Model identification for hydrological forecasting under uncertainty

Methods for the identification of models for hydrological forecasting have to consider the specific nature of these models and the uncertainties present in the modeling process. Current approaches fail to fully incorporate these two aspects. In this paper we review the nature of hydrological models and the consequences of this nature for the task of model identification. We then continue to discuss the history (“The need for more POWER‘’), the current state (“Learning from other fields”) and the future (“Towards a general framework”) of model identification. The discussion closes with a list of desirable features for an identification framework under uncertainty and open research questions in need of answers before such a framework can be implemented.     

Assimilation and Fractional Crystallization Controlled by Transport Process of Crustal Melt: Implications from an Alkali Basalt-Dacite Suite from Rishiri Volcano, Japan

Mechanisms of fractional crystallization with simultaneous crustalassimilation (AFC) are examined for the Kutsugata and Tanetomilavas, an alkali basalt–dacite suite erupted sequentiallyfrom Rishiri Volcano, northern Japan. The major element variationswithin the suite can be explained by boundary layer fractionation;that is, mixing of a magma in the main part of the magma bodywith a fractionated interstitial melt transported from the mushyboundary layer at the floor. Systematic variations in SiO₂ correlatewith variations in the Pb, Sr and Nd isotopic compositions ofthe lavas. The geochemical variations of the lavas are explainedby a constant and relatively low ratio of assimilated mass tocrystallized mass (‘r value’). In the magma chamberin which the Kutsugata and Tanetomi magmas evolved, a strongthermal gradient was present and it is suggested that the marginalpart of the reservoir was completely solidified. The assimilantwas transported by crack flow from the partially fused floorcrust to the partially crystallized floor mush zone throughfractures in the solidified margin, formed mainly by thermalstresses resulting from cooling of the solidified margin andheating of the crust. The crustal melt was then mixed with thefractionated interstitial melt in the mushy zone, and the mixedmelt was further transported by compositional convection tothe main magma, causing its geochemical evolution to be characteristicof AFC. The volume flux of the assimilant from the crust tothe magma chamber is suggested to have decreased progressivelywith time (proportional to t^–1/2), and was about 3 x 10^–2m/year at t = 10 years and 1 x 10^–2 m/year at t = 100years. It has been commonly considered that the heat balancebetween magmas and the surrounding crust controls the couplingof assimilation and fractional crystallization processes (i.e.absolute value of r). However, it is inferred from this studythat the ratio of assimilated mass to crystallized mass canbe controlled by the transport process of the assimilant fromthe crust to magma chambers. KEY WORDS: assimilation and fractional crystallization; mass balance model; magma chamber; melt transport; Pb isotope     

时间尺度重构EEMD-GRNN改进模型预测PM2.5的研究

合理构建PM_2.5浓度预测模型是科学、准确地预测PM_2.5浓度变化的关键。传统PM_2.5预测EEMD-GRNN模型具有较好的预测精度,但是存在过于关注研究数据本身而忽略其物理意义的不足。本研究基于南京市2014-2017年PM_2.5浓度时间序列数据,分析PM_2.5浓度多尺度变化特征及其对气象因子和大气污染因子的尺度响应,基于时间尺度重构进行EEMD-GRNN模型的改进与实证研究。南京市样本数据PM_2.5浓度变化表现为明显的天际尺度和月际尺度,从重构尺度（天际、月际）构建GRNN模型更具有现实意义;同时,PM_2.5对PM₁₀、NO₂、O₃、RH、MinT等因子存在多尺度响应效应,以其作为GRNN模型中的输入变量更具有时间序列上的解释意义。改进后的EEMD-GRNN模型具有更高的PM_2.5浓度预测精度,MAE、MAPE、RMSE和R²分别为6.17、18.41%、8.32和0.95,而传统EEMD-GRNN模型的模型有效性检验结果分别为8.37、27.56%、11.56、0.91。对于高浓度天（PM_2.5浓度大于100 μg/m³）的预测,改进模型更是全面优于传统EEMD-GRNN模型,MAPE为12.02%,相较于传统模型提高了9.03%。     

