Model tests on installation and extraction of suction caissons in dense sand

A series of model tests were performed on steel- and Perspex-made suction caissons in saturated dense marine sand to explore installation and extraction behaviors. The extractions of the caisson were conducted by applying monotonic loading or by pumping water into the caisson. Responses of suction caissons to pullout rates, aspect ratios, and extraction manners were examined. Test results show that a cone-shaped subsidence region occurs around the suction caisson during the suction-assisted installation. The pullout bearing capacity of the suction caisson in sand is dominated by the loading rate and the loading manner. For the suction caisson subjected to monotonic loading, the maximum bearing capacity is reached at the pullout rate of about 20.0?mm/s. The mobilized vertical displacement corresponding to the pullout capacity increases with increasing the pullout rate. The passive suction beneath the suction caisson lid reaches the maximum value when the pullout bearing capacity is mobilized. In addition, during the suction caisson extracted by pumping water into the caisson, the maximum pore water pressure in the caisson is obtained under the displacement of approximately 0.04 times the caisson diameter. The absolute values of the maximum pore water pressures for the suction caissons approximately equal those of the maximum vertical resistances at the monotonic pullout rate of 5 mm/s. When the vertical displacements of the suction caissons with the aspect ratio of 1.0 and 2.0 reach 0.92 and 1.77 times the caisson diameter, respectively, the seepage failure occurs around the caissons. Using a scaling method, the test results can be used to predict the time length required for the prototype suction caisson to be extracted from the seabed.     

Cyclic Bearing Mechanism of Suction Caissons Supporting Offshore Wind Turbines in Clay

The bearing behavior of suction caissons supporting offshore wind turbines under two-way cyclic lateral loading and dead load in clay was investigated with consideration of soil strength degradation and adhesive interface friction between caisson walls and heterogeneous clay using the finite-element package ABAQUS.An ABAQUS built-in user subroutine was programmed to calculate the adhesive interface friction between clay and caisson walls.The results of parametric studies showed that the degradation of bearing capacity could be aggravated by the decrease of the aspect ratio.The offset between the rotation point of the soil inside the caisson and the central axis of the caisson increased with the increasing vertical load and number of cycles.The linearly increasing strength profile and adhesive interface led to the formation of an inverted spoon failure zone inside the caisson.The settlement-rotation curves in each cycle moved downwards with increasing number of cycles due to the soil strength degradation.     

Undrained Bearing Capacity of Suction Caissons for Offshore Wind Turbine Foundations by Numerical Limit Analysis

Determining the ultimate capacity of suction caissons in response to combined vertical, horizontal, and moment loading is essential for their design as foundations for offshore wind turbines. However, the method implemented for stability analysis is quite limited. Numerical limit analysis has an advantage over traditional limit equilibrium methods and nonlinear finite element methods in this case because upper and lower bounds can be achieved to ensure that the exact ultimate capacity of the caisson falls within the appropriate range. This article presents theories related to numerical limit analysis. Simulations are conducted for centrifuge model tests, the findings of which reveal the ability of numerical limit analysis to deal with the inclined pullout capacity of suction caissons. Finally, this article proposes an estimation of the ultimate capacity of a 3.5 MW offshore wind turbine foundation on normally consolidated clay based on the typical environmental parameters of Bothkennar, Scotland. Undrained failure envelopes and safety factors are obtained for suction caissons with different embedment ratios. Failure mechanisms, plastic zones, clay stress distributions, and the influence of the skin friction coefficients of caissons are discussed in detail.     

Experimental studies on sand plug formation in suction caisson during extraction

A series of model tests were conducted on Perspex-made suction caissons in saturated dense marine sand to study the sand plug formation during extraction. Suction caissons were extracted by pullout loading or by pumping air into the suction caisson. Effects of the pullout rates, aspect ratios and loading ways (monotonic or sustained) on the pullout capacity, and plug formation were investigated. It was found that the ultimate pullout capacity of the suction caisson increases with increasing the pullout rate. The sand plug formation under the pullout loading is significantly influenced by the pullout rate and the loading way. When the suction caisson is extracted at a relatively slow rate, the general sand boiling through the sand plug along the inner caisson wall occurs. On the contrary, the local sand boiling will occur at the bottom of the suction caisson subjected to a rapid monotonic loading or a sustained loading. Test results of the suction caisson extracted by pumping air into the caisson show that the pressure in the suction caisson almost follows a linear relationship with the upward displacement. The maximum pressures for suction caissons with aspect ratios of 1.0 and 2.0 during extraction by pumping air into the caisson are 1.70 and 2.27 times the maximum suction required to penetrate the suction caisson into sand. It was found that the sand plug moves downward during extraction by pumping air into the caisson and the variation in the sand plug height is mainly caused by the outflow of the sand particles from the inside of the suction caisson to the outside. When the suction caisson model is extracted under the pullout rate of 2?mm/s (0.28?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases to the maximum value with increasing the penetration depth and then reduces to zero. On the contrary, when extracted under the pullout rate of 10?mm/s (1.4?mm/s for the prototype), the hydraulic gradient along the suction caisson wall increases with increasing the pullout displacement. When extracted by pumping air into the caisson, the hydraulic gradient reaches the critical value, and at the same time, the seepage failure occurs around the suction caisson tip.     

