Analysis of hydrological seasonality across northern catchments using monthly precipitation–runoff polygon metrics

Abstract

Seasonality is an important hydrological signature for catchment comparison. Here, the relevance of monthly precipitation–runoff polygons (defined as scatter points of 12 monthly average precipitation–runoff value pairs connected in the chronological monthly sequence) for characterizing seasonality patterns was investigated to describe the hydrological behaviour of 10 catchments spanning a climatic gradient across the northern temperate region. Specifically, the research objectives were to: (a) discuss the extent to which monthly precipitation–runoff polygons can be used to infer active hydrological processes in contrasting catchments; (b) test the ability of quantitative metrics describing the shape, orientation and surface area of monthly precipitation–runoff polygons to discriminate between different seasonality patterns; and (c) examine the value of precipitation–runoff polygons as a basis for catchment grouping and comparison. This study showed that some polygon metrics were as effective as monthly average runoff coefficients for illustrating differences between the 10 catchments. The use of precipitation–runoff polygons was especially helpful to look at the dynamics prevailing in specific months and better assess the coupling between precipitation and runoff and their relative degree of seasonality. This polygon methodology, linked with a range of quantitative metrics, could therefore provide a new simple tool for understanding and comparing seasonality among catchments.

Editor Z.W. Kundzewicz; Associate editor K. Heal

Citation Ali, G., Tetzlaff, D., Kruitbos, L., Soulsby, C., Carey, S., McDonnell, J., Buttle, J., Laudon, H., Seibert, J., McGuire, K., and Shanley, J., 2013. Analysis of hydrological seasonality across northern catchments using monthly precipitation–runoff polygon metrics. Hydrological Sciences Journal, 59 (1), 56–72.     

Transferability of hydrological model parameter spaces in the estimation of runoff in ungauged catchments

Abstract

In this study, transferability options of the Hydrologiska Byråns Vattenbalansavdelning (HBV) hydrological model parameter (MP) spaces were investigated to estimate ungauged catchment runoff. Three approaches were applied in the study: MP space transfer from single, neighbouring and all potential donor catchments. The model performance was evaluated by a jackknife procedure, where one catchment at a time was treated as if ungauged, and behavioural MP sets from candidate donor catchments were used to estimate the “ungauged” runoff. The results showed that ungauged catchment runoff estimation could not be guaranteed by transferring MP sets from a single physiographically nearest donor catchment. Integrating MP sets typically from one to six donor catchments supplemented the lack of effective MP sets and improved the model performance at the ungauged catchments. In addition, the analysis results revealed that the model performance converged to an average performance when the MP sets of all potential donor catchments were integrated.     

Challenges of hydrological analysis for water resource development in semi-arid mountainous regions: case study in Iran

Abstract

This study modified the BTOPMC (Block-wise TOPMODEL with the Muskingum-Cunge routing method) distributed hydrological model to make it applicable to semi-arid regions by introducing an adjustment coefficient for infiltration capacity of the soil surface, and then applied it to two catchments above the dams in the Karun River basin, located in semi-arid mountain ranges in Iran. The application results indicated that the introduced modification improved the model performance for simulating flood peaks generated by infiltration excess overland runoff at a daily time scale. The modified BTOPMC was found to fulfil the need to reproduce important signatures of basin hydrology for water resource development, such as annual runoff, seasonal runoff, low flows and flood flows. However, it was also very clear that effective model use was significantly constrained by the scarcity of ground-gauged precipitation data. Considerable efforts to improve the precipitation data acquisition should precede water resource development planning.

