Assessment of cyclic response to suction caisson in clay using a three-dimensional displacement approach

An investigation was made to present analytical solutions of cyclic response to suction caisson subjected to inclined cyclic loadings in clay using a three-dimensional displacement approach. A model representing the relationship between vertical load and vertical displacement and that between lateral load and lateral displacement along the skirt of suction caisson subjected to cyclic loadings is proposed for overconsolidated clay. For the effect of vertical load on cyclic load capacity of suction caisson, using the Mindlin solution in the case of a vertical point load, the vertical stress of soil under the base of suction caisson is presented. For the stress state of soil beneath the base of suction caisson subjected to cyclic loading, the Mohr–Coulomb failure line and critical state line are presented and the relationship between total stress, effective mean principal stress, stress difference, and pore-pressure is elucidated. The comparison of results predicted by the present method for a suction caisson subjected to cyclic loadings in clay has shown good agreement with those obtained from field tests. Cyclic behavior of clay up to failure is made clear from the relationship between cyclic tensile load, vertical and lateral displacements, and rotation and that between depth, vertical, and lateral pressures.     

Large-scale experimental investigation of the installation of suction caissons in silt sand

Offshore wind power is a rapidly growing area of electricity in China. In the present paper, interaction mechanisms between the caisson for wind turbines and saturated silt sand are investigated with laboratory tests based on two different installation methods, jacking installation and suction installation. For the jacking installation process, the results indicate that the soil pressures inner and outer the skirt of the caisson vary with a similar feature and the magnitudes of the two are nearly balanced. The tip resistance plays a key role in the total jacking installation resistance. This paper examines the predictive performance of q_c method and API approach for jacking installation resistance. It is demonstrated that the q_c method provides better predictions. The resistance coefficients are recommended. For the case of suction installation, however, the changes of soil pressures inner and outer the skirt are contrasting. Specifically, the inner pressure and tip resistance fall dramatically, but the outer pressure increases when suction is applied. Seepage effect is found to be an important mechanism for the installation of suction caisson. The reduction ratios of the inner friction and tip resistance follow a power-function with the normalized suction. Based on the test results, a prediction method for the required suction has been developed and evaluated.     

Analytical and experimental studies on installation of a suction caisson with tampered tip in clay

Concrete suction caissons have been successfully used as breakwaters or seawalls in recent years. The relative large wall thickness-to-diameter ratio of a concrete caisson can lead to the formation of a full soil heave plug that may cause difficulties in the installation of concrete caisson in clay. One way to overcome this limitation is to use a tampered tip for the caisson wall. An analytical method is proposed in this article to calculate the minimum suction pressure required to penetrate a caisson and the maximum allowable suction pressure that can be applied to avoid too much soil heave plug during the installation of the suction caisson. Four model tests were conducted in normally consolidated clay to study the installation process of a concrete suction caisson with tampered tip and to verify the proposed analytical method. The height of the soil heave plug in the caisson with a tampered tip is observed to be about half of that in the caisson with a flat tip.     

Analysis of pullout load capacity of suction caissons in clay by a three-dimensional displacement approach

A study was made to present analytical solutions of pullout load capacity for a suction caisson subjected to inclined tension in clay. The inclined tension on the skirt of the suction caisson is transformed into an equivalent system comprised of the vertical, horizontal, and moment load applied on the center of the lid. The vertical and horizontal stiffness coefficients along the skirt of the suction caisson in clay are presented by three-dimensional elastic solutions considering the nonhomogeneous and nonlinear property of clay. The vertical, horizontal, and rocking stiffness coefficient of the suction caisson on the base are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of clay. The envelopes of the horizontal and vertical ultimate load capacity for clay are presented. The yield, pullout, and failure for clay are taken into consideration. The effects of load inclination, loading depth, and aspect ratio on the pullout load capacity are shown. Behavior of the suction caisson in clay up to failure is investigated using the relationship between tensile load and displacement and that between depth, vertical, and horizontal pressure.     

