Solar Energetic Particle Event of 2005 January 20： Release Times and Possible Sources

Based on cosmic ray data obtained by neutron monitors at the Earth's surface, and data on near-relativistic electrons measured by the WIND satellite, as well as on solar X-ray and radio burst data, the solar energetic particle (SEP) event of 2005 January 20 is studied. The results show that this event is a mixed event where the flare is dominant in the acceleration of the SEPs, the interplanetary shock accelerates mainly solar protons with energies below 130 MeV, while the relativistic protons are only accelerated by the solar flare. The interplanetary shock had an obvious acceleration effect on relativistic electrons with energies greater than 2 MeV. It was found that the solar release time for the relativistic protons was about 06:41 UT, while that for the near-relativistic electrons was about 06:39 UT. The latter turned out to be about 2 min later than the onset time of the interplanetary type III burst.     

The emission and propagation of ∼ 40keV solar flare electrons

Observations of prompt 40 keV solar flare electron events by the IMP series of satellites in the period August, 1966 to December, 1967 are tabulated along with prompt energetic solar proton events in the period 1964–1967. The interrelationship of the various types of energetic particle emission by the sun, including relativistic energy electrons reported by Cline and McDonald (1968) are investigated. Relativistic energy electron emission is found to occur only during proton events. The solar optical, radio and X-ray emission associated with these various energetic particle emissions as well as the propagation characteristics of each particle species are examined in order to study the particle acceleration and emission mechanisms in a solar flare. Evidence is presented for two separate particle acceleration and/or emission mechanisms, one of which produces 40 keV electrons and the other of which produces solar proton and possibly relativistic energy electrons. It is found that solar flares can be divided into three categories depending on their energetic particle emission: (1) small flares with no accompanying energetic phenomena either in particles, radio or X-ray emission; (2) small flares which produce low energy electrons and which are accompanied by type III and microwave radio bursts and energetic ( 20 keV) X-ray bursts; and (3) major solar flare eruptions characterized by energetic solar proton production and type II and IV radio bursts and accompanied by intense microwave and X-ray emission and relativistic energy electrons.     

Non-thermal processes in large solar flares

We analyze particle acceleration processes in large solar flares, using observations of the August, 1972, series of large events. The energetic particle populations are estimated from the hard X-ray and γ-ray emission, and from direct interplanetary particle observations. The collisional energy losses of these particles are computed as a function of height, assuming that the particles are accelerated high in the solar atmosphere and then precipitate down into denser layers. We compare the computed energy input with the flare energy output in radiation, heating, and mass ejection, and find for large proton event flares that:

1. The ～10–10² keV electrons accelerated during the flash phase constitute the bulk of the total flare energy.
2. The flare can be divided into two regions depending on whether the electron energy input goes into radiation or explosive heating. The computed energy input to the radiative quasi-equilibrium region agrees with the observed flare energy output in optical, UV, and EUV radiation.
3. The electron energy input to the explosive heating region can produce evaporation of the upper chromosphere needed to form the soft X-ray flare plasma.
4. Very intense energetic electron fluxes can provide the energy and mass for interplanetary shock wave by heating the atmospheric gas to energies sufficient to escape the solar gravitational and magnetic fields. The threshold for shock formation appears to be ～10³¹ ergs total energy in >20 keV electrons, and all of the shock energy can be supplied by electrons if their spectrum extends down to 5–10 keV.
5. High energy protons are accelerated later than the 10–10² keV electrons and most of them escape to the interplanetary medium. The energetic protons are not a significant contributor to the energization of flare phenomena. The observations are consistent with shock-wave acceleration of the protons and other nuclei, and also of electrons to relativistic energies.
6. The flare white-light continuum emission is consistent with a model of free-bound transitions in a plasma with strong non-thermal ionization produced in the lower solar chromosphere by energetic electrons. The white-light continuum is inconsistent with models of photospheric heating by the energetic particles. A threshold energy of ～5×10³⁰ ergs in >20 keV electrons is required for detectable white-light emission.

