Mechanism of Kelvin and Rossby waves during ENSO events

Summary ?The fields of sea-level height anomaly (SLHA) and surface zonal wind anomaly (SZWA) have been analyzed to investigate the typical evolution of spatial patterns during El Ni?o-Southern Oscillation (ENSO) events. Sea surface temperature (SST) changes during ENSO events are represented as an irregular interplay of two dominant modes, low-frequency mode and biennial mode. Cyclostationary principal component (PC) time series of the former variables are regressed onto the PC time series of the two dominant SSTA modes to find the spatial patterns of SLHA and SZWA consistent with the two SSTA modes. The two regressed patterns of SLHA explain a large portion of SLHA total variability. The reconstruction of SLHA using only the two components reasonably depicts major ENSO events. Although the low-frequency component of SST variability is much larger than the biennial component, the former does not induce strong Kelvin and Rossby waves. The biennial mode induces much stronger dynamical ocean response than the low-frequency mode. Further decomposition of the SLHA modes into Kelvin and Rossby components shows how these two types of equatorial waves evolve during typical ENSO events. The propagation and reflection of these waves are clearly portrayed in the regressed patterns leading to a better understanding of the wave mechanism in the tropical Pacific associated with ENSO. A close examination suggests that the delayed action oscillator hypothesis is generally consistent with the analysis results reported here. Rossby wave development in the central Pacific in the initiation stage of ENSO and the subsequent reflection of Kelvin waves at the western boundary seems to be an important mechanism for further development of ENSO. The development of Kelvin waves forced by the surface wind in the far-western Pacific cannot be ruled out as a possible mechanism for the growth of ENSO. While Kelvin waves in the far-western Pacific serve as an intiation mechanism of ENSO, they also cause the termination of existing ENSO condition in the central and eastern Pacific, thereby leading to a biennial oscillation over the tropical Pacific. The Kelvin waves from the western Pacific erode the thermocline structure in the central Pacific preventing further devlopment of ENSO and ultimately terminating it. It should be emphasized that this wave mechanism is clear and active only in the biennial mode. Received August 15, 2001; revised March 6, 2002     

Mechanisms of tropical Pacific interannual-to-decadal variability in the ARPEGE/ORCA global coupled model

Spatial and temporal structures of interannual-to-decadal variability in the tropical Pacific Ocean are investigated using results from a global atmosphere–ocean coupled general circulation model. The model produces quite realistic mean state characteristics, despite a sea surface temperature cold bias and a thermocline that is shallower than observations in the western Pacific. The periodicity and spatial patterns of the modelled El Niño Southern Oscillations (ENSO) compare well with those observed over the last 100 years, although the quasi-biennial timescale is dominant. Lag-regression analysis between the mean zonal wind stress and the 20°C isotherm depth suggests that the recently proposed recharge-oscillator paradigm is operating in the model. Decadal thermocline variability is characterized by enhanced variance over the western tropical South Pacific (~7°S). The associated subsurface temperature variability is primarily due to adiabatic displacements of the thermocline as a whole, arising from Ekman pumping anomalies located in the central Pacific, south of the equator. Related wind anomalies appear to be caused by SST anomalies in the eastern equatorial Pacific. This quasi-decadal variability has a timescale between 8 years and 20 years. The relationship between this decadal tropical mode and the low-frequency modulation of ENSO variance is also discussed. Results question the commonly accepted hypothesis that the low-frequency modulation of ENSO is due to decadal changes of the mean state characteristics.     

