Mapping adaptive capacity and smallholder agriculture: applying expert knowledge at the landscape scale

The impacts of climate change exacerbate the myriad challenges faced by smallholder farmers in the Tropics. In many of these same regions, there is a lack of current, consistent, and spatially-explicit data, which severely limits the ability to locate smallholder communities, map their adaptive capacity, and target adaptation measures to these communities. To explore the adaptive capacity of smallholder farmers in three data-poor countries in Central America, we leveraged expert input through in-depth mapping interviews to locate agricultural landscapes, identify smallholder farming systems within them, and characterize different components of farmer adaptive capacity. We also used this input to generate an index of adaptive capacity that allows for comparison across countries and farming systems. Here, we present an overview of the expert method used, followed by an examination of our results, including the intercountry variation in expert knowledge and the characterization of adaptive capacity for both subsistence and smallholder coffee farmers. While this approach does not replace the need to collect regular and consistent data on farming systems (e.g. agricultural census), our study demonstrates a rapid assessment approach for using expert input to fill key data gaps, enable trans-boundary comparisons, and to facilitate the identification of the most vulnerable smallholder communities for adaptation planning in data-poor environments that are typical of tropical regions. One potential benefit from incorporating this approach is that it facilitates the systematic consideration of field-based and regional experience into assessments of adaptive capacity, contributing to the relevance and utility of adaptation plans.     

Knowledge co-production for Indigenous adaptation pathways: Transform post-colonial articulation complexes to empower local decision-making

Co-production between scientific and Indigenous knowledge has been identified as useful to generating adaptation pathways with Indigenous peoples, who are attached to their traditional lands and thus highly exposed to the impacts of climate change. However, ignoring the complex and contested histories of nation-state colonisation can result in naïve adaptation plans that increase vulnerability. Here, through a case study in central Australia, we investigate the conditions under which co-production between scientific and Indigenous knowledge can support climate change adaptation pathways among place-attached Indigenous communities. A research team including scientists, Ltyentye Apurte Rangers and other staff from the Central Land Council first undertook activities to co-produce climate change presentations in the local Arrernte language; enable community members to identify potential adaptation actions; and implement one action, erosion control. Second, we reflected on the outcomes of these activities in order to unpack deeper influences. Applying the theory of articulation complexes, we show how ideologies, institutions and economies have linked Indigenous societies and the establishing Australian nation-state since colonisation. The sequence of complexes characterised as frontier, mission, pastoral, land-rights, community-development and re-centralisation, which is current, have both enabled and constrained adaptation options. We found knowledge co-production generates adaptation pathways when: (1) effective methods for knowledge co-production are used, based on deeply respectful partnerships, cultural governance and working together through five co-production tasks—prepare, communicate, discuss, bring together and apply; (2) Indigenous people have ongoing connection to their traditional territories to maintain their Indigenous knowledge; (3) the relationship between the Indigenous people and the nation-state empowers local decision-making and learning, which requires and creates consent, trust, accountability, reciprocity, and resurgence of Indigenous culture, knowledge and practices. These conditions foster the emergence of articulation complexes that enable the necessary transformative change from the colonial legacies. Both these conditions and our approach are likely to be relevant for place-attached Indigenous peoples across the globe in generating climate adaptation pathways.     

The stresses and dynamics of smallholder coffee systems in Jamaica’s Blue Mountains: a case for the potential role of climate services

Access to climate information has the potential to build adaptive capacity, improve agricultural profitability, and help manage risks. To achieve these benefits, knowledge of the local context is needed to inform information development, delivery, and use. We examine coffee farming in the Jamaican Blue Mountains (BM) to understand farmer livelihoods, opportunities for climate knowledge to benefit coffee production, and the factors that impinge on farmers’ ability to use climate information. Our analysis draws on interviews and 12 focus groups involving 143 participants who largely cultivate small plots. BM farmers currently experience stresses related to climate, coffee leaf rust, and production costs that interrelate concurrently and with time lags. Under conditions that reduce income, BM farmers compensate by adjusting their use of inputs, which can increase their susceptibility to future climate and disease stresses. However, farmers can also decrease impacts of future stressors by more efficiently and effectively allocating their limited resources. In this sense, managing climate, like the other stresses, is an ongoing process. While we identify climate products that can help farmers manage climate risk, the local context presents barriers that argue for interactive climate services that go beyond conventional approaches of information production and delivery. We discuss how dialogs between farmers, extension personnel, and climate scientists can create a foundation from which use can emerge.     

