中国气候变化南南合作对《巴黎协定》后适应谈判的影响

适应气候变化是发展中国家的重要谈判议题。《联合国气候变化框架公约》2015年达成《巴黎协定》后如何落实适应议题实施细则成为关注焦点。发达国家以温室气体排放总量大为理由,施压中国等发展中大国出资全球适应气候变化行动;发展中国家内部对适应气候变化受害方和出资方的划分存在较大分歧,造成适应议题下发展中国家集团难以形成合力,《巴黎协定》实施细则谈判进展缓慢。中国气候变化南南合作作为中国与其他发展中国家之间重要的气候变化领域合作形式,能否通过寻找发展中国家契合点,依据合理机制,对适应谈判发挥一定作用,须及早进行利弊分析及顶层设计。文章通过分析美欧日对外援助的机制、梳理非洲小岛国等主要发展中国家集团在应对气候变化不利影响方面的需求、总结以往中国适应项目对外援助情况的基础上,提出了今后中国气候变化南南合作与适应谈判中需要注意的问题,包括区分适应援助和减缓援助、避免中国气候变化南南合作的属性被误读等问题,为争取广阔外交利益、合理构建南南合作机制提供政策建议。     

气候变化适应行动进展及对我国行动策略的若干思考

巴厘岛会议,即《联合国气候变化框架公约》（简称《公约》）第13次缔约方会议,明确了将气候变化适应和减缓并重的立场,并对适应工作进行了一系列的安排和部署。通过介绍《公约》下适应认识的发展过程,阐述了巴厘岛会议针对适应行动的一些进展,讨论了我国在适应方面可开展的行动和关注的领域。分析认为,目前适应已成为和减缓并重的关注议题,适应行动的呼声越来越强烈,但行动的落实还需要经过漫长的过程,适应基金募集和分配在发达国家和发展中国家之间、发展中国家内部也将有一个艰难而激烈的谈判交锋。     

气候变化适应行动进展及对我国行动策略的若干思考

 巴厘岛会议,即《联合国气候变化框架公约》（简称《公约》）第13次缔约方会议,明确了将气候变化适应和减缓并重的立场,并对适应工作进行了一系列的安排和部署。通过介绍《公约》下适应认识的发展过程,阐述了巴厘岛会议针对适应行动的一些进展,讨论了我国在适应方面可开展的行动和关注的领域。分析认为,目前适应已成为和减缓并重的关注议题,适应行动的呼声越来越强烈,但行动的落实还需要经过漫长的过程,适应基金募集和分配在发达国家和发展中国家之间、发展中国家内部也将有一个艰难而激烈的谈判交锋。     

A typology of adaptation actions: A global look at climate adaptation actions financed through the Global Environment Facility

Climate change impacts threaten existing development efforts and achieving future sustainability goals. To build resilience and societal preparedness towards climate change, integration of adaptation into development is being increasingly emphasized. To date, much of the adaptation literature has been theoretical, reflecting the absence of empirical data from activities on the ground. However, the Funds established under the United Nations Framework Convention on Climate Change and managed by the Global Environment Facility, the Least Developed Countries Fund, the Special Climate Change Fund and the Strategic Priority for Adaptation, have approved financing for 133 adaptation projects in 70 countries with sufficient documented experience to allow for initial categorization and evaluation. This article provides the first substantial compendium of adaptation actions identified through the allocation and disbursement of these Funds and organizes these actions into a generalized typology of adaptation activities. The information obtained sheds new insight into what adaptation is, in practice, and suggests some next steps to strengthen the empirical database. Ten types of overarching adaptation activities were identified through an analysis of 92 projects financed through these Funds. This paper analyzes these adaptation activities and compares them with theoretical constructs of adaptation typologies. We find that many of the early ideas and concepts advanced by theoreticians are consistent with results from the field. The adaptation categories that recur the most in Global Environment Facility projects are enabling and relatively inexpensive measures, such as those related to capacity building, policy reform, and planning and management. However, a rich panoply of technical actions ranging from information and communications technology, to early warning systems, to new or improved infrastructure, are also identified as common project goals. Future refinements of the costs of various adaptation actions, the mixture of technical and management options, and evaluating the efficacy of actions implemented, will be key to informing the future global adaptation agenda.     