Large deformation finite element analysis of the installation of suction caisson in clay

The suction caisson (or called suction anchor) which is considered as a relatively new type of foundation of offshore structures, has been extensively studied and applied for offshore wind turbines and oil platforms. The installation of the suction caisson is of great importance in the design and construction because it can bring about several issues and further influence the performance of holding capacity in safety service. In this paper, large deformation finite element (FE) analyses are performed to model the installation of suction caisson (SC) by suction and jacking in normally consolidated clay. The penetration of the suction caisson is modeled using an axisymmetric FE approach with the help of the Arbitrary Lagrangian–Eulerian (ALE) formulation which can satisfactorily solve the large deformation problem. The undrained shear strength of the clay and elastic modulus are varied with depth of soil through the subroutine VUFIELD. The numerical results allow quantification of the penetration resistance and its dependence on the installation method. The centrifuge test and theoretical solution are used for the FE model validation. After the validation, the penetration resistance, the soil plug heave, and the caisson wall friction have been examined through the FE model. Based on the numerical results, it is shown that the ALE technique can simulate the entire suction caisson penetration without mesh distortion problem. The installation method can play an important role on the penetration resistance, namely, the suction installation reduces the penetration resistance significantly compared to the purely jacked installation. With a further study on the suction case, it is found that as the final applied suction pressure increases, the soil plug heave increases, while the penetration resistance reduces with increase of the final suction pressure. The effect of the friction of internal caisson walls has been also investigated and a conclusion is drawn that internal wall friction has a significant contribution to the penetration resistance and it can be implicitly represented by varying coefficient of internal wall friction. As for the penetration resistance, both jacked and suction installation have great dependency on the internal wall friction.     

Response of skirted suction caissons to monotonic lateral loading in saturated medium sand

Monotonic lateral load model tests were carried out on steel skirted suction caissons embedded in the saturated medium sand to study the bearing capacity. A three-dimensional continuum finite element model was developed with Z_SOIL software. The numerical model was calibrated against experimental results. Soil deformation and earth pressures on skirted caissons were investigated by using the finite element model to extend the model tests. It shows that the ＂skirted＂ structure can significantly increase the lateral capacity and limit the deflection, especially suitable for offshore wind turbines, compared with regular suction caissons without the ＂skirted＂ at the same load level. In addition, appropriate determination of rotation centers plays a crucial role in calculating the lateral capacity by using the analytical method. It was also found that the rotation center is related to dimensions of skirted suction caissons and loading process, i.e. the rotation center moves upwards with the increase of the ＂skirted＂ width and length; moreover, the rotation center moves downwards with the increase of loading and keeps constant when all the sand along the caisson＇s wall yields. It is so complex that we cannot simply determine its position like the regular suction caisson commonly with a specified position to the length ratio of the caisson.     

Analysis of pullout load capacity of suction caissons in clay by a three-dimensional displacement approach

A study was made to present analytical solutions of pullout load capacity for a suction caisson subjected to inclined tension in clay. The inclined tension on the skirt of the suction caisson is transformed into an equivalent system comprised of the vertical, horizontal, and moment load applied on the center of the lid. The vertical and horizontal stiffness coefficients along the skirt of the suction caisson in clay are presented by three-dimensional elastic solutions considering the nonhomogeneous and nonlinear property of clay. The vertical, horizontal, and rocking stiffness coefficient of the suction caisson on the base are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of clay. The envelopes of the horizontal and vertical ultimate load capacity for clay are presented. The yield, pullout, and failure for clay are taken into consideration. The effects of load inclination, loading depth, and aspect ratio on the pullout load capacity are shown. Behavior of the suction caisson in clay up to failure is investigated using the relationship between tensile load and displacement and that between depth, vertical, and horizontal pressure.     