The highly efficient electron energization required in these flares suggests that the flare mechanism consists of rapid dissipation of chromospheric and coronal field-aligned or sheet currents, due to the onset of current-driven Buneman anomalous resistivity. Large proton flares then result when the energy input from accelerated electrons is sufficient to form a shock wave.     

Solar Impulsive Hard X-Ray Emission and Two-Stage Electron Acceleration

Heating and acceleration of electrons in solar impulsive hard X-ray (HXR) flares are studied according to the two-stage acceleration model developed by Zhang for solar 3He-rich events. It is shown that electrostatic H-cyclotron waves can be excited at a parallel phase velocity less than about the electron thermal velocity and thus can significantly heat the electrons (up to 40 MK) through Landau resonance. The preheated electrons with velocities above a threshold are further accelerated to high energies in the flare-acceleration process. The flare-produced electron spectrum is obtained and shown to be thermal at low energies and power law at high energies. In the non-thermal energy range, the spectrum can be double power law if the spectral power index is energy dependent or related. The electron energy spectrum obtained by this study agrees quantitatively with the result derived from the Reuven Ramaty High Energy Solar Spectroscopic Imager (RHESSI) HXR observations in the flare of 2002 July 23. The total flux and energy flux of electrons accelerated in the solar flare also agree with the measurements.     

Relativistic electrons from the Sun observed by IMP-4

Data are presented from the IMP-4 satellite of 0.3–12 MeV electrons from the Sun between May 24, 1967 and May 2, 1969. Correlations with contemporary proton intensity increases at energies above 1 MeV are studied. Classical solar flare events such as those frequently observed from 30°W–60°W in solar longitude are not discussed. Categories of unusual events are defined and examples of each type are given. Discussion of these events centers around the emission and propagation of energetic particles from the point of origin on the Sun to the Earth. The results of this study are the following: (1) The differential electron energy spectrum (0.3–12 keV) from solar flares appears to be a constant of the flare process, with the spectral index = (-)3.0 ± 0.2. (2) Particle emission from solar flares contains a prompt component, which is injected into the interplanetary medium beyond the Sun and which is responsible for the diffusion characteristics of solar particle events, and a delayed component which is effectively contained in the lower solar atmosphere where it diffuses typically ± 100° in longitude and gradually escapes into interplanetary space. The delayed component gives rise to the corotating features commonly observed after the impulsive and diffusive onset from the prompt component. This is not the same as the two component model discussed by Lin (1970a) in which 40 keV electrons are often observed as a separate phenomenon and frequently precede higher energy particles observed at 1 AU. (3) Storage of electrons > 300 keV and protons > 1 MeV is essential to explain emission and propagation characteristics of solar particle events. In some rare cases the storage mechanism appears to be very efficient, culminating in a catastrophic decay of the trapping region. (4) The events with low proton/electron ratios all occur at least three weeks after the previous relativistic electron producing flare.     

Electrons > 40 ke V and protons > 500 ke V of solar origin

Following many solar flares, electrons with kinetic energy > 40 keV appear in interplanetary space. There are two classes of such electrons: prompt electrons which arrive within an hour of the flare and delayed electrons which arrive about a day following the flare. The promptly arriving electrons are found to be of two types: Simple (S) events are associated with solar flares which occur in the absence of large area Type I radio noise storm and the complex (C) events resulting from flares beneath these large radio noise regions. The propagation of energetic solar flare electrons to the earth is best described in terms of cones of propagation. In the S-events the cones have about 30° opening angle whereas in the C-type events the cones open to about 90° full angle. Outside the boundaries of these cones the electron flux is much reduced. Within the cones there is a net streaming of the electrons away from the sun. Solar flare electron fluxes do not show filamentary structure even at times when protons from the same flare do. This suggests that the electrons are injected into the interplanetary field from regions distinct from the proton injection region. The delayed solar electron events are accompanied by large fluxes of protons > 500 keV. These events are sometimes closely related to a sudden commencement.     

