基于光谱混合分解的流域不透水面提取及其动态分析——以于桥水库为例

不透水面不仅是城市非点源污染的主要来源,还是流域生态环境变化的主要因素之一。不透水面的数量、位置、几何形状、分布格局以及透水率与不透水率的比值,均影响着流域的水文环境,因此成为研究热点。本文以天津于桥水库流域为例,综合遥感(RS)与地理信息系统(GIS)技术,从流域尺度上研究1984~2013年间不透水面覆盖度的变化。在ENVI 5.1软件支持下,利用遥感影像获取1984,1994,2004和2013年4个时相的不透水面信息。采用修正后的归一化水体指数剔除水体信息,排除水体对不透水面提取精度的影响。运用线性光谱混合分析法(Linear Spectral Mixture Analysis,LSMA),提取流域不透水面覆盖度。结果表明:流域内不透水面覆盖度大多集中在1~5级,植被覆盖程度较高。近30年间不透水面比例逐年增加,2013年比1984年增加了2.802%,呈线性增长。中等分辨率的遥感影像适合流域尺度的不透水面提取的结果可作为流域水文及规划管理的重要基础性数据。     

泰安市区不透水面覆盖度遥感估算研究

区域不透水面覆盖度是该区域城镇化程度、生态环境状况的重要指示因子。针对传统线性混合像元分解丰度图经常出现负值或者大于1的情况,采用完全约束最小二乘混合像元分解方法,利用泰安市市区Landsat8 OLI遥感影像提取了其不透水面分布状况,运用高分辨率遥感影像随机采样进行了精度检验,并对该区域不透水面空间特征进行了分析。结果表明:该文方法对泰安市市区不透水面分布提取的精度较高;植被、水体、高和低反照率不透水面4种光谱端元的线性组合,可以较好地模拟OLI影像的波谱特征;高、低反照率不透水面两种光谱端元可以很好地表达泰安市市区不透水面信息。     

城市不透水面遥感研究进展

不透水面作为衡量城市化程度和环境质量的重要指标之一,受到人类越来越多的关注.不透水面的大小、位置、几何形状、空间布局以及透水面与不透水面的比率,显著影响了区域生态环境的变化.利用多种遥感数据和方法进行不透水面的提取和制图已成为研究热点之一.从传统遥感方法、基于光谱与几何特征方法、人工智能方法等方面总结了不透水面的遥感提取方法,介绍和评析了各种方法的原理、特点和应用范围,并对未来城市不透水面的提取方法与应用进行了展望.     

融合多源时序遥感数据大尺度不透水面覆盖率估算

不透水面信息是监测城市扩张及区域生态环境变化研究的重要指标，基于遥感技术对地表不透水面信息进行快速提取具有重要意义。传统大范围不透水面覆盖率估算模型主要基于单一遥感信息与不透水面比例之间的相关性，通过单因子回归模型实现不透水面覆盖率的估算。受限于单一遥感信息的信息量及普适性等影响，这类方法在大尺度不透水面提取中具有较大局限性，估算结果的区域适应性存在较大差异。针对该问题，本文提出基于多特征遥感信息进行不透水面估算的方法，以弥补单一特征在大范围不透水面提取中的不确定性。该方法首先以多时相MOD13Q1、MOD09A1产品、夜间灯光数据（NPP-VIIRS）和Landsat 8 OLI为遥感数据源，从不同角度构建突出不透水面信息的多个指数特征；在此基础上利用多元回归模型建立多因子不透水面覆盖率估算模型，进而实现大尺度不透水面覆盖率的遥感估算。本研究选择分布于全国范围内13个典型城市作为主要研究区对提出的模型进行了验证，结果表明：该方法能够适应不同区域不透水面覆盖率的估算，在复杂城市区域表现出较传统方法更好的效果，明显改善了城市内部不透水面覆盖率的估算精度。     

融合多特征的城市不透水面覆盖率估算方法

高分辨率遥感技术的发展为准确估算城市区域精确不透水面信息提供了有效可靠的数据源。为了利用高分遥感影像精确估算不透水面信息,提出了一种基于多特征的城市不透水面覆盖率(Impervious Surface Percentage,ISP)遥感估算模型。该方法利用Sentinel-2光学遥感数据和珞珈一号夜间灯光遥感数据,从多个角度提取了反映不透水面信息的指数特征,基于多元回归分析方法构建了多因子不透水面覆盖率估算模型。以南京市为研究区对该方法进行了验证。结果表明,多因子不透水面覆盖率估算模型可以有效融合多种遥感信息,明显提高了城市ISP估算精度。     