Climate change impacts on Namibia's natural resources and economy

Climate change is likely to exacerbate the dry conditions already experienced in southern Africa. When rainfall does come, it is likely to be in bursts of greater intensity, leading to erosion and flood damage. However, these predictions have had very little influence on policy in southern African countries. Computable general equilibrium (CGE) model simulations for Namibia indicate that over 20 years, annual losses to the Namibian economy could be up to 5% of GDP, due to the impact that climate change will have on its natural resources alone. This will affect the poorest people the most, with resulting constraints on employment opportunities and declining wages, especially for unskilled labour in rural areas. Namibia must take steps to ensure that all its policies and activities are ‘climate proofed’ and that it has a strategy to deal with displaced farmers and farm workers. The need to mainstream climate change into policies and planning is clear, and it is the responsibility of industrialized nations, who have largely created the problem of climate change, to help Namibia and other vulnerable countries cope with climate change impacts and plan for a climate-constrained future.     

Navigating climate crises in the Great Barrier Reef

A dramatic escalation of extreme climate events is challenging the capacity of environmental governance regimes to sustain and improve ecosystem outcomes. It has been argued that actors within adaptive governance regimes can help to steer environmental systems toward sustainability in times of crisis. Yet there is little empirical evidence of how acute climate crises are navigated by actors operating within adaptive governance regimes, and the factors that influence their responses. Here, we qualitatively assessed the actions key governance actors took in response to back-to-back mass coral bleaching – an extreme climate event – of the Great Barrier Reef in 2016 and 2017, and explored their perceptions of barriers and catalysts to these responses. This research was, in part, a product of collaboration and knowledge co-production with Great Barrier Reef governance actors aimed at improving responses to climate crises in the region. We found five major categories of activity that actors engaged with in the wake of recurrent mass coral bleaching: assessing the scale and extent of bleaching, sharing information, communicating bleaching to the public, building local resilience, and addressing global threats. These actions were both catalyzed and hindered by a range of factors that fall within different domains of adaptive capacity; such as assets, social organization, and agency. We discuss the implications of our findings as they relate to existing research on adaptive capacity and adaptive governance. We conclude by coalescing insights from our interviews and a participant engagement process to highlight four key ways in which the ability of governance actors, and the Great Barrier Reef governance regime more broadly, can be better prepared for, and more effectively respond to extreme climate events. Our research provides empirical insight into how crises are experienced by governance actors in a large-scale environmental system, potentially providing lessons for similar systems across the globe.     

Assessing the vulnerability of food crop systems in Africa to climate change

Africa is thought to be the region most vulnerable to the impacts of climate variability and change. Agriculture plays a dominant role in supporting rural livelihoods and economic growth over most of Africa. Three aspects of the vulnerability of food crop systems to climate change in Africa are discussed: the assessment of the sensitivity of crops to variability in climate, the adaptive capacity of farmers, and the role of institutions in adapting to climate change. The magnitude of projected impacts of climate change on food crops in Africa varies widely among different studies. These differences arise from the variety of climate and crop models used, and the different techniques used to match the scale of climate model output to that needed by crop models. Most studies show a negative impact of climate change on crop productivity in Africa. Farmers have proved highly adaptable in the past to short- and long-term variations in climate and in their environment. Key to the ability of farmers to adapt to climate variability and change will be access to relevant knowledge and information. It is important that governments put in place institutional and macro-economic conditions that support and facilitate adaptation and resilience to climate change at local, national and transnational level.     

Views from the vulnerable: Understanding climatic and other stressors in the Sahel

In much of sub-Saharan Africa, considerable research exists on the impacts of climate change on social-ecological systems. Recent adaptation studies emphasize sectoral vulnerability and largely physical adaptation strategies that mirror anti-desertification plans. The adaptive role of subsistence farmers, the vulnerable ‘target’ population, is largely overlooked. This article aims to fill this gap by putting the views from the vulnerable in the center of the analysis. Drawing from participatory risk ranking and scoring among smallholders in central Senegal, data on multiple hazards indicate that farmers’ adaptive capacity to climate change is undermined by poor health, rural unemployment, and inadequate village infrastructure. Results from conceptual mapping reveal incomplete understanding of causes and consequences of climate change. Yet, shared knowledge and lessons learned from previous climatic stresses provide vital entry points for social learning and enhanced adaptive capacity to both wetter and drier periods now and in the future.     