Generalized plasticity state parameter‐based model for saturated and unsaturated soils. Part 1: Saturated state

The behavior of granular materials is known to depend on its loose or dense nature, which in turns depends both on density and confining pressure. Many models developed in the past require the use of different sets of constitutive parameters for the same material under different confining pressures. The purpose of this paper is to extend a basic generalized plasticity model for sands proposed by Pastor, Zienkiewicz and Chan by modifying the main ingredients of the model flow—rule, loading–unloading discriminating direction and plastic modulus—to include a dependency on the state parameter. The proposed model is tested against the available experimental data on three different sands, using for each of them a single set of material parameters, finding a reasonably good agreement between experiments and predictions. Copyright © 2010 John Wiley & Sons, Ltd.     

Ekman模型时间变化风应力系数的伴随参数估计

本文基于时间分布参数设置,利用伴随同化方法,反演了Ekman模型中随时间变化的风应力拖曳系数,并在孪生实验和实际实验中对该方法进行了验证。在孪生实验中,研究了参数反演结果对不同影响因素的响应,包括:风速分布、风应力系数分布、风应力系数初始猜测值、风应力系数独立变量个数、观测数据误差和观测的深度。孪生实验结果验证了伴随同化方法反演Ekman模型中时变风应力系数的有效性,具体包括如下五个方面结论:1)不同风速分布下均能成功反演出不同风应力拖曳系数分布; 2)反演结果对初始猜测值较为敏感,风应力系数初始猜测值越接近给定值,反演结果越好;3)风应力系数独立点个数的选取会显著影响反演结果,合理的选择有利于提高反演效率及减小观测数据误差;4)观测误差能够影响反演结果,观测数据误差在20%以下时能取得合理的反演结果; 5)反演结果对观测数据的表层和次表层流速更为敏感,这是由Ekman流的物理性质决定的。实际实验,利用百慕大锚系试验平台的风速和流速数据,去除周期性潮流和地转流成分后得到Ekman流成分,并作为观测输入到该同化模型,反演出了适用于该区域和该时段的随时间变化的风应力系数。通过比较模拟流速和观测流速,证明利用伴随同化方法能从实测数据中反演出合理的时变风应力系数,对于海洋模型风应力系数的确定是一项有益的尝试。     

Ocean current estimation using a Multi-Model Ensemble Kalman Filter during the Grand Lagrangian Deployment experiment (GLAD)

In the summer and fall of 2012, during the GLAD experiment in the Gulf of Mexico, the Consortium for Advanced Research on Transport of Hydrocarbon in the Environment (CARTHE) used several ocean models to assist the deployment of more than 300 surface drifters. The Navy Coastal Ocean Model (NCOM) at 1 km and 3 km resolutions, the US Navy operational NCOM at 3 km resolution (AMSEAS), and two versions of the Hybrid Coordinates Ocean Model (HYCOM) set at 4 km were running daily and delivering 72-h range forecasts. They all assimilated remote sensing and local profile data but they were not assimilating the drifter’s observations. This work presents a non-intrusive methodology named Multi-Model Ensemble Kalman Filter that allows assimilating the local drifter data into such a set of models, to produce improved ocean currents forecasts. The filter is to be used when several modeling systems or ensembles are available and/or observations are not entirely handled by the operational data assimilation process. It allows using generic in situ measurements over short time windows to improve the predictability of local ocean dynamics and associated high-resolution parameters of interest for which a forward model exists (e.g. oil spill plumes). Results can be used for operational applications or to derive enhanced background fields for other data assimilation systems, thus providing an expedite method to non-intrusively assimilate local observations of variables with complex operators. Results for the GLAD experiment show the method can improve water velocity predictions along the observed drifter trajectories, hence enhancing the skills of the models to predict individual trajectories.     