Large deformation finite element analysis of the installation of suction caisson in clay

The suction caisson (or called suction anchor) which is considered as a relatively new type of foundation of offshore structures, has been extensively studied and applied for offshore wind turbines and oil platforms. The installation of the suction caisson is of great importance in the design and construction because it can bring about several issues and further influence the performance of holding capacity in safety service. In this paper, large deformation finite element (FE) analyses are performed to model the installation of suction caisson (SC) by suction and jacking in normally consolidated clay. The penetration of the suction caisson is modeled using an axisymmetric FE approach with the help of the Arbitrary Lagrangian–Eulerian (ALE) formulation which can satisfactorily solve the large deformation problem. The undrained shear strength of the clay and elastic modulus are varied with depth of soil through the subroutine VUFIELD. The numerical results allow quantification of the penetration resistance and its dependence on the installation method. The centrifuge test and theoretical solution are used for the FE model validation. After the validation, the penetration resistance, the soil plug heave, and the caisson wall friction have been examined through the FE model. Based on the numerical results, it is shown that the ALE technique can simulate the entire suction caisson penetration without mesh distortion problem. The installation method can play an important role on the penetration resistance, namely, the suction installation reduces the penetration resistance significantly compared to the purely jacked installation. With a further study on the suction case, it is found that as the final applied suction pressure increases, the soil plug heave increases, while the penetration resistance reduces with increase of the final suction pressure. The effect of the friction of internal caisson walls has been also investigated and a conclusion is drawn that internal wall friction has a significant contribution to the penetration resistance and it can be implicitly represented by varying coefficient of internal wall friction. As for the penetration resistance, both jacked and suction installation have great dependency on the internal wall friction.     

Evaluation of pullout load capacity of suction caissons in sand using a three-dimensional displacement approach

An investigation was conducted to obtain analytical solutions for the pullout behavior of a suction caisson undergoing inclined loads in sand. The inclined load is transformed into an equivalent load system in which the vertical, horizontal, and moment loads are applied on the center of the lid of the suction caisson. The vertical and lateral stiffness coefficients along the skirt of the suction caisson in sands are presented using the new three-dimensional elastic solutions taking into account the nonhomogeneous and nonlinear properties of the sand. The vertical, lateral, and rocking stiffness coefficients on the base of the suction caisson are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of a soil. The yield, pullout, and failure for sands with the nonhomogeneous and nonlinear characteristics are taken into consideration. The effects of the load inclination, the loading depth, and the aspect ratio on the pullout load capacity of the suction caisson are presented. Behaviour of the suction caisson in sand prior to failure is clarified from the relationship between tensile load, displacement, and rotation and that between depth, vertical pressure, and lateral pressure.     

Centrifuge evaluation of the influential factors in the uplift capacity of suction foundations in clay

The passive suction of suction foundations plays a significant role in pull-out resistance. The factors influencing the uplift capacity include stress state, embedment ratio, and loading rate. This article investigates the effect of embedment ratio and loading rate on the bearing behavior of suction foundations using centrifuge testing. A series of uplift tests on a suction foundation in clay were performed using a beam centrifuge. During the tests, uplift displacement, suction, and loading rate were monitored. The suction was obtained by measurement of water pressure. To compare the influence of different factors on uplift capacity due to passive suction, two types of uplift tests were conducted; the first was on the closed caisson and the second was on the vented caisson. The results show that the pull-out resistance increased with an increase of the uplift loading rate, which was induced by the suction. The maximum resistance occurred when the upward displacements reached 14%D under a ratio of skirt length (L) to diameter (D) (L/D) of 0.5 and 17%D under an L/D ratio of 2. These findings provide a way for suction caissons to resist pull-out load or for structures to be removed from the seabed.     

Model tests on installation and extraction of suction caissons in dense sand

A series of model tests were performed on steel- and Perspex-made suction caissons in saturated dense marine sand to explore installation and extraction behaviors. The extractions of the caisson were conducted by applying monotonic loading or by pumping water into the caisson. Responses of suction caissons to pullout rates, aspect ratios, and extraction manners were examined. Test results show that a cone-shaped subsidence region occurs around the suction caisson during the suction-assisted installation. The pullout bearing capacity of the suction caisson in sand is dominated by the loading rate and the loading manner. For the suction caisson subjected to monotonic loading, the maximum bearing capacity is reached at the pullout rate of about 20.0?mm/s. The mobilized vertical displacement corresponding to the pullout capacity increases with increasing the pullout rate. The passive suction beneath the suction caisson lid reaches the maximum value when the pullout bearing capacity is mobilized. In addition, during the suction caisson extracted by pumping water into the caisson, the maximum pore water pressure in the caisson is obtained under the displacement of approximately 0.04 times the caisson diameter. The absolute values of the maximum pore water pressures for the suction caissons approximately equal those of the maximum vertical resistances at the monotonic pullout rate of 5 mm/s. When the vertical displacements of the suction caissons with the aspect ratio of 1.0 and 2.0 reach 0.92 and 1.77 times the caisson diameter, respectively, the seepage failure occurs around the caissons. Using a scaling method, the test results can be used to predict the time length required for the prototype suction caisson to be extracted from the seabed.     

