Multi-models for SPI drought forecasting in the north of Haihe River Basin,China

Drought is one of the most devastating climate disasters. Hence, drought forecasting plays an important role in mitigating some of the adverse effects of drought. Data-driven models are widely used for drought forecasting such as ARIMA model, artificial neural network (ANN) model, wavelet neural network (WANN) model, support vector regression model, grey model and so on. Three data-driven models (ARIMA model; ANN model; WANN model) are used in this study for drought forecasting based on standard precipitation index of two time scales (SPI; SPI-6 and SPI-12). The optimal data-driven model and time scale of SPI are then selected for effective drought forecasting in the North of Haihe River Basin. The effectiveness of the three data-models is compared by Kolmogorov–Smirnov (K–S) test, Kendall rank correlation, and the correlation coefficients (R²). The forecast results shows that the WANN model is more suitable and effective for forecasting SPI-6 and SPI-12 values in the north of Haihe River Basin.     

Stream flow variability and drought severity in the Songhua River Basin,Northeast China

A slight variation in the magnitude of stream flow can have a substantial influence on the development of water resources. The Songhua River Basin (SRB) serves as a major grain commodity basin and is located in the northeastern region of China. Recent studies have identified a gradual decrease in stream flows, which presents a serious risk to water resources of the region. It is therefore necessary to assess the variation in stream flow and to predict the future of stream flows and droughts to make a comprehensive plan for agricultural irrigation. The simulation of monthly stream flows and the investigation of the influence of climate on the stream flow in the SRB were performed by utilizing the Integrated Water Evaluation and Planning (WEAP) tool coupled with observed precipitation data, as well as the Asian Precipitation-Highly-Resolved Observational Data Integration towards Evaluation of Water Resources (APHRODITE’s Water Resources) precipitation product. The Nash–Sutcliffe coefficient (NSC) was used to assess the WEAP efficiency. During the time of calibration, NSC was obtained as 0.90 and 0.67 using observed and APHRODITE precipitation data, respectively. The results indicate that WEAP can be used effectively in the SRB. The application of the model suggested a maximum decline in stream flow, reaching 24% until the end of 21st century under future climate change scenarios. The drought indices (standardized drought index and percent of normal index) demonstrated that chances of severe to extreme drought events are highest in 2059, 2060 and 2085, while in the remaining time period mild to moderate drought events may occur in the entire study area. The drought duration, severity and intensity for the period of 2011–2099 under all scenarios, [(A1B: 12, ? 1.55, ? 0.12), (A2: 12, ? 1.41, ? 0.09), (max. wetting and warming conditions: 12, ? 1.37, ? 0.11) and (min. wetting and warming conditions: 12, ? 1.69, ? 0.19)], respectively.     

Power spectral characteristics of drought indices in the Ebro river basin at different temporal scales

A deep spectral investigation of the monthly time series of Standardized Precipitation Index (SPI) and Standardized Precipitation Evapotranspiration Index (SPEI) in 45 meteorological stations in the Ebro basin (Spain) from 1950 to 2006 for timescales ranging from 1 to 48 months was performed. In order to summarize the results for the whole basin, the spectral analysis was also carried out on the four principal components of SPI and SPEI. Results confirm that SPI and SPEI presents very similar spectral characteristics. At the shorter time scales, the signal of SPI and SPEI is characterized by purely random temporal fluctuations. The longer time scales tend to feature the signal as a smoothly varying time series or persistent, mostly due to the aggregated nature of the indices calculation. The comparative analysis of the spectral properties of the drought indices for all the 45 sites in the Ebro basin lead to the identification of global or regional effects discriminated by local effects. It was found that some periodical signals are common to almost all the sites, while others where only identified in specific meteorological stations.     