El-Nino Southern Oscillation simulated and predicted in SNU coupled GCMs

The characteristics of the El-Nino Southern Oscillation (ENSO) simulated in free integrations using two versions of the Seoul National University (SNU) ocean–atmosphere coupled global climate model (CGCM) are examined. A revised version of the SNU CGCM is developed by incorporating a reduced air–sea coupling interval (from 1?day to 2?h), a parameterization for cumulus momentum transport, a minimum entrainment rate threshold for convective plumes, and a shortened auto-conversion time scale of cloud water to raindrops. With the revised physical processes, lower tropospheric zonal wind anomalies associated with the ENSO-related sea surface temperature anomalies (SSTA) are represented with more realism than those in the original version. From too weak, the standard deviation of SST over the eastern Pacific becomes too strong in the revised version due to the enhanced air–sea coupling strength and intraseasonal variability associated with ENSO. From the oceanic side, the stronger stratification and the shallower-than-observed thermocline over the eastern Pacific also contribute to the excessive ENSO. The impacts of the revised physical processes on the seasonal predictability are investigated in two sets of the hindcast experiment performed using the two versions of CGCMs. The prediction skill measured by anomaly correlation coefficients of monthly-mean SSTA shows that the new version has a higher skill over the tropical Pacific regions compared to the old version. The better atmospheric responses to the ENSO-related SSTA in the revised version lead to the basin-wide SSTA maintained and developed in a manner that is closer to observations. The symptom of an excessively strong ENSO of the new version in the free integration is not prominent in the hindcast experiment because the thermocline depth over the eastern Pacific is maintained as initialized over the arc of time of the hindcast (7?months).     

A DIAGNOSIS OF THE INTERANNUAL VARIABILITY OF SEA SURFACE TEMPERATURE AND SURFACE WIND FIELD IN THE TROPICAL OCEANS AND ITS CORRELATIVE CHARACTERS WITH ENSO CYCLE*

Utilizing the NCEP/NCAR reanalysis monthly datasets,and based on the filter and standard deviation calculation,the interannual variability of sea surface temperature (SST) and 1000 hPa wind field for the tropical Pacific,Indian and Atlantic Oceans is investigated for the past 20 years (1979-1998).The characters of space-time evolution in SST anomalies (SSTA) for each ocean and corresponding wind anomaly field are acquired by using rotated principal component (RPC) and linear regression analysis methods.Using the method of correlation analysis.the characters of three tropical oceans correlated with ENSO are investigated.The contemporary correlation between the SSTA in the Indian Ocean and in the equatorial eastern Pacific is positive,and there is a weak negative correlation between the SSTA in the equatorial east Atlantic Ocean and in the equatorial eastern Pacific.The lead-lag correlation analysis indicates that the SSTA in the equatorial Indian Ocean lags the dominant Pacific ENSO mode by 3 months,and the SSTA in the equatorial Atlantic Ocean leads ENSO mode by 6 months.The ENSO-correlated components in tropical Indian Ocean and tropical Atlantic Ocean display much the same amount of total variance in each ocean,i.e..14% in the Indian Ocean and 12% in the Atlantic Ocean and the maximums are all above 40%.     

1991～1994年El Niño的异常特征的诊断研究

1991～1994年热带中东太平洋海温持续4a多出现正距平。Niño3指数一直为正值。在此正距平背景下,产生了两次振荡和3次ElNiño暖期。在此期间赤道东太平洋海温在±5°纬度范围内发生了两次负距平的变化,形成了一个狭窄的温度梯度很大的“冷核”,而赤道外的中纬度海洋则持续维持两个正海温距平。这一时期海表温度资料EOF分析的结果进一步表明,第一特征向量的空间分布实际上反映了上述冷核特征。1991～1994年的ENSO事件主要是低频分量发生了较大异常,赤道低层纬向风和高层西风在前期减弱(1991-01-1992-05),后期加强(1992-06-1994-011).无论是海温还是风场的低频分量都表现出一次ENSO循环的特征。因此作者认为,虽然Niño3指数等在这4a多期间均为正值,但是大气和海洋耦合系统的低频变化部分只发生了一次完整的ENSO循环过程。1991年至1992年上半年对应于ElNiño暖位相,1992年下半年至1994年底对应于LaNina冷位相。但是这个冷位相没有能够得到充分发展,只出现两次极狭窄的冷核。冷位相的明显“夭折”,而代之以出现两次较弱的增暖,可能与季节内尺度的大气强迫与低频变化部分的相互作用有关。     

