Nonlinear seismic response analysis of arch dam-foundation systems- part I dam-foundation rock interaction

The arch dam–foundation rock dynamic interaction and the nonlinear opening and closing effects of contact joints on arch dam are important to the seismic response analysis of arch dams. Up to date, there is not yet a reasonable and rigorous procedure including the two factors in seismic response analysis. The methods for the analysis of arch dam–foundation rock dynamic interaction in frequency domain are not suitable to the problem with nonlinear behaviors, in this paper, so an analysis method in time domain is proposed by combining the explicit finite element method and the transmitting boundary, and the dynamic relaxation technique is adopted to obtain the initial static response for dynamic analysis. Moreover, the influence of arch dam–foundation dynamic interaction with energy dispersion on seismic response of designed Xiaowan arch dam in China is studied by comparing the results of the proposed method and the conventional method with the massless foundation, and the local material nonlinear and nonhomogeneous behaviors of foundation rock are also considered. The reservoir water effect is assumed as Westergaard added mass model in calculation. The influence of the closing–opening effects of contact joints of arch dam on the seismic response will be studied in another paper.     

Earthquake analysis of concrete gravity dams including dam-water-foundation rock interaction

A general procedure for analysis of the response of concrete gravity dams, including the dynamic effects of impounded water and flexible foundation rock, to the transverse (horizontal) and vertical components of earthquake ground motion is presented. The problem is reduced to one in two dimensions, considering the transverse vibration of a monolith of the dam. The system is analysed under the assumption of linear behaviour for the concrete, foundation rock and water. The complete system is considered as composed of three substructures—the dam, represented as a finite element system, the fluid domain, as a continuum of infinite length in the upstream direction, and the foundation rock region as a viscoelastic half-plane. The structural displacements of the dam are expressed as a linear combination of Ritz vectors, chosen as normal modes of an associated undamped dam-rock system. The effectiveness of this analytical formulation lies in its being able to produce excellent results by considering only a few Ritz vectors. The generalized displacements due to earthquake motion are computed by synthesizing their complex frequency responses using Fast Fourier Transform procedures. The stress responses are calculated from the displacements. An example analysis is presented to illustrate results obtained from this analytical procedure. Computation times for several analyses are presented to illustrate the effectiveness of the procedure.     

均质土坝非平稳随机地震反应分析

考虑地震荷载的随机性及强度、频率的非平稳性,基于作者提出的适用于非平稳随机过程的一般随机地震动模型,采用虚拟激励法,建立了非平稳随机地震反应分析方法,并将其应用于某实际均质土坝动力分析中。土石坝及坝基体系采用整体有限元离散,坝体和坝基材料的动力非线性性能以等效线性化方法考虑。首先,基于目标加速度时程的强度和能量信息,确定了作为输入的加速度时—频演变功率谱密度;其次,比较了确定性时程动力分析和非平稳随机分析的结果,探讨了频率非平稳随机地震激励下的土石坝地震反应特性;最后,比较了2种不同坝基条件下的土石坝非平稳随机地震反应,探讨了频率非平稳随机激励下的土石—坝基动力相互作用。分析结果表明：地震动的频率非平稳性对土石坝动力反应有一定影响;坝体—坝基动力相互作用在地震过程中的不同阶段表现有所不同,主震阶段的相互作用显著。     

Dynamics of submerged intake towers including interaction with dam and foundation

The dynamics of a coupled concrete gravity dam-intake tower–reservoir water–foundation rock system is numerically studied considering two hollow slender towers submerged in reservoir of gravity dam. The system is investigated in the frequency-domain using frequency response functions of the dam and the towers, and in the time-domain using time-history seismic analysis under a real earthquake ground motion. The analyzes are separately conducted under horizontal and vertical ground motions. The coupled system is three-dimensionally modeled using finite elements by Eulerian–Lagrangian approach. It is shown that presence of the dam significantly influences the dynamic response of the towers under both horizontal and vertical excitations; however the dam is not affected by the towers. When the dam is present in the model, the water contained inside the towers has different effects if the foundation is rigid, but it alleviates the towers motion if the foundation is flexible. It is concluded that the effects of foundation interaction are of much importance in the response of tall slender towers when they are located near concrete gravity dams.     

