Simulation of the radiative effect of black carbon aerosols and the regional climate responses over China

As part of the development work of the Chinese new regional climate model (RIEMS), the radiative process of black carbon (BC) aerosols has been introduced into the original radiative procedures of RIEMS,and the transport model of BC aerosols has also been established and combined with the RIEMS model.Using the new model system, the distribution of black carbon aerosols and their radiative effect over the China region are investigated. The influences of BC aerosole on the atmospheric radiative transfer and on the air temperature, land surface temperature, and total rainfall are analyzed. It is found that BC aerosols induce a positive radiative forcing at the top of the atmosphere (TOA), which is dominated by shortwave radiative forcing. The maximum radiative forcing occurs in North China in July and in South China in April. At the same time, negative radiative forcing is observed on the surface. Based on the radiative forcing comparison between clear sky and cloudy sky, it is found that cloud can enforce the TOA positive radiative forcing and decrease the negative surface radiative forcing. The responses of the climate system in July to the radiative forcing due to BC aerosols are the decrease in the air temperature in the middle and lower reaches of the Changjiang River and Huaihe area and most areas of South China, and the weak increase or decrease in air temperature over North China. The total rainfall in the middle and lower reaches of the Changjiang River area is increased, but it decreased in North China in July.     

On summing the components of radiative forcing of climate change

 Radiative forcing is a useful concept in determining the potential influence of a particular mechanism of climate change. However, due to the increased number of forcing agents identified over the past decade, the total radiative forcing is difficult to assess. By assigning a range of probability distribution functions to the individual radiative forcings and using a Monte-Carlo approach, we estimate the total radiative forcing since pre-industrial times including all quantitative radiative forcing estimates to date. The resulting total radiative forcing has a 75–97% probability of being positive (or similarly a 3–25% probability of being negative), with mean radiative forcing ranging from +0.68 to +1.34 W m⁻², and median radiative forcing ranging from +0.94 to +1.39 W m⁻². Received: 14 March 2001 / Accepted: 1 June 2001     

黑碳气溶胶直接辐射强迫及其对中国夏季降水影响的模拟研究

利用NCAR的全球大气模式CAM3分析了黑碳气溶胶在大气顶和地表的直接辐射强迫分布及其季节变化,重点讨论了云对黑碳气溶胶直接辐射强迫的影响,以及黑碳气溶胶对中国夏季降水的影响。结果表明：黑碳气溶胶在大气顶和地表的直接辐射强迫分布范围和强度都具有明显的季节变化。有云条件下,黑碳气溶胶在大气顶产生正的直接辐射强迫,全球年平均强迫值为＋0.33 W·m－2;在地表产生负的直接辐射强迫,全球年平均强迫值为－0.56 W·m－2。晴空条件下,黑碳气溶胶在大气顶和地表的全球年平均辐射强迫值分别为＋0.21 和－0.71 W·m－2。云的存在对黑碳气溶胶的辐射强迫产生了很大的影响,使大气顶的正辐射强迫增加,地表的负辐射强迫减小。黑碳气溶胶导致夏季中国北方30°N～45°N之间区域降水明显增加;而中国长江以南地区除了海南和广西的部分城市外,降水明显减少。模拟结果表明,中国夏季近50年来经常发生的南涝北旱并非由黑碳气溶胶引起。     

黑碳气溶胶辐射强迫全球分布的模拟研究

利用一个改进的辐射传输模式,结合全球气溶胶数据集（GADS）,计算晴空条件下冬夏两季黑碳气溶胶的直接辐射强迫在对流层顶和地面的全球分布。计算结果表明,与温室气体引起的整层大气都是正的辐射强迫不同,黑碳气溶胶的辐射强迫在对流层顶为正值,而在地面的辐射强迫却是负值。作者从理论上解释了造成这种结果的原因。对北半球冬季和夏季而言,在对流层顶黑碳气溶胶的全球辐射强迫的平均值分别为0.085W/m2和0.155 W/m2,在地面则分别为-0.37 W/m2和-0.63 W/m2。虽然气溶胶的辐射强迫主要依赖于其本身的光学性质和在大气中的浓度,太阳高度角和地表反照率对黑碳气溶胶的辐射强迫会产生很大的影响。研究指出:黑碳气溶胶在对流层顶正的辐射强迫和在地面负的辐射强迫的绝对值都随太阳天顶角的余弦和地表反照率的增加线性增大;地表反照率对黑碳气溶胶辐射强迫的强度和分布都有重要影响。黑碳气溶胶的辐射强迫分布具有明显的纬度变化特征,冬夏两季的大值区都位于30°N~90°N之间,表明人类活动是造成黑碳气溶胶辐射强迫的主要原因。     