Food security in the face of climate change: Adaptive capacity of small-scale social-ecological systems to environmental variability

Improving the adaptive capacity of small-scale irrigation systems to the impacts of climate change is crucial for food security in Asia. This study analyzes the capacity of small-scale irrigation systems dependent on the Asian monsoon to adapt to variability in river discharge caused by climate change. Our study is motivated by the Pumpa irrigation system, a small-scale irrigation system located in Nepal that is a model for this type of system. We developed an agent-based model in which we simulated the decisions farmers make about the irrigation strategy to use according to available water flow. Given the uncertainty associated with how climate change may affect the Asian monsoon, we simulated the performance of the system under different projections of climate change in the region (increase and decrease in rainfall, reduction and expansion of the monsoon season, and changes in the timing of the onset of the monsoon). Accordingly to our simulations, farmers might need to adapt to rainfall intensification and a late onset in the monsoon season. The demands for collective action among farmers (e.g. infrastructure repair, meetings, decisions, etc.) might increase considerably due to climate change. Although our model suggests that investment in new infrastructure might increase the performance of the system under some climate change scenarios, the high inequality among farmers when water availability is reduced might hinder the efficiency of these measures due to a reduction of farmers’ willingness to cooperate. Our modeling exercise helps to hypothesize about the most sensitive climate change scenarios for smallscale irrigation farming in Nepal and helps to frame a discussion of some possible solutions and fundamental trade-offs in the process of adaptation to improve for food and water security under climate change.     

Co-management and the co-production of knowledge: Learning to adapt in Canada's Arctic

Co-management institutional arrangements have an important role in creating conditions for social learning and adaptation in a rapidly changing Arctic environment, although how that works in practice has not been clearly articulated. This paper draws on three co-management cases from the Canadian Arctic to examine the role of knowledge co-production as an institutional trigger or mechanism to enable learning and adapting. Experience with knowledge co-production across the three cases is variable but outcomes illustrate how co-management actors are learning to learn through uncertainty and environmental change, or learning to be adaptive. Policy implications of this analysis are highlighted and include the importance of a long-term commitment to institution building, an enabling policy environment to sustain difficult social processes associated with knowledge co-production, and the value of diverse modes of communication, deliberation and social interaction.     

Challenges of climate change in tropical basins: vulnerability of eco-agrosystems and human populations

Climate change impacts are already happening through the world, and it is now clear that there is the need for an adaptive response from global institutions down to the local level. Reducing vulnerability to cope with climate variability might be more challenging in tropical countries than in North America or Europe. The ten papers of this special issue were presented during the Adaptclim conference that was held by the Sinergia Project, the CLARIS LPB project, and the GeoData Institute in Asunción, Paraguay, in 2010. All papers, except one regarding the Brahmaputra Basin in South Asia, present studies from South America. These studies are first contextualized geographically and then are related one to another by a simplified vulnerability concept linking climate stress to sensitivity and adaptive capacity of natural and human systems. One half of the papers focus on actual or future climate change and the present-day causes of the vulnerability of natural and agrosystems. Droughts are and will be the main source of stress for agriculture in South America. Increasing fragmentation of forest of the center of this continent is aggravating their vulnerability to dry spells. Another half of the studies of this special issue deal with the adaptive capacity human populations to system perturbations produced or enhanced by climate change. The studies point out inclusion of traditional knowledge and involvement of local actors in their own vulnerability assessment to increase adaptive capacity. These elements of climate justice, giving voice to those less responsible for carbon emissions but bearing their most severe consequences, allow the particular needs of a community to be considered and can direct adaptation policy toward preserving or rebuilding their specific capabilities under threat from climate change. The special issue also made clear that a basin analysis of the climate change problem could provide information, results, and methods more readily of use for the local population and decision makers.     