适应气候变化政策机制的国际经验与启示

中国高度重视适应气候变化工作,实行减缓与适应并重的应对气候变化原则,已出台适应气候变化相关的战略、规划等一系列政策文件。但总体来看,中国适应气候变化政策与行动尚处于起步阶段,面临着法规制度缺位、监测评估不足、组织协调机制不完善等挑战,适应气候变化政策的类型、数量和力度都明显弱于减缓。为完善中国适应气候变化政策与机制的框架设计,文中梳理了相关研究、《联合国气候变化框架公约》下的适应气候变化国际机制及主要国家经验,提出了一套完整闭环的适应气候变化核心决策流程及关键支撑机制,并重点从开展法制建设、制定适应战略（计划）、建立监测评估机制、构建协调机制和完善资金机制等五方面,归纳了主要国家的经验与启示,最终研究提出完善我国适应气候变化政策与机制框架设计的建议,包括加快建立和完善适应气候变化法制建设、加快构建国家适应气候变化的政策体系、加快完善国家适应气候变化的机制设计、加强适应气候变化支撑能力建设、推动适应气候变化的国际合作等。     

Climate change and the transition to neoliberal environmental governance

What are the guiding principles of contemporary international governance of climate change and to what extent do they represent neoliberal forms? We document five main political and institutional shifts within the UN Framework Convention on Climate Change (UNFCCC) and outline core governance practices for each phase. In discussing the current phase since the Paris Agreement, we offer to the emerging literature on international neoliberal environmental governance an analytical framework by which the extent of international neoliberal governance can be assessed. We conceptualize international neoliberal environmentalism as characterized by four main processes: the prominence of libertarian ideals of justice, in which justice is defined as the rational pursuit of sovereign self-interest between unequal parties; marketization, in which market mechanisms, private sector engagement and purportedly ‘objective’ considerations are viewed as the most effective and efficient forms of governance; governance by disclosure, in which the primary obstacles to sustainability are understood as ‘imperfect information’ and onerous regulatory structures that inhibit innovation; and exclusivity, in which multilateral decision-making is shifted from consensus to minilateralism. Against this framework, we argue that the contemporary UNFCCC regime has institutionalized neoliberal reforms in climate governance, although not without resistance, in a configuration which is starkly different than that of earlier eras. We conclude by describing four crucial gaps left by this transition, which include the ability of the regime to drive adequate ambition, and gaps in transparency, equity and representation.     

Climate change: long-term targets and short-term commitments

International negotiations under the UN Framework Convention on Climate Change could take several different approaches to advance future mitigation commitments. Options range from trying to reach consensus on specific long-term atmospheric concentration targets (e.g. 550 ppmv) to simply ignoring this contentious issue and focusing instead on what can be done in the nearer term. This paper argues for a strategy that lies between these two extremes. Internationally agreed threshold levels for certain categories of impacts or of risks posed by climate change could be translated into acceptable levels of atmospheric concentrations. This could help to establish a range of upper limits for global emissions in the medium term that could set the ambition level for negotiations on expanded GHG mitigation commitments. The paper thus considers how physical and socio-economic indicators of climate change impacts might be used to guide the setting of such targets. In an effort to explore the feasibility and implications of low levels of stabilisation, it also quantifies an intermediate global emission target for 2020 that keeps open the option to stabilise at 450 ppmv CO₂ If new efforts to reduce emissions are not forthcoming (e.g. the Kyoto Protocol or similar mitigation efforts fail), there is a significant chance that the option of 450 ppmv CO₂ is out of reach as of 2020. Regardless of the preferred approach to shaping new international commitments on climate change, progress will require improved information on the avoided impacts climate change at different levels of mitigation and careful assessment of mitigation costs.     

