CMIP5模式对ENSO现象的模拟能力评估

针对参与耦合模式比较计划(CMIP5)的17个海-气耦合模式对20世纪气候的模拟结果,从热带太平洋海表温度和大气海平面气压变化的综合分析角度较详细评估了模式对厄尔尼诺-南方涛动(ENSO)现象的模拟能力。结果表明,这些模式基本上能模拟出ENSO现象的一些主要特征,包括热带太平洋海温的空间分布及其时空演变特征、与海平面气压变化的关联、ENSO周期变化及锁相特征等,但不同模式的模拟结果仍然差异较大。(1)从模拟的热带太平洋年平均海温的偏差来看,多模式集合平均值与观测的均方根误差小于1.0℃,但单个模式的误差相对要大一些。误差较小的为1.2—1.3℃,多数模式在1.6℃以下,但也有个别模式的误差超过2.0℃。(2)从经验正交函数分解结果来看,热带太平洋实测月平均海表温度距平和海平面气压距平的年际尺度变化第1模态主要表现为ENSO变化特征,第2模态反映的是海温的长期变化趋势。只有少数几个CMIP5模式能够再现这种特征,多数模式所模拟的海温距平/海平面气压距平时空变化的第1、第2特征向量分布顺序与观测分析正好相反,ENSO变成了第2模态,趋势成了最主要的模态。尽管如此,所有模式都能模拟出南方涛动变化与热带太平洋海温距平时空变化的密切关联,无论是作为第1还是第2特征模态,所有模式模拟的南方涛动与热带太平洋海温距平时空变化都有密切相关。(3)谱分析结果表明,ENSO现象具有2—7年的周期,其中,4年的周期最明显。大多数模式模拟的ENSO周期在此范围内,但有些模式的主要周期偏短,为2年左右。个别模式的ENSO主要周期为11年,已超出2—7年的范围。(4)多数模式模拟的厄尔尼诺及拉尼娜的峰值出现在冬季(11—2月),与观测基本吻合。另有少数模式模拟的峰值出现在9—10月,比观测略提前。只有个别模式模拟的峰值出现在夏季,与观测相差太大。     

厄尔尼诺衰减年东亚夏季大气环流和降水异常的耦合模式后报试验

利用中国科学院大气物理研究所大气科学和地球流体力学数值模拟国家重点实验室(LASG)新一代耦合气候模式(FGOALS)进行了气候异常季节后报试验,通过对1982—2005年7个个例的分析,探讨了厄尔尼诺衰减年夏季东亚大气环流和降水异常发生的物理机制。分析结果表明:FGOALS可以模拟出厄尔尼诺衰减年夏季相关气候场的异常态特征,表现为在西北太平洋为负海温异常,在热带印度洋为正海温异常,从而导致西北太平洋地区大气中低层异常反气旋环流的维持,其反气旋的西南部及西部的偏南及西南气流造成中国长江中下游地区降水的异常增多。在提前3—9个月的预测模拟中,模式可以模拟出气候场的异常演变,随着预测时间的延长,产生局地耦合的西北太平洋海表温度异常信号变弱,使得模拟出的西北太平洋反气旋异常偏弱、中心东移,从而导致影响东亚降水的气候场的异常变弱,降水异常区偏东。模拟结果也揭示出,西北太平洋海表温度负异常是厄尔尼诺异常信号的转换模态,并且,由于局地海-气相互作用,热带海温异常信号可以持续到第2年夏季,从而引起东亚大气环流和降水异常。对于东亚降水的季节预测出现误差可能是模式对ENSO的模拟偏差造成的,随着预测时间延长,模式模拟的厄尔尼诺信号偏弱,这将使得海表温度异常偏弱,同时相关物理场的异常响应也减弱。     

