A theory of concentric, kink and sinusoidal folding and of monoclinal flexuring of compressible, elastic multilayers: VI. Asymmetric folding and monoclinal kinking

One of the rules of thumb of structural geology is that drag folds, or minor asymmetric folds, reflect the sense of layer-parallel shear during folding of an area. According to this rule, right-lateral, layer-parallel shear is accompanied by clockwise rotation of marker surfaces and left-lateral by counterclockwise rotation. By using this rule of thumb, one is supposed to be able to examine small asymmetric folds in an outcrop and to infer the direction of axes of major folds relative to the position of the outcrop. Such inferences, however, can be misleading. Theoretical and experimental analyses of elastic multilayers show that symmetric sinusoidal folds first develop in the multilayers, if the rheological and dimensional properties favor the development of sinusoidal folds rather than kink folds, and that the folded layers will then behave much as passive markers during layerparallel shear and thus will follow the rule of thumb of drag folding. The analyses indicate, however, that multilayers whose properties favor the development of kink folds can produce monoclinal kink folds with a sense of asymmetry opposite to that predicted by the rule of thumb. Therefore, the asymmetry of folds can be an ambiguous indicator of the sense of shear.The reason for the ambiguity is that asymmetry is a result of two processes that can produce diametrically opposed results. The deformation of foliation surfaces and axial planes in a passive manner is the pure or end-member form of one process. The result of the passive deformation of fold forms is the drag fold in which the steepness of limbs and the tilt of axial planes relative to nonfolded layering are in accord with the rule of thumb.The end-member form of a second process, however, produces the opposite geometric relationships. This process involves yielding and buckling instabilities of layers with contact strength and can result in monoclinal kink bands. Right-lateral, layer-parallel shear stress produces left-lateral monoclinal kink bands and left-lateral shear stress produces right-lateral monoclinal kink bands. Actual folds do not behave as either of these ideal end members, and it is for this reason that the interpretation of the sense of layer-parallel shear stress relative to the asymmetry of folds can be ambiguous.Kink folding of a multilayer with contact strength theoretically is a result of both buckling and yielding instabilities. The theory indicates that inclination of the direction of maximum compression to layering favors either left-lateral or right-lateral kinking, and that one can predict conditions under which monoclinal kink bands will develop in elastic or elastic—plastic layers. Further, the first criterion of kink and sinusoidal folding developed in Part IV remains valid if we replace the contact shear strength with the difference between the shear strength and the initial layer-parallel shear stress.Kink folds theoretically can initiate only in layers inclined at angles less than to the direction of maximum compression. Here φ is the angle of internal friction of contacts. For higher angles of layering, slippage is stable so that the result is layer-parallel slippage rather than kink folding.The theory also provides estimates of locking angles of kink bands relative to the direction of maximum compression. The maximum locking angle between layering in a nondilating kink band and the direction of maximum compression is . The theory indicates that the inclination of the boundaries of kink bands is determined by many factors, including the contact strength between layers, the ratio of principal stresses, the thickening or thinning of layers, that is, the dilitation, within the kink band, and the orientation of the principal stresses relative to layering. If there is no dilitation within the kink band, the minimum inclination of the boundaries of the band is to the direction of maximum compression, or to the direction of nonfolded layers. Here α is the angle between the direction of maximum compression and the nonfolded layers. It is positive if clockwise.Analysis of processes in terminal regions of propagating kink bands in multilayers with frictional contact strength indicates that an essential process is dilitation, which decreases the normal stress, thereby allowing slippage and buckling even though slopes of layers are low there.     

A theory of concentric, kink, and sinusoidal folding and of monoclinal flexuring of compressible, elastic multilayers: I. Introduction