Energetic solar electrons in the interplanetary medium

ISEE-3 measurements extending down to 2 keV energy have provided a new perspective on energetic solar electrons in the interplanetary medium. Impulsive solar electron events are observed, on average, several times a day near solar maximum, with 40% detected only below 15 keV. The electron energy spectra have a nearly power-law shape extending smoothly down to 2 keV, indicating that the origin of these events is high in the corona. These coronal flare-like events often produced ³He-rich particle events.In large solar flares which accelerate electrons and ions to relativistic energies, the electron spectrum appears to be modified by a second acceleration which results in a double power-law shape above 10 keV with a break near 100 keV and flattening from 10–100 keV. Large flares result in long-lived (many days) streams of outflowing electrons which dominate the interplanetary fluxes at low energies. Even in the absence of solar activity, significant fluxes of low energy electrons flow out from the Sun.Solar type-III radio bursts are produced by the escaping 2–10² keV electrons through a beam-plasma instability. The detailed ISEE-3 measurements show that electron plasma waves are generated by the bump-on-tail distribution created by the faster electrons running ahead of the slower ones. These plasma waves appear to be converted into radio emission by nonlinear wave-wave interactions.     

Investigation of the possible source for the solar energetic particle event on 2017 September 10

According to the solar proton data observed by Geostationary Operational Environmental Satellites(GOES), ground-based neutron monitors on Earth and near-relativistic electron data measured by the ACE spacecraft, the onset times of protons with different energies and near-relativistic electrons have been estimated and compared with the time of solar soft and hard X-ray and radio burst data.The results show that first arriving relativistic and non-relativistic protons and electrons may have been accelerated by the concurrent flare. The results also suggest that release times of protons with different energies may be different, and the protons with lower energy may have been released earlier than those with higher energy. Some protons accelerated by concurrent flares may be further accelerated by the shock driven by the associated CME.     

Parameters of the intense X-ray and gamma-ray radiation from the solar flare of May 20, 2002, as observed from the Coronas-F spacecraft

We consider temporal, spectral, and polarization parameters of the hard X-ray and gamma-ray radiation observed during the solar flare of May 20, 2002, in the course of experiments with the SONG and SPR-N instruments onboard the Coronas-F spacecraft. This flare is one of the most intense gamma-ray events among all of the bursts of solar hard electromagnetic radiation detected since the beginning of the Coronas-F operation (since July 31, 2001) and one of the few gamma-ray events observed during solar cycle 23. A simultaneous analysis of the Coronas-F and GOES data on solar thermal X-ray radiation suggests that, apart from heating due to currents of matter in the the flare region, impulsive heating due to the injection of energetic electrons took place during the near-limb flare S21E65 of May 20, 2002. These electrons produced intense hard X-ray and gamma-ray radiation. The spectrum of this radiation extends up to energies ≥7 MeV. Intense gamma-ray lines are virtually unobservable against the background of the nonthermal continuum. The polarization of the hard X-ray (20–100 keV) radiation was estimated to be ≤15–20%. No significant increase in the flux of energetic protons from the flare under consideration was found. At the same time, according to ACE data, the fluxes of energetic electrons in interplanetary space increased shortly (～25 min) after the flare.     

Multiple acceleration of protons on the Sun and their free propagation to the Earth on January 20, 2005

We analyze the observations of solar protons with energies >80 MeV near the Earth and the January 20, 2005, solar flare in various ranges of the electromagnetic spectrum. Within approximately the first 30 min after their escape into interplanetary space, the solar protons with energies above 80 MeV propagated without scattering to the Earth and their time profiles were determined only by the time profile of the source on the Sun and its energy spectrum. The 80–165 MeV proton injection function was nonzero beginning at 06:43:80 UT and can be represented as the product of the temporal part, the ACS (Anticoincidence System) SPI (Spectrometer on INTEGRAL) count rate, and the energy part, a power-law proton spectrum ～E ^?4.7±0.1. Protons with energies above 165 MeV and relativistic electrons were injected, respectively, 4 and 9 min later than this time. The close correlation between high-energy solar electromagnetic emission and solar proton fluxes near the Earth is evidence for prolonged and multiple proton acceleration in solar flares. The formation of a posteruptive loop system was most likely accompanied by successive energy releases and acceleration of charged particles with various energies. Our results are in conflict with the ideas of cosmic-ray acceleration in gradual solar particle events at the shock wave driven by a coronal mass ejection.     

