Earthquake prediction: a new physical basis

Summary. Subcritical crack growth in the laboratory occurs slowly but progressively in solids subjected to low stresses at low strain rates. The cracks tend to grow parallel to the maximum compressive stress so that, when this stress is aligned over a large enough region, the cracks will also be aligned and possess effective seismic anisotropy. It is suggested that such subcritical crack growth produces extensive-dilatancy anisotropy (EDA) throughout earth-quake preparation zones. This process is a possible driving mechanism for earthquake precursors observed at substantial distances from impending focal zones, and provides, in the shear-wave splitting which has been observed in several seismic regions, a possible technique for monitoring the build-up of stress before earthquakes.     

Shear-wave polarizations in the Peter the First Range indicating crack-induced anisotropy in a thrust-fault regime

Summary. Three-component seismograms of small local earthquakes recorded in the Peter the First Range of mountains near Garm, Tadzhikistan SSR, display shear-wave splitting similar to that previously observed near the North Anatolian Fault in Turkey. The Peter the First Range is in a region of compressional tectonics, whereas the North Anatolian Fault is a comparatively simple strike-slip fault. Detailed analysis of the Turkish records suggests that the splitting is diagnostic of crack-induced anisotropy caused by vertical microcracks aligned parallel to the direction of maximum compression. Preliminary examination of paper records from Garm shows that most shear waves arriving within the shear-wave window display shear-wave splitting, and that the polarizations of leading shear-waves are consistently aligned in a NE/SW direction. The area is complicated and the tectonics are not well-understood, but the NE/SW direction is approximately perpendicular to the compressional axis in many of the fault-plane mechanisms of the earthquakes. These earthquakes are usually at depths between 5 and 12 km, although there are some deeper events nearby.
Parallel shear-wave polarizations, such as those observed, are expected to indicate the strike of nearly vertical parallel microcracks, which would be aligned parallel to the direction of maximum compression. Thus the shear-wave polarizations in the Peter the First Range indicate that the directions of principal stress are reversed in the rock above the earthquake foci where thrust faulting is taking place.     

Smaller source earthquakes and improved measuring techniques allow the largest earthquakes in Iceland to be stress forecast (with hindsight)

A group of three earthquakes in 2000 June in SW Iceland included the two largest earthquakes in Iceland in the past 30 yr. Previously, temporal changes in shear-wave splitting had not been recognized before these earthquakes as there were too few small earthquakes to provide adequate shear-wave data, and they were not stress forecast, even with hindsight. These large earthquakes were subject to a special investigation by the European Community funded PREPARED Project during which the seismic catalogue was extended to include smaller magnitude earthquakes. This more detailed data set, together with a semi-automatic programme for measuring the parameters of shear-wave splitting greatly increased the number of time-delay measurements.
The new measurements displayed the typical temporal variations before larger earthquakes as seen elsewhere: a long-term increase in time delays, interpreted as stress accumulation before the earthquake; and a decrease, interpreted as crack coalescence, immediately prior to the earthquake. The logarithms of the durations of both the implied accumulation of stress and the crack coalescence have the same self-similar relationships to earthquake magnitude as found elsewhere in Iceland. This means that, in principle, the time and magnitude of the larger earthquakes could have been stress forecast in real time had the smaller source earthquakes of the extended catalogue and the improved measuring procedures been available at the time.     

Shear-wave splitting in a critical crust: III. Preliminary report of multi-variable measurements in active tectonics

This is a preliminary report on two sets of recent observations from a region of active tectonics that provide comparatively direct evidence for the critical state of the fluid-saturated microcracked crust. The first data set from crosshole seismics in a controlled source stress-monitoring site (SMS) shows that the crust of the Earth is highly compliant and responds to low-level changes of tectonic stress at substantial distances. The second set of data from earthquake seismograms shows that the seismically active Húsavík–Flatey Fault plane is pervaded by critically high pore-fluid pressures, which cause 90° flips in the polarisations of seismic shear waves. We suggest that both sets of observations confirm previous hypotheses for a compliant crack-critical (CCC) crust. This is a new understanding of low-level pre-fracturing deformation that has fundamental implications for a range of applications in solid earth geophysics. These applications range from monitoring hydrocarbon production with time-lapse seismics to monitoring tectonic stress in in situ rock and stress-forecasting the times and magnitudes of impending large earthquakes.