ENSO及热带海-气相互作用动力学研究的新进展

本文回顾了最近几年关于ENSO事件及热带海-气相互作用动力学方面研究的最新成就及新发现的观测事实,还指出热带西太平洋海-气相互作用对北半球大气环流异常的作用。     

ENSO与印度洋海盆海温多尺度相互作用及其对气候影响的研究进展

系统回顾了近年来有关ENSO与印度洋海盆海温多时间尺度相互作用及其气候效应研究的相关成果。主要包括年际和年代际时间尺度上,ENSO与印度洋海盆海温之间相互联系的基本事实和机制,以及与之相关的气候影响,特别是上述联系对亚洲季风系统及气候异常的影响。在年际尺度上,ENSO通过“大气桥”过程主导着印度洋海温变化,而后者的异常也可通过纬向环流的“齿轮式耦合”对ENSO产生影响。在年代际尺度上,一方面印度洋海盆海温显著的夏季增暖可能来自ENSO暖事件持续时间的年代际延长,另一方面印度洋秋季海温空间分布模态的年代际变化,则对ENSO暖事件强度的年代际增强具有贡献。二者的多时间尺度相互作用进而通过影响大气和海洋环流、辐射反馈、蒸发降水等多种海气耦合过程产生显著的气候效应。研究成果表明印度洋海温变化对亚洲乃至全球气候异常的重要作用。在回顾上述研究成果的基础上,讨论了进一步研究ENSO与印度洋海盆海温多时间尺度变率影响全球气候的前景和重要意义。     

ENSO及其组合模态对中国东部各季节降水的影响

近期的研究发现,热带太平洋低层大气存在两种主要模态,即经向对称ENSO模态和ENSO与海表温度(SST)年循环相互作用产生的经向反对称组合模态。主要探讨了这两种不同ENSO模态对中国东部各季节降水的影响。结果表明,厄尔尼诺年秋季,中国西南、长江及华南大部分区域呈现显著正降水异常;冬季,正降水异常范围扩大,覆盖华南、华东及华北东南部地区。这两个季节的异常降水都主要受ENSO模态的影响。与ENSO模态相关的正异常海温局地强迫导致120°E以西出现反气旋性环流,其西北侧增强的西南暖湿气流使得中国东部地区降水增多。次年春季,从中国华南延伸到东北出现正的异常降水,主要是ENSO组合模态的贡献。因为次年春季热带太平洋地区ENSO模态信号只局限于赤道地区,并没有对中国东部降水有显著的影响,而ENSO与海温年循环相互作用的组合模态使得与ENSO相关的赤道大气异常可以扩展到赤道以外地区。ENSO组合模态对中国降水异常有重要影响,在今后的研究和短期预测中需引起重视。      

热带印度洋海温异常与ENSO关系的进一步研究

用1955年1月-2001年12月美国Scripps海洋研究所的海温再分析资料、美国NCEP再分析资料和美国气候预测中心(CPC)资料,讨论了热带太平洋ENSO与热带印度洋海温距平以及与印度洋偶极子(Dipole)的关系,研究结果发现:在垂直最大温度距平曲面(MTAL)上,热带印度洋海温距平分布存在着与热带太平洋ENSO密切相关的Dipole现象,其中最大的相关在太平洋ENSO 超前印度洋Dipole一个月.但是,热带印度洋Dipole的分布与Saij定义的位置略有不同,为东北西南向,它们分别在6°-10°S、65°-75°E(西印度洋)和2°-6°N、85°-95°E(东印度洋),它是赤道印度洋的一个主要海温距平系统.另外,在热带印度洋东北部与ENSO相关的海温距平是一个上下不一致的系统,该海温距平并没有伸展到海面,从海面到20-50 m的浅薄水层,则为与赤道西南印度洋相同符号的海温距平分布.因此在海面,海温距平不存在与ENSO有关的Dipole现象,赤道印度洋Dipole只存在于次表层以下,这是赤道印度洋Dipole与ENSO不同之处.这种赤道东北印度洋表层与赤道西南印度洋表层同符号的海温距平现象,有可能是海气热力过程如感热过程造成的.热带印度洋Dipole的周期要小于El Nio,一般为1-6 a.     