Proton activity of the Sun in current solar cycle 24

We present a study of seven large solar proton events in the current solar cycle 24(from 2009 January up to the current date). They were recorded by the GOES spacecraft with the highest proton fluxes being over 200 pfu for energies 10 Me V. In situ particle measurements show that:(1) The profiles of the proton fluxes are highly dependent on the locations of their solar sources, namely flares or coronal mass ejections(CMEs), which confirms the "heliolongitude rules" associated with solar energetic particle fluxes;(2) The solar particle release(SPR) times fall in the decay phase of the flare emission, and are in accordance with the times when the CMEs travel to an average height of 7.9 solar radii; and(3) The time differences between the SPR and the flare peak are also dependent on the locations of the solar active regions. The results tend to support the scenario of proton acceleration by the CME-driven shock,even though there exists a possibility of particle acceleration at the flare site, with subsequent perpendicular diffusion of accelerated particles in the interplanetary magnetic field. We derive the integral time-of-maximum spectra of solar protons in two forms: a single power-law distribution and a power law roll-over with an exponential tail. It is found that the unique ground level enhancement that occurred in the event on 2012 May 17 displays the hardest spectrum and the largest roll-over energy which may explain why this event could extend to relativistic energies.     

Acceleration of Relativistic Protons During the 20 January 2005 Flare and CME

The origin of relativistic solar protons during large flare/CME events has not been uniquely identified so far. We perform a detailed comparative analysis of the time profiles of relativistic protons detected by the worldwide network of neutron monitors at Earth with electromagnetic signatures of particle acceleration in the solar corona during the large particle event of 20 January 2005. The intensity – time profile of the relativistic protons derived from the neutron monitor data indicates two successive peaks. We show that microwave, hard X-ray, and γ-ray emissions display several episodes of particle acceleration within the impulsive flare phase. The first relativistic protons detected at Earth are accelerated together with relativistic electrons and with protons that produce pion-decay γ rays during the second episode. The second peak in the relativistic proton profile at Earth is accompanied by new signatures of particle acceleration in the corona within ≈1R _⊙ above the photosphere, revealed by hard X-ray and microwave emissions of low intensity and by the renewed radio emission of electron beams and of a coronal shock wave. We discuss the observations in terms of different scenarios of particle acceleration in the corona.     

A study of energetic solar flare X-rays

A new series of solar flare energetic X-ray events has been detected by an ionization chamber on the OGO-I and OGO-III satellites in free space. These X-rays lie in the range 10–50 keV, and a study has been made of their relationship to 3 and 10 cm radio bursts and with the emission of electrons and protons observed in space. The onset times, times of maximum intensity and total duration are very similar for the radio and X-ray emission. Also, the average decay is similar and usually follows an exponential type behavior. However, this good correlation applies most often to the flash phase of flares, whereas subsequent surges of activity from the same eruption may produce microwave emission or further X-ray bursts not closely correlated. An approximate proportionality is found between the total energy content of the X-rays and of the 3 and 10 cm integrated radio fluxes. These measurements suggest that the X-ray and microwave emission have a common energizing process which determines the time profile of both. The recording of electrons greater than 40 keV by the Interplanetary Monitoring Probe (IMP satellite) has been found to correlate very well with flares producing X-ray and microwave emission provided the propagation path to the sun is favorable. There is evidence that the acceleration of solar protons may not be closely associated with the processes responsible for the production of microwaves, X-rays, and interplanetary electrons.The OGO ionization chamber responds to energies (10–50 keV) intermediate between the soft X-rays giving SID disturbances (1–10 keV) and energetic quanta previously measured with balloons (50–500 keV). Proposed source mechanisms should be capable of covering this range of energies including the most energetic quanta occasionally observed.     