Hydrodynamic and foundation interaction effects in frequency response functions for concrete gravity dams

The linear response of idealized dam cross-sections to harmonic horizontal or vertical ground motion is presented for a range of the important system parameters characterizing the properties of the dam, foundation rock and impounded water. Based on these frequency response functions, the separate effects of interaction between the dam and water and interaction between the dam and foundation, and the combined effects of the two sources of interaction, on dynamic response of dams are investigated.     

水库输水隧洞施工爆破振动对大坝安全影响监测及分析

阐述柏峰水库除险加固工程主坝输水隧洞施工爆破振动对大坝安全影响。选择有代表性的几个部位,采用原位质点振动速度测试的方法对整个施工期间爆破振动对大坝安全影响进行全过程监测与分析。对实测结果分析表明,爆破振动对大坝安全未产生明显的危害。监测成果可为工程爆破振动安全评价提供科学依据。     

Identification of Fei-Tsui arch dam from both ambient and seismic response data

This purpose of this paper is to study the dynamic characteristics of the Fei-Tsui arch dam using the seismic response data and the ambient vibration data. For the identification of dam properties from seismic response data, the multiple inputs from the abutment of the dam to represent the nonuniform excitations of seismic input motion are considered, and the ARX model is applied using the discrete-time linear filtering approach with least-squares approximation to identify the dynamic characteristics of the dam. The system modal dampings, natural frequencies and frequency response functions are identified. A comparison of the identified modal parameters is made among different seismic events. Post-earthquake safety evaluation of the dam can be made based on the identified model. Finally, the ambient vibration test of the dam is performed to identify the mode shapes along the dam crest.     

Frequency response functions for arch dams: Hydrodynamic and foundation flexibility effects

The linear response of a selected arch dam to harmonic upstream, cross-stream or vertical ground motion is presented for a wide range of the important system parameters characterizing the properties of the dam, impounded water, reservoir boundary materials and foundation rock. Based on these frequency response functions, the hydrodynamic and foundation flexibility effects in the dynamic response of arch dams are investigated.     

比例阻尼矩阵构建方法对高重力坝地震反应的影响

通过二维数值计算,讨论合理建立阻尼矩阵对高重力坝时域内进行地震反应计算的重要性。首先,以4个不同坝高的混凝土重力坝为计算对象,将三种地震波作为水平输入,解得6种不同的阻尼矩阵形式下坝体的地震反应。然后以频域内解为标准,研究各种阻尼矩阵的合理性。研究结果表明：坝高超过250 m高的重力坝在时域内进行的地震反应计算是长周期系统的动力分析问题,应重视阻尼矩阵的建模方式,不宜采用单频率参数的质量比例阻尼矩阵和刚度比例阻尼矩阵,应采用双频率参数的Rayleigh阻尼矩阵,在确定2个频率参数时除采用坝体基频外还应考虑激振地震波的频谱特性以获得合理的坝体地震反应计算结果。     

An investigation into the seismic behaviour of dams using dynamic centrifuge modelling

Dynamic response of dams is significantly influenced by foundation stiffness and dam-foundation interaction. This in turn, significantly effects the generation of hydrodynamic pressures on upstream face of a concrete dam due to inertia of reservoir water. This paper aims at investigating the dynamic response of dams on soil foundation using dynamic centrifuge modelling technique. From a series of centrifuge tests performed on model dams with varying stiffness and foundation conditions, significant co-relation was observed between the dynamic response of dams and the hydrodynamic pressures developed on their upstream faces. The vertical bearing pressures exerted by the concrete dam during shaking were measured using miniature earth pressure cells. These reveal the dynamic changes of earth pressures and changes in rocking behaviour of the concrete dam as the earthquake loading progresses. Pore water pressures were measured below the dam and in the free-field below the reservoir. Analysis of this data provides insights into the cyclic shear stresses and strains generated below concrete dams during earthquakes. In addition, the sliding and rocking movement of the dam and its settlement into the soil below are discussed.     

Hydrodynamic effects in dynamic response of simple arch dams

The dynamic responses of simple arch dams, with different radius to height ratios are analysed for three conditions: the dam alone without water, and the dam with full reservoir, considering water to be compressible in one case and neglecting water compressibility in the other case. The complex frequency response functions for accelerations at the dam crest due to the three components of ground motion—upstream-downstream component, cross-stream component and vertical component–are presented. Based on these results, the effects of dam-water interaction, of water compressibility, and of bank motions on dam response are investigated.     