春季热带南大西洋海表温度异常与夏季亚澳季风区降水异常的联系

利用1979—2019年Hadley中心的海表温度资料、GPCP的降水资料以及NCEP-DOE的再分析资料等,分析了北半球春季热带南大西洋海表温度异常与北半球夏季亚澳季风区降水异常的联系。研究表明,北半球春季热带南大西洋海表温度异常与随后夏季热带西太平洋到南海（澳大利亚东侧海域到热带东印度洋）地区的降水异常为显著负相关（正相关）关系。北半球春季热带南大西洋的海表温度正异常可以引起热带大西洋和热带太平洋间的异常垂直环流,其中异常上升支（下沉支）位于热带大西洋（热带中太平洋）。热带中太平洋的异常下沉气流和低层辐散气流引起热带中西太平洋低层的异常东风,后者有利于热带中东太平洋海表温度出现负异常。通过Bjerknes正反馈机制,热带中东太平洋海表温度异常从北半球春季到夏季得到发展。热带中东太平洋海表温度负异常激发的Rossby波使得北半球夏季热带西太平洋低层出现一对异常反气旋。此时,850 hPa上热带西太平洋到海洋性大陆地区为显著的异常东风,有利于热带西太平洋到南海（澳大利亚东侧海域到热带东印度洋）地区出现异常的水汽辐散（辐合）,导致该地区降水减少（增加）。     

Interdecadal changes in the relationship between Southern China winter-spring precipitation and ENSO

Winter-spring precipitation in southern China tends to be higher (lower) than normal in El Niño (La Niña) years during 1953–1973. The relationship between the southern China winter-spring precipitation and El Niño-Southern Oscillation (ENSO) is weakened during 1974–1994. During 1953–1973, above-normal southern China rainfall corresponds to warmer sea surface temperature (SST) in the equatorial central Pacific. There are two anomalous vertical circulations with ascent over the equatorial central Pacific and ascent over southern China and a common branch of descent over the western North Pacific that is accompanied by an anomalous lower-level anticyclone. During 1974–1994, above-normal southern China rainfall corresponds to warmer SST in eastern South Indian Ocean and cooler SST in western South Indian Ocean. Two anomalous vertical circulations act to link southern China rainfall and eastern South Indian Ocean SST anomalies, with ascent over eastern South Indian Ocean and southern China and a common branch of descent over the western North Pacific. Present analysis shows that South Indian Ocean SST anomalies can contribute to southern China winter-spring precipitation variability independently. The observed change in the relationship between southern China winter-spring rainfall and ENSO is likely related to the increased SST variability in eastern South Indian Ocean and the modulation of the Pacific decadal oscillation.     

Global warming,low-frequency variability,and biennial oscillation: an attempt to understand the physical mechanisms driving major ENSO events

Three primary global modes of sea surface temperature (SST) variability during the period of 1871–2010 are identified through cyclostationary empirical orthogonal function analysis. The first mode exhibits a clear trend and represents global SST warming with an ‘El Niño-like’ SST pattern in the tropical Pacific. The second mode is characterized by considerable low-frequency variability in both the tropical Pacific and the North Pacific regions, indicating that there is a close connection between the two regions on interannual and decadal time scales. The third mode shows a seesaw pattern between El Niño and La Niña within a two-year period; this mode is derived by the oscillatory tendency of the tropical Pacific ocean–atmosphere coupled system. A SST reconstruction based on these three modes captures a significant portion of the SST variability in the raw data, which is primarily associated with El Niño-Southern Oscillation (ENSO) events in the tropical Pacific. Additionally, this study attempts to interpret the major ENSO events that have occurred since the 1970s in terms of the interplay originating from these three modes of variability. In particular, two key points are derived from this analysis: (1) the most extreme El Niño events occurred in 1982/1983 and 1997/1998 are attributed to the positive contributions of all three modes; and (2) the central Pacific (CP) El Niño events in the 1990s and 2000s have different physical mechanisms, that is, the CP El Niño events in the early 1990s originated mainly from the low-frequency mode, while those in the early 2000s derived mainly from the global warming mode.     