Solar Microwave Bursts from Electron Populations with a 'Broken’ Energy Spectrum

Usually the gyrosynchrotron emission of microwave bursts from electron populations with a power-law (PL) energy distribution has been considered under the assumption that the spectral index of the distribution is constant over a wide range of energies. Meanwhile, there is strong evidence, in particular from hard X-ray and -ray, but also from cm/mm wavelength radio observations, that in many solar flare events the spectrum of the emitting electrons is characterized by a significant hardening at energies above 100–500 keV. We present some examples of calculated microwave burst spectra at cm/mm wavelengths taking into account the above evidence. It is shown that a break in the energy spectrum of the PL electrons can indeed result in a spectral hardening sometimes observed in microwave bursts at frequencies above 10–30 GHz.     

Microwave and hard X-ray bursts from solar flares

We have applied detailed theories of gyro-synchrotron emission and absorption in a magnetoactive plasma, X-ray production by the bremsstrahlung of non-thermal electrons on ambient hydrogen, and electron relaxation in a partially ionized and magnetized gas to the solar flare burst phenomenon. The hard X-ray and microwave bursts are shown to be consistent with a single source of non-thermal electrons, where both emissions arise from electrons with energies < mc ². Further-more, the experimental X-ray and microwave data allow us to deduce the properties of the electron distribution, and the values of the ambient magnetic field, the hydrogen density, and the size of the emitting region. The proposed model, although derived mostly from observations of the 7 July 1966 flare, is shown to be representative of this type of event.NAS-NRC Resident Research Associate.     

Particle acceleration in the 1981 April 1 flare

The large microwave burst of 1981 April 1, which was accompanied by both hard X-ray and γ-ray emissions, was analyzed to study the acceleration of particles in the impulsive phase. The analysis suggests the following results. (1) Electrons were accelerated up to energies of several hundred keV in a low loop. On the other hand, electrons were accelerated to relativistic energy without injection of pre-accelerated electrons near the top of a large loop where energetic ions were also probably accelerated. (2) The mechanism for accelerating electrons to relativistic energy and also ions was different from that for accelerating electrons up to energies of several hundred KeV and was closely related with upward motion of a flare loop.     

10–100 keV electron acceleration and emission from solar flares

We present an analysis of spacecraft observations of non-thermal X-rays and escaping electrons for 5 selected small solar flares in 1967. OSO-3 multi-channel energetic X-ray measurements during the non-thermal component of the solar flare X-ray bursts are used to derive the parent electron spectrum and emission measure. IMP-4 and Explorer-35 observations of > 22 keV and > 45 keV electrons in the interplanetary medium after the flares provide a measure of the total number and spectrum of the escaping particles. The ratio of electron energy loss due to collisions with the ambient solar flare gas to the energy loss due to bremsstrahlung is derived. The total energy loss due to collisions is then computed from the integrated bremsstrahlung energy loss during the non-thermal X-ray burst. For > 22 keV flare electrons the total energy loss due to collisions is found to be 10⁴ times greater than the bremsstrahlung energy loss and 10² times greater than the energy loss due to escaping electrons. Therefore the escape of electrons into the interplanetary medium is a negligible energetic electron loss mechanism and cannot be a substantial factor in the observed decay of the non-thermal X-ray burst for these solar flares.We present a picture of electron acceleration, energy loss and escape consistent with previous observations of an inverse relationship between rise and decay times of the non-thermal X-ray burst and X-ray energy. In this picture the acceleration of electrons occurs throughout the 10–100 sec duration of the non-thermal X-ray burst and determines the time profile of the burst. The average energy of the accelerated electrons first rises and then falls through the burst. Collisions with the ambient gas provide the dominant energetic electron loss mechanism with a loss time of 1 sec. This picture is consistent with the ratio of the total number of energetic electrons accelerated in the flare to the maximum instantaneous number of electrons in the flare region. Typical values for the parameters derived from the X-ray and electron observations are: total energy in > 22 keV electrons total energy lost by collisions = 10^28–29 erg, total number of electrons accelerated above 22 keV = 10³⁶, total energy lost by non-thermal bremsstrahlung = 10²⁴erg, total energy lost in escaping > 22 keV electrons = 10²⁶erg, total number of > 22 keV electrons escaping = 10^33–34.The total energy in electrons accelerated above 22 keV is comparable to the energy in the optical or quasi-thermal flare, implying a flare mechanism with particle acceleration as one of the dominant modes of energy dissipation.The overall efficiency for electron escape into the interplanetary medium is 0.1–1% for these flares, and the spectrum of escaping electrons is found to be substantially harder than the X-ray producing electrons.Currently at Tokyo Astronomical Observatory, Mitaka, Tokyo, Japan.     

