深埋隧洞即时型岩爆孕育过程的频谱演化特征

岩爆孕育过程中所记录的微震事件波形本身就包含着丰富的前兆信息。基于深埋隧洞微震波的衰减特征,修正了最大有效振幅,将相对有效振幅和最大有效频率作为频谱分析参数。TBM和钻爆法不同开挖方式下诱发的即时型岩爆孕育过程的频谱演化特征基本一致,有如下特征：（1）无岩爆发生时,每日最大释放能量微震事件频谱对应的相对有效振幅的量级为10-6 m/s及以下,而最大有效频率则多大于300 Hz;（2）中等岩爆发生前,相对有效振幅的量级维持在10-5 m/s,最大有效频率则介于200～300 Hz;（3）强烈岩爆发生前,微震事件对应相对有效振幅的量级增长并保持在10-4 m/s,最大有效频率则基本在200 Hz以下;（4）对于一个完整的即时型岩爆孕育过程,当岩爆发生时,相对有效振幅增至最大,同时最大有效频率降至最低。微震信号的频谱演化特征可为即时型岩爆发生时间及等级的预警提供参考和依据。     

深埋隧洞极强岩爆段隧道掘进机半导洞掘进岩爆风险研究

深埋隧洞TBM（隧道掘进机）全断面掘进时,在局部超高应力集中的完整硬脆性岩体洞段将直面极强岩爆的风险,设备和人员的安全将遭受极大的威胁。在锦屏II水电站3#引水隧洞极强岩爆段实施了“先半导洞+TBM联合掘进”实验,结合微震实时监测信息对TBM半导洞掘进的岩爆风险开展了研究。监测结果表明,（1）TBM半导洞掘进期间,日平均微震事件数、日平均辐射微震能、微震大事件数及实际岩爆发生次数和强度均远远低于TBM全断面掘进;（2）能量指数对数值和累积视体积的时域演化表明,TBM半导洞掘进强烈岩爆发生的风险远低于TBM全断面掘进,现场实际开挖也证明了这一点;（3）半导洞洞段微震事件的空间集结程度、总数、震级大小与能量辐射均远小于全断面洞段。因此,TBM半导洞掘进的岩爆风险远远低于TBM全断面掘进,在具有施工条件的情况下采用先半导洞预处理,然后TBM半断面掘进极强岩爆段,以期控制岩爆风险的方案是可行的。     

基于EMS微震参数的岩爆预警方法及探讨

一系列深埋长大隧道工程在我国西部涌现,深埋隧道围岩的岩爆成因机制及监测预警成为亟待解决的课题。微震监测作为岩体微破裂空间监测技术在隧道工程岩爆预警上发挥了重要作用。由于微震数据存在的波动性（时间序列）、离散性（空间分布）和误差,利用震源参数随施工循环的演化特征评估岩爆发育过程并非足够稳定、有效。基于3种微震监测易于获取且紧密联系的震源参数（地震能量、地震矩和视应力）,扩展建立了用于岩爆评估与预警的EMS方法。该方法定义了地震能量、地震矩、视应力3种评价指标,并获得了3种评价指标间的关系;将3种评价指标用于岩爆预测,并进行了岩爆等级评估;同时还给出了微震路径与震源参数空间的概念。最后,将EMS方法应用于巴陕高速米仓山隧道的岩爆灾害实例,对岩爆里程段微震事件簇（微震事件聚集区域）内岩体累进破裂和岩爆发育过程进行了评估,实现了简易有效的微震数据日常处理与岩爆灾害评估预警。     

深埋隧洞微震活动区与岩爆的相关性研究

基于锦屏二级水电站深埋引水隧洞和排水洞大量微震监测数据及上百个不同等级岩爆实例,研究了深埋隧洞微震活动区与岩爆之间的关系。研究结果表明：（1）微震活动分布范围主要介于掌子面后方3倍洞径至前方1.5倍洞径之间,而岩爆高发区位于掌子面后方3倍洞径以内,表明岩爆高发区与微震事件主要分布范围相吻合;（2）隧洞工程岩爆潜在风险重点关注区域是掌子面后方3倍洞径已开挖范围,以及掌子面前方1.5倍洞径施工范围;（3）微震事件及岩爆分布呈区域性集结特点,其中一部分岩爆发生于微震事件集结区内部,另一部分岩爆发生于微震事件集结区边缘,这是岩体破坏过程中所固有的现象,与微震事件集结区边缘局部应力集中密切相关。     