基于多源高分辨率遥感影像的2 m不透水面一张图提取

不透水率是衡量城市生态环境状况的一个重要指标。当前全球范围内仅有1 km和30 m分辨率尺度的不透水面专题信息,无法满足城市尺度水文模型建模、海绵城市规划和建设需求。提出了图谱信息融合的不透水面提取模型,实现了基于深度学习的不透水面提取新方法,研制了不透水面遥感全流程提取和监测软件。基于多源高分辨率遥感影像首次完成了中国31个省（直辖市、自治区）的2 m不透水面专题信息提取,形成全国不透水面一张图,为海绵城市和生态城市的建设提供了基础数据支撑和技术监测手段。     

Landsat8不透水面遥感信息提取方法对比

不透水面是重要的地表覆盖类型,利用卫星遥感影像准确提取不透水面信息对于掌握地表覆盖变化具有重要意义。现有研究已提出了多种不透水面遥感信息提取指数,但目前尚缺乏对这些不透水面指数的系统对比分析。利用Landsat8卫星遥感影像,测试了目前8种主要不透水面指数的提取精度。结果表明,在现有不透水面指数中,垂直不透水层指数能够有效增强不透水面信息,不透水面提取精度最高(89. 6%),其次是比值居民地指数和生物物理组分指数(87. 5%和87. 4%),城市指数与新建筑指数提取精度再次之(82. 9%和80. 0%),归一化差值不透水面指数、归一化建筑指数和基于指数的建筑指数未能有效增强不透水面信息,提取精度较低(75. 0%)。此外,这8种不透水面指数都未能有效解决不透水面与大片裸地光谱混淆的问题,在裸地广泛分布的区域难以准确提取不透水面,平均提取精度仅为71. 0%,影响了不透水面指数的大区域应用。     

Sentinel+Landsat融合影像的城市不透水面积参数获取

不透水面是衡量城市化的发展程度和评价城市生态环境质量的重要指标之一。南昌市作为环鄱阳湖生态经济圈的典型代表区域城市之一,准确、及时、高效地获取其不透水面信息对经济发展和生态规划提供全新的决策参考具有重大意义。现有的不透水面研究大多集中在针对单一光学遥感影像数据提取不透水面信息,但受影像数据源的影响,其分类结果往往存在光谱混淆和“椒盐”现象,限制了不透水面分类精度的进一步提高。为了改善这一局面,本文以南昌市为研究区,综合考虑多源遥感影像数据各自具有的影像特征优势,探究基于Sentinel+Landsat影像提取不透水面信息的适用性与优劣性。     

地表不透水面信息遥感的主要方法分析

全球范围内的城市扩张已使得大量的不透水面取代了以植被为主的地表自然景观,并给生态环境带来了明显的负面影响。不透水面作为一个影响生态环境的关键因子已引起了全社会的广泛关注。如何及时快速地掌握不透水面的空间分布信息,准确无误地量化不透水面的动态变化信息,是城市规划、环境保护亟待解决的现实问题。而遥感以其快速、大范围、多尺度、可重复的对地观测优势为解决这一问题提供了很好的解决方案。不透水面遥感研究经过近十几年的发展已有了长足的进步,多种针对不透水面信息反演的遥感创新技术与方法被相继提出。本文重点分析了这些针对遥感不透水面提出的创新技术,详细地指出了它们的优势和不足,并在此基础上总结了中国遥感工作者在不透水面遥感方面的研究工作。当前许多不透水面信息的反演精度都可以达到85%以上,但是不透水面与裸土和阴影信息的混淆仍是困扰不透水面信息精准反演的主要问题。由于大部分不透水面材料具有和砂土石同源的特点,因此在现有影像光谱分辨率不足的情况下,单靠光谱是很难进一步提高不透水面信息的反演精度,而借助LiDAR等其他辅助数据,将有望帮助解决这一瓶颈问题。     

地表不透水面比例遥感反演研究综述

城市化造成的城市扩张给社会和生态环境带来诸多问题,监测城市变化是解决这一系列问题的重要切入点。不透水面数据作为表征城市扩张的重要指标已成为城市化研究的热点。不透水面数据获取及其时间序列变化分析是现阶段研究的核心。相比于早期基于平面地图的不透水面提取,遥感因其能够连续、快速、大范围对地观测而被广泛应用于不透水面的研究。多源数据融合和多种反演方法的提出使不透水面的遥感反演取得不断进步,研究的重心也逐渐由不透水面分类制图转移到亚像元不透水面比例的定量反演。本文从单时相和时间序列2个角度对不透水面比例遥感反演方法进行总结,详细分析了各种方法的优势和不足,并简述和对比了常用精度验证方法;最后总结了现阶段不透水面比例遥感反演方法中存在的问题并提出了解决思路,展望了未来的发展方向。     