硫酸盐和烟尘气溶胶辐射特性及辐射强迫的模拟估算

利用已有的硫酸盐和烟尘气溶胶折射指数资料，精确计算了这两种气溶胶从太阳短波到红外谱段的辐射特性。然后，在LLNL化学输送模式(CTM)模拟的硫酸盐和烟尘气溶胶资料及改进的气溶胶参数化基础上，在国内首次用GCM估算了这两种气溶胶引起的全球辐射强迫。结果表明:(1)西欧是全球最大的硫酸盐辐射强迫中心，最大值出现在夏季，达-5.0W/m2；(2)烟尘强迫的最大中心出现在夏季的南美和非洲中南部，为4.0W/m2；(3)南半球大陆人为气溶胶的强迫不容忽视；(4)某些地区人为气溶胶的强迫在量值上可与CO2等温室气体引起的强迫相比拟。     

Why Is the Climate Forcing of Sulfate Aerosols So Uncertain?

l. IntroductionAlthough the aerosol has been recognized as an important factor which has innuence onthe past, present and future climate for a long time, it still has much uncertainty in assessingits climate forcing. The direct radiative forcing of sulfate aerosols has been estimated rangingfrom --0.3 W/ m2 to --0.9 W/ m2 in recent publications (Charlson et al., l992, Kiehl andBriegleb l993; Taylor and Penner 1994, Boucher and Anderson l995, Kieh1 and Rodhe l995;Chuang et al., l997, Penne…     

用GMS卫星资料研究我国东南部夏季短波云辐射强迫

利用中分辨率辐射计算模式（MODTRAN3）、站点的温压湿探空资料和美国标准大气的气溶胶、臭氧和微量气体参数，计算出无云情况下的地面总辐射，再与实测地面总辐射结合得出云对太阳的辐射强迫。同时利用GMS卫星资料反演出云辐射参数——反照率和亮温，分析了短波云辐射强迫和云辐射参数的关系，建立了两者的回归模式，用于估算地面资料缺少地区的短波云辐射强迫。     

Adjusted radiative forcing and global radiative feedbacks in CNRM-CM5, a closure of the partial decomposition

This study provides a comprehensive global analysis of the climate radiative feedbacks and the adjusted radiative forcing for a CO₂ increase perturbation in the CNRM-CM5 climate model using the partial radiative perturbations (PRP) method. Some methodological key points of the PRP are investigated, with a particular focus on the consideration of the effect of fast adjustments. First, the standard PRP method is applied by neglecting certain fast adjustments. The effect of the field decorrelation is highlighted by performing a PRP across two different periods of a control experiment and by analyzing second-order terms. Sensitivity tests to the field substitution frequency, the sampling period and the perturbed experiment used are performed. The impact of the definition of the top of the climate system (top-of-the-atmosphere or tropopause) in the feedback estimate is also discussed. Secondly, the fast adjustment processes are taken into account by combining the PRP framework with the method of linear regression of the partial net radiative flux change against the mean surface air temperature change using a step forcing experiment. This method allows us to quantify the contribution of the different constituents to the forcing adjustment and to improve the estimation of the radiative feedbacks. It is shown that such decomposition allows the retrieval of the adjusted radiative forcing, the radiative feedbacks and the climate sensitivity as estimated with the linear regression method with a high level of accuracy, validating the partial decomposition.     

