Nonlinear soil response as a natural passive isolation mechanism-the 1994 Northridge, California, earthquake

The spatial relationship between areas with severely damaged (red-tagged) buildings and areas with large strains in the soil (indicated by reported breaks in the water distribution system), observed during the 1994 Northridge earthquake, is analysed. It is shown that these areas can be separated almost everywhere. Minimal overlapping is observed only in the regions with very large amplitudes of shaking (peak ground velocity exceeding about 150 cm s⁻¹). One explanation for this remarkable separation is that the buildings on ‘soft’ soils, which experienced nonlinear strain levels, were damaged to a lesser degree, possibly because the soil absorbed a significant portion of the incident seismic wave energy. As a result, the total number of severely damaged (red-tagged) buildings in San Fernando Valley, Los Angeles and Santa Monica may have been reduced by a factor of two or more. This interpretation is consistent with the recorded peak accelerations of strong motion in the same area. It is concluded that significant reduction in the potential damage to wood frame single family dwellings may be expected in areas where the soil experiences ‘large’ strains (beyond the linear range) during strong earthquake shaking, but not significant differential motions, settlement or lateral spreading, near the surface.     

1971 San Fernando and 1994 Northridge, California, earthquakes: did the zones with severely damaged buildings reoccur?

This paper compares the distribution of damage from the San Fernando, 1971, and Northridge, 1994, earthquakes. Both events had similar size, occurred on blind thrust faults beneath the densely populated San Fernando Valley of the Los Angeles metropolitan area, and hence offer a rare opportunity to compare the effects of the two earthquakes. In a previous study of the distribution of red-tagged (‘unsafe’) buildings and of breaks in the water distribution system caused by the Northridge earthquake, the authors discovered that buildings were damaged less where the soil response was not linear (as indicated by the breaks in the water pipes), except in localized areas of very severe shaking (peak ground velocity exceeding 150 cm/s). The study in this paper shows that the same applies to the damage caused by the San Fernando earthquake, and that the areas with severely damaged buildings (so called ‘gray zones’) for both earthquakes overlapped. This reoccurrence of damage within the same area is interpreted to result from some specific properties of local soil and geology. These properties are not fully understood at present, but should be explored to provide a basis for a new tool for forecasting microzonation maps, and reducing future seismic hazard.     

A note on distribution of uncorrected peak ground accelerations during the Northridge, California, earthquake of 17 January 1994

This paper presents a summary of uncorrected peak ground accelerations recorded during the Northridge, California, earthquake of 17 January 1994 and a preliminary analysis of these data. The presented contours of recorded accelerations agree well with observed patterns of damage. The paper also addresses the issue of how ‘unusual’ and ‘unexpected’ the recorded accelerations are relative to earlier predictions.     

Energy dissipation by nonlinear soil strains during soil–structure interaction excited by SH pulse

Three variants of a two-dimensional (2-D) model of a building supported by a rectangular, flexible foundation embedded in nonlinear soil are analyzed. The building, the foundation, and soil have different physical properties. The building is assumed to be linear, but the foundation and the soil can experience nonlinear deformations. It is shown that the work spent for the development of nonlinear strains in the soil can consume a significant part of the input wave energy, and thus less energy is available for excitation of the building. The results help explain why the damage, during the 1994 Northridge earthquake in California, to residential buildings in the areas that experienced large strains in the soil was absent or reduced.     

Estimating severity of liquefaction-induced damage near foundation

An empirical procedure for estimating the severity of liquefaction-induced ground damage at or near foundations of existing buildings is established. The procedure is based on an examination of 30 case histories from recent earthquakes. The data for these case histories consist of observations of the damage that resulted from liquefaction, and the subsurface soil conditions as revealed by cone penetration tests. These field observations are used to classify these cases into one of three damaging effect categories, ‘no damage’, ‘minor to moderate damage’, and ‘major damage’. The potential for liquefaction-induced ground failure at each site is calculated and expressed as the probability of ground failure. The relationship between the probability of ground failure and the damage class is established, which allows for the evaluation of the severity of liquefaction-induced ground damage at or near foundations. The procedure presented herein represents a significant attempt to address the issue of liquefaction effect. Caution must be exercised, however, when using the proposed model and procedure for estimating liquefaction damage severity, because they are developed based on limited number of case histories.     