CBERS-02B多光谱数据在城市不透水面 估算中的可用性研究

以厦门岛为研究区,以CBERS-02B的CCD影像为数据源,采用基于可变端元的线性光谱混合模型估算了城市不 透水面组分含量,并探讨了该方法的实现过程与优势。通过端元评估确定了研究区的４个典型端元,即高反射不透水 面、低反射不透水面、高反射土壤和植被。在此基础上,以高、低反射不透水面端元的组分含量对城市不透水面含量 进行估算。精度评价结果显示：基于可变端元的方法要优于一般带全约束法;而在混合像元分解过程中加入全色波段 （band5）有助于提高模型估算精度,使得在像元尺度的精度与采用Landsat的已有报道相近,而在土地利用单元尺度实 现了对城市不透水面的无偏估计。研究实例也表明,尽管目前CBERS-02B数据在辐射定标和地理定位等方面还有待改 进,通过采用适当的处理过程和技术手段,依然能利用该数据对城市不透水面进行有效估算。     

北京城市不透水层覆盖度遥感估算

 应用线性光谱混合模型研究城市环境生物物理组成，端元的确定是其关键。城市地表同物异谱现象显著，光谱变异强烈，对于高反照率地物尤其突出。端元的光谱变异对线性光谱混合模型拟合结果产生重要影响。以同种纯净地物光谱曲线形状具有相似性为出发点，提出了一种端元优化选取方法，在此基础上计算了北京城市地表不透水层覆盖度。研究结果表明，该方法能够在一定程度上减小端元光谱变异性对线性光谱混合模型拟合结果的影响，进而提高城市不透水层覆盖度的估算精度。     

城市不透水表面遥感估算研究

作为城市化水平的关键指示因子，不透水表面已经被广泛应用在城市生态环境评估中。利用TM影像，采用附有限制条件的线性光谱混合模型对北京城区的不透水表面分布进行空间分析。通过高反照率、低反照率、植被及土壤4类光谱端元的线性组合表征城市土地覆盖类型，综合剔除噪声影响后的高、低反照率分量，估算北京城区不透水表面分布。研究结果表明：利用附有限制条件的线性光谱分解得到的RMS平均值为0．003428。其不透水表面分布结果与同期spot-5对比验证，R2为0．932，均方根误差为0．086，结果令人满意。     

Using pan-sharpened high resolution satellite data to improve impervious surfaces estimation

Impervious surface is an important environmental and socio-economic indicator for numerous urban studies. While a large number of researches have been conducted to estimate the area and distribution of impervious surface from satellite data, the accuracy for impervious surface estimation (ISE) is insufficient due to high diversity of urban land cover types. This study evaluated the use of panchromatic (PAN) data in very high resolution satellite image for improving the accuracy of ISE by various pan-sharpening approaches, with a further comprehensive analysis of its scale effects. Three benchmark pan-sharpening approaches, Gram-Schmidt (GS), PANSHARP and principal component analysis (PCA) were applied to WorldView-2 in three spots of Hong Kong. The on-screen digitization were carried out based on Google Map and the results were viewed as referenced impervious surfaces. The referenced impervious surfaces and the ISE results were then re-scaled to various spatial resolutions to obtain the percentage of impervious surfaces. The correlation coefficient (CC) and root mean square error (RMSE) were adopted as the quantitative indicator to assess the accuracy. The accuracy differences between three research areas were further illustrated by the average local variance (ALV) which was used for landscape pattern analysis. The experimental results suggested that 1) three research regions have various landscape patterns; 2) ISE accuracy extracted from pan-sharpened data was better than ISE from original multispectral (MS) data; and 3) this improvement has a noticeable scale effects with various resolutions. The improvement was reduced slightly as the resolution became coarser.     