The spatial–temporal variation of dry and wet periods in Iran based on comparing SPI and RDI indices

Drought is a natural hazard which can cause harmful effects on water resources. To monitor drought, the use of an indicator and determination of wet and dry period trend seem to have an important role in quantifying the drought analysis. In this paper, in addition to the comparison of Reconnaissance Drought Index (RDI) and Standardized Precipitation Index (SPI), based on the most appropriate probability distribution function, it was tried to examine the trends of dry and wet periods based on the mentioned indices. Accordingly, the meteorological data of 30 synoptic stations in Iran (1960–2014) was used and the trend was analyzed using the Mann–Kendall test by eliminating the effect of any significant autocorrelation coefficients at 95% confidence level (modified Mann–Kendall). Comparing results between the time series of RDI and SPI drought indices based on statistical indicators (RMSE?<?0.434, R²?>?0.819 and T-statistic?<?0.419) in all studied stations revealed that the behavior of the two indices was roughly the same and the difference between them was not significant. The trend analysis results of RDI and SPI indices based on modified Mann–Kendall test showed that the variation of dry and wet periods was decreasing in most of the studied stations (five cases were significant). In addition, the results of the trend line slope of dry and wet periods related to the drought indices in the studied area indicated that the slope was negative for SPI and RDI indices in 70% and 50% of stations, respectively.     

Separating the effects of climate change and human activities on runoff over different time scales in the Zhang River basin

Most studies on separating the effects of climate change and human activities on runoff are mainly conducted at an annual scale with few analyses over different time scales, which is especially essential for regional water resources management. This paper investigates the impacts of climate change and human activities on runoff changes at annual, seasonal and monthly time scales in the Zhang River basin in North China. Firstly, the changing trends and inflection point are analyzed for hydro-climatic series over different time scales. Then the hydrological modeling based method and sensitivity based method are used to separate the effects. The results show that the effect of climate change is stronger than that of human activities on annual runoff changes. However, the driving factors on runoff are different at seasonal scale. In the wet season, the effect of human activities on runoff, accounting for 57 %, is stronger than that of climate change, while in the dry season climate change is the dominant factor for runoff reduction and the contribution rate is 72 %. Furthermore, the effects of climate change and human activities on monthly runoff changes are various in different months. The separated effects over different time scales in this study may provide more scientific basis for the water resources adaptive management over different time scales in this basin.     

Application of spatial EOF and multivariate time series model for evaluating agricultural drought vulnerability in Korea

This study proposed a methodology using the empirical orthogonal function (EOF) and multivariate time series model for the analysis of drought both in time and space. The methodology proposed was then applied to evaluate the vulnerability of agricultural drought of major river basins in Korea. First, the three-month SPI data from 59 rain gauge stations over the Korean Peninsula were analyzed by deriving and spatially characterizing the EOFs. The shapes of major estimated EOFs were found to well reflect the observed spatial pattern of droughts. Second, the coefficient time series of estimated EOFs were then fitted by a multivariate time series model to generate the SPI data for 10,000 years, which were used to derive the annual maxima series of areal average drought severity over the Korean Peninsula. These annual maxima series were then analyzed to determine the mean drought severity for given return periods. Four typical spatial patterns of drought severity could also be selected for those return periods considered. This result shows that the southern part of the Korean Peninsula is most vulnerable to drought than the other parts. Finally, the agricultural drought vulnerability was evaluated by considering the potential water supply from dams. In an ideal case, when all the maximum dam storage was assumed to be assigned to agriculture, all river basins in Korea were found to have the potential to overcome a 30-year drought. However, under more realistic conditions considering average dam storage and water allocation priorities, most of the river basins could not overcome a 30-year drought.     