Generalized plasticity state parameter‐based model for saturated and unsaturated soils. Part II: Unsaturated soil modeling

The aim of this paper is to extend the generalized plasticity state parameter‐based model presented in part 1 to reproduce the hydro‐mechanical behavior of unsaturated soils. The proposed model is based on two pairs of stress–strain variables and a suitable hardening law taking into account the bonding—debonding effect of suction and degree of saturation. A generalized state parameter for unsaturated state is proposed to reproduce soil behavior using a single set of material parameters. Generalized plasticity gives a suitable framework to reproduce not only monotonic stress path but also cyclic behavior. The hydraulic hysteresis during a drying—wetting cycle and the void ratio effect on the hydraulic behavior is introduced. Comparison between model simulations and a series of experimental data available, both cohesive and granular, are given to illustrate the accuracy of the enhanced generalized plasticity equation. Copyright © 2010 John Wiley & Sons, Ltd.     

基于空间自相关的阿根廷滑柔鱼CPUE标准化研究

CPUE的观测往往不是独立的，而是存在空间相关性的。但是，大多数的CPUE标准化方法通常都假设名义CPUE在空间上是相互独立的。为此，本研究以西南大西洋阿根廷滑柔鱼为例，采用2000-2014年1-5月中国大陆鱿钓生产统计数据以及对应的海表温度和叶绿素浓度数据，选择广义线性模型（general linear model，GLM）为基础模型，将空间自相关加入到GLM中，比较标准GLM和4种加入空间自相关的空间GLM的CPUE标准化。根据最小信息准则（Akaike Information Criterion，AIC）及贝叶斯信息准则（Bayesian Information Criterion，BIC），空间自相关的GLM的CPUE标准化结果优于标准GLM，其中指数模型的CPUE标准化结果最佳。同时，标准GLM与空间自相关的GLM相比，存在精确度过高估计的问题。因此，在CPUE标准化中，应充分考虑空间自相关这一因素。     

A nonstationary extreme value distribution for analysing the cessation of karst spring discharge

The effects of climate change and population growth in recent decades are leading us to consider their combined and potentially extreme consequences, particularly regarding hydrological processes, which can be modeled using a generalized extreme value (GEV) distribution. Most of the GEV models were based on a stationary assumption for hydrological processes, in contrast to the nonstationary reality due to climate change and human activities. In this paper, we present the nonstationary generalized extreme value (NSGEV) distribution and use it to investigate the risk of Niangziguan Springs discharge decreasing to zero. Rather than assuming the location, scale, and shape parameters to be constant as one might do for a stationary GEV distribution analysis, the NSGEV approach can reflect the dynamic processes by defining the GEV parameters as functions of time. Because most of the GEV model is designed to evaluate maxima (e.g. flooding, represented by positive numbers), and spring discharge cessation is a ?minima’, we deduced an NSGEV model for minima by applying opposite numbers, i.e. negative instead of positive numbers. The results of the model application to Niangziguan Springs showed that the probability of zero discharge at Niangziguan Springs will be 1/80 in 2025, and 1/10 in 2030. After 2025, the rate of decrease in spring discharge will accelerate, and the probability that Niangziguan Springs will cease flowing will dramatically increase. The NSGEV model is a robust method for analysing karst spring discharge. Copyright © 2013 John Wiley & Sons, Ltd.     

Improved algorithms for generalized finite element simulations of three-dimensional hydraulic fracture propagation

This paper reports improvements to algorithms for the simulation of 3-D hydraulic fracturing with the Generalized Finite Element Method (GFEM). Three optimizations are presented and analyzed. First, an improved initial guess based on solving a 3-D elastic problem with the pressure from the previous step is shown to decrease the number of Newton iterations and increase robustness. Second, an improved methodology to find the time step that leads to fracture propagation is proposed and shown to decrease significantly the number of iterations. Third, reduced computational cost is observed by properly recycling the linear part of the coupled stiffness matrix. Two representative examples are used to analyze these improvements. Additionally, a methodology to include the leak-off term is presented and verified against asymptotic analytical solutions. Conservation of mass is shown to be well satisfied in all examples.