冬季赤道太平洋不同类型海温异常表征指数的再构建

利用1963—2013年Hadley中心月平均海表温度资料,以及NCEP/NCAR再分析资料,根据两类厄尔尼诺事件发生时北半球冬季赤道太平洋地区海温异常的不同空间分布特征,即赤道中太平洋CP型和东太平洋EP型海温异常空间分布,从寻找与之相似的空间型角度出发,设计了一组新的海温异常指数I_(CP)和I_(EP)。与以往ENSO指数相比,新指数组I_(CP)和I_(EP)不仅表示了空间上相互独立的海温异常分布,而且在相同的研究时段内,因时间域上相互独立而能更好地表征和区分两类El Ni?o/La Ni?a事件。据此,采用该新指数组探讨了与中部型和东部型海温异常事件相关的热带太平洋的主要海气耦合特征。结果表明,与传统的东部型El Ni?o事件发生时最大暖海温中心位于赤道东太平洋地区不同,中部型El Ni?o事件,异常增暖中心位于赤道中太平洋。中部型时异常Walker环流的上升支向西偏移,异常降水集中于热带中太平洋,不似东部型时异常限定于赤道东太平洋地区。不论哪类事件,海洋性大陆均可受到影响,即CP或EP型El Ni?o发生时,海洋性大陆区域降水偏少。但比较而言,中部型ENSO对海洋性大陆区域的影响更大。     

Interdecadal change of the controlling mechanisms for East Asian early summer rainfall variation around the mid-1990s

East Asian (EA) summer monsoon shows considerable differences in the mean state and principal modes of interannual variation between early summer (May–June, MJ) and late summer (July–August, JA). The present study focuses on the early summer (MJ) precipitation variability. We find that the interannual variation of the MJ precipitation and the processes controlling the variation have been changed abruptly around the mid-1990s. The rainfall anomaly represented by the leading empirical orthogonal function has changed from a dipole-like pattern in pre-95 epoch (1979–1994) to a tripole-like pattern in post-95 epoch (1995–2010); the prevailing period of the corresponding principal component has also changed from 3–5 to 2–3 years. These changes are concurrent with the changes of the corresponding El Nino-Southern Oscillation (ENSO) evolutions. During the pre-95 epoch, the MJ EA rainfall anomaly is coupled to a slow decay of canonical ENSO events signified by an eastern Pacific warming, which induces a dipole rainfall feature over EA. On the other hand, during the post-95 epoch the anomalous MJ EA rainfall is significantly linked to a rapid decay of a central Pacific warming and a distinct tripolar sea surface temperature (SST) in North Atlantic. The central Pacific warming-induced Philippine Sea anticyclone induces an increased rainfall in southern China and decreased rainfall in central eastern China. The North Atlantic Oscillation-related tripolar North Atlantic SST anomaly induces a wave train that is responsible for the increase northern EA rainfall. Those two impacts form the tripole-like rainfall pattern over EA. Understanding such changes is important for improving seasonal to decadal predictions and long-term climate change in EA.     

An empirical model of tropical ocean dynamics

To extend the linear stochastically forced paradigm of tropical sea surface temperature (SST) variability to the subsurface ocean, a linear inverse model (LIM) is constructed from the simultaneous and 3-month lag covariances of observed 3-month running mean anomalies of SST, thermocline depth, and zonal wind stress. This LIM is then used to identify the empirically-determined linear dynamics with physical processes to gauge their relative importance to ENSO evolution. Optimal growth of SST anomalies over several months is triggered by both an initial SST anomaly and a central equatorial Pacific thermocline anomaly that propagates slowly eastward while leading the amplifying SST anomaly. The initial SST and thermocline anomalies each produce roughly half the SST amplification. If interactions between the sea surface and the thermocline are removed in the linear dynamical operator, the SST anomaly undergoes less optimal growth but is also more persistent, and its location shifts from the eastern to central Pacific. Optimal growth is also found to be essentially the result of two stable eigenmodes with similar structure but differing 2- and 4-year periods evolving from initial destructive to constructive interference. Variations among ENSO events could then be a consequence not of changing stability characteristics but of random excitation of these two eigenmodes, which represent different balances between surface and subsurface coupled dynamics. As found in previous studies, the impact of the additional variables on LIM SST forecasts is relatively small for short time scales. Over time intervals greater than about 9?months, however, the additional variables both significantly enhance forecast skill and predict lag covariances and associated power spectra whose closer agreement with observations enhances the validation of the linear model. Moreover, a secondary type of optimal growth exists that is not present in a LIM constructed from SST alone, in which initial SST anomalies in the southwest tropical Pacific and Indian ocean play a larger role than on shorter time scales, apparently driving sustained off-equatorial wind stress anomalies in the eastern Pacific that result in a more persistent equatorial thermocline anomaly and a more protracted (and predictable) ENSO event.     