相对湿度对气溶胶辐射特性和辐射强迫的影响

采用已有的气溶胶折射指数等资料 ,计算了在不同的相对湿度条件下硫酸盐气溶胶的辐射特性。结合两种不同化学输送模式 (CTM )的模拟结果及LASGGOALS/AGCM模式 ,模拟估算了考虑相对湿度影响后全球硫酸盐气溶胶的辐射强迫。结果表明 :(1)随着相对湿度的增加 ,硫酸盐气溶胶的质量消光效率因子在短波波段有所减小 ,单次散射反照率仅在长波波段有所增加 ,不对称因子在整个波段均有所增加 ;(2 )用两个CTM资料模拟辐射强迫的结果相差较大 ,其全球平均辐射强迫分别为 - 0 .2 6 8和 - 0 .816W/m2 ;(3)在考虑相对湿度的影响后 ,硫酸盐气溶胶辐射强迫的分布类型与相应干粒子的强迫分布类型基本相同 ,但全球平均的强迫值减少了 6 %左右。     

Direct Radiative Forcing of Anthropogenic Aerosols over Oceans from Satellite Observations

Anthropogenic aerosols play an important role in the atmospheric energy balance. Anthropogenic aerosol optical depth (AOD) and its accompanying shortwave radiative forcing (RF) are usually simulated by nu- merical models. Recently, with the development of space-borne instruments and sophisticated retrieval algorithms, it has become possible to estimate aerosol radiative forcing based on satellite observations. In this study, we have estimated shortwave direct radiative forcing due to anthropogenic aerosols over oceans in all-sky conditions by combining clouds and the Single Scanner Footprint data of the Clouds and Earth’s Radiant Energy System (CERES/SSF) experiment, which provide measurements of upward shortwave fluxes at the top of atmosphere, with Moderate Resolution Imaging Spectroradiometer (MODIS) aerosol and cloud products. We found that globally averaged aerosol radiative forcing over oceans in the clear-sky conditions and all-sky conditions were -1.03±0.48 W m-2 and -0.34 ±0.16 W m-2, respectively. Direct radiative forcing by anthropogenic aerosols shows large regional and seasonal variations. In some regions and in particular seasons, the magnitude of direct forcing by anthropogenic aerosols can be comparable to the forcing of greenhouse gases. However, it shows that aerosols caused the cooling effect, rather than warming effect from global scale, which is different from greenhouse gases.     

A case study of the direct radiative effect of biomass burning aerosols on precipitation in the Eastern Amazon

Numerical experiments with the Brazilian additions to the Regional Atmospheric Modeling System were performed with two nested grids (50 and 10 km horizontal resolution, respectively) with and without the effect of biomass burning for 8 different situations for 96 h integrations. Only the direct radiative effect of aerosols is considered. The results were analyzed in large areas encompassing the BR163 road (one of the main areas of deforestation in the Amazon), mainly where most of the burning takes place. The precipitation change due to the direct radiative impact of biomass burning is generally negative (i.e., there is a decrease of precipitation). However, there are a few cases with a positive impact. Two opposite forcing mechanisms were explored: (a) the thermodynamic forcing that is generally negative in the sense that the aerosol tends to stabilize the lower atmosphere and (b) the dynamic impact associated with the low level horizontal pressure gradients produced by the aerosol plumes. In order to understand the non-linear relationship between the two effects, experiments were performed with 4-fold emissions. In these cases, the dynamic effect overcomes the stabilization produced by the radiative forcing and precipitation increase is observed in comparison with the control experiment. This study suggests that, in general, the biomass burning radiative forcing decreases the precipitation. However, very large concentrations of aerosols may lead to an increase of precipitation due to the dynamical forcing associated with the horizontal pressure gradients.     