Spectral amplitudes of strong earthquake accelerations recorded in buildings

Fourier spectrum amplitudes of horizontal and vertical earthquake accelerations recorded at the foundation levels of 57 buildings in the Los Angeles metropolitan area have been used to study the dependence of spectral amplitudes on the building foundation sizes. Comparison of these amplitudes with those predicted by empirical models for scaling ‘free field’ Fourier amplitude spectra does not indicate any significant dependence of the spectral amplitudes on the size of the foundation. Third degree polynomials have been employed to smooth the spectra of the accelerations recorded inside the buildings and their coefficients have been examined as functions of the foundation plan dimensions. These results also indicate no significant dependence of the spectral amplitudes on the foundation dimensions. A qualitative analysis of the spectral amplitudes for possible effects caused by the phenomena associated with soil-structure interaction indicates that the Fourier spectra of the recorded accelerations may experience some amplification as the relative ‘density’ of the foundation-structure system increases.     

Damage distribution during the 1994 Northridge, California, earthquake relative to generalized categories of surficial geology

The spatial distributions of severely damaged buildings (red-tagged) and of breaks in the water distribution system following the 1994 Northridge, California, earthquake (M_L = 6·4) are investigated relative to the local characteristics of surficial geology. The pipe breaks are used as an indicator of nonlinear soil response, and the red-tagged buildings as indicator of severe shaking. The surficial geology is described by several generalized categories based on age, textural character and thickness of the near surface layer. Two regions are studied: the San Fernando Valley and Los Angeles-Santa Monica. The analysis shows that there is no simple correlation between damage patterns and surficial geology. Single family wood-frame buildings were damaged less when built on fine silt and clay (0–3 m thick) from the late Holocene.     

Earthquake hazard in Marmara Region, Turkey

Earthquake hazard in the Marmara Region, Turkey has been investigated using time-independent probabilistic (simple Poissonian) and time-dependent probabilistic (renewal) models. The study culminated in hazard maps of the Marmara Region depicting peak ground acceleration (PGA) and spectral accelerations (SA)'s at 0.2 and 1 s periods corresponding to 10 and 2% probabilities of exceedance in 50 yrs. The historical seismicity, the tectonic models and the known slip rates along the faults constitute the main data used in the assignment. Based on recent findings it has been possible to provide a fault segmentation model for the Marmara Sea. For the main Marmara Fault this model essentially identifies fault segments for different structural, tectonic and geometrical features and historical earthquake occurrences. The damage distribution and pattern of the historical earthquakes have been carefully correlated with this fault segmentation model. The inter-event time period between characteristic earthquakes in these segments is consistently estimated by dividing the seismic slip estimated from the earthquake catalog by the GPS-derived slip rate of 22±3 mm/yr. The remaining segments in the eastern and southern Marmara region are also identified using recent geological, geophysical studies and historical earthquakes. The model assumes that seismic energy along the segments is released by characteristic earthquakes. For the probabilistic studies characteristic earthquake based recurrence relationships are used. Assuming normal distribution of inter-arrival times of characteristic earthquakes, the ‘mean recurrence time’, ‘covariance’ and the ‘time since last earthquake’ are developed for each segment. For the renewal model, the conditional probability for each fault segment is calculated from the mean recurrence interval of the characteristic earthquake, the elapsed time since the last major earthquake and the exposure period. The probabilities are conditional since they change as a function of the time elapsed since the last earthquake. For the background earthquake activity, a spatially smoothed seismicity is determined for each cell of a grid composed of cells of size 0.005°×0.005°. The ground motions are determined for soft rock (NEHRP B/C boundary) conditions. Western US-based attenuation relationships are utilized, since they show a good correlation with the attenuation characteristics of ground motion in the Marmara region. The possibility, that an event ruptures several fault segments (i.e. cascading), is also taken into account and investigated by two possible models of cascading. Differences between Poissonian and renewal models, and also the effect of cascading have been discussed with the help of PGA ratio maps.     