El Nio期间印度洋海温异常对 亚洲气候的影响

El Nio事件发生时,赤道东太平洋海温出现高达2～3 ℃的正异常,同时,印度洋海温也会出现异常。但每次El Nio事件期间,印度洋异常海温的结构是不相同的,翘翘板型的海表温度结构,是印度洋海温异常的一种典型分布。利用IAP-GCM 9L模式,我们对El Nio期间,印度洋东冷西暖异常海温分布对气候的影响,特别是对亚洲气候的影响,作了数值模拟研究。模拟研究的结果表明,印度洋海温主要影响孟加拉湾、中南半岛、印尼、印度次大陆及中国大陆南部地区的气候变化。在El Nio发生期间,东冷西暖的印度洋海温结构,加大了东太平洋海温异常给东亚季风区带来的影响,它使中南半岛到印尼更加干旱,中国华北到山东半岛的降水减少,而使中国西南到华南的降水明显增加。在其影响下,东亚地区的雨带呈纬向分布,形成旱涝相间的纬向带状异常分布型,使模式模拟结果与中国旱涝的实际分布更加接近。同时,在对高度场、流场的分析中可以看到,印度洋东冷西暖海温分布使夏季副高位置偏南,印度洋到南海的西南风减弱,在中国西南到华南为气旋性环流控制,这些特征与降水分布是一致的。模拟试验表明,印度洋海温异常对我国El Nio期间降水异常的分布型有重要影响。     

Interannual variability of the South Pacific Ocean in observations and simulated by the NCEP Climate Forecast System,version 2

The mechanism of the South Pacific Ocean Dipole (SPOD) mode is examined, using a 50-year simulation of the Climate Forecast System, version 2 (CFSv2) and 50-year observation-based ocean–atmosphere analyses (1961–2010). It is shown that the SPOD, a sea surface temperatures (SST) seesaw between the subtropics and extratropics, is the dominant mode of the interannual variability in the South Pacific in both observations and CFSv2 simulation. CFSv2 also reproduces the seasonal phase-locking of the observed SPOD, with the anomaly pattern developing in austral spring, peaking in summer, and decaying in autumn. Composite analyses based on both observational and model data suggest that in the warm phase of SPOD, positive SST anomaly (SSTA) is initiated by weakened westerly winds over the central South Pacific in austral spring, which suppress the surface evaporative heat loss and reduce the oceanic mixed layer depth, both contributing to the SST warming. The wind-SST-mixed layer anomalies then evolve coherently over the next two seasons while the cold SSTA develops to the north. The wind perturbations are in turn a response to El Niño-Southern Oscillation (ENSO), which forces an atmospheric planetary wave train, the Pacific-South American pattern, emanating from an anomalous heat source in the tropical western Pacific. Moreover, SPOD is significantly correlated with the southern annular mode (SAM) while the latter is also significantly correlated with the ENSO index. This suggests that ENSO’s influence on the SPOD may be partially conveyed through SAM.     

NUMERICAL STUDY ON THE ROLE OF VORTICAL AND DIVERGENT COMPONENTS OF WIND STRESS IN ENSO CYCLE

The 1960-1991 monthly mean FSU (Florida State University)wind stress data aredecomposed into a vortical and a divergent component with each of which to force the model oceanin the context of a two-layer tropical Pacific model.Evidence suggests that for the seasonalvariation the ocean forcing does not produce a realistic cold tongue using either of the componentsand the tongue will not be effectively improved in its intensity and pattern even if the componentsare doubled or halved:the utilization of climatic mean wind stress(no decomposition is done of thewind stress)that contains its seasonal variation will lead to a realistic SST distribution on which isimposed,separately,the interannual anomalies of each of the components so as to get the SSTApattern:under the action of the interannual anomaly of the vortical(divergent)component therearises qnite intense SSTA oscillation marked by noticeable ENSO periods(feeble SSTA withhigher oscillation frequency for obscure ENSO periods),thereby illustrating that the roles of thetwo components differ from each other in the genesis of SST variation on a seasonal and aninterannual basis such that a realistic cold tongue pattern follows under the joint effects on themodel ocean of the two components of wind stress while rational E1 Nino/La Nina phenomenaresult under the forcing of an anomalous wind stress vortical component.Moreover,the divergentcomponent is innegligible in generating a mean climatic condition of the ocean sector but of lessimportance compared to the vortical component in ENSO development.     