Model tests on performance of offshore wind turbine with suction caisson foundation in sand

Abstract

The performance of steel caisson during and after installation with different penetration velocities in medium dense sand is presented. The applied jacking forces, the amount of formed soil heave and bearing capacity were measured in the model tests. The influence of penetration velocities on jacking forces, soil heave and bearing capacity were also discussed in detail. The results indicated that the jacking forces for caisson in medium dense sands were significantly affected by the penetration velocity. The larger the penetration velocity, the more soil flowed into the caisson cavity during installation. This will lead to larger inner shaft resistance and in turn more jacking forces required for the same penetration depth. The height of soil heave during installation increases with penetration velocity. The m value calculated by the ratio of the volumes of the soil heave to that of the penetrated caisson wall can be used to evaluate the soil heave. The larger the applied velocity, the larger the m value and larger bearing capacity of caisson after installation. The relationship between the m value and penetration velocity can be used to control the soil heave for a steel caisson with a wall thickness to external diameter ratio of 4.2% in medium dense sand by jacking method.     

Lateral Bearing Capacity of Modified Suction Caissons Determined by Using the Limit Equilibrium Method

The modified suction caisson (MSC) adds a short-skirted structure around the regular suction caissons to increase the lateral bearing capacity and limit the deflection. The MSC is suitable for acting as the offshore wind turbine foundation subjected to larger lateral loads compared with the imposed vertical loads. Determination of the lateral bearing capacity is a key issue for the MSC design. The formula estimating the lateral bearing capacity of the MSC was proposed in terms of the limit equilibrium method and was verified by the test results. Parametric studies on the lateral bearing capacity were also carried out. It was found that the lateral bearing capacity of the MSC increases with the increasing length and radius of the external skirt, and the lateral bearing capacity increases linearly with the increasing coefficient of subgrade reaction. The maximum lateral bearing capacity of the MSC is attained when the ratio of the radii of the internal compartment to the external skirt equals 0.82 and the ratio of the lengths of the external skirt to the internal compartment equals 0.48, provided that the steel usage of the MSC is kept constant.     

Characteristic Test Study on Bearing Capacity of Suction Caisson Foundation Under Vertical Load

Suction caisson foundations are often subjected to vertical uplift loads, but there are still no wide and spread engineering specifications on design and calculation method for uplift bearing capacity of suction caisson foundation.So it is important to establish an uplift failure criterion. In order to study the uplift bearing mechanism and failure mode of suction caisson foundation, a series of model tests were carried out considering the effects of aspect ratio,soil permeability and loading mode. Test results indicate that the residual negative pressure at the top of caisson is beneficial to enhance uplift bearing capacity. The smaller the permeability coefficient is, the higher the residual negative pressure will be. And the residual negative pressure is approximately equal to the water head that causes seepage in the caisson. When the load reaches the ultimate bearing capacity, both the top and bottom negative pressures are smaller than Su and both the top and bottom reverse bearing capacity factors are smaller than 1.0 in soft clay. Combined the uplift bearing characteristics of caisson in sandy soil and soft clay, the bearing capacity composition and the calculation method are proposed. It can provide a reference for the engineering design of suction caisson foundation under vertical load.     