深埋长隧道TBM施工关键问题探讨

针对深埋长隧道开挖所面临的高水压、高地压、高地温、大变形、难支护等问题,分析总结传统钻爆法开挖与支护技术、全断面隧道掘进机（TBM）施工技术、TBM导洞扩挖技术应用中的优劣,TBM导洞扩挖法为深埋长隧道开挖提供了新的设计思路。由于深埋长隧道的建设环境与浅埋隧道建设环境存在显著差异,TBM施工将面临3个关键问题--岩爆问题、卡盾（大变形）问题和未准确探测前方地质而发生的施工事故（涌水、突泥等）。为揭示TBM施工过程中卡盾的存在性,分别针对某一特定地质条件下深埋软、硬岩TBM施工进行理论分析和数值模拟研究。结果表明,软岩地层TBM施工发生卡盾,而硬岩完整地层TBM施工未发生卡盾。     

爆破扰动下TBM隧洞时滞型岩爆特征及影响机制研究

时滞型岩爆的发生通常具有很强的随机性,会对施工安全造成巨大的威胁,而开挖扰动、爆破扰动等均会对潜在时滞型岩爆区产生不同程度的影响。依托某隧道掘进机（TBM）引水隧洞,采用理论分析和对比分析法研究了拆机洞爆破开挖期间K54+000—K54+700段发生的5次时滞型岩爆,发现：（1）强烈岩爆和中等岩爆区位于缓倾断层附近,围岩发育短小隐节理和含充填的细密节理,轻微岩爆距断层远或位于正断层附近,除含充填的细密节理外,均至少发育1条含充填物的倾向SW的陡倾结构面;（2）TBM法开挖隧洞时滞型岩爆滞后爆破时间更长,滞后工作面距离更远,且爆破对TBM隧洞的扰动作用相对较小;（3）爆破扰动使得潜在时滞型岩爆区围岩失稳变得容易,从而加速了时滞型岩爆的进程。研究成果可为TBM隧洞时滞型岩爆的预警与防控提供参考。     

基于微震信息的硬岩新生破裂面方位特征矩张量分析

为了更清晰直观地了解高应力下硬岩破坏（岩爆、片帮、应力型塌方等）孕育过程中岩石破裂演化过程,根据岩石破裂面的特点,依据微震监测数据的矩张量结果,推导并得到了岩体破裂面空间方位计算方法,在此基础上给出了根据运动夹角? 来判断岩石破裂类型的确定方法。借助此方法,在实例研究中进一步证明了深埋隧洞矩张量分解判断破裂类型分析方法的可靠性。依托锦屏二级水电站深埋引水隧洞这一典型工程,依据破裂面的方位角、倾角特征和岩爆宏观破坏情况,初步探究了即时性应变-结构面滑移型岩爆的孕育过程：在岩爆孕育初期,以张拉破裂为主,由于硬性结构面的存在,在开挖扰动应力调整初期,破裂面由岩体浅层往岩体较深层硬性结构面扩展,张拉破裂面尖端接近硬性结构面时,硬性结构面上发生剪切滑移,若较深层岩体内部还有其他硬性结构面存在,则在该硬性结构面尖端,除随着岩体浅层切向应力的持续增大,往开挖面扩展外,继续以张拉破裂面型式往深层扩展,至较深层硬性结构面上剪切破裂产生,最终以剪切滑移面为破坏面边界往开挖面发展,并最终将岩体抛掷而出。     

爆破开挖诱发的地下交叉洞室微震特性及破裂机制分析

白鹤滩水电站右岸地下多洞室间相互施工扰动,使得母线洞等交叉洞室围岩的微震活动规律及破裂机制十分复杂。引进南非IMS微震监测系统,研究高地应力、多面临空卸荷应力环境下交叉洞室围岩的微震特性及破裂孕育机制。根据地下厂房区围岩岩性、错动带及断层分布,选取监测效果较佳的传感器并合理布置;通过定点敲击试验进行波速反演,分析震源定位的精度;以10#母线洞掉块案例为工程背景,分析爆破开挖诱发的交叉洞室岩体破裂微震事件与能量释放时空演化规律,并基于S波和P波的能量比（ES /EP）,归纳、总结了掉块发生过程中岩体破裂演化机制：大量张拉事件发生（爆破冲击诱发）→拉剪、压剪事件发生→张拉事件、剪切事件交替发生（集中应力和节理综合影响）→掉块发生（重力和节理综合作用）。研究结果有利于优化白鹤滩水电站右岸地下洞室群交叉部位的开挖方案,同时对类似工程的开挖和支护具有重要借鉴意义。     