ENSO循环的两个不同位相期印度海洋表温度异常的特征分析

通过对ENSO循环的两个不同位相中印度洋地区海表温度变化特征的分析，指出印度洋地区的海温变化与赤道东太平洋地区的海温变化有较好 的相关关系，是ENSO循环的重要组成部分，对应于赤道东太平洋暖位相期，印度洋地区的海温分布为东冷西暖，与此相反，在赤道东太平洋冷位相，印度洋地区的温分布为东暖西冷，进一步的分析还发现，印度洋东，西部地区海温变化纬向差异最明显的区域位于印度洋赤道以南0－25℃附近，且这种差异具有明显的年季变化特征，在整个夏季风期间差异较大，而冬季风期间较小，其中冷位相期间的纬向差异比暖位相期间的纬向差异大，代表印度洋纬向差异的IDM（偶极指数）变化与赤道东太平洋地区的海温变化有很好的正相关关系。     

STUDY OF ANOMALOUS SST FIELD IN TROPICAL PACIFIC IN PRECEDING YEARS OF TWO PATTERNS OF ENSO EVENTS

Analyzing the anomalous field of SST over the tropical Pacific for two kinds of ENSO events after 1956. we find that in the preceding year before the eastern pattern of El Nino event there is the La Nina event and large negative anomalies of SST in the tropical central and eastern Pacific; the preceding year before the eastern pattern of La Nina event witnesses the prevalence of the El Nino event and large positive anomalies of SST in the same waters: the preceding year before the central patterns of the El Nino (La Nina) events are generally marked by significant positive (negative) SST anomalies in central/western (eastern) tropical Pacific. The fields are just the opposite for two patterns of ENSO events. For waters in the warm pool in the western tropical Pacific, the central (eastern) pattern of El Nino event is with a warm (cool) preceding year of the pool. The warmer conditions in the western Pacific warm pool are a necessity for the occurrence of the central pattern of El Nino event.     

NUMERICAL STUDY ON THE ROLE OF VORTICAL AND DIVERGENT COMPONENTS OF WIND STRESS IN ENSO CYCLE*

The 1960-1991 monthly mean FSU (Florida State University)wind stress data are decomposed into a vortical and a divergent component with each of which to force the model ocean in the context of a two-layer tropical Pacific model.Evidence suggests that for the seasonal variation the ocean forcing does not produce a realistic cold tongue using either of the components and the tongue will not be effectively improved in its intensity and pattern even if the components are doubled or halved:the utilization of climatic mean wind stress(no decomposition is done of the wind stress)that contains its seasonal variation will lead to a realistic SST distribution on which is imposed,separately,the interannual anomalies of each of the components so as to get the SSTA pattern:under the action of the interannual anomaly of the vortical(divergent)component there arises qnite intense SSTA oscillation marked by noticeable ENSO periods(feeble SSTA with higher oscillation frequency for obscure ENSO periods),thereby illustrating that the roles of the two components differ from each other in the genesis of SST variation on a seasonal and an interannual basis such that a realistic cold tongue pattern follows under the joint effects on the model ocean of the two components of wind stress while rational E1 Nino/La Nina phenomena result under the forcing of an anomalous wind stress vortical component.Moreover,the divergent component is innegligible in generating a mean climatic condition of the ocean sector but of less importance compared to the vortical component in ENSO development.     