气候变化感知和适应行为研究的可视化计量分析

基于Web of Science(WOS)核心数据库中2007—2019年发表的2075篇以"气候变化""感知"和"适应"为研究主题的文献,利用CiteSpace软件的网络可视化分析功能,并结合WOS的相关统计工具,对气候变化感知和适应行为领域的文献特征与演进历程进行研究,以期明确该领域的历史研究特征、知识基础和热点演...     

A “precariously unprepared” Pentagon? Climate security beliefs and decision-making in the U.S. military

Increasing evidence suggests that climate change poses direct and indirect threats to national and human security. However, the degree to which such knowledge of the risks informs decision-making remains poorly understood for key security communities, including the U.S. Department of Defense. Here, through document analysis and interviews with climate security researchers and practitioners from the U.S. military community, we evaluate perceptions about and the degree to which (i) these individuals believe climate change is a threat to U.S. national security interests, and (ii) the U.S. Department of Defense integrates climate security science into its decision-making. Our research suggests a complex answer. Public statements and reports indicate U.S. Department of Defense leadership considers climate change a security threat of strategic importance, and most researchers interviewed believe the U.S. Department of Defense prioritizes climate security as a near-term threat. However, evidence of climate security threats is only selectively integrated into planning and decision-making. Interviews suggest several barriers and enablers to evidence-based decision-making within the U.S. Department of Defense. Barriers include mixed beliefs in the near-term urgency of the threat, changing political environments, and insufficient co-production of actionable science across the levels of war, including issues of data collection, sharing, and analysis. Enablers include increased awareness after climate-related impacts, strong leadership support, and knowledge transfer and convening forums. Improved insight into the production and use of climate security knowledge is crucial for the task of safeguarding human and national security in a changing climate.     

Integrating agriculture and climate change mitigation at landscape scale: Implications from an Australian case study

Rural and regional hinterlands provide the ecosystem service needs for increasingly urbanised communities across the globe. These inter-related ecosystem services provide key opportunities in securing climate change mitigation and adaptation. Their integrated management in the face of climate change, however, can be confounded by fragmentation within the complex institutional arrangements concerned with natural resource management. This suggests the need for a more systemic approach to continuous improvement in the integrated and adaptive governance of natural resources.This paper explores the theoretical foundations for integrated natural resource management and reviews positive systemic improvements that have been emerging in the Australian context. In setting clear theoretical foundations, the paper explores both functional and structural aspects of natural resource governance systems. Functional considerations include issues of connectivity, knowledge use and capacity within the natural resource decision making environment. Structural considerations refer to the institutions and processes that undertake planning through to implementation, monitoring and evaluation.From this foundation, we review the last decade of emerging initiatives in governance regarding the integration of agriculture and forests across the entire Australian landscape. This includes the shift towards more devolved regional approaches to integrated natural resource management and recent progress towards the use of terrestrial carbon at landscape scale to assist in climate change mitigation and adaptation. These developments, however, have also been tempered by a significant raft of new landscape-scale regulations that have tended to be based on a more centralist philosophy that landowners should be providing ecosystem services for the wider public good without substantive reward.Given this background, we explore a case study of efforts taken to integrate the management of landscape-scale agro-ecological services in the Wet Tropics of tropical Queensland. This is being achieved primarily through the integration of regional natural resource management planning and the development of aggregated terrestrial carbon offset products at a whole of landscape scale via the Degree Celsius initiative. Finally, the paper teases out the barriers and opportunities being experienced, leading to discussion about the global implications for managing climate change, income generation and poverty reduction.     

Sources of information for farmers’ adaptation practices in Canada’s Prairie agro-ecosystem

Successful adaptation assumes the availability of appropriate information for groups potentially impacted by climate change. This research examines information available to help farmers in the Canadian Prairies to adapt, with focus on information related to soil and water conservation practices, such as preserving wetlands and maintaining shelterbelts and groundcover, considered particularly important for this region. Results of 28 semi-structured interviews carried out with producers in two Prairie provinces, Alberta and Manitoba, revealed that information regarding soil and water conservation practices comes from a variety of sources. These included industry, government, producer and conservation organizations, social sources of information and personal experience, and media. Producers were more open to new practices when they could learn them through observation, trials, and two-way dialogue. There appears to be a general lack of producer organization involvement, and dearth of government information, direction, and coordination for climate change adaptation. Information from government and producer organizations can be important for the co-production of knowledge that can lead to successful adaptation.     