Editor D. Koutsoyiannis     

The role of run-on for overland flow and the characteristics of runoff generation in the Loess Plateau,China

Abstract

The Loess Plateau in China is overlain by deep and loose soil. As in other semi-arid regions, convective precipitation produces storms, typically of short duration, relatively high intensity and limited areal extent. Infiltration excess (Hortonian mechanism) of precipitation is conventionally assumed to be more prominent than saturation excess (Dunne mechanism) for storm runoff generation. This assumption is true at a point during the storm. However, the runoff generation mechanism is altered when the runoff is conditioned by a lateral redistribution movement of water, i.e. run-on, as the spatial scale increases. In the Loess Plateau, the effects of run-on may be significant, because of the deep and loose surface soil layer. In this study, the role of run-on for overland flow in the Upper Wei River basin, located in the Loess Plateau, is evaluated by means of a simple numerical model at the hillslope scale. The results show that almost all the Hortonian overland flow infiltrates into the soil along the flat hillslope and dry gully before it reaches the river channel. Most of the runoff is generated from the saturated soil near the river channel and from the subsurface. The run-on process takes much longer than the infiltration, facilitating rainfall–runoff modelling at a daily time step. A hydrological model is employed to investigate the characteristics of runoff generation in the Upper Wei River basin. The analysis shows that the subsurface flow contribution to total streamflow is more than 53% from October to March, while the overland flow contribution exceeds 72% from April to September.

Editor D. Koutsoyiannis; Associate editor Dawen Yang

Citation Liu, D.F., Tian, F.Q., Hu, H.C., and Hu, H.P., 2012. The role of run-on for overland flow and the characteristics of runoff generation in the Loess Plateau, China. Hydrological Sciences Journal, 57 (6), 1107–1117.     

Snow and climate trends and their impact on seasonal runoff and hydrological drought types in selected mountain catchments in Central Europe

ABSTRACT

This study investigates changes in seasonal runoff and low flows related to changes in snow and climate variables in mountainous catchments in Central Europe. The period 1966–2012 was used to assess trends in climate and streamflow characteristics using a modified Mann–Kendall test. Droughts were classified into nine classes according to key snow and climate drivers. The results showed an increase in air temperature, decrease in snowfall fraction and snow depth, and changes in precipitation. This resulted in increased winter runoff and decreased late spring runoff due to earlier snowmelt, especially at elevations from 1000 to 1500 m a.s.l. Most of the hydrological droughts were connected to either low air temperatures and precipitation during winter or high winter air temperatures which caused below-average snow storages. Our findings show that, besides precipitation and air temperature, snow plays an important role in summer streamflow and drought occurrence in selected mountainous catchments.     

Inter‐comparison of hydro‐climatic regimes across northern catchments: synchronicity,resistance and resilience

The higher mid‐latitudes of the Northern Hemisphere are particularly sensitive to climate change as small differences in temperature determine frozen ground status, precipitation phase, and the magnitude and timing of snow accumulation and melt. An international inter‐catchment comparison program, North‐Watch, seeks to improve our understanding of the sensitivity of northern catchments to climate change by examining their hydrological and biogeochemical responses. The catchments are located in Sweden (Krycklan), Scotland (Mharcaidh, Girnock and Strontian), the United States (Sleepers River, Hubbard Brook and HJ Andrews) and Canada (Catamaran, Dorset and Wolf Creek). This briefing presents the initial stage of the North‐Watch program, which focuses on how these catchments collect, store and release water and identify ‘types’ of hydro‐climatic catchment response. At most sites, a 10‐year data of daily precipitation, discharge and temperature were compiled and evaporation and storage were calculated. Inter‐annual and seasonal patterns of hydrological processes were assessed via normalized fluxes and standard flow metrics. At the annual‐scale, relations between temperature, precipitation and discharge were compared, highlighting the role of seasonality, wetness and snow/frozen ground. The seasonal pattern and synchronicity of fluxes at the monthly scale provided insight into system memory and the role of storage. We identified types of catchments that rapidly translate precipitation into runoff and others that more readily store water for delayed release. Synchronicity and variance of rainfall–runoff patterns were characterized by the coefficient of variation (cv) of monthly fluxes and correlation coefficients. Principal component analysis (PCA) revealed clustering among like catchments in terms of functioning, largely controlled by two components that (i) reflect temperature and precipitation gradients and the correlation of monthly precipitation and discharge and (ii) the seasonality of precipitation and storage. By advancing the ecological concepts of resistance and resilience for catchment functioning, results provided a conceptual framework for understanding susceptibility to hydrological change across northern catchments. Copyright © 2010 John Wiley & Sons, Ltd.     

