Performance limitations in underwater acoustic telemetry

Performance limitations in digital acoustic telemetry are addressed. Increases in computational capabilities have led to a number of complex but practical solutions aimed at increasing the reliability of acoustic data links. These solutions range from ocean-basin scale data telemetry to video-image transmission at a few hundred yards' distance. The opportunity to implement highly complex tasks in real time on modest hardware is a common factor. The data rates range from 1 to 500 kb/s and are much slower than satellite channels, while acceptable system complexity is higher than virtually any other channel with comparable data throughput. The basic performance bounds are the channel phase stability, available bandwidth, and the channel impulse response fluctuation rate. Phase stability is of particular concern for long-range telemetry, channel fluctuation characteristics drive equalizer, and synchronizer design; the bandwidth limitation is a direct constraint on data rate for a given signaling method     

Phase-coherent digital communications for underwater acousticchannels

High-speed phase coherent communications in the ocean channel are made difficult by the combined effects of large Doppler fluctuations and extended, time-varying multipath. In order to account for these effects, we consider a receiver which performs optimal phase synchronization and channel equalization jointly. Since the intersymbol interference in some underwater acoustic channels spans several tens of symbol intervals, making the optimal maximum-likelihood receiver unacceptably complex, we use a suboptimal, but low complexity, decision feedback equalizer. The mean squared error multiparameter optimization results in an adaptive algorithm which is a combination of recursive least squares and second-order digital phase and delay-locked loops. The use of a fractionally spaced equalizer eliminates the need for explicit symbol delay tracking. The proposed algorithm is applied to experimental data from three types of underwater acoustic channels: long-range deep water, long-range shallow water, and short-range shallow water channels. The modulation techniques used are 4- and 8-PSK. The results indicate the feasibility of achieving power-efficient communications in these channels and demonstrate the ability to coherently combine multiple arrivals, thus exploiting the diversity inherent in multipath propagation     

Spatial diversity processing for underwater acoustic telemetry

A large increase in the reliability of shipboard or stationary underwater acoustic telemetry systems is achievable by using spatially distributed receivers with aperture sizes from 0.35 to 20 m. Output from each receiver is assigned a quality measure based on the estimated error rate, and the data, weighted by the quality measure, are combined and decoded. The quality measure is derived from a Viterbi error-correction decoder operating on each receiver and is shown to perform reliability in a variety of non-Gaussian noise and jamming environments and reduce to the traditional optimal diversity system in a Gaussian environment. The dynamics of the quality estimator allow operation in the presence of high-power impulsive interference by exploiting the signal and noise differential travel times to individual sensors. The spatial coherence structure of the shallow water acoustic channel shows relatively low signal coherence at separations as short as 0.35 m. Increasing receiver spacing beyond 5 m offers additional benefits in the presence of impulsive noise and larger-scale inhomogeneities in the acoustic field. A number of data transmission experiments were carried out to demonstrate system performance in realistic underwater environments     

Adaptive multiuser detection for underwater acoustical channels

An underwater acoustic local area network (ALAN) provides multipoint-to-point telemetry between many high-rate, ocean-bottom sensors and a central, surface-deployed receiver in the 10-30 kHz vertical acoustical channel. Ocean-bottom modems initiate the transmission process by requesting data channel time slots via a common narrow-band request channel. Request packets overlap in time and frequency in this channel, and the throughput and average transmission delay rely heavily on the successful resolution of the request packet collisions. This paper presents the design, analysis, and experimental demonstration of a request channel receiver capable of resolving collisions between several asynchronous and cochannel packets. The receiver algorithm differs from standard capture schemes (by demodulating the data from both strong and weak transmitters), conventional spread-spectrum receivers (by overcoming the near-far problem), and existing multiple-access demodulation techniques (by adapting to the number of interfering signals, and the unknown phase, Doppler, amplitude, and timing of each signal in the collision). The receiver demodulates the collided packets by decision-directed techniques through a novel method of estimating the interference for each user which minimizes error propagation due to inaccurate tentative decisions. An inwater experiment illustrates that this technique is extremely desirable for collision resolution in underwater acoustic local area networks, and also for underwater autonomous vehicles with both sidescan sonar as well as acoustic telemetry links     

Single-mode excitation in the shallow-water acoustic channel usingfeedback control

The shallow-water acoustic channel supports far-field propagation in a discrete set of modes. Ocean experiments have confirmed the modal nature of acoustic propagation, but no experiment has successfully excited only one of the suite of mid-frequency trapped modes propagating in a coastal environment. The ability to excite a single mode would be a powerful tool for investigating shallow-water ocean processes. A feedback control algorithm incorporating elements of adaptive estimation, underwater acoustics, array processing, and control theory to generate a high-fidelity single mode is presented. This approach also yields a cohesive framework for evaluating the feasibility of generating a single mode with given array geometries, noise characteristics, and source power limitations. Simulations and laboratory wave guide experiments indicate the proposed algorithm holds promise for ocean experiments     

Algorithms for joint channel estimation and datarecovery-application to equalization in underwater communications

Methods for joint ocean-channel estimation and data recovery are derived using an optimal, maximum likelihood (ML) estimation criterion. The resulting ML problems may be complex, thus iterative algorithms are used, e.g. the expectation-maximization (EM) algorithm. The different methods correspond to different assumptions about the ocean channel. The theoretical derivation of these methods as well as preliminary results on simulated ocean data experiments are presented     

Performance of sequential decoding of convolutional codes overfully fading ocean acoustic channels

Sequential decoding of long-constraint convolutional codes is shown to be a feasible technique for digital data telemetry over realistic marine acoustic channels. A computational bound for sequential decoding over a fading dispersive channel is derived for hardlimiting and quantizing decoders. The results indicate that a minimum of 8 dB of bit SNR (signal-to-noise ratio) is required for sequential decoder operation. Simulations indicate that 14-dB bit SNR results in simple and feasible implementations. Diversity methods for coded transmissions over Rayleigh fading channels are examined. The optimal diversity level for minimum error probability of uncoded systems and the diversity level of minimizing the sequential decoder computational load are derived and shown to be different, with the latter requiring a higher order of diversity. Performance differences between fixed-diversity and optimal-diversity systems are presented