Energies of Electrons Accelerated in Turbulent Reconnecting Current Sheets in Solar Flares

Yohkoh observations strongly suggest that electron acceleration in solar flares occurs in magnetic reconnection regions in the corona above the soft X-ray flare loops. Unfortunately, models for particle acceleration in reconnecting current sheets predict electron energy gains in terms of the reconnection electric field and the thickness of the sheet, both of which are extremely difficult to measure. It can be shown, however, that application of Ohm's law in a turbulent current sheet, combined with energy and Maxwell's equations, leads to a formula for the electron energy gain in terms of the flare power output, the magnetic field strength, the plasma density and temperature in the sheet, and its area. Typical flare parameters correspond to electron energies between a few tens of keV and a few MeV. The calculation supports the viewpoint that electrons that generate the continuum gamma-ray and hard X-ray emissions in impulsive solar flares are accelerated in a large-scale turbulent current sheet above the soft X-ray flare loops.     

Development dynamics of intense solar proton flares

We consider the relationship of electromagnetic radiation in the three most intense flares of solar cycle 23, more specifically, those of October 28, 2003, January 20, 2005, and September 7, 2005, to the acceleration and release of protons into interplanetary space. The impulsive phase of these flares lasted ～ 20 min and consisted of at least three energy release episodes, which differed by their manifestation in the soft (1–8 Å, GOES) and hard (>150 keV, INTEGRAL) X-ray ranges as well as at radio frequencies of 245 MHz and 8.8 GHz. The protons and electrons were accelerated in each episode, but with a different efficiency; the relativistic protons were accelerated only after 5–6min of impulsive-phase development after the onset of a coronal mass ejection. It is at this time that maximum hard X-ray fluxes were observed in the September 7, 2005 event, which exceeded severalfold those for the other two flares considered. We associate the record fluxes of protons with energies > 200MeV observed in the heliosphere in the September 7, 2005 event with the dynamics of the impulsive phase. The extreme intensities of the microwave emission in the October 28, 2003 and January 20, 2005 events were probably attributable to the high-energy electron trapping conditions and did not reflect the acceleration process.     

On the reconciliation of simultaneous microwave imaging and hard X-ray observations of a solar flare

We have compared microwave imaging data for a small flare with simultaneous hard X-ray spectral observations. The X-ray data suggest that the power-law index of the energy distribution of the radiating electrons is 5.3 (thick-target) which differs significantly from the estimate ( = 1.4) from a homogeneous optically-thin gyrosynchrotron model which fits the radio observations well. In order to reconcile these results, we explore a number of options. We investigate a double power-law energy spectrum for the energetic electrons in the flare, as assumed by other authors: the power law is steep at low energies and much flatter at the higher energies which produce the bulk of the microwaves. The deduced break energy is about 230 keV if we tentatively ignore the X-ray emission from the radio-emitting electrons: however, the emission of soft photons by the flat tail strongly contributes to the observed hard X-ray range and would flatten the spectrum there. A thin-target model for the X-ray emission is also inconsistent with radio data. An inhomogeneous gyrosynchrotron model with a number of free parameters and containing an electron distribution given by the thick-target X-ray model could be made to fit the radio data.