Comparison of different structures for a monthly water yield model in seasonally snow-covered mountainous watersheds of Iran

Abstract

This paper attempts to search for a suitable structure of a monthly water yield model applicable for seasonally snow-covered mountainous catchments located in a semiarid area. In this respect several model structures based on a soil water balance concept were compared. The main distinction between the different structures was made by the inclusion of either a linear or a nonlinear transformation element for the conversion of overland flow or baseflow into total runoff. A combined water balance model having two main elements, a soil storage element generating excess water, and a transformation element conceptualized by a linear storage-discharge relationship, was found to be the most accurate.     

Simulating temporal variability in catchment response using a monthly rainfall–runoff model

Abstract

Temporal variability can result from shifts in climate, or from changes in the runoff response due to land- or water-use changes, and represents a potential source of uncertainty in calibrating hydrological models. Parameter values were determined using Monte Carlo parameter sampling methods for a monthly rainfall–runoff model (Pitman model) for different sub-periods on four catchments, with different types and degrees of temporal variability, in Australia and Africa. For some catchments, parameters were not dependent upon the sub-period used and fell within expected ranges given the relatively high degree of model equifinality. In other catchments, dependencies can be identified that are associated with signals contained within the sub-periods. While the Pitman model is relatively robust in the face of temporal variability, it is concluded that better simulations will always be obtained from calibration data that include signals representing the total variability in climate, land-use change and catchment responses.     

Spatial and temporal variability of the hydrological response in a small Mediterranean research catchment (Vallcebre,Eastern Pyrenees)

This paper analyses the spatial and temporal variability of the hydrological response in a small Mediterranean catchment (Cal Rodó). The first part of the analysis focuses on the rainfall–runoff relationship at seasonal and monthly scale, using an 8‐year data set. Then, using storm‐flow volume and coefficient, the temporal variability of the rainfall–runoff relationship and its relationship with several hydrological variables are analysed at the event scale from hydrographs observed over a 3‐year period. Finally, the spatial non‐linearity of the hydrological response is examined by comparing the Cal Rodó hydrological response with the Can Vila sub‐catchment response at the event scale. Results show that, on a seasonal and monthly scale, there is no simple relationship between rainfall and runoff depths, and that evapotranspiration is a factor that introduced some non‐linearity in the rainfall–runoff relationship. The analysis of monthly values also reveals the existence of a threshold in the relationship between rainfall and runoff depths, denoting a more contrasted hydrological response than the one usually observed in humid catchments. At the event scale, the storm‐flow coefficient has a clear seasonal pattern with an alternance between a wet period, when the catchment is hydrologically responsive, and a dry summer period, when the catchment is much less reactive to any rainfall. The relationship between the storm‐flow coefficient and rainfall depth, rainfall maximum intensity and base‐flow shows that observed correlations are the same as those observed for humid conditions, even if correlation coefficients are notably lower. Comparison with the Can Vila sub‐catchment highlights the spatial heterogeneity of the rainfall‐runoff relationship at the small catchment scale. Although interpretation in terms of runoff processes remains delicate, heterogeneities between the two catchments seem to be related to changes in the ratio between infiltration excess and saturation processes in runoff formation. Copyright © 2007 John Wiley & Sons, Ltd.     