On aspects of the concept of radiative forcing

 The concept of radiative forcing has been extensively used as an indicator of the potential importance of climate change mechanisms. It allows a first order estimate of the global-mean surface temperature change; and it is possible to compare forcings from different mechanisms, on the assumption that similar global-mean forcings produce similar global-mean surface temperature changes. This study illustrates two circumstances where simple models show that the conventional definition of radiative forcing needs refining. These problems arise mainly with the calculation of forcing due to stratospheric ozone depletion. The first part uses simple arguments to produce an alternative definition of radiative forcing, using a time-dependent stratospheric adjustment method, which can give different forcings from those calculated using the standard definition. A seasonally varying ozone depletion can produce a quite different seasonal evolution of forcing than fixed dynamical heating arguments would suggest. This is especially true of an idealised and extreme “Antarctic ozone hole” type scenario where a sudden loss of ozone is followed by a sudden recovery. However, for observed ozone changes the annually averaged forcing is usually within 5% of the forcing calculated using the fixed dynamical heating approximation. Another problem with the accepted view of radiative forcing arises from the definition of the tropopause considered in the second part of this study. For a correct radiative forcing estimate the “tropopause” needs to separate the atmosphere into regions with a purely radiative response and those with a radiative-convective response. From radiative-convective model results it is found that radiative equilibrium conditions persist for several kilometres below the tropopause (the tropopause being defined as where the lapse rate reaches 2 K km^-1). This region needs to be included in stratospheric adjustment calculations for an accurate calculation of forcing, as it is only the region between the surface and the top of the convection that can be considered as a single, forced, system. Including temperature changes in this region has a very large effect on stratospheric ozone forcing estimates, and can reduce the magnitude of the forcing by more than a factor of two. Although these experiments are performed using simple climate models, the results are of equal importance for the analysis of forcing-response relationships using general circulation models. Received: 25 October 1996/Accepted: 14 April 1997     

Assessment of the first indirect radiative effect of ammonium-sulfate-nitrate aerosols in East Asia

A physically based cloud nucleation parameterization was introduced into an optical properties/radiative transfer module incorporated with the off-line air quality modeling system Regional Atmospheric Modeling System (RAMS)-Models-3 Community Multi Scale Air Quality (CMAQ) to investigate the distribution features of the first indirect radiative effects of sulfate, nitrate, and ammonium-sulfate-nitrate (ASN) over East Asia for the years of 2005, 2010, and 2013. The relationship between aerosol particles and cloud droplet number concentration could be properly described by this parameterization because the simulated cloud fraction and cloud liquid water path were generally reliable compared with Moderate Resolution Imaging Spectroradiometer (MODIS) retrieved data. Simulation results showed that the strong effect of indirect forcing was mainly concentrated in Southeast China, the East China Sea, the Yellow Sea, and the Sea of Japan. The highest indirect radiative forcing of ASN reached ?3.47 W m^?2 over Southeast China and was obviously larger than the global mean of the indirect forcing of all anthropogenic aerosols. In addition, sulfate provided about half of the contribution to the ASN indirect forcing effect. However, the effect caused by nitrate was weak because the mass burden of nitrate was very low during summer, whereas the cloud fraction was the highest. The analysis indicated that even though the interannual variation of indirect forcing magnitude generally followed the trend of aerosol mass burden from 2005 to 2013, the cloud fraction was an important factor that determined the distribution pattern of indirect forcing. The heaviest aerosol loading in North China did not cause a strong radiative effect because of the low cloud fraction over this region.     

The Impacts of Optical Properties on Radiative Forcing Due to Dust Aerosol

There are large uncertainties in the quantitative assessment of radiative effects due to atmospheric dust aerosol. The optical properties contribute much to those uncertainties. The authors perform several sensitivity experiments to estimate the impacts of optical characteristics on regional radiative forcing in this paper. The experiments involve in refractive indices, single scattering aibedo, asymmetry factor and optical depth. An updated dataset of refractive indices representing East Asian dust and the one recommended by the World Meteorology Organization （WMO） are contrastively analyzed and used. A radiative transfer code for solar and thermal infrared radiation with detailed aerosol parameterization is employed. The strongest emphasis is on the refractive indices since other optical parameters strongly depend on it, and the authors found a strong sensitivity of radiative forcing on refractive indices. Studies show stronger scattering, weaker absorption and forward scattering of the East Asian dust particles at solar wavelengths, which leads to higher negative forcing, lower positive forcing and bigger net forcing at the top of the atmosphere （TOA） than that of the WMO dust model. It is also found that the TOA forcings resulting from these two dust models have opposite signs in certain regions, which implies the importance of accurate measurements of optical properties in the quantitative estimation of radiative forcing.     