An experimental investigation of water level effects on the dynamic behaviour of a large arch dam

The need for full‐scale dynamic tests, which are recognized as the most reliable method to evaluate a structure's vibration properties, is increasing as new analysis techniques are developed that take into account the complex interaction phenomenons that occur in dam–reservoir–foundation systems. They are extremely useful to obtain reliable data for the calibration of newly developed numerical methods. The Earthquake Engineering and Structural Dynamics Research Center (CRGP) at the University of Sherbrooke has been developing and applying dynamic testing methods for large structures in the past 10 years. This paper presents the experimental evaluation of the effects of the varying water level on the dynamic response of the 180 m Emosson arch dam in Switzerland. Repeated forced‐vibration tests were carried out on the dam during four different periods of the reservoir's filling cycle during a one‐year span. Acceleration and hydrodynamic pressure frequency responses were obtained at several locations while the dam was subjected to horizontal harmonic loading. The variation of the resonant frequencies as a function of the reservoir level is investigated. A summary of the ongoing numerical correlation phase with a three‐dimensional finite element model for the dam–reservoir–foundation system is also presented. Copyright © 2001 John Wiley & Sons, Ltd.     

Probability density evolution method for seismic liquefaction performance analysis of earth dam

To investigate the seismic liquefaction performance of earth dams under earthquake loading, we present a new methodology for evaluating the seismic response of earth dams based on a performance‐based approach and a stochastic vibration method. This study assesses an earthfill dam located in a high‐intensity seismic region of eastern China. The seismic design levels and corresponding performance indexes are selected according to performance‐based criteria and dam seismic codes. Then, nonlinear constitutive models are used to derive an array of deterministic seismic responses of the earth dam by dynamic time series analysis based on a finite element model. Based on these responses, the stochastic seismic responses and dynamic reliability of the earth dam are obtained using the probability density evolution method. Finally, the seismic performance of the earth dam is assessed by the performance‐based and reliability criteria. Our results demonstrate the accuracy of the seismic response analysis of earth dams using the random vibration method. This new method of dynamic performance analysis of earth dams demonstrates that performance‐based criteria and reliability evaluation can provide more objective indices for decision‐making rather than using deterministic seismic acceleration time series as is the current normal practice. Copyright © 2016 John Wiley & Sons, Ltd.     

Influence of reservoir geometry and conditions on the seismic response of arch dams

An analysis of the influence that reservoir levels and bottom sediment properties (especially on the degree of saturation) have on the dynamic response of arch dams is carried out. For this purpose, a Boundary Element Model developed by the authors that allows the direct dynamic study of problems that incorporate scalar (dammed up water), viscoelastic (dam and soil site) and poroelastic media (bottom sediments in the reservoir) is used. All of the regions are discretized using boundary elements, later formulating equations of compatibility and equilibrium that allow their interaction to be rigorously established. The seismic excitation consists in plane longitudinal waves (P waves) and shear waves (S waves) impinging the dam site with an angle of vertical incidence. The analysis is carried out in the frequency domain, and the time response is obtained, for synthesized artificial accelerograms defined in terms of the elastic response spectrum taken from Eurocode 8, using a FFT algorithm. The variables used to characterize the response are: Amplitude of the complex-valued frequency-response function, acceleration response spectra and the integral of velocity of points located at the structure. These variables clearly indicate the importance that the factors analyzed have on the dynamic response.     

Effects of reservoir bottom absorption and dam-water-foundation rock interaction on frequency response functions for concrete gravity dams

The linear response of an idealized concrete gravity dam monolith to harmonic horizontal or vertical ground motion is presented for a range of the important system parameters that characterize the properties of the dam, foundation rock, impounded water and reservoir bottom materials. Based on these frequency response functions, the effects of alluvium and sediments at the reservoir bottom on the response of the dam, including its interaction with the impounded water and foundation rock, are investigated. It is shown that the partial absorption of hydrodynamic pressure waves by the reservoir bottom materials has an important effect on the dynamic response of concrete gravity dams.     

Nonlinear earthquake analysis of high arch dam–water–foundation rock systems

A nonlinear finite element model for earthquake response analysis of arch dam–water–foundation rock systems is proposed in this paper. The model includes dynamic dam–water and dam–foundation rock interactions, the opening of contraction joints, the radiation damping of semi‐unbounded foundation rock, the compressibility of impounded water, and the upstream energy propagating along the semi‐unbounded reservoir. Meanwhile, a new equivalent force scheme is suggested to achieve free‐field input in the model. The effects of the earthquake input mechanism, joint opening, water compressibility, and radiation damping on the earthquake response of the Ertan arch dam (240 m high) in China are investigated using the proposed model. The results show that these factors significantly affect the earthquake response of the Ertan arch dam. Such factors should therefore be considered in the earthquake response analysis and earthquake safety evaluation of high arch dams. Copyright © 2011 John Wiley & Sons, Ltd.     