On the use of mean monthly runoff to predict the flow–duration curve in ungauged catchments

ABSTRACT

We examine the applicability of predicting the daily flow–duration curve (FDC) using mean monthly runoff represented in its stochastic form (MM_FDC) to aid in predictions in ungauged basins, using long-term hydroclimatic data at 73 catchments of humid climate, in the eastern USA. The analysis uses soil hydrological properties, soil moisture storage capacity and the predominant runoff generation mechanism. The results show that MM_FDC did not distinguish the shapes of the upper and lower thirds of the FDC. The upper third is where the precipitation pattern and the antecedent moisture conditions are dominant, while the lower third is where drought-induced low flows and the evapotranspiration effect are prevalent. It is possible to use the MM_FDC to predict the middle third of the FDC (exceedence probabilities between 33% and 66%). The method is constrained by the catchment flow variability (slope of FDC), which changes in accordance with landscape properties and the predominant runoff generation mechanism.     

Climate models and hydrological parameter uncertainties in climate change impacts on monthly runoff and daily flow duration curve of a Mediterranean catchment

ABSTRACT

Climate models and hydrological parameter uncertainties were quantified and compared while assessing climate change impacts on monthly runoff and daily flow duration curve (FDC) in a Mediterranean catchment. Simulations of the Soil and Water Assessment Tool (SWAT) model using an ensemble of behavioural parameter sets derived from the Generalized Likelihood Uncertainty Estimation (GLUE) method were approximated by feed-forward artificial neural networks (FF-NN). Then, outputs of climate models were used as inputs to the FF-NN models. Subsequently, projected changes in runoff and FDC were calculated and their associated uncertainty was partitioned into climate model and hydrological parameter uncertainties. Runoff and daily discharge of the Chiba catchment were expected to decrease in response to drier and warmer climatic conditions in the 2050s. For both hydrological indicators, uncertainty magnitude increased when moving from dry to wet periods. The decomposition of uncertainty demonstrated that climate model uncertainty dominated hydrological parameter uncertainty in wet periods, whereas in dry periods hydrological parametric uncertainty became more important.

Editor M.C. Acreman; Associate editor S. Kanae     

Runoff generation in zero-order precambrian shield catchments: The stormflow response of a heterogeneous landscape

Hydrometric and isotopic (oxygen-18) observations were used to delineate the runoff processes operating in several headwater catchments on the Precambrian Shield of Canada. The catchments comprise patches of conifer forest situated on thin soils among areas of lichen-covered granitic bedrock. Horton overland flow occurred from the lichen-bedrock areas in all precipitation events that exceeded 4–6 mm. Runoff from the forest stands occurred mainly as subsurface stormflow, but in some instances saturation overland flow was observed. The occurrence of saturation overland flow was controlled by the topography of the bedrock beneath the forest soils. The area contributing runoff and the pathway by which water was conveyed to the catchment outflow switched from the open lichen-bedrock areas producing overland flow on the rising limb of the storm hydrograph to the forest stands contributing subsurface stormflow on the recession limb of the hydrograph. The areal extent and position of the landscape units in the basin were important to the rate and magnitude of stormflow production. Runoff was generated from the catchments only during and immediately after snowmelt and/or rainfall events. The catchments were dry and/or frozen for about 70% of the year.     

A distributed TOPMODEL for modelling impacts of land‐cover change on river flow in upland peatland catchments

There is global concern about headwater management and associated impacts on river flow. In many wet temperate zones peatlands can be found covering headwater catchments. In the UK there is major concern about how environmental change, driven by human interventions, has altered the surface cover of headwater blanket peatlands. However, the impact of such land‐cover changes on river flow is poorly understood. In particular, there is poor understanding of the impacts of different spatial configurations of bare peat or well‐vegetated, restored peat on river flow peaks in upland catchments. In this paper, a physically based, distributed and continuous catchment hydrological model was developed to explore such impacts. The original TOPMODEL, with its process representation being suitable for blanket peat catchments, was utilized as a prototype acting as the basis for the new model. The equations were downscaled from the catchment level to the cell level. The runoff produced by each cell is divided into subsurface flow and saturation‐excess overland flow before an overland flow calculation takes place. A new overland flow module with a set of detailed stochastic algorithms representing overland flow routing and re‐infiltration mechanisms was created to simulate saturation‐excess overland flow movement. The new model was tested in the Trout Beck catchment of the North Pennines of England and found to work well in this catchment. The influence of land cover on surface roughness could be explicitly represented in the model and the model was found to be sensitive to land cover. Copyright © 2014 John Wiley & Sons, Ltd.     