Experimental studies on the anti-uplift behavior of the suction caissons in sand

A series of model tests was conducted in sand to explore the anti-uplift behavior of suction caissons, considering the effects of aspect ratios, load inclination angles and loading positions. This paper emphasizes on analyzing the deformation characteristic and the mechanism of the suction caissons under various loading conditions. The movement modes of the suction caisson are different when the load inclination angle increases from 0° to 90° corresponding to various mooring positions. The pull-out bearing capacity decreases with load inclination angles increasing. When the load inclination angle changes from 0° to 60°, the bearing capacity reduces more significantly than that between inclination angle of 60° and 90°. While the load inclination angle is relatively small, the pull-out capacity of the suction caisson decreases after reaching the peak as the loading position moves downwards. Moreover, the optimum loading position locates between 2/3 and 3/4 of the caisson length. The optimum loading position is at the bottom of the caisson when the load inclination angle exceeds 60°. However, the influence of the loading position on the pull-out capacity of the caisson can be ignored while the load inclination angle equals to 90°. The pull-out bearing capacity increases as the aspect ratio increases but the aspect ratio has no effect on the deformation characteristic of the suction caisson.     

Upper Bound Solutions for Uplift Ultimate Bearing Capacity of Suction Caisson Foundation

Suction caisson foundation derives most of their uplift resistance from passive suction developed during the pullout movement. It was observed that the passive suction generated in soil at the bottom of the caisson and the failure mode of suction caisson foundation subjecting pullout loading behaves as a reverse compression failure mechanism.The upper bound theorems have been proved to be a powerful method to find the critical failure mechanism and critical load associated with foundations, buried caissons and other geotechnical structures. However, limited attempts have been reported to estimate the uplift bearing capacity of the suction caisson foundation using the upper bound solution. In this paper, both reverse failure mechanisms from Prandtl and Hill were adopted as the failure mechanisms for the computation of the uplift bearing capacity of the suction caisson. New equations were proposed based on both failure mechanisms to estimate the pullout capacity of the suction caisson. The proposed equations were verified by the test results and experimental data from published literature. And the two solutions agree reasonably well with the other test results. It can be proved that both failure mechanisms are reasonably and more consistent with the actual force condition.     

Failure Loci of Suction Caisson Foundations Under CombinedLoading Conditions

Suction caissons are widely used to support offshore fixed platforms in coastal areas. The loadings transferred to suction caissons include the eccentric lateral force induced by waves and self weight of the platform structure. However, under this kind of combined loading conditions, the failure mechanism of caissons with shallow embedment depths is quite different from conventional deep foundations or onshore shallow footings. The behaviour of caissons subjected to combined loadings may be described with the "failure locus" in force resultant spaces. Here the failure loci of smooth caissons are studied by use of finite element approach, with the embedment ratio of caissons varying in the range of 0.25～1.0 and eccentricity ratio of horizontal loadings in 0～10. The platform settlement and tilt limits are involved into determination of failure loci, thus the platforms can avoid significant displacements for the combined loadings located inside the failure locus. Three families of loading paths are used to map out the locus. It is found that the shape of failure loci depends on 3 non-dimensional parameters, and the failure locus of a given caisson changes gradually from the elliptical curve to hooked curve with increasing shear strength of soil. The lateral capacity of short caissons may be enhanced by vertical forces, compared with the maximum lateral capacity of long caissons occurring at the vertical force being zero. The critical embedment ratios partitioning elliptical and hooked loci are proposed.     

Characteristic Test Study on Bearing Capacity of Suction Caisson Foundation Under Vertical Load

Suction caisson foundations are often subjected to vertical uplift loads, but there are still no wide and spread engineering specifications on design and calculation method for uplift bearing capacity of suction caisson foundation.So it is important to establish an uplift failure criterion. In order to study the uplift bearing mechanism and failure mode of suction caisson foundation, a series of model tests were carried out considering the effects of aspect ratio,soil permeability and loading mode. Test results indicate that the residual negative pressure at the top of caisson is beneficial to enhance uplift bearing capacity. The smaller the permeability coefficient is, the higher the residual negative pressure will be. And the residual negative pressure is approximately equal to the water head that causes seepage in the caisson. When the load reaches the ultimate bearing capacity, both the top and bottom negative pressures are smaller than Su and both the top and bottom reverse bearing capacity factors are smaller than 1.0 in soft clay. Combined the uplift bearing characteristics of caisson in sandy soil and soft clay, the bearing capacity composition and the calculation method are proposed. It can provide a reference for the engineering design of suction caisson foundation under vertical load.     