Simulation of seismic response in an idealized city

We study the seismic response of an idealized 2D ‘city’, constituted by ten non equally-spaced, non equally-sized, homogenized blocks (i.e. buildings or groups of buildings) anchored in a soft soil layer overlying a hard halfspace. Our results display strong response inside the blocks and on the ground which qualitatively match the responses observed in some earthquake-prone cities.     

Detailed assessment of structural characteristics of Turkish RC building stock for loss assessment models

Assessment of the seismic vulnerability of the building stock in the earthquake-prone Marmara region of Turkey is of growing importance since such information is needed for reliable estimation of the losses that possible future earthquakes are likely to induce. The outcome of such loss assessment exercises can be used in planning of urban/regional-scale earthquake protection strategies; this is a priority in Turkey, particularly following the destructive earthquakes of 1999. Considering the size of the building inventory, Istanbul and its surrounding area is a case for which it is not easy to determine the structural properties and characteristics of the building stock. In this paper, geometrical, functional and material properties of the building stock in the northern Marmara Region, particularly around Istanbul, have been investigated and evaluated for use in loss estimation models and other types of statistic- or probability-based studies. In order to do that, the existing reinforced concrete (RC) stock has been classified as ‘compliant’ or ‘non-compliant’ buildings, dual (frame-wall) or frame structures and emergent or embedded-beam systems. In addition to the statistical parameters such as mean values, standard deviations, etc., probability density functions and their goodness-of-fit have also been investigated for all types of parameters. Functionalities such as purpose of use and floor area properties have been defined. Concrete properties of existing and recently constructed buildings and also characteristics of 220 and 420 MPa types of steel have been documented. Finally, the financial effects of retrofitting operations and damage repair have been investigated.     

2018年9月8日云南墨江M5.9地震震害综述

2018年9月8日10时31分29秒,云南省墨江县(23.28°N,101.53°E)发生M5.9地震。根据现场调查情况,详细阐述地震灾区房屋建筑结构特点、房屋建筑及生命线工程震害特征,给出房屋建筑震害矩阵,对其震害成因进行分析,并与省内近年相似震级的地震震害进行对比分析,结果表明:本次地震波及范围广、总体震害轻、无人员死亡、地质灾害轻。     

Regional and local seismic hazard assessment

Recent earthquakes such as the M_JMA 7.2 Hyogo-ken Nambu earthquake and the M 7.4 Kocaeli earthquake demonstrate once again the need to include detailed soil investigation into hazard evaluation, that is the need of microzonation. Seismic hazard assessment evaluated at a regional scale generally does not consider soil effects but only in a limited way using an attenuation law that can be ‘soft soil’ or ‘rock’. However, the relevant role of seismic hazard in the assessment of seismic coefficients for the definition of the actions in seismic codes must be properly considered. That is to say, the level of protection of buildings is proportional to a definite level of hazard (generally considered to be the ground motion with 10% probability of exceedence in 50 years). When a microzonation is performed, this criterion cannot be ignored, therefore, a clear linkage must be established between hazard (regional scale) and microzonation. The crucial point is represented by the reference motion (or input motion) to be used for site effects analysis, that must be compatible with the regional seismic hazard. In this paper, three different approaches for reference motion evaluation are analysed: probabilistic; stochastic; and deterministic. Through the case history of Fabriano microzonation the three approaches are compared. It is shown that each approach presents advantages and disadvantages with respect to the others. For example, the probabilistic approach (the reference motion is directly derived from the expected response spectra for a given return period) is linked with hazard, but produces an overestimation in short periods range, while the deterministic approach correctly simulates the wave propagation, but it ends with a kind of conditional probability. Until now, clear criteria to choose the right approach do not appear to exist and the expert experience is of fundamental importance.     