东亚-太平洋遥相关型形成过程与ENSO盛期

利用1961～2000年NCEP/NCAR再分析资料、扩展重建的海表温度资料 (ERSST) 和中国730个站旬降水资料, 采用SVD和扩展SVD (ESVD) 分析、合成分析、相关分析等方法, 在分析中国梅雨期降水与同期大气环流和前期冬季海温之间关系的基础上, 研究了ENSO盛期海温异常导致与长江流域梅雨期降水密切相关的东亚/太平洋 (EAP) 遥相关型形成的过程, 及与ENSO相关的海温和大气环流异常的持续性问题.结果表明, 梅雨期EAP遥相关型的出现与ENSO遥强迫作用有密切关系.联系冬季ENSO和梅雨期EAP遥相关型的关键过程主要有三个: (1) 西北太平洋低纬地区异常反气旋环流的形成和维持, 它在冬季形成后一直可维持到夏季, 使得夏季西北太平洋副热带高压偏南偏强; (2) 东亚大槽持续偏弱, 冷空气活动路径偏北偏东, 使西北太平洋海温呈亲潮区偏冷、黑潮区偏暖的海温分布; (3) PNA遥相关型的持续发展, 使北冰洋地区高度增高.后二者通过局地海气相互作用和大气内部调整过程对初夏鄂霍次克海阻塞形势的形成起重要作用.另外, 持续性分析表明, ENSO年大气环流和海温距平型的持续性要比非ENSO年大得多.在ENSO年大气环流和海温之间存在很强的相互作用耦合关系, ENSO引起的大气环流异常可导致太平洋海温异常, 而海温异常一旦形成反过来又可导致大气环流异常的稳定和维持, 对后期初夏东亚季风和我国天气气候产生明显滞后效应.     

Indian Ocean Dipole-related Predictability Barriers Induced by Initial Errors in the Tropical Indian Ocean in a CGCM

利用GFDL CM2p1模式, 本文探讨了初始海温误差对印度洋偶极子(IOD)事件可预报性的影响. 当热带印度洋存在初始海温误差时, IOD预报发生了冬季预报障碍(WPB)现象和夏季预报障碍(SPB)现象. WPB发生与否与正IOD事件发展位相冬季的厄尔尼诺-南方涛动(ENSO)有关. 即当冬季存在ENSO时, IOD预测不发生WPB现象, 反之亦然. 相比之下, SPB发生与否和ENSO没有必然联系. 此外, 进一步探讨了最容易导致SPB现象的初始海温误差的主要模态, 指出该模态在热带印度洋上表现为东-西偶极子型, 这和前人研究中最容易导致WPB现象的初始海温误差模态相似. 当在热带印度洋上叠加这些初始海温误差后, 热带太平洋上出现了海表温度异常和风场异常, 进而通过大气桥和印尼贯穿流的作用影响热带印度洋, 使之在夏季出现了东-西偶极子型的海表温度异常, 该异常在Bjerknes作用下快速发展, 加强, 最终导致SPB现象的发生.     

东亚-太平洋遥相关型形成过程与ENSO盛期海温关系的研究

利用1961～2000年NCEP/NCAR再分析资料、扩展重建的海表温度资料(ERSST)和中国730个站旬降水资料,采用SVD和扩展SVD（ESVD）分析、合成分析、相关分析等方法,在分析中国梅雨期降水与同期大气环流和前期冬季海温之间关系的基础上,研究了ENSO盛期海温异常导致与长江流域梅雨期降水密切相关的东亚/太平洋（EAP）遥相关型形成的过程,及与ENSO相关的海温和大气环流异常的持续性问题。结果表明,梅雨期EAP遥相关型的出现与ENSO遥强迫作用有密切关系。联系冬季ENSO和梅雨期EAP遥相关型的关键过程主要有三个:（1）西北太平洋低纬地区异常反气旋环流的形成和维持, 它在冬季形成后一直可维持到夏季,使得夏季西北太平洋副热带高压偏南偏强;（2）东亚大槽持续偏弱,冷空气活动路径偏北偏东,使西北太平洋海温呈亲潮区偏冷、黑潮区偏暖的海温分布; （3）PNA遥相关型的持续发展,使北冰洋地区高度增高。后二者通过局地海气相互作用和大气内部调整过程对初夏鄂霍次克海阻塞形势的形成起重要作用。另外,持续性分析表明,ENSO年大气环流和海温距平型的持续性要比非ENSO年大得多。在ENSO年大气环流和海温之间存在很强的相互作用耦合关系,ENSO引起的大气环流异常可导致太平洋海温异常,而海温异常一旦形成反过来又可导致大气环流异常的稳定和维持,对后期初夏东亚季风和我国天气气候产生明显滞后效应。     