深埋隧道岩爆位置偏转及其微震活动特征

川藏铁路拉林段控制性工程巴玉隧道,施工过程中岩爆频发且呈现邻近区域岩爆位置不一现象。为此,通过微震监测系统原位观测了岩爆位置偏转过程中的岩体破裂演化规律,进一步探讨了岩爆位置发生偏转的原因。研究结果表明:岩爆位置偏转段两侧微震信息呈不均匀分布特征,微震活动(事件数、能量和视体积等参数)随岩爆偏转向岩爆发生位置集核偏转,两者具有良好的空间相关性。岩爆位置偏转段岩体损伤区及视应力的演化特征说明岩爆位置偏转与局部应力集中区变化相关,应力集中程度大的区域更易发生岩爆。相关研究成果对岩爆位置偏转预警及防治具有一定借鉴和参考意义。     

动荷载和含水率对红砂岩破坏及能耗特性的影响

地下工程岩体爆破开挖过程中,动荷载和地下水对工程岩体的安全稳定具有显著影响。为研究动荷载和含水率对岩体破坏和能耗特性的影响,利用改进的SHPB试验装置,设置4个冲击速度和6个含水率等级,对红砂岩进行动态冲击试验。通过分析不同含水率工况下能量反射率、透射率和耗散率的变化规律,构建红砂岩能耗特性与含水率的经验模型;对破坏试样进行筛分试验,根据破碎分形理论,研究岩石破碎分形维数随含水率的变化规律。结果表明：（1）同一冲击速度下,能量透射率和含水率具有指数函数关系且呈负相关,能量耗散率随含水率先增大后减小且具有二次函数关系;（2）同一含水率下,能量透射率和冲击速度呈负相关,能量耗散率和冲击速度呈正相关;（3）在出现宏观破坏的试样中,红砂岩的破坏程度随含水率的增加而增大,且在含水率为1%处出现拐点,破碎分形维数和含水率具有指数函数关系。     

A Top Pilot Tunnel Preconditioning Method for the Prevention of Extremely Intense Rockbursts in Deep Tunnels Excavated by TBMs

The headrace tunnels at the Jinping II Hydropower Station cross the Jinping Mountain with a maximum overburden depth of 2,525 m, where 80% of the strata along the tunnels consist of marble. A number of extremely intense rockbursts occurred during the excavation of the auxiliary tunnels and the drainage tunnel. In particular, a tunnel boring machine (TBM) was destroyed by an extremely intense rockburst in a 7.2-m-diameter drainage tunnel. Two of the four subsequent 12.4-m-diameter headrace tunnels will be excavated with larger size TBMs, where a high risk of extremely intense rockbursts exists. Herein, a top pilot tunnel preconditioning method is proposed to minimize this risk, in which a drilling and blasting method is first recommended for the top pilot tunnel excavation and support, and then the TBM excavation of the main tunnel is conducted. In order to evaluate the mechanical effectiveness of this method, numerical simulation analyses using the failure approaching index, energy release rate, and excess shear stress indices are carried out. Its construction feasibility is discussed as well. Moreover, a microseismic monitoring technique is used in the experimental tunnel section for the real-time monitoring of the microseismic activities of the rock mass in TBM excavation and for assessing the effect of the top pilot tunnel excavation in reducing the risk of rockbursts. This method is applied to two tunnel sections prone to extremely intense rockbursts and leads to a reduction in the risk of rockbursts in TBM excavation.     

Microseism Induced by Transient Release of In Situ Stress During Deep Rock Mass Excavation by Blasting

During deep rock mass excavation with the method of drill and blast, accompanying the secession of rock fragments and the formation of a new free surface, in situ stress on this boundary is suddenly released within several milliseconds, which is termed the transient release of in situ stress. In this process, enormous strain energy around the excavation face is instantly released in the form of kinetic energy and it inevitably induces microseismic events in surrounding rock masses. Thus, blasting excavation-induced microseismic vibrations in high-stress rock masses are attributed to the combined action of explosion and the transient release of in situ stress. The intensity of stress release-induced microseisms, which depends mainly on the magnitude of the in situ stress and the dimension of the excavation face, is comparable to that of explosion-induced vibrations. With the methods of time–energy density analysis, amplitude spectrum analysis, and finite impulse response (FIR) digital filter, microseismic vibrations induced by the transient release of in situ stress were identified and separated from recorded microseismic signals during a blast of deep rock masses in the Pubugou Hydropower Station. The results show that the low-frequency component in the microseismic records results mainly from the transient release of in situ stress, while the high-frequency component originates primarily from explosion. In addition, a numerical simulation was conducted to demonstrate the occurrence of microseismic events by the transient release of in situ stress, and the results seem to have confirmed fairly well the separated vibrations from microseismic records.     