Spatio-temporal drought analysis in the Trakya region,Turkey

Abstract

Since droughts are natural phenomena, their occurrence cannot be predicted with certainty and thus it must be treated as a random variable. Once drought duration and magnitude have been found objectively, it is possible to plan for the transport of water in known quantities to drought-stricken areas either from alternative water resources or from water stored during wet periods. The summation of deficits over a particular period is referred to as the drought magnitude. Drought intensity is the ratio of drought magnitude to its duration. These drought properties at different truncation levels provide significant hydrological and hydrometeorological design quantities. In this study, the run analysis and z-score are used for determining drought properties of given hydrological series. In addition, kriging is used as a spatial drought analysis for mapping. This study is applied to precipitation records for Istanbul, Edirne, Tekirdag and Kirklareli in the Trakya region, Turkey and then the drought period, magnitude and standardized precipitation index (SPI) values are presented to depict the relationships between drought duration and magnitude.     

Quantifying Modern Recharge and Depletion Rates of the Nubian Aquifer in Egypt

Egypt is currently seeking additional freshwater resources to support national reclamation projects based mainly on the Nubian aquifer groundwater resources. In this study, temporal (April 2002 to June 2016) Gravity Recovery and Climate Experiment (GRACE)-derived terrestrial water storage (TWS_GRACE) along with other relevant datasets was used to monitor and quantify modern recharge and depletion rates of the Nubian aquifer in Egypt (NAE) and investigate the interaction of the NAE with artificial lakes. Results indicate: (1) the NAE is receiving a total recharge of 20.27 ± 1.95 km³ during 4/2002?2/2006 and 4/2008–6/2016 periods, (2) recharge events occur only under excessive precipitation conditions over the Nubian recharge domains and/or under a significant rise in Lake Nasser levels, (3) the NAE is witnessing a groundwater depletion of ? 13.45 ± 0.82 km³/year during 3/2006–3/2008 period, (4) the observed groundwater depletion is largely related to exceptional drought conditions and/or normal baseflow recession, and (5) a conjunctive surface water and groundwater management plan needs to be adapted to develop sustainable water resources management in the NAE. Findings demonstrate the use of global monthly TWS_GRACE solutions as a practical, informative, and cost-effective approach for monitoring aquifer systems across the globe.     

Scenario analysis for assessing the impact of hydraulic fracturing on stream low flows using the SWAT model

Scientists and water users are concerned about the potential impact on water resources, particularly during low-flow periods, of freshwater withdrawals for hydraulic fracturing (fracking). Therefore, the objective of this paper is to assess the potential impact of hydraulic fracturing on water resources in the Muskingum watershed of Eastern Ohio, USA, especially due to the trend of increased withdrawals for hydraulic fracking during drought years. The Statistical Downscaling Model (SDSM) was used to generate 30 years of plausible future daily weather series in order to capture the possible dry periods. The data generated were incorporated in the Soil and Water Assessment Tool (SWAT) to examine the level of impact due to fracking at various scales. Analyses showed that water withdrawal due to hydraulic fracking had a noticeable impact, especially during low-flow periods. Clear changes in the 7-day minimum flows were detected among baseline, current and future scenarios when the worst-case scenario was implemented. The headwater streams in the sub-watersheds were highly affected, with significant decrease in 7-day low flows. The flow alteration in hydrologically-based (7Q10, i.e. 7-day 10-year low flow) or biologically-based (4B3 and 1B3) design flows due to hydraulic fracking increased with decrease in the drainage area, indicating that the relative impact may not be as great for higher order streams. Nevertheless, change in the annual mean flow was limited to 10%.     

Ensemble prediction of regional droughts using climate inputs and the SVM–copula approach