Analysis Procedure of the Cyclic Bearing Capacity for Suction Anchors in Soft Clays

This article presents a procedure to calculate the bearing capacity of suction anchors subjected to inclined average and cyclic loads at the optimal load attachment point using the undrained cyclic shear strength of soft clays based on the failure model of anchors proposed by Andersen et al. The constant average shear stress of each failure zone around an anchor is assumed and determined based on the static equilibrium condition for the procedure. The cyclic shear strength of each failure zone is determined based on the average shear stress. The cyclic bearing capacity is finally determined by limiting equilibrium analyses. Thirty-six model tests of suction anchors subjected to inclined average and cyclic loads were conducted, which include vertical and lateral failure modes. Model test results were predicted using the procedure to verify its feasibility. The average relative error between predicted and test results is 1.7%, which shows that the procedure can be used to calculate the cyclic bearing capacity of anchors with optimal loading. Test results also showed that the anchor was still in vertical failure mode under combined average and cyclic loads if an anchor was in vertical failure mode under static loads. The anchor failure would depend on the vertical resistance degradation under cyclic loads if an anchor was in lateral failure mode under static loads. Cyclic bearing capacities associated with the number of load cycles to failure of 1000 were about 75% and 80% of the static bearing capacity for vertical failure anchors and lateral failure anchors, respectively.     

Investigation of scour effects on lateral behaviors of suction caisson

ABSTRACT

The use of suction caissons can reduce the development costs of offshore wind energy and has broad application prospects. However scour around marine foundations is inevitable, it gravely affects the stability of marine engineering. Therefore, there is an urgent need to study the weakening effects of scour on suction caisson. In this study, the variation trends of remaining soil parameters (the effective unit weight and the peak effective friction angle) after scour are examined with consideration of the dilatancy and stress history of sandy silt. It is found that the parameters of shallow soil change considerably after scour, and the larger the scour depth, the greater is the change in the parameters. However, the deep soil is less affected. On the basis of these findings, scour effects on the ultimate moment capacity of suction caisson are studied. The ultimate moment capacity is found to greatly reduce under scour, and its calculated value is larger than the actual value when the effects of dilatancy and stress history are ignored. To simplify calculation, it is feasible to replace the ultimate moment capacity when both dilatancy and stress history are considered with that when only dilatancy is considered.     

基于泥沙流变特性的吸力式沉箱减阻技术

针对吸力式沉箱在黏性底床中沉贯安装的减阻问题,基于黏性泥沙的流变特性,开展了一系列不同振动荷载作用下的室内沉贯模型试验,分析了振动荷载对吸力式沉箱沉贯过程的影响和沉贯减阻效果。试验结果表明：在压力沉贯阶段或吸力沉贯阶段施加高频振动荷载,均能促使吸力式沉箱侧壁周围的土体发生流化,有效降低沉箱的沉贯阻力;减阻效果与振动频率和沉箱的长径比有关,与振动频率成正比,与沉箱的长径比成反比;存在一个临界频率,当振动频率大于该频率后,沉贯阻力随频率的减小不明显;施加高频振动荷载有助于减小吸力沉贯阶段沉箱内的土塞高度,促进沉箱沉贯到位。研究成果可为黏性泥沙流变减阻技术在吸力式沉箱中的应用提供理论依据和技术参考。     

混合土层吸力筒沉贯阻力算法研究及应用

为补充DNVGL-RP-C212规范关于混合土层内吸力筒沉贯阻力计算参数的不确定描述,基于长乐外海风电场多个吸力筒基础的沉贯负压监测成果,对黏土—砂混合土层内吸力筒沉贯阻力算法进行研究。提出了基于黏粒含量确定侧阻力修正系数kf的算法,引入桩基工程中基于静力触探试验（CPT）的fs计算桩侧剪切强度的经验算法,并对其进行修正,用于计算吸力筒的沉贯侧阻力。对两种算法的准确性进行了验证,对其可靠性进行比较,提出了以前者计算结果为准,后者计算结果作为校核依据的建议。     

复合加载条件下吸力式沉箱基础承载特性数值分析

吸力式沉箱基础的承载特性是海洋工程结构设施建造与设计中的一个关键问题。这种新型的深水海洋基础型式,通常承受竖向上拔荷载与水平荷载的共同作用,其工作性能与设计理论远远不能满足工程实践的需要。本文采用有限元分析方法对吸力式沉箱基础的极限承载特性进行数值计算。以大型通用有限元分析软件ABAQUS为平台,通过二次开发,数值实现了Swipe试验加载方法和固定位移比分析方法,针对不同的沉箱长径比、土的强度折减系数,探讨了沉箱基础在垂直上拔荷载和水平荷载单调联合作用下的极限承载力,通过对不同荷载组合的数值计算构造了复合加载条件下沉箱基础破坏包络面。     