Rock mass damage induced by rockbursts occurring on tunnel floors: a case study of two tunnels at the Jinping II Hydropower Station

Rockbursts occurring on tunnel floors are a special form of failure encountered in tunnel projects, where the failure is characterized by uplift, fracturing, and severe shocks of the tunnel floor. Extremely intense rockbursts were encountered during the excavation of the headrace tunnels 2 and 4 at the Jinping II Hydropower Station. In this study, results of comprehensive analysis conducted using the combination of numerical methods, experiments, and onsite survey to analyze the occurrence and development process of the rockburst are presented. In addition, the degree and extension range of the surrounding rock mass damage were estimated using the failure approaching index and the local energy release rate. The results of the analysis presented in this study are expected to advance the existing knowledge of special rockburst forms and may also serve as a reference for the design of resistant measures for other similar rockbursts.     

Combined early warning method for rockburst in a Deep Island,fully mechanized caving face

Rockbursts annually cause hundreds of casualties and huge economic losses in China. The possibility of rockbursts occurring in a deep island, fully mechanized caving coal face is much higher than in a normal face. To predict and prevent rockbursts in this type of coal face, a comprehensive approach based on multi-instrument monitoring, including microseismic (MS) monitoring, electromagnetic emission (EME) monitoring, and the drilling cutting method (DCM), has been proposed. The case of working face 1304 in the Yangcheng coal mine in Shandong Province, China, was analyzed to test the combined early warning method. In situ investigations showed many early warning precursors before a rockburst, such as a period of silence in MS activity, persistent rising of EME intensity values and pulse numbers, and a large jolt of EME. Based on the quantitative early warning indexes, the combined early warning method for rockbursts in coal face 1304 was established, which mainly includes three rockburst risk judgment conditions and one rockburst risk identification condition. This method has been applied to rockburst forecasting in the Yangcheng coal mine. The application showed that this comprehensive approach could accurately identify potential rockburst risks and trigger early warnings. The case study demonstrated that the likelihood of a rockburst occurring can be forecasted by the combined early warning method based on multi-instrument monitoring.     

岩体质量的分形表述

介绍了岩石质量评价的分形表述方法，研究表明，分维数Ｄ比ＲＱＤ更能客观地表现结构面呈不规则分布岩体的完整性特征，可直接用于工程岩体分类。     

岩爆破坏过程能量释放的数值模拟

岩爆是地下岩石开挖中的一种工程灾害现象,是岩体结构发生破坏时,由于内部储存的弹性能释放并转换为动能而造成动力形式的破坏。岩爆破坏过程中的能量释放与岩体在应力峰值前后的应力-应变特性紧密相关。另外,施工中开挖速度引起的加载速率的变化也会对岩爆的产生有明显影响。以岩体全过程应力-应变曲线试验为基础分析岩爆破坏过程。分析中采用的模型考虑了岩石峰值后应力-应变特性及加载速率的影响。运用数值方法对岩石洞室的开挖过程进行了模拟,在模拟中对岩体破坏的发生及弹性能释放过程进行了分析。数值分析结果显示,岩体洞室开挖过程中岩石破坏由岩体表面向岩体内部发展,岩石的弹性能释放率也随着破坏的发展而不断增加。分析结果还显示,岩体破坏时的弹性能释放速率会随着开挖速率的提高而明显增加。     

基于岩体结构面分布分形维的岩体质量评价

尽管岩体结构面具有空间上的不规则性和结构网络上的复杂性,但由于它又具有自相似的特征,可以运用分形理论来对其进行研究。运用盒计维数法对某矿山巷道围岩体结构面分布的分维数进行计算,验证了岩体结构面分布的分形特征。通过对岩体结构面分布分形维值分布规律的分析发现,分形维数越大、结构面分布越密集,结构面迹线越长,岩体质量越差,表明可将岩体结构面分布的分形维作为岩体质量评价的指标。将计算所得的岩体结构面分布的分维数与按工程岩体分级标准对相应岩体分级所得的岩体质量等级进行对比,提出了一个以岩体结构面分布的分形维作为分级指标的岩体质量评价方案。