Pacific interdecadal variability driven by tropical–extratropical interactions

Interactions between the tropical and subtropical northern Pacific at decadal time scales are examined using uncoupled oceanic and atmospheric simulations. An atmospheric model is forced with observed Pacific sea surface temperatures (SST) decadal anomalies, computed as the difference between the 2000–2009 and the 1990–1999 period. The resulting pattern has negative SST anomalies at the equator, with a global pattern reminiscent of the Pacific decadal oscillation. The tropical SST anomalies are responsible for driving a weakening of the Hadley cell and atmospheric meridional heat transport. The atmosphere is then shown to produce a significant response in the subtropics, with wind-stress-curl anomalies having the opposite sign from the climatological mean, consistent with a weakening of the oceanic subtropical gyre (STG). A global ocean model is then forced with the decadal anomalies from the atmospheric model. In the North Pacific, the shallow subtropical cell (STC) spins down and the meridional heat transport is reduced, resulting in positive tropical SST anomalies. The final tropical response is reached after the first 10 years of the experiment, consistent with the Rossby-wave adjustment time for both the STG and the STC. The STC provides the connection between subtropical wind stress anomalies and tropical SSTs. In fact, targeted simulations show the importance of off-equatorial wind stress anomalies in driving the oceanic response, whereas anomalous tropical winds have no role in the SST signal reversal. We further explore the connection between STG, STC and tropical SST with the help of an idealized model. We argue that, in our models, tropical SST decadal variability stems from the forcing of the Pacific subtropical gyre through the atmospheric response to ENSO. The resulting Ekman pumping anomaly alters the STC and oceanic heat transport, providing a negative feedback on the SST. We thus suggest that extratropical atmospheric responses to tropical forcing have feedbacks onto the ocean dynamics that lead to a time-delayed response of the tropical oceans, giving rise to a possible mechanism for multidecadal ocean-atmosphere coupled variability.     

北太平洋冬季海-气耦合的主模态及其与瞬变扰动异常的联系

利用45年的ECMWF再分析资料,使用SVD方法研究了冬季北太平洋地区表层海温(SST)异常与大气环流异常间的主要耦合模态,探讨了大尺度海-气耦合型与天气尺度瞬变扰动的相互关系。分析结果表明,中纬度北太平洋地区冬季存在两种主要的海-气耦合型,第1种耦合型反映了与ENSO紧密相关的中纬度北太平洋冬季海温异常分布型以及大气的PNA型,第2种耦合型SST异常集中在东亚沿海以及中纬度北太平洋海流区,相应的大气场则为暖(冷)SSTA上空东西向带状区域内位势高度偏高(低),明显独立于ENSO型。进一步的合成分析表明,在第1种耦合型SST正(负)异常年里,冬季阿留申低压主体位置偏西南(东北),从东北亚到北美西海岸的西北—东南向带状区域内是低层大气温度正(负)异常区和高层西风负(正)异常区,西风负(正)异常中心位于西风急流出口处的北太平洋中东部,而西风急流主体区的风速变化很小。在第2种耦合型东亚沿海至中纬度北太平洋海流区SST偏暖(冷)时,阿留申低压整体偏弱(强),SST暖(冷)异常上空的大气温度偏暖(冷),高层西风急流区西风偏弱(强)。两种耦合型均显示出在北太平洋中纬度地区大气和海洋的异常相关中心有很好的空间对应性。在两种耦合型下,中纬度北太平洋冬季的大气斜压性也发生截然不同的改变,引起中纬度天气尺度瞬变扰动活动异常。瞬变扰动异常的动力强迫作用对北太平洋西风异常的形成存在正反馈作用,而其热力作用则试图破坏与两种海-气耦合模态相关的大气温度异常型。     

ENSO phase-locking to the boreal winter in CMIP3 and CMIP5 models

In this study, the El Nino-Southern Oscillation (ENSO) phase-locking to the boreal winter in CMIP3 and CMIP5 models is examined. It is found that the models that are poor at simulating the winter ENSO peak tend to simulate colder seasonal-mean sea-surface temperature (SST) during the boreal summer and associated shallower thermocline depth over the eastern Pacific. These models tend to amplify zonal advection and thermocline depth feedback during boreal summer. In addition, the colder eastern Pacific SST in the model can reduce the summertime mean local convective activity, which tends to weaken the atmospheric response to the ENSO SST forcing. It is also revealed that these models have more serious climatological biases over the tropical Pacific, implying that a realistic simulation of the climatological fields may help to simulate winter ENSO peak better. The models that are poor at simulating ENSO peak in winter also show excessive anomalous SST warming over the western Pacific during boreal winter of the El Nino events, which leads to strong local convective anomalies. This prevents the southward shift of El Nino-related westerly during boreal winter season. Therefore, equatorial westerly is prevailed over the western Pacific to further development of ENSO-related SST during boreal winter. This bias in the SST anomaly is partly due to the climatological dry biases over the central Pacific, which confines ENSO-related precipitation and westerly responses over the western Pacific.