Experimental studies on sand plug formation in suction caisson during extraction

A series of model tests were conducted on Perspex-made suction caissons in saturated dense marine sand to study the sand plug formation during extraction. Suction caissons were extracted by pullout loading or by pumping air into the suction caisson. Effects of the pullout rates, aspect ratios and loading ways (monotonic or sustained) on the pullout capacity, and plug formation were investigated. It was found that the ultimate pullout capacity of the suction caisson increases with increasing the pullout rate. The sand plug formation under the pullout loading is significantly influenced by the pullout rate and the loading way. When the suction caisson is extracted at a relatively slow rate, the general sand boiling through the sand plug along the inner caisson wall occurs. On the contrary, the local sand boiling will occur at the bottom of the suction caisson subjected to a rapid monotonic loading or a sustained loading. Test results of the suction caisson extracted by pumping air into the caisson show that the pressure in the suction caisson almost follows a linear relationship with the upward displacement. The maximum pressures for suction caissons with aspect ratios of 1.0 and 2.0 during extraction by pumping air into the caisson are 1.70 and 2.27 times the maximum suction required to penetrate the suction caisson into sand. It was found that the sand plug moves downward during extraction by pumping air into the caisson and the variation in the sand plug height is mainly caused by the outflow of the sand particles from the inside of the suction caisson to the outside. When the suction caisson model is extracted under the pullout rate of 2?mm/s (0.28?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases to the maximum value with increasing the penetration depth and then reduces to zero. On the contrary, when extracted under the pullout rate of 10?mm/s (1.4?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases with increasing the pullout displacement. When extracted by pumping air into the caisson, the hydraulic gradient reaches the critical value, and at the same time, the seepage failure occurs around the suction caisson tip.     

砂土中吸力式导管架基础沉贯试验研究

吸力式导管架基础具备高承载力、高施工效率、高环境友好度、低造价等特点,使用其作为海上风电底部支撑结构有利于产业的规模化发展,实现上述愿景的前提在于使筒型基础顺利安装以满足设计要求。基于此,在不同初始施加泵压下,对吸力式导管架的沉贯效率特征值、基础内外围渗流变化、筒裙端部土压力特点进行探究。通过抱桩器使吸力式导管架在吸力安装过程中仅具备竖向自由度,从而进行纯沉贯试验。结果表明：初始泵压2 kPa时沉贯效率特征值最高;沉贯过程中基础外围渗流水压小于基础内围渗流水压;筒裙外侧所受土压要大于筒壁内侧所受土压力。     

海上风机吸力基础的水平受荷研究综述

吸力基础具有施工速度快、安装过程中受海况天气影响小且易于回收重复利用等优点,被广泛应用于海洋工程。当吸力基础作为海上风电塔架的基础时,常常承受较大的水平荷载,因此其水平承载力是设计的主控因素。介绍了海上风机基础的设计要求,分析了影响基础水平承载性状的因素,总结了吸力基础受水平单调荷载、水平循环荷载和不同荷载组合三个方面的研究现状。讨论了水平荷载的大小、水平加载的高度(偏心率)、循环荷载的频率、循环荷载的次数、循环荷载的幅值、循环荷载的方向性、竖向荷载对吸力基础水平承载性状的影响,考虑了水平荷载的非共线性,指出了目前研究的不足,明确了吸力基础水平承载性状进一步研究的方向,提出了供工程实践参考的建议。     

Upper Bound Solutions for Uplift Ultimate Bearing Capacity of Suction Caisson Foundation

Suction caisson foundation derives most of their uplift resistance from passive suction developed during the pullout movement. It was observed that the passive suction generated in soil at the bottom of the caisson and the failure mode of suction caisson foundation subjecting pullout loading behaves as a reverse compression failure mechanism.The upper bound theorems have been proved to be a powerful method to find the critical failure mechanism and critical load associated with foundations, buried caissons and other geotechnical structures. However, limited attempts have been reported to estimate the uplift bearing capacity of the suction caisson foundation using the upper bound solution. In this paper, both reverse failure mechanisms from Prandtl and Hill were adopted as the failure mechanisms for the computation of the uplift bearing capacity of the suction caisson. New equations were proposed based on both failure mechanisms to estimate the pullout capacity of the suction caisson. The proposed equations were verified by the test results and experimental data from published literature. And the two solutions agree reasonably well with the other test results. It can be proved that both failure mechanisms are reasonably and more consistent with the actual force condition.