Asymptotic formulae for correcting finite element predicted natural frequencies of gravity and embankment dams

Extraction of natural frequencies of a gravity dam or an embankment dam plays an important role in the seismic design of the dam because the seismic response of a dam is dependent largely on the dynamic characteristics of the dam. Owing to the lack of exact solutions and the geometry of a dam, numerical methods such as finite element methods have been often used to extract the natural frequencies of the dam. Since the finite element method is an approximate one, the resulting finite element solution to the natural frequency of a dam cannot be safely used unless its accuracy is evaluated within the acceptable range for the seismic design of the dam. To solve this problem, some asymptotic formulae for correcting the finite element predicted natural frequencies of a gravity dam and an embankment dam have been developed in this paper. Since the present asymptotic formulae are derived from the fact that the finite element solution tends to the exact one if the finite element size used approaches zero, they provide a corrected solution of higher accuracy for the natural frequency of a dam so that the accuracy of a finite element solution can be evaluated against this corrected solution. After the correctness and usefulness of the present formulae are assessed, two practical examples have been given to show how the asymptotic formulae can be used to correct and evaluate the discretization error for the finite element predicted natural frequencies of gravity dams and embankment dams.     

Effects of concrete cracking on the earthquake response of gravity dams

Tensile stresses exceeding the tensile strength of concrete can develop in concrete dams subjected to earthquake ground motion. This study examines the earthquake response of gravity dams including tensile cracking of the concrete. The interaction between the dam and compressible water is included in the analysis using a numerical procedure for computing the non-linear dynamic response of fluid-structure systems. The crack band theory is used to model tensile cracking with modifications to allow for the large finite elements necessary for dam analysis. The earthquake response of a typical gravity dam monolith shows that concrete cracking is an important non-linear phenomenon. Cracking is concentrated near the base of the dam and near the discontinuities in the face slope. The extensive cracking, which develops due to ground motion typical of maximum credible earthquakes, may affect the stability of dams during and after strong earthquakes.     

Seismic stability of concrete gravity dams strengthened by rockfill buttressing

Rockfill buttressing resting on the downstream face of masonry or concrete gravity dam is often considered as a strengthening method to improve the stability of existing dam for hydrostatic and seismic loads. Simplified methods for seismic stability analysis of composite concrete-rockfill dams are discussed. Numerical analyses are performed using a nonlinear rockfill model and nonlinear dam-rockfill interface behavior to investigate the effects of backfill on dynamic response of composite dams. A typical 35 m concrete gravity dam, strengthened by rockfill buttressing is considered. The results of analyses confirm that backfill can improve the seismic stability of gravity dams by exerting pressure on the dam in opposition to hydrostatic loads. According to numerical analyses results, the backfill pressures vary during earthquake base excitations and the inertia forces of the backfill are the main source for those variations. It is also shown that significant passive (or active) pressure cannot develop in composite dams with a finite backfill width. A simplified model is also proposed for dynamic analysis of composite dam by replacing the backfill with by a series of vertical cantilever shear beams connected to each other and to the dam by flexible links.     

CFRP composite retrofitting effect on the dynamic characteristics of arch dams

The purpose of this study is to investigate the effect of retrofitting dynamic characteristics of a damaged laboratory arch dam model, subsequently repaired with high-strength structural mortar and strengthened with composite carbon fiber reinforced polymer. This study constructed in laboratory conditions is a prototype arch dam–reservoir–foundation model. Five test cases of ambient vibration on the arch dam model illustrate the changes in dynamic characteristics: natural frequency, mode shape, and damping ratio, before and after retrofitting. The ambient vibration tests collected data from the dam body during vibrations by natural excitations which provided small impacts and response signals from sensitivity accelerometers placed at crest points. Enhanced Frequency Domain Decomposition Method in the frequency domain extracts the experimental dynamic characteristics. At the end of the study, experimentally identified dynamic characteristics obtained from all test cases have been compared with each other. Apparently, after the retrofitting, the natural frequencies of the dam body increased considerably, demonstrating that the retrofitting, including repairing and strengthening is very effective on the flashback of initial dynamic characteristics.