In this study, the climate teleconnections with meteorological droughts are analysed and used to develop ensemble drought prediction models using a support vector machine (SVM)–copula approach over Western Rajasthan (India). The meteorological droughts are identified using the Standardized Precipitation Index (SPI). In the analysis of large‐scale climate forcing represented by climate indices such as El Niño Southern Oscillation, Indian Ocean Dipole Mode and Atlantic Multidecadal Oscillation on regional droughts, it is found that regional droughts exhibits interannual as well as interdecadal variability. On the basis of potential teleconnections between regional droughts and climate indices, SPI‐based drought forecasting models are developed with up to 3 months' lead time. As traditional statistical forecast models are unable to capture nonlinearity and nonstationarity associated with drought forecasts, a machine learning technique, namely, support vector regression (SVR), is adopted to forecast the drought index, and the copula method is used to model the joint distribution of observed and predicted drought index. The copula‐based conditional distribution of an observed drought index conditioned on predicted drought index is utilized to simulate ensembles of drought forecasts. Two variants of drought forecast models are developed, namely a single model for all the periods in a year and separate models for each of the four seasons in a year. The performance of developed models is validated for predicting drought time series for 10 years' data. Improvement in ensemble prediction of drought indices is observed for combined seasonal model over the single model without seasonal partitions. The results show that the proposed SVM–copula approach improves the drought prediction capability and provides estimation of uncertainty associated with drought predictions. Copyright © 2013 John Wiley & Sons, Ltd.     

Assessing homogeneous regions relative to drought class transitions using an ANOVA-like inference. Application to Alentejo, Portugal

In the present study, an ANOVA-like inference technique is used aiming at to assess if Alentejo, southern Portugal, could be considered a homogeneous region for drought management purposes. First, Alentejo was divided into four sub-regions according to latitude (north and south), and longitude (west and east). Inside each sub-region, 10 weather stations were considered. The time series of the Standardized Precipitation Index (SPI) were obtained for these stations using precipitation data for the period 1932–1999 (67 years). Contingency tables for the transitions between SPI drought classes were obtained for these time series. Loglinear models were fitted to these contingency tables to estimate the probabilities for drought class transitions. An ANOVA-like inference was applied considering the four sub-regions like treatments of a two way layout with two factors, latitude and longitude, each one with two levels, north and south, and west and east respectively. The weather stations of each sub-region were treated as replicates. Significant differences between west and east were found, that allowed to consider that Alentejo could be composed by two sub-regions.     

Drought forecasting using stochastic models

Drought is a global phenomenon that occurs virtually in all landscapes causing significant damage both in natural environment and in human lives. Due to the random nature of contributing factors, occurrence and severity of droughts can be treated as stochastic in nature. Early indication of possible drought can help to set out drought mitigation strategies and measures in advance. Therefore drought forecasting plays an important role in the planning and management of water resource systems. In this study, linear stochastic models known as ARIMA and multiplicative Seasonal Autoregressive Integrated Moving Average (SARIMA) models were used to forecast droughts based on the procedure of model development. The models were applied to forecast droughts using standardized precipitation index (SPI) series in the Kansabati river basin in India, which lies in the Purulia district of West Bengal state in eastern India. The predicted results using the best models were compared with the observed data. The predicted results show reasonably good agreement with the actual data, 1–2 months ahead. The predicted value decreases with increase in lead-time. So the models can be used to forecast droughts up to 2 months of lead-time with reasonably accuracy.     

SPI drought class prediction using log-linear models applied to wet and dry seasons

A log-linear modelling for 3-dimensional contingency tables was used with categorical time series of SPI drought class transitions for prediction of monthly drought severity. Standardized Precipitation Index (SPI) time series in 12- and 6-month time scales were computed for 10 precipitation time series relative to GPCC datasets with 2.5° spatial resolution located over Portugal and with 112 years length (1902–2014). The aim was modelling two-month step class transitions for the wet and dry seasons of the year and then obtain probability ratios – Odds – as well as their respective confidence intervals to estimate how probable a transition is compared to another. The prediction results produced by the modelling applied to wet and dry season separately, for the 6- and the 12-month SPI time scale, were compared with the results produced by the same modelling without the split, using skill scores computed for the entire time series length. Results point to good prediction performances ranging from 70 to 80% in the percentage of corrects (PC) and 50–70% in the Heidke skill score (HSS), with the highest scores obtained when the modelling is applied to the SPI12. The adding up of the wet and dry seasons introduced in the modelling brought improvements in the predictions, of about 0.9–4% in the PC and 1.3–6.8% in the HSS, being the highest improvements obtained in the SPI6 application.