Centrifuge evaluation of the influential factors in the uplift capacity of suction foundations in clay

The passive suction of suction foundations plays a significant role in pull-out resistance. The factors influencing the uplift capacity include stress state, embedment ratio, and loading rate. This article investigates the effect of embedment ratio and loading rate on the bearing behavior of suction foundations using centrifuge testing. A series of uplift tests on a suction foundation in clay were performed using a beam centrifuge. During the tests, uplift displacement, suction, and loading rate were monitored. The suction was obtained by measurement of water pressure. To compare the influence of different factors on uplift capacity due to passive suction, two types of uplift tests were conducted; the first was on the closed caisson and the second was on the vented caisson. The results show that the pull-out resistance increased with an increase of the uplift loading rate, which was induced by the suction. The maximum resistance occurred when the upward displacements reached 14%D under a ratio of skirt length (L) to diameter (D) (L/D) of 0.5 and 17%D under an L/D ratio of 2. These findings provide a way for suction caissons to resist pull-out load or for structures to be removed from the seabed.     

Analytical and experimental studies on installation of a suction caisson with tampered tip in clay

Concrete suction caissons have been successfully used as breakwaters or seawalls in recent years. The relative large wall thickness-to-diameter ratio of a concrete caisson can lead to the formation of a full soil heave plug that may cause difficulties in the installation of concrete caisson in clay. One way to overcome this limitation is to use a tampered tip for the caisson wall. An analytical method is proposed in this article to calculate the minimum suction pressure required to penetrate a caisson and the maximum allowable suction pressure that can be applied to avoid too much soil heave plug during the installation of the suction caisson. Four model tests were conducted in normally consolidated clay to study the installation process of a concrete suction caisson with tampered tip and to verify the proposed analytical method. The height of the soil heave plug in the caisson with a tampered tip is observed to be about half of that in the caisson with a flat tip.     

软黏土中桶形基础竖向循环加载超重力离心模型试验研究

桶形基础越来越广泛应用于海洋油气平台、海上风机、输电塔、防波堤等构筑物,研究其循环承载特性对以上构筑物服役安全性具有重要意义。通过在软黏土中开展单桶循环上拔以及小间距群桶循环上拔和循环下压超重力离心模型试验,发现循环上拔地基破坏模式为整体破坏,裂隙均呈现圆弧形,循环下压呈现渐进式整体破坏模式,下压过程的挤压作用可明显减小桶周泥面高度,导致其承载力降低。模拟双向受荷工况的循环上拔试验在5次加载后荷载弱化系数开始趋于稳定,远早于单向受荷工况;单向和双向受荷工况循环上拔荷载弱化系数残余稳定值分别为0.31和0.32,循环下压荷载弱化系数最小值为0.35,表明不同加载方式竖向循环荷载作用下,此三者大小均可用软黏土地基灵敏度倒数预估。     

海底管道沉箱基础的复合承载力包络面研究

当负压沉箱被用作深水管汇或管道终端基础时,其长径比常介于1～2之间,而目前的沉箱复合承载力包络面表达式大都针对长径比不超过1的情况,少数覆盖长径比大于1的研究又不适用于土体表层强度非零的情况。采用有限元方法,模拟竖向力、水平力和弯矩共同作用下沉箱基础的响应,采用Probe加载模式获得沉箱的复合承载力包络面。进行大量变动参数分析,针对长径比为1～2的沉箱,讨论了长径比和土体强度分布对单向承载力和包络面的影响,并给出了预测沉箱复合承载力的归一化表达式。     

Earth Pressure on Caissons in Marine Clay Under Cyclic Loading

Coastal protection is proposed to be made out of a contiguous caisson type of wall. These caissons can be designed to resist both lateral static and cyclic loading. With adequate depth of embedment, the walls can be designed to offer significant lateral passive resistance to counteract the lateral static and cyclic loading arising out of wave action. This article describes a set of laboratory tests on model caissons embedded into soft marine clay with different embedment depths. Specially designed earth pressure cells are embedded into the caisson at different depths. A pneumatic system was used to apply lateral static and cyclic loading. Test beds were prepared conforming to soft clay conditions in a test tank of appropriate size. The test results reveal that with this type of arrangement the variation in earth pressure with depth can be conveniently established. The earth pressure developed is related to the lateral load applied. The depth at which the maximum earth pressure occurs is same for both static and cyclic loading. Further, under cyclic loading there is no failure encountered even under cyclic loading level corresponding to 0.9 times the ultimate static lateral capacity.     