应对气候变化进程中纳入性别考虑的进展与启示

女性在应对气候变化中处于不利地位,也是应对气候变化中不可忽视的力量。国际社会已逐渐认识到在应对气候变化进程中纳入性别考虑的重要意义,性别议题在气候谈判中的主流化趋势明显,《联合国气候变化框架公约》执行层面纳入性别考虑取得了长足的进展,以全球环境基金、绿色气候基金为代表的《联合国气候变化框架公约》资金机制已将性别政策纳入机构政策体系,并积极在项目层面推动性别政策的实施。虽然国际气候变化领域的性别主流化工作取得了较大进展,但仍存在女性参与气候变化决策的程度不足、减缓领域纳入性别考虑的程度不足等问题。目前中国气候变化领域对性别的关注不足,建议加强气候变化领域的性别问题研究,为履约工作提供支撑;在应对气候变化相关的政策体系中纳入性别考虑,加强与性别领域的沟通协作;加强气候变化相关机构性别主流化能力建设,明确职责安排;加强气候变化领域国内项目、“一带一路”项目和“南南合作”项目的性别主流化;切实加强中国女性应对气候变化能力,提高女性对气候行动的参与度。     

Climate negotiations beyond Kyoto: developing countries concerns and interests

Five years down the road from Kyoto, the Protocol that bears that city’s name still awaits enough qualifying ratifications to come into force. While attention has been understandably focussed on the ratification process, it is time to begin thinking about the next steps for the global climate regime, particularly in terms of a deeper inclusion of developing countries’ concerns and interests. This paper begins doing so from the perspective of the developing countries. The principal argument is that we need to return to the basic principles outlined in the Framework Convention on Climate Change in searching for a north-south bargain on climate change. Such a bargain may be achievable if we can realign the policy architecture of the climate regime to its original stated goals of sustainable development.     

Governmentality and the climate-development nexus: The case of the EU Global Climate Change Alliance

This article uses a governmentality perspective to uncover the power effects of the external climate change adaptation assistance provided by the European Union (EU) through its flagship initiative in this regard: the Global Climate Change Alliance. By drawing upon a body of literature that conceptualizes the established international architecture in this regard as rooted in power relations, this article opens up our current perspective of the EU as an international climate actor. An analysis of policy documents and targeted semi-structured interviews reveals that the EU discursively emphasizes the responsibility of partner countries to manage risk and become ‘resilient’ to climate impacts, while downplaying the transformative potential of adaptation for development. We see this dynamic further reflected in GCCA policy techniques, which promote the production of quantified and depoliticized knowledge on adaptation. This in its turn further guides the allocation of GCCA support and is instrumentalized in order to establish a stable identity for the organization and reproduce the EU as a climate leader in this regard.     

气候变化对中国水资源影响的适应性评估与管理框架

 通过论述气候变化对中国水资源影响的适应性评估与管理框架,提出一个气候变化影响决策评估工具,它包括：未来气候变化对中国水资源潜在影响的定性描述分析、半定量与定量分析以及适应性对策评估。由于不同气候区域所面临的水资源问题不同,选择中国4个典型案例区域,并确定不同的目标进行气候变化适应性管理综合研究,提出了甄别气候变化影响和适应性管理的新的思路、框架与方法论。该项研究为应对未来气候变化影响的水资源规划与风险管理提供了途径与方法。     

气候变化对中国水资源影响的适应性评估与管理框架

通过论述气候变化对中国水资源影响的适应性评估与管理框架,提出一个气候变化影响决策评估工具,它包括：未来气候变化对中国水资源潜在影响的定性描述分析、半定量与定量分析以及适应性对策评估。由于不同气候区域所面临的水资源问题不同,选择中国4个典型案例区域,并确定不同的目标进行气候变化适应性管理综合研究,提出了甄别气候变化影响和适应性管理的新的思路、框架与方法论。该项研究为应对未来气候变化影响的水资源规划与风险管理提供了途径与方法。     

The political sustainability of climate policy: The case of the UK Climate Change Act

This paper assesses the forces working for and against the political sustainability of the UK 2008 Climate Change Act