Comparison of the water balance for an undeveloped and a suburban catchment

Abstract

Two topographically similar adjacent catchments near Johannesburg, South Africa, one suburban, the other natural grassland, were monitored over a five year period to detect differences in runoff and hydrological balance. A network of raingauges, boreholes, flow gauges and water meters was installed. Evapotranspiration was modelled using observed weather data. Groundwater was estimated from tracer and other borehole tests. Surface runoff from the undeveloped and suburban catchments was 4% and 15% of rainfall respectively. Evapotranspiration was 63% of rainfall for both catchments. Sewage outflow was 83% of water consumption for the suburban catchment. Little change in water table level occurred in the suburban catchment, and garden watering probably balanced the high evaporation. Piped water supply was 16% of the precipitation on the catchment.     

Application of a rainfall-runoff model to three catchments in Iraq

Abstract

The capability of the Surface inFiltration Baseflow (SFB) conceptual rainfall-runoff model to simulate streamflow for three catchments selected from northern Iraq is investigated. These catchments differ in their climatic regimes and physical characteristics. Three versions of the model were tested: the original three-parameter model (SFB), the modified five-parameter model (SFB-5), and the modified six-parameter model (SFB-6). The available daily precipitation, potential evapotranspiration and runoff data were used in conjunction with a simulated annealing (SA) optimization technique to calibrate the various versions of the SFB model. A simple sensitivity analysis was then carried out to determine the relative importance of the model parameters. The study indicated that use of the original three parameter model was not adequate to simulate monthly streamflow in the selected catchments. The modified version (SFB-5) provided better runoff simulation than the original SFB model; overall a 19% increase was observed in the coefficient of determination (R²) between simulated and observed monthly runoff. The SFB-5 model performed with varying degrees of success among the catchments. The model performance in the validation stage was reasonable and comparable to that of the calibration stage. The sensitivity analysis of the SFB model for arid catchments revealed that the baseflow parameter (B) was the most sensitive one, while the S and F parameters were less sensitive than the B parameter.     

Precipitation,temperature and runoff analysis from 1950 to 2002 in the Yangtze basin,China / Analyse des précipitations,températures et débits de 1950 à 2002 dans le bassin du Yangtze,en Chine

Abstract

Abstract Monthly precipitation and temperature trends of 51 stations in the Yangtze basin from 1950–2002 were analysed and interpolated. The Mann-Kendall trend test was applied to examine the monthly precipitation and temperature data. Significant positive and negative trends at the 90, 95 and 99% significance levels were detected. The monthly mean temperature, precipitation, summer precipitation and monthly mean runoff at Yichang, Hankou and Datong stations were analysed. The results indicate that spatial distribution of precipitation and temperature trends is different. The middle and lower Yangtze basin is dominated by upward precipitation trend but by somewhat downward temperature trend; while downward precipitation trend and upward temperature trend occur in the upper Yangtze basin. This is because increasing precipitation leads to increasing cloud coverage and, hence, results in decreasing ground surface temperature. Average monthly precipitation and temperature analysis for the upper, middle and lower Yangtze basin, respectively, further corroborate this viewpoint. Analysis of precipitation trend for these three regions and of runoff trends for the Yichang, Hankou and Datong stations indicated that runoff trends respond well to the precipitation trends. Historical flood trend analysis also shows that floods in the middle and lower Yangtze basin are in upward trend. The above findings indicate that the middle and lower Yangtze basin is likely to face more serious flood disasters. The research results help in further understanding the influence of climatic changes on floods in the Yangtze basin, providing scientific background for the flood control activities in large catchments in Asia.     