Investigation of scour effect on tensile capacity of suction caissons considering stress history of sand

Abstract

Since the pull-out response of upwind caissons governs the design of multi-caisson foundations, it is worthwhile to study scour effect on the tensile capacity of suction caissons. The tensile capacity of suction caissons after scour is relevant to the scour depth and the pressure under the caisson lid: the tensile capacity decreases dramatically with increasing scour depth; the smaller the pressure, the stronger the weakening effect of scour. Moreover, the scour effect is investigated in two cases: ignoring stress history and considering stress history. The results show that tensile capacity after scour is larger when the stress history is considered, so ignoring the stress history leads to a conservative design. In order to quantitatively evaluate the effect of scour depth and pressure, an empirical formula for the tensile capacity of suction caissons after scour is proposed based on multiple regression analysis.     

Assessment of cyclic response to suction caisson in clay using a three-dimensional displacement approach

An investigation was made to present analytical solutions of cyclic response to suction caisson subjected to inclined cyclic loadings in clay using a three-dimensional displacement approach. A model representing the relationship between vertical load and vertical displacement and that between lateral load and lateral displacement along the skirt of suction caisson subjected to cyclic loadings is proposed for overconsolidated clay. For the effect of vertical load on cyclic load capacity of suction caisson, using the Mindlin solution in the case of a vertical point load, the vertical stress of soil under the base of suction caisson is presented. For the stress state of soil beneath the base of suction caisson subjected to cyclic loading, the Mohr–Coulomb failure line and critical state line are presented and the relationship between total stress, effective mean principal stress, stress difference, and pore-pressure is elucidated. The comparison of results predicted by the present method for a suction caisson subjected to cyclic loadings in clay has shown good agreement with those obtained from field tests. Cyclic behavior of clay up to failure is made clear from the relationship between cyclic tensile load, vertical and lateral displacements, and rotation and that between depth, vertical, and lateral pressures.     

Simplified limit solutions for the capacity of suction anchors under undrained conditions

Upper bound plastic limit analyses (PLA) can provide a useful framework for estimating the load capacity of suction caisson anchors in purely cohesive soils. Since arbitrary assumptions regarding the soil stress state are not required in the PLA formulation, it may be used with greater consistency compared to other simplified approaches such as limit equilibrium methods. While PLA methods do not attempt to include all of the complexities of anchor behavior, they can provide a relatively simple framework for visualizing anchor kinematics leading to an understanding of the relative importance of various parameters on suction anchor load capacity. The most rigorous PLA formulations involve postulating a three-dimensional anchor-soil failure mechanism and deriving expressions for internal energy dissipation throughout the mechanism. This approach can involve extensive numerical integrations and a relatively complex scheme for optimizing the failure mechanism to obtain a least upper bound collapse load. Considerable simplification is possible if the problem is formulated in terms of ultimate unit resistances (lateral, axial, and their interaction) that can be exerted by the soil on the caisson. In this case, the caisson failure mechanism can be characterized in terms of one or two optimization variables. Simple expressions for the ultimate unit resistances acting on the caisson can be obtained from several sources including rigorous PLA solutions, finite element techniques, or experimental measurements. General expressions are possible by limiting consideration to common, idealized strength profiles such as uniform or constant gradient. Such simplified formulations are particularly valuable for providing an analysis tool accessible to practicing engineers. Suction caisson anchors can be subjected to a variety of load orientations including nearly vertical uplift forces imposed by the vertical tendons of tension leg platforms, horizontal loads imposed by catenary mooring systems, and inclined loads imposed by taut moorings. Recently, PLA methods have been applied to the analysis of suction caissons subjected to this range of loading conditions. This paper reviews the formulation of these analyses and summarizes the most significant findings.     

Evaluation of pullout load capacity of suction caissons in sand using a three-dimensional displacement approach

An investigation was conducted to obtain analytical solutions for the pullout behavior of a suction caisson undergoing inclined loads in sand. The inclined load is transformed into an equivalent load system in which the vertical, horizontal, and moment loads are applied on the center of the lid of the suction caisson. The vertical and lateral stiffness coefficients along the skirt of the suction caisson in sands are presented using the new three-dimensional elastic solutions taking into account the nonhomogeneous and nonlinear properties of the sand. The vertical, lateral, and rocking stiffness coefficients on the base of the suction caisson are presented considering the solutions of a hollow rigid cylindrical punch acting on the surface of a soil. The yield, pullout, and failure for sands with the nonhomogeneous and nonlinear characteristics are taken into consideration. The effects of the load inclination, the loading depth, and the aspect ratio on the pullout load capacity of the suction caisson are presented. Behaviour of the suction caisson in sand prior to failure is clarified from the relationship between tensile load, displacement, and rotation and that between depth, vertical pressure, and lateral pressure.