Multi-level participation for building adaptive capacity: Formal agency-community interactions in northern Kenya

Multi-level, networked participation is a vital component in building social–ecological resilience and the capacity to adapt to environmental change. This paper outlines the ways in which multi-level participation contributes to adaptive capacity and, in so doing, takes a step toward articulating a theory of participation based on resilience thinking. We use a case study of Gabra pastoralist communities of northern Kenya to illustrate how multi-level participation may lead to increasing adaptive capacity, above and beyond existing pastoralist adaptations. The findings suggest that adaptive capacity is systemic—that is to say, it is a property of the social–ecological system, including especially the network of institutional linkages that characterizes that system, as much as it is a property of particular actors within the system. We argue that there are three key elements of meaningful multi-level participation: an institutional environment in which the various levels of institutions are linked, inclusivity in decision-making at these various levels, and deliberation. These three features can work together to create meaningful multi-level participation, to facilitate the co-production of knowledge and to build adaptive capacity.     

The influence of community-based resource management institutions on adaptation capacity: A large-n study of farmer responses to climate and global market disturbances

An underlying understanding among adaptation and community-based natural resource management (CBNRM) scholars is the existence of important feedbacks between local resource management institutions and individual adaptive capacity. The relationship between CBNRM and individual adaptive capacity is of global concern given the ubiquity of CBNRM worldwide, the patent impacts of global changes at local levels, and the recent calls for the integration of climate and rural development policies. So far, however, there have not been formal, large-n studies of that relationship. This study aims to fill that gap by testing whether the performance of community-based water management institutions and communal land regimes have an impact on the effectiveness of farmers’ adaptation responses to climatic and global market disturbances. For this purpose, the study relies on a unique dataset of individual and collective features obtained from water user associations (WUAs) and ejidos in Mexico. According to the regression results, well-functioning community-based water management institutions have a positive and significant impact on individual farmers’ self-reported response effectiveness. The impact of communal land property is also significant but negative. These effects, which hold only in the context of climate disturbances but not market disturbances, can be explained by looking at the support given by the associations to farmers, and issues of communal land marginalization, respectively. Policies that strengthen the autonomy and capacity for cooperation of WUAs and ameliorate structural deficits in communal land regimes shall not only guarantee a long-advocated path for rural development but also help farmers deal with some of the climatic uncertainties that increasingly threaten agriculture.     

Integrating local hybrid knowledge and state support for climate change adaptation in the Asian Highlands

New hybrid forms of climate change adaptation combining local and nonlocal/scientific knowledge are emerging across the Asian Highlands region. Yet, while local adaptive capacity can be based on place-based knowledge that governments often lack, communities still need assistance from states to better adjust to climate change and socioeconomic impacts. Using a regional literature review, we evaluate the role of evolving hybrid forms of adaptive knowledge for coping with environmental and social change. The literature is clear that appreciating local knowledge is not enough; enfranchising people with representative decision-making and resource rights and responsibilities is also required so that people can employ that knowledge toward climate adaptation. Into the future, Asian Highland climate change actions must include more targeted state support for locally evolving hybrid knowledge, behaviors and institutions.     

Climate change: Motivation for taking measure to adapt

We tested two consequences of a currently influential theory based on the notion of seeing adaptations to climate change as local adjustments to deal with changing conditions within the constraints of the broader economic–social–political arrangements. The notion leaves no explicit role for the strength of personal beliefs in climate change and adaptive capacity. The consequences were: (i) adaptive action to climate change taken by an individual who is exposed to and sensitive to climate change is not influenced to a considerable degree by their strength of belief in climate change and (ii) adaptive action to climate change taken by an individual who is exposed to and sensitive to climate change is not influenced to a considerable degree by their strength of belief in an adaptive capacity. Data from a 2004 questionnaire of 1950 Swedish private individual forest owners, who were assumed exposed to and sensitive to climate change, were used. Strength of belief in climate change and adaptive capacities were found to be crucial factors for explaining observed differences in adaptation among Swedish forest owners.