Most folds in stratified rock are similar in form to ideal kink, concentric or chevron folds, in which there are discontinuities in slope or curvature of bedding planes. In this respect most folds appear to be closely related to faults, traces of which can be considered to be lines across which there are discontinuities of displacement of layers. Further, the close association of reverse faults and folds or monoclinal flexures seems to indicate that theories of faulting and folding should be closely related.The theory of characteristics is a mathematical tool with which we can obtain insights into processes involving discontinuities. Theoretical characteristic lines are directions across which certain variables might be discontinuous and they are directions along which discontinuities propagate. The theory has been widely applied in plasticity theory and in fluid mechanics and theoretical studies of faulting have suggested that faults are analogous to the lines of discontinuity predicted by plasticity theory. Elasticity and viscosity theories, on which theories of folding have been founded, exclude the existence of characteristic lines in the materials unless the equilibrium equations, rheological properties or strains are nonlinear. However, all folding theories are nonlinear to some extent and the theories can be modified so that they predict lines of discontinuity for some conditions of loading and deformation.Theories of folding will be developed in subsequent papers of this series in order to predict conditions under which characteristic lines can exist in multilayered materials and in order to determine the conditions that must be satisfied across and along the characteristic lines. The theory should help us to recognize lines of apparent discontinuity in natural and experimental folds and study of these lines should provide further understanding of mechanisms of folding.Experimental studies of folding of a wide variety of materials, including alternating layers of rubber and gelatin, modeling clay and grease or graphite, and potter's clay and rubber or cardboard, suggest that the patterns of folding in these materials begin with sinusoidal forms, transform into concentric or kink forms and then into chevron forms as the multilayers are shortened axially. A suitable theory of folding of multilayers should account for these observations.     

A theory of concentric, kink and sinusoidal folding and of monoclinal flexuring of compressible, elastic multilayers: IV. Development of sinusoidal and kink folds in multilayers confined by rigid boundaries

This part concerns folding of elastic multilayers subjected to principal initial stresses parallel or normal to layering and to confinement by stiff or rigid boundaries. Both sinusoidal and reverse-kink folds can be produced in multilayers subjected to these conditions, depending primarily upon the conditions of contacts between layers. The initial fold pattern is always sinusoidal under these ideal conditions, but subsequent growth of the initial folds can change the pattern. For example, if contacts between layers cannot resist shear stress or if soft elastic interbeds provide uniform resistance to shear between stiff layers, sinusoidal folds of the Biot wavelength grow most rapidly with increased shortening. Further, the Biot waves become unstable as the folds grow and are transformed into concentric-like folds and finally into chevron folds. Comparison of results of the elementary and the linearized theories of elastic folding indicates that the elementary theory can accurately predict the Biot wavelength if the multilayers contain at least ten layers and if either the soft interbeds are at most about one-fifth as stiff as the stiff layers, or there is zero contact shear strength between layers.Multilayers subjected to the same conditions of loading and confinement as discussed above, can develop kink folds also. The kink fold can be explained in terms of a theory based on three assumptions: each stiff layer folds into the same form; kinking is a buckling phenomenon, and shear stress is required to overcome contact shear strength between layers and to produce slippage locally. The theory indicates that kink forms will tend to develop in multilayers with low but finite contact shear strength relative to the average shear modulus of the multilayer. Also, the larger the initial slopes and number of layers with contact shear strength, the more is the tendency for kink folds rather than sinusoidal folds to develop. The theoretical displacement form of a layer in a kink band is the superposition of a full sine wave, with a wavelength equal to the width of the kink band, and of a linear displacement profile. The resultant form resembles a one-half sine curve but it is significantly different from this curve. The width of the kink band may be greater or less than the Biot wavelength of sinusoidal folding in the multilayer, depending upon the magnitude of the contact shear strength relative to the average shear modulus. For example, in multilayers of homogeneous layers with contact strength, the Biot wavelength is zero so that the width of the kink band in such materials is always greater than the Biot wavelength. In general, the higher the contact strength, the narrower the kink band; for simple frictional contacts, the widths of kink bands decrease with increasing confinement normal to layers. Widths of kink bands theoretically depend upon a host of parameters — initial amplitude of Biot waves, number of layers, shear strength of contacts between layers, and thickness and modulus ratios of stiff-to-soft layers — therefore, widths of kink bands probably cannot be used readily to estimate properties of rocks containing kink bands. All these theoretical predictions are consistent with observations of natural and experimental kink folds of the reverse variety.Chevron folding and kink folding can be distinctly different phenomena according to the theory. Chevron folds typically form at cores of concentric-like folds; they rarely form at intersections of kink bands. In either case, they are similar folds that develop at a late stage in the folding process. Kink folds are more nearly akin to concentric-like folds than to chevron folds because kink folds form early, commonly before the sinusoidal folds are visible. Whereas concentric-like folds develop in response to higher-order effects near boundaries of a multilayer, kink folds typically initiate in response to higher-order shear, as at inflection points near mid-depth in low-amplitude, sinusoidal fold patterns. Chevron folding and kink folding are similar in elastic multilayers in that elastic “yielding” at hinges can produce rather sharp, angular forms.     