A pre-screened and normalized multiple endmember spectral mixture analysis for mapping impervious surface area in Lake Kasumigaura Basin,Japan

The impervious surface area (ISA) has emerged not only as an indicator of the degree of urbanization, but also as a major indicator of environmental quality for drainage basin management. However, since almost all of the methods for estimating ISA have been developed for urban environments, it is questionable whether these methods can be successfully applied to drainage basins, such as those found in Japan, which usually have more complicated vegetation components (e.g. paddy field, plowed field and dense forest). This paper presents a pre-screened and normalized multiple endmember spectral mixture analysis (PNMESMA) method, which includes a new endmember selection strategy and an integration of the normalized spectral mixture analysis (NSMA) and multiple endmember spectral mixture analysis (MESMA), for estimating the ISA fraction in Lake Kasumigaura Basin, Japan. This new proposed method is superior to the previous methods in that the estimation error of the proposed method is much smaller than the previous SMA- or NSMA-based methods for drainage basin environments. The overall root mean square error was reduced to 5.2%, and no obvious underestimation or overestimation occurred for high or low ISA areas. Through the assessment of environmental quality in Lake Kasumigaura Basin using the ISA fraction, the results showed that the basin has been in the impacted category since 1987, and that in the two decades since, the environmental quality has continued to decline. If this decline continues, then Lake Kasumigaura Basin will fall into the degraded category by 2017.     

基于混合光谱分解的城市不透水面分布估算

城市化的一个重要表现就是不透水面分布比率的上升,城市内部不透水面分布是城市生态环境的一个重要指标。对于规模较大的大城市,采用高性价比的中等分辨率影像,获取不透水面的分布,是当前国际研究的一个热点。本研究利用Landsat 7的ETM 影像,在线性光谱分解的技术上,提取了上海市的不透水面分布并对其空间特征进行了分析。研究揭示,ETM 影像对于城市尺度的信息提取,其成本是较低的;对于城市地域来说,利用植被、高反照度、低反照度和裸露的土壤四种最终光谱端元的线性组合,可以较好地模拟ETM 波谱特征,而除了水面以外的高反照度、低反照度两种最终光谱端元,可以较好地表达城市不透水表面信息。结果显示,利用中等分辨率影像对上海中心城区不透水面分布提取的精度还是令人满意的,总体上,上海市不透水面分布比率较高,不透水面分布的空间差异进一步揭示了城市土地覆被空间结构以及城市空间扩展的差异性。     

Prior-knowledge-based spectral mixture analysis for impervious surface mapping

In this study, we developed a prior-knowledge-based spectral mixture analysis (PKSMA) to map impervious surfaces by using endmembers derived separately for high- and low-density urban regions. First, an urban area was categorized into high- and low-density urban areas, using a multi-step classification method. Next, in high-density urban areas that were assumed to have only vegetation and impervious surfaces (ISs), the vegetation–impervious model (V–I) was used in a spectral mixture analysis (SMA) with three endmembers: vegetation, high albedo, and low albedo. In low-density urban areas, the vegetation–impervious–soil model (V–I–S) was used in an SMA analysis with four endmembers: high albedo, low albedo, soil, and vegetation. The fraction of IS with high and low albedo in each pixel was combined to produce the final IS map. The root mean-square error (RMSE) of the IS map produced using PKSMA was about 11.0%, compared to 14.52% only using four-endmember SMA. Particularly in high-density urban areas, PKSMA (RMSE = 6.47%) showed better performance than four-endmember (15.91%). The results indicate that PKSMA can improve IS mapping compared to traditional SMA by using appropriately selected endmembers and is particularly strong in high-density urban areas.     

The use of single-date MODIS imagery for estimating large-scale urban impervious surface fraction with spectral mixture analysis and machine learning techniques

Urban impervious surface information is essential for urban and environmental applications at the regional/national scales. As a popular image processing technique, spectral mixture analysis (SMA) has rarely been applied to coarse-resolution imagery due to the difficulty of deriving endmember spectra using traditional endmember selection methods, particularly within heterogeneous urban environments. To address this problem, we derived endmember signatures through a least squares solution (LSS) technique with known abundances of sample pixels, and integrated these endmember signatures into SMA for mapping large-scale impervious surface fraction. In addition, with the same sample set, we carried out objective comparative analyses among SMA (i.e. fully constrained and unconstrained SMA) and machine learning (i.e. Cubist regression tree and Random Forests) techniques. Analysis of results suggests three major conclusions. First, with the extrapolated endmember spectra from stratified random training samples, the SMA approaches performed relatively well, as indicated by small MAE values. Second, Random Forests yields more reliable results than Cubist regression tree, and its accuracy is improved with increased sample sizes. Finally, comparative analyses suggest a tentative guide for selecting an optimal approach for large-scale fractional imperviousness estimation: unconstrained SMA might be a favorable option with a small number of samples, while Random Forests might be preferred if a large number of samples are available.