基于国际大气化学-气候模式比较计划模式数据评估中国沙尘气溶胶直接辐射强迫

目前气候模式对沙尘气溶胶直接辐射强迫模拟仍有很大不确定性,多模式对比有助于定量评估不确定范围。国际大气化学—气候模式比较计划（Atmospheric Chemistry and Climate Model Intercomparison Project,ACCMIP）旨在评估当前模式对短寿命大气成分辐射强迫和气候效应的模拟能力。基于7个ACCMIP模式模拟的中国地区沙尘气溶胶浓度,我们评估了中国区域沙尘气溶胶直接辐射强迫和不确定性范围。结果显示,中国区域沙尘气溶胶年排放总量为215±163 Tg a-1,区域年均地表浓度为41±27 μg m-3,柱浓度为9±4 kg m-2,光学厚度为0.09±0.05。中国区域年均沙尘气溶胶产生的大气顶短波、长波和总辐射强迫分别为-1.3±0.8 W m-2、0.7±0.4 W m-2和-0.5±0.7 W m-2;地表短波、长波和总的辐射强迫值为-1.5±1.0 W m-2、1.8±0.9 W m-2和0.2±0.2 W m-2。沙尘气溶胶长波辐射强迫对沙尘浓度的垂直分布敏感。高层沙尘气溶胶浓度越大,其在大气顶产生更强的正值长波辐射强迫。然而,沙尘气溶胶短波辐射强迫主要受整层沙尘柱浓度控制,对沙尘浓度的垂直分布较不敏感。本文结果可为中国沙尘气溶胶的气候模拟提供参考。     

中国东部和印度季风区云辐射特性的比较

基于 ＩＳＣＣＰ和 ＥＱＢＥ资料,本文比较了中国东部和印度季风区的云和云辐射强迫的气候特征。虽然它们同属于亚洲季风区,并且有相似的降水季节特征,但它们各自的云和云辐射强迫特征差异很大。在印度区域,所有的云量有着相同的季节变化,最大云量分布都出现在夏季,且总云量中以高云量为主。而中国东部云量的季节变化都比较复杂,在总云量中以中、低云量为主,最大总云量出现在春季。冬季的总云量和中、低云量要大于夏季。在全球云量分布中,中国东部最典型的特征是：该地区为全球最大的雨层云覆盖区。与云的分布和变化相关,印度季风区最大的负短波云辐射强迫,最大的正的长波辐射强迫和最大的负的净云辐射强迫发生在夏季,而在中国东部,大的负的短波云辐射强迫发生在春夏之交。年平均的负的短波云辐射强迫在中国东部地区明显要大于在印度季风区。     

Climate forcings and climate sensitivities diagnosed from atmospheric global circulation models

Understanding the historical and future response of the global climate system to anthropogenic emissions of radiatively active atmospheric constituents has become a timely and compelling concern. At present, however, there are uncertainties in: the total radiative forcing associated with changes in the chemical composition of the atmosphere; the effective forcing applied to the climate system resulting from a (temporary) reduction via ocean-heat uptake; and the strength of the climate feedbacks that subsequently modify this forcing. Here a set of analyses derived from atmospheric general circulation model simulations are used to estimate the effective and total radiative forcing of the observed climate system due to anthropogenic emissions over the last 50 years of the twentieth century. They are also used to estimate the sensitivity of the observed climate system to these emissions, as well as the expected change in global surface temperatures once the climate system returns to radiative equilibrium. Results indicate that estimates of the effective radiative forcing and total radiative forcing associated with historical anthropogenic emissions differ across models. In addition estimates of the historical sensitivity of the climate to these emissions differ across models. However, results suggest that the variations in climate sensitivity and total climate forcing are not independent, and that the two vary inversely with respect to one another. As such, expected equilibrium temperature changes, which are given by the product of the total radiative forcing and the climate sensitivity, are relatively constant between models, particularly in comparison to results in which the total radiative forcing is assumed constant. Implications of these results for projected future climate forcings and subsequent responses are also discussed.     

青藏高原地区气溶胶直接辐射强迫的数值模拟研究

通过比较EMAC模式模拟结果和卫星观测结果证实了模式的可信性,进而利用模拟结果分析研究了2010～2012年青藏高原上空气溶胶光学厚度及其直接辐射强迫的时空分布规律。结果表明:所有气溶胶组分中,沙尘、水溶性气溶胶和气溶胶中液态水是高原的主要消光物质,三者年平均消光占比分别为0.27、0.20和0.49。2011年夏季纳布罗火山爆发,高空气溶胶消光在海拔14 km以上显著增强。青藏高原气溶胶在大气顶和地表的直接辐射强迫分布总体上由北向南递减,沙尘气溶胶在高原北部边缘大气顶产生正辐射强迫,气溶胶大气层直接辐射强迫对大气有增温效应,主要出现在沙尘含量高的地区。此外,受纳布罗火山爆发的影响,平流层气溶胶在2011年秋、冬季产生了明显较强的负辐射强迫,相比于无火山爆发的2010年和 2012年,青藏高原上空平流层气溶胶负辐射强迫在2011年秋季和冬季分别增加了55.50%和52.38%。     

The role of ENSO in global ocean temperature changes during 1955–2011 simulated with a 1D climate model

Global average ocean temperature variations to 2,000 m depth during 1955–2011 are simulated with a 40 layer 1D forcing-feedback-mixing model for three forcing cases. The first case uses standard anthropogenic and volcanic external radiative forcings. The second adds non-radiative internal forcing (ocean mixing changes initiated in the top 200 m) proportional to the Multivariate ENSO Index (MEI) to represent an internal mode of natural variability. The third case further adds ENSO-related radiative forcing proportional to MEI as a possible natural cloud forcing mechanism associated with atmospheric circulation changes. The model adjustable parameters are net radiative feedback, effective diffusivities, and internal radiative (e.g., cloud) and non-radiative (ocean mixing) forcing coefficients at adjustable time lags. Model output is compared to Levitus ocean temperature changes in 50 m layers during 1955–2011 to 700 m depth, and to lag regression coefficients between satellite radiative flux variations and sea surface temperature between 2000 and 2010. A net feedback parameter of 1.7Wm^?2 K^?1 with only anthropogenic and volcanic forcings increases to 2.8Wm^?2 K^?1 when all ENSO forcings (which are one-third radiative) are included, along with better agreement between model and observations. The results suggest ENSO can influence multi-decadal temperature trends, and that internal radiative forcing of the climate system affects the diagnosis of feedbacks. Also, the relatively small differences in model ocean warming associated with the three cases suggests that the observed levels of ocean warming since the 1950s is not a very strong constraint on our estimates of climate sensitivity.     

THE IMPACT OF RELATIVE HUMIDITY ON THE RADIATIVE PROPERTY AND RADIATIVE FORCING OF SULFATE AEROSOL*

With the data of complex refractive index of sulfate aerosol,the radiative properties of the aerosol under 8 relative humidity conditions are calculated in this paper.By using the concentration distribution from two CTM models and LASG GOALS/AGCM,the radiative forcing due to hygroscopic sulfate aerosol is simulated.The results show that:(1)With the increase of relative humidity,the mass extinction coefficiency factor decreases in the shortwave spectrum;single scattering albedo keeps unchanged except for a little increase in longwave spectrum,and asymmetry factor increases in whole spectrum.(2)Larger differences occur in radiative forcingsimulated by using two CTM data,and the global mean forcing is -0.268 and -0.816 W/m²,respectively.(3)When the impact of relative humidity on radiative property is taken into account,the distribution pattern of radiative forcing due to the wet particles is very similar to that of dry sulfate,but the forcing value decreases by 60%.