The Modified Mercalli intensity and the geometry of the sedimentary basin as scaling parameters of the frequency dependent duration of strong ground motion

Several new empirical equations of the frequency dependent duration of strong earthquake ground motion are presented. The duration is considered as being composed of two parts: (1) the duration of stong motion as it is observed at recording stations located on basement rocks, and (2) the prolongation of this duration for stations located on sediments. The first part, called the ‘basic duration’, is modelled in terms of the Modified Mercalli intensity and (in some cases) the hypocentral distance. The depth of the sediments under the station, the distance from the station to the rocks surrounding it, and the angular measure of the size of those rocks (as seen from the station) are chosen as the parameters for modelling the prolongation of the duration. The new empirical equations are compared (a) with each other, (b) with our previous models which used similar ‘prolongation’ terms, but the ‘basic duration’ was expressed in terms of the magnitude of the earthquake and the source-to-station distance, and (c) with models with ‘intensity-type’ ‘basic duration’, but with a simplified ‘prolongation’ term (the geological conditions at the stations are modeled by lumping all the sites into three groups: basement rock, sediments and intermediate geology). This collection of models is found to have good internal consistency. The choice of the proper model depends on the availability of the earthquake and site parameters. The residuals of the empirical regression equations are found to have similar distribution functions for all the models. An explicit functional form for such distributions is proposed, and the frequency dependent coefficients are found for all the models of duration. This allows one to predict (for each set of earthquake and site parameters) the probability of exceedance of any given level of duration of strong ground motion at a given frequency.     

Seismic response of adjacent dense and loose saturated sand columns

Compaction or densification of loose saturated soils has been the most popular method of reducing earthquake related liquefaction potential. Such compaction of a foundation soil is only economical when limited in extent, leading to a case of an ‘island’ of improved ground (surrounded by unimproved ground). The behavior of the densified sand surrounded by liquefied loose sand during and following earthquakes is of great importance in order to design the compacted area rationally and optimize both safety and economy. This problem is studied herein by means of dynamic centrifuge model tests. The results of three heavily-instrumented dynamic centrifuge tests on saturated models of side-by-side loose and dense sand profiles are discussed. The test results suggest the following concerns as relates to ‘islands’ of densified soil: (1) there is a potential strength degradation in the densified zone as a result of pore pressure increase due to migration of pore fluid into the island from the adjacent loose liquefied ground; (2) there is a potential for lateral deformation (sliding) within the densified island as the surrounding loose soil liquefies.     

广西靖西Ms5.2级地震房屋破坏特征

近年来广西地震发生频率明显提高,陆续发生了3次5级以上中强地震,包括2016年苍梧5.4级地震、2019年北流5.2级地震和2019年靖西5.2级地震,这可能意味着广西地区进入了地震活跃期。2019年靖西5.2级地震造成较重的房屋建筑物破坏,是分析广西房屋震害很好的样本。本文对各烈度区内不同结构类型房屋的震害现象进行了整理和统计,分析了不同结构类型房屋的震害特征与震害原因。结果显示:简易房屋除年久失修的之外基本完好;砌体结构房屋因结构不规则,缺乏抗震构造措施等,破坏较重,且破坏形式多样;框架结构房屋主体完好但填充墙会出现破坏。     

Description and analysis of building damage due to Pyrgos, Greece earthquake

On March 1993 an earthquake of magnitude M_s = 5·5 shook Pyrgos, a town in Western Peloponnissos, one of the most seismic prone areas in Greece. The damage induced to modern reinforced concrete buildings was rather light in contrast to the damage induced to historic and traditional buildings of adobe, stone or brick masonry which was severe. In order to study the causes of structural damage, detailed data are collected from a rather large statistical sample of 1023 masonry buildings and 22 reinforced concrete framed buildings with visible damage. For each building the number of storeys, the material of construction, as well as the type and the degree of damage are recorded. In addition, consideration is given to the site of the building within the town and the corresponding soil conditions. For reinforced concrete buildings, damage occured mostly in areas with relatively high estimated spectral accelerations and fundamental soil periods of vibration close to those of the buildings. Nevertheless, further analysis is required to explain the selective damage of a very small number of buildings. For masonry houses, the effect of soil conditions is more systematic. Moreover, the effects of the number of storeys as well as the age and material of construction appear to be dominant.     

Site Effect and its Relationship to the Intensity and Damage Observed in the June 27, 1998 Adana-Ceyhan Earthquake

The site response at 15 stations in the Adana-Ceyhan region (Southern Turkey) is calculated from the recordings of aftershocks of June 27, 1998 Adana-Ceyhan earthquake (M_S=6.2) by using the Standard Spectral Ratio (SSR) and the Horizontal-to-Vertical Spectral Ratio (HVSR) methods. While the two methods are in good harmony at a few stations in determining the site effects, they show differences on the estimated amplifications or on the site resonance frequencies at most stations. It was not clear which one of the two methods underestimates or overestimates the amplification values. We observe that at some stations, where the local site conditions are rather complex, the vertical component records are strongly influenced from the local soil conditions. Thus, the HVSR method fails at these stations. The SSR method underestimates the amplifications at some stations since the rock site, selected as reference site, has its own site response and/or the path correction we applied, considering the geometrical spreading factor only, is insufficient. At the sites where high intensity values were observed, we found high amplifications. The fundamental soil frequencies characterize the damage properties observed in the Adana-Ceyhan earthquake. The fundamental soil frequency is nearly at 1.1 Hz at the Ceyhan site, where severe damage was observed in the 5–6 story buildings, while the fundamental soil frequency is between 3–6 Hz at the Adana site, where damage was in the low-story buildings. Therefore, in addition to inefficient construction practices, it is clear that the resonance effects have also contributed to the observed damage.     

Fractal analysis of normal faults in northwestern Aegean area, Greece

Normal faults within the Ptolemais coal field and large seismogenic faults in the northwestern Aegean remain fractal for displacement values larger than about 1m. The kinematic parameters on reverse drag profiles such as length of rollover, footwall uplift and wavelength of footwall uplift show that all three parameters have a power law relationship, expressed by a c exponent of about 1, with the maximum displacement which take place across the fault. Footwall uplift/hanging wall subsidence ratio is about 1/2.The displacement analysis help us to propose a growth model for larger seismogenic faults in the NW Aegean, as is the ‘Hepiros fault set’ and the ‘Aliakmon fault zone’. Faults within the ‘Aliakmon fault zone’ were independently developed, at the first stages of deformation, by tip line deformation and out-of plane bifurcation, whereas later, deformation continued by segment linkage. One of these faults the ‘Sarakina fault’ was reactivated during the 1995 earthquake to produce a 25 km long surface rupture. A long term slip rate of about 0.3 mm a⁻¹ has been estimated by taking into consideration that over the past 6 Ma a maximum displacement of 1700 m across this fault has taken place.     

黄土生土建筑震害预测研究

通过对黄土地区生土建筑民房的现场调查和测试，分析了各种类型生土建筑的结构特点和自振特性，归纳总结了影响生土建筑震害的主要因素和目前存在的主要问题，在此基础上提出了生土建筑震害预测方法，并给出了初步预测结果。     

Practical applications of a nonlinear approach to analysis of earthquake-induced liquefaction and deformation of earth structures

Seismic stability, liquefaction, and deformation of earth structures are critical issues in geotechnical earthquake engineering practice. At present, the equivalent linear approach is considered the ‘state of practice’ in common use. More recently, dynamic analyses incorporating nonlinear, effective-stress-based soil models have been used more frequently in engineering applications. This paper describes a bounding surface hypoplasticity model for sand [Wang ZL. Bounding surface hypoplasticity model for granular soils and its applications. PhD Dissertation for the University of California at Davis, U.M.I. Dissertation Information Service, Order No. 9110679; 1990; Wang ZL, Dafalias YF, Shen CK. Bounding surface hypoplasticity model for sand. ASCE, J Eng Mech 1990;116(5):983–1001; Wang ZL, Makdisi FI. Implementing a bounding surface hypoplasticity model for sand into the FLAC program. In: Proceedings of the international symposium on numerical modeling in geomechanics. Minnesota, USA; 1999. p. 483–90] incorporated into a two-dimensional finite difference analysis program [Itasca Consulting Group, Inc. FLAC (Fast Lagrangian Analysis of Continua), Version 4. Minneapolis, MN; 2000] to perform nonlinear, effective-stress analyses of soil structures. The soil properties needed to support such analyses are generally similar to those currently used for equivalent linear and approximate effective-stress analyses. The advantages of using a nonlinear approach are illustrated by comparison with results from the equivalent linear approach for a rockfill dam. The earthquake performance of a waterfront slope and an earth dam were evaluated to demonstrate the model's ability to simulate pore-pressure generation and liquefaction in cohesionless soils.