A theory of concentric,kink, and sinusoidal folding and of monoclinal flexuring of compressible,elastic multilayers: III. Transition from sinusoidal to concentric-like to chevron folds

A basic, sinusoidal solution to the linearized equations of equilibrium for compressible, elastic materials provides solutions to several problems of folding of multilayers. Theoretical wavelengths are comparable to those predicted by Ramberg, using viscosity theory, and to those predicted by elementary folding theory. The linearized analysis of buckling of a single, stiff, elastic layer, either isolated or within a soft medium, suggests that wavelengths computed with elementary beam theory are remarkably similar to those computed with the linearized theory for wavelength-to-thickness ratios greater than about five. This is half the limit of ten normally assumed for use of the elementary theory.The theory and experiments with deep beams of rubber or gelatin indicate that thick, homogeneous layers folded with short wavelengths assume internal forms strikingly similar to those of the ideal concentric fold. Thus, mechanical layering clearly is not required to produce concentric-like forms.Further, the theory suggests that “arc and cusp” structure, or “pinches”, at edges of deep beams as well as chevron-like forms in single or multiple stiff layers are a result of a peculiar, plastic-like behavior of elastic materials subjected to high normal stresses parallel to layering. In a sense, the elastic material “yields” to form the hinge of the chevron fold, although the strain vanishes if the stresses are released. Accordingly, it may be impossible to distinguish chevron forms produced in elastic-plastic materials, such as cardboard or aluminum and perhaps some rock, from chevron forms produced in purely elastic materials, such as rubber.Analysis of the theory shows that, just as high axial stresses make straight, shortened multilayers the unstable form and sinusoidal waves the stable form, stresses induced by sinusoidal displacements of the multilayer make the sinusoidal waveform unstable and concentric-like waves the stable form. Thus, concentric-like folds appear to be typical of folded multilayers according to our analysis. Further, where the layers have short wavelengths in the cores of the concentric-like folds, the stiff layers “yield” elastically at hinges and straighten in limbs. Thus the concentric-like pattern is replaced by chevron folds as the multilayer is shortened. In this way we can understand the sequence of events from uniform shortening, to sinusoidal folding, to concentric-like folding, to chevron folding in multilayers composed of elastic materials.     

A theory of concentric, kink and sinusoidal folding and of monoclinal flexuring of compressible, elastic multilayers: VII. development of folds within Huasna Syncline, San Luis Obispo County, California

Folds in the Huasna area of the southern Coast Ranges of California provide an opportunity to study different fold forms and to estimate dimensional and relative rheological properties of rocks at the time of folding. Plunging, concentric-like and chevron-like folds with wavelengths ranging from about 0.1 to 1 km are clearly visible in natural exposures at the south end of the Huasna syncline, which has a wavelength of 12–16 km. Examination of two fresh roadcut exposures in the Miocene Monterey Formation suggests that folding within part of the Monterey was accommodated primarily by layer-parallel slip between structural layers with thicknesses ranging from 30 to 43 m, even though lithologic layers range from a few mm to a few dm in thickness. This part of the Monterey is folded into a series of concentric-like folds, with chevron-like folds at their cores and with a ratio of wavelength to total thickness of layers of about . Theoretical analysis of multilayers, comprised of identical, elastic or elastic—plastic layers with frictionless contacts, indicates that the effective, or weighted-average thickness of structural layers corresponding with an ratio of 0.42 is about 41 m. Thus, the theoretical predictions are roughly in agreement with available data concerning these folds.Thicknesses of structural units in other folds of this area are inadequately known to closely check theoretical predictions, but most of the data are consistent with predictions. An exception is the Huasna syncline which has a larger wavelength than we would predict. There are several likely explanations for this discrepancy. Layers in the underlying Franciscan complex may have taken part in the folding, making our estimates of total thickness too small. The basement rocks may have been much softer, relative to the overlying sedimentary rocks, than we assumed. The Huasna syncline could be partly a result of gravitational instability of relatively low density, Miocene siliceous and porcelaneous shales, overlain by relatively high density, Pliocene sandstones.The Huasna syncline and some of the smaller folds in the Miocene rocks are doubly in the northwest—southeast direction. Further, the maximum compression was approximately normal to the traces of the large faults in this part of California.