Climate change impacts on surface water resources in the Rheraya catchment (High Atlas,Morocco)

This study aimed to quantify possible climate change impacts on runoff for the Rheraya catchment (225 km²) located in the High Atlas Mountains of Morocco, south of Marrakech city. Two monthly water balance models, including a snow module, were considered to reproduce the monthly surface runoff for the period 1989?2009. Additionally, an ensemble of five regional climate models from the Med-CORDEX initiative was considered to evaluate future changes in precipitation and temperature, according to the two emissions scenarios RCP4.5 and RCP8.5. The future projections for the period 2049?2065 under the two scenarios indicate higher temperatures (+1.4°C to +2.6°C) and a decrease in total precipitation (?22% to ?31%). The hydrological projections under these climate scenarios indicate a significant decrease in surface runoff (?19% to ?63%, depending on the scenario and hydrological model) mainly caused by a significant decline in snow amounts, related to reduced precipitation and increased temperature. Changes in potential evapotranspiration were not considered here, since its estimation over long periods remains a challenge in such data-sparse mountainous catchments. Further work is required to compare the results obtained with different downscaling methods and different hydrological model structures, to better reproduce the hydro-climatic behaviour of the catchment.

EDITOR M.C. Acreman

ASSOCIATE EDITOR R. Hirsch     

Infiltration in the Corgo River basin (northern Portugal): coupling water balances with rainfall—runoff regressions on a monthly basis

Abstract

A combination of water balances and rainfall—runoff regressions is used to calculate infiltration, overland flow, baseflow and change to the surface water reservoir, on a monthly basis; evapotranspiration from the underground reservoir, on an annual basis; and a lag phase of maximum infiltration and maximum baseflow within a hydrological year. The water balance equations are written for catchment areas formed on crystalline rocks and located in temperate climates. The regression lines are fitted to precipitations and river flows. In a first run, the model is tested with the Corgo River hydrographic basin, a small watershed in the Trás-os-Montes and Alto Douro province, northern Portugal. The results compare favourably with results of other groups, working under similar environmental conditions. The sensitivity of the model to changes in the basin characteristics and climate is tested by a second run using data from the Terva River basin, a nearby catchment that is much smaller than the Corgo basin and has a much lower effective precipitation, defined here as a difference between precipitation and potential evapotranspiration. As a consequence of having a lower effective precipitation, the river dry-out starts earlier in the Terva (May) than in the Corgo (June).     

Preliminary evaluation of the runoff processes in a remote montane cloud forest basin using Mixing Model Analysis and Mean Transit Time

In this study, the Mean Transit Time and Mixing Model Analysis methods are combined to unravel the runoff generation process of the San Francisco River basin (73.5 km²) situated on the Amazonian side of the Cordillera Real in the southernmost Andes of Ecuador. The montane basin is covered with cloud forest, sub‐páramo, pasture and ferns. Nested sampling was applied for the collection of streamwater samples and discharge measurements in the main tributaries and outlet of the basin, and for the collection of soil and rock water samples. Weekly to biweekly water grab samples were taken at all stations in the period April 2007–November 2008. Hydrometric data, Mean Transit Time and Mixing Model Analysis allowed preliminary evaluation of the processes controlling the runoff in the San Francisco River basin. Results suggest that flow during dry conditions mainly consists of lateral flow through the C‐horizon and cracks in the top weathered bedrock layer, and that all subcatchments have an important contribution of this deep water to runoff, no matter whether pristine or deforested. During normal to low precipitation intensities, when antecedent soil moisture conditions favour water infiltration, vertical flow paths to deeper soil horizons with subsequent lateral subsurface flow contribute most to streamflow. Under wet conditions in forested catchments, streamflow is controlled by near surface lateral flow through the organic horizon. Exceptionally, saturation excess overland flow occurs. By absence of the litter layer in pasture, streamflow under wet conditions originates from the A horizon, and overland flow. Copyright © 2011 John Wiley & Sons, Ltd.