印度洋偶极子与热带太平洋海洋表面温度异常多时间尺度相互作用初析

本文利用交叉谱方法, 将印度洋偶极子 (简称IOD) 与ENSO的相关关系分解到不同的时间尺度上来分析, 进而通过对海气耦合过程的初步分析, 讨论了不同时间尺度上IOD与ENSO的相互作用。结果表明, IOD与ENSO在准1～2年、 准3年、 准4年等三个时间尺度上存在显著相关, 同时, IOD还存在一个独立于ENSO的模态, 主要表现在准8个月时间尺度上。从海气相互作用的角度看, 在与ENSO相关的三个特征时间尺度上, IOD年际变率主要通过引发热带印度洋纬向风异常并且东传到太平洋, 从而引起热带中东太平洋海温的年际变率。与ENSO相对独立的IOD模态则没有类似的纬向风异常东传过程。此外, 在上述四个不同时间尺度上, 产生IOD变率的印度洋海气耦合过程不尽相同, 各具特点。     

A Review of Research on Tropical Air-Sea Interaction,ENSO Dynamics,and ENSO Prediction in China

Remarkable progress has been made in observations, theories, and simulations of the ocean-atmosphere system, laying a solid foundation for the improvement of short-term climate prediction, among which Chinese scientists have made important contributions. This paper reviews Chinese research on tropical air-sea interaction, ENSO dynamics, and ENSO prediction in the past 70 years. Review of the tropical air-sea interaction mainly focuses on four aspects: characteristics of the tropical Pacific climate system and ENSO; main modes of tropical Indian Ocean SSTs and their interactions with the tropical Pacific; main modes of tropical Atlantic SSTs and inter-basin interactions; and influences of the mid-high-latitude air-sea system on ENSO. Review of the ENSO dynamics involves seven aspects: fundamental theories of ENSO; diagnosis and simulation of ENSO; the two types of ENSO; mechanisms of ENSO initiation; the interactions between ENSO and other phenomena; external forcings and teleconnections; and climate change and the ENSO response. The ENSO prediction part briefly summarizes the dynamical-statistical methods used in ENSO prediction, as well as the operational ENSO prediction systems and their applications. Lastly, we discuss some of the issues in these areas that are in need of further study.     

Progress of large-scale air-sea interaction studies in China

This paper summarizes the progress of large-scale air-sea interaction studies that has been achieved in China in the four-year period from July 1998 to July 2002, including seven aspects in the area of the air-sea interaction, namely air-sea interaction related to the tropical Pacific Ocean, monsoon-related air-sea interaction, air-sea interaction in the north Pacific Ocean, air-sea interaction in the Indian Ocean, air-sea interactions in the global oceans, field experiments, and oceanic cruise surveys. However more attention has been paid to the first and the second aspects because a large number of papers in the reference literature for preparing and organizing this paper are concentrated in the tropical Pacific Ocean, such as the ENSO process with its climatic effects and dynamics, and the monsoon-related air-sea interaction. The literature also involves various phenomena with their different time and spatial scales such as intraseasonal,annual, interannual, and interdecadal variabilities in the atmosphere/ocean interaction system, reflecting the contemporary themes in the four-year period at the beginning of an era from the post-TOGA to CLIVAR studies. Apparently, it is a difficult task to summarize the great progress in this area, as it is extracted from a large quantity of literature, although the authors tried very hard.     

ENSO循环及相关研究综述

ENSO（El Nino ＆ South Oscillation）是热带海气相互作用的强信号,对全球气候异常有着重要影响。本文着重论述近几十年来ENSO循环与相关海一气系统相互作用的研究现状。首先从线性、非线性两方面阐述了ENSO循环的正负反馈机制;其次,详细论述了西太平洋暖池、热带大气环流和中高纬海一气系统与ENSO循环相互作用的物理过程和机制;最后,从统计预测和数值预测两方面对ENSO的预测现状进行了评述。     

Advances in research of ENSO changes and the associated impacts on Asian-Pacific climate

This review provides a summary on the recent major advances in research of ENSO changes and the associated impacts on Asian-Pacific climate. Achievements in the following topics are summarized: 1) the asymmetry between El Niño and La Niña; 2) the different features of central Pacific (CP) El Niño and eastern Pacific (EP) El Niño; 3) the change of ENSO in a warming world, including analysis of pre-industrial control simulation, historical simulation and climate projections of coupled climate system model; 4) Impact of EP ENSO on warm-pool air-sea interaction and East Asianwestern North Pacific summer monsoon; 5) Impacts of CP ENSO on Asian-Pacific climate, with focus on East Asian seasonal precipitation and tropical cyclones in the western Pacific. Research results published in the recent 5 years are the major sources for this review. Based on the review of the current progresses, some challenging issues needed to be investigated in the future are highlighted.     

热带太平洋线性海气耦合系统的主模与ENSO

本文利用包含海洋表面边界层、线性海洋大气动力学以及完整的关于不均匀气候态线性化SST预报方程的热带太平洋海气耦合模式， 在真实的气候背景态和参数域内，研究了海气耦合系统的特征值问题，确定了线性耦合系统主模的特征周期及其稳定性特征，进而揭示了主模和ENSO的关系。结果表明:准两年振荡是线性海气耦合系统中的最不稳定模态，且只有该模态类似于ENSO水平结构。因此，准两年振荡很可能是海气耦合系统固有的最根本性的振荡过程。本文也对准两年振荡的形成与年循环的关系以及它在ENSO时间尺度形成中的作用进行了讨论。     

Predictability of the western North Pacific summer climate associated with different ENSO phases by ENSEMBLES multi-model seasonal forecasts

Predictability of the western North Pacific (WNP) summer climate associated with different El Niño–Southern Oscillation (ENSO) phases is investigated in this study based on the 1-month lead retrospective forecasts of five state-of-the-art coupled models from ENSEMBLES. During the period from 1960 to 2005, the models well capture the WNP summer climate anomalies during most of years in different ENSO phases except the La Niña decaying summers. In the El Niño developing, El Niño decaying and La Niña developing summers, the prediction skills are high for the WNP summer monsoon index (WNPMI), with the prediction correlation larger than 0.7. The high prediction skills of the lower-tropospheric circulation during these phases are found mainly over the tropical western Pacific Ocean, South China Sea and subtropical WNP. These good predictions correspond well to their close teleconnection with ENSO and the high prediction skills of tropical SSTs. By contrast, for the La Niña decaying summers, the prediction skills are considerably low with the prediction correlation for the WNPMI near to zero and low prediction skills around the Philippines and subtropical WNP. These poor predictions relate to the weak summer anomalies of the WNPMI during the La Niña decaying years and no significant connections between the WNP lower-tropospheric circulation anomalies and the SSTs over the tropical central and eastern Pacific Ocean in observations. However, the models tend to predict an apparent anomalous cyclone over the WNP during the La Niña decaying years, indicating a linearity of the circulation response over WNP in the models prediction in comparison with that during the El Niño decaying years which differs from observations. In addition, the models show considerable capability in describing the WNP summer anomalies during the ENSO neutral summers. These anomalies are related to the positive feedback between the WNP lower-tropospheric circulation and the local SSTs. The models can capture this positive feedback but with some uncertainties from different ensemble members during the ENSO neutral summers.     

关于ENSO本质的进一步研究

基于ENSO是热带太平洋海气相互作用产物的科学观点,一系列的分析研究表明:赤道太平洋次表层海温异常(SOTA)有明显的年际变化(循环),并且与ENSO发生密切相关;ENSO的真正源区在赤道西太平洋暖池,赤道西太平洋暖池正(负)SOTA沿赤道温跃层东传到东太平洋,导致El Nino(La Nina)的爆发;在暖池正(负)SOTA沿赤道温跃层东传的同时,将有负(正)SOTA沿10°N和10°S两个纬度带向西传播,从而构成SOTA的循环;热带太平洋SOTA年际循环的驱动者主要是由异常东亚季风所引起的赤道西太平洋纬向风的异常.进而,可以提出关于ENSO本质的一种新理论,即ENSO实质上主要是由异常东亚季风引起的赤道西太平洋异常纬向风所驱动的热带太平洋次表层海温距平的年际循环.       

Seasonal predictability of ENSO teleconnections: the role of the remote ocean response

In this modelling study, the teleconnections of ENSO are studied using an atmospheric general circulation model (AGCM), HadAM3. The influence of sea surface temperature anomalies (SSTAs) remote from the tropical Pacific but teleconnected with ENSO is investigated. Composite cycles of El Niño and La Niña SSTs are created and imposed on HadAM3. These SSTs are imposed in different areas, with climatological SSTs elsewhere, in order to find the influences of SSTs in different regions. It is found that most of the reproducible response to ENSO is forced directly from the tropical Pacific before the peak of the event. However, during the peak and decay of ENSO, remote SSTs become increasingly influential throughout the tropics (at the 98% significance level). This could lead to extended ENSO-related predictability due to the memory of the remote oceans. The Indian Ocean and Maritime Continent SSTs are found to be particularly influential. Indian Ocean SSTAs dampen the teleconnections from the tropical Pacific and force the atmosphere above the tropical Atlantic. More generally, when a tropical SSTA is imposed, atmospheric anomalies are forced locally with anomalies of the opposite sign to the west. Some of the reproducible response to ENSO in the tropical Atlantic is forced, not directly from the tropical Pacific but from the Indian ocean, which in turn is forced by the tropical Pacific. Subsequently, delayed SSTAs in the tropical Atlantic damp the local response and force the atmosphere above the tropical Pacific in the opposite manner.     

Recent advances in studies of the interaction between the East Asian winter and summer monsoons and ENSO cycle

Recent advances in studies on the interaction between the East Asian monsoon and the ENSO cycle are reviewed in this paper. Through the recent studies, not only have the responding features and processes of the East Asian winter and summer monsoon circulation anomalies and summer rainfall anomalies in East Asia to the ENSO cycle during its different stages been understood further, but also have the thermal and dynamic effects of the tropical western Pacific on the ENSO cycle been deeply analyzed from the observational facts and dynamic theories. The results of observational and theoretical studies showed that the dynamical effect of the atmospheric circulation and zonal wind anomalies in the lower troposphere over the tropical western Pacific on the ENSO cycle may be through the excitation of the equatorial oceanic Kelvin wave and Rossby waves in the equatorial Pacific. These studies demonstrated further that the ENSO cycle originates from the tropical western Pacific. Moreover, these recent studies also showed that the atmospheric circulation and zonal wind anomalies over the tropical western Pacific not only result from the air-sea interaction over the tropical western Pacific, but are also greatly influenced by the East Asian winter and summer monsoons. Additionally, the scientific problems in the interaction between the Asian monsoon and the ENSO cycle which should be studied further in the near future are also pointed out in this paper.     

Interdecadal variations of ENSO around 1999/2000

This paper discusses the interdecadal changes of the climate in the tropical Pacific with a focus on the corresponding changes in the characteristics of the El Niño–Southern Oscillation (ENSO). Compared with 1979–1999, the whole tropical Pacific climate system, including both the ocean and atmosphere, shifted to a lower variability regime after 1999/2000. Meanwhile, the frequency of ENSO became less regular and was closer to a white noise process. The lead time of the equatorial Pacific's subsurface ocean heat content in preceding ENSO decreased remarkably, in addition to a reduction in the maximum correlation between them. The weakening of the correlation and the shortening of the lead time pose more challenges for ENSO prediction, and is the likely reason behind the decrease in skill with respect to ENSO prediction after 2000. Coincident with the changes in tropical Pacific climate variability, the mean states of the atmospheric and oceanic components also experienced physically coherent changes. The warm anomaly of SST in the western Pacific and cold anomaly in the eastern Pacific resulted in an increased zonal SST gradient, linked to an enhancement in surface wind stress and strengthening of the Walker circulation, as well as an increase in the slope of the thermocline. These changes were consistent with an increase (a decrease) in precipitation and an enhancement (a suppression) of the deep convection in the western (eastern) equatorial Pacific. Possible connections between the mean state and ENSO variability and frequency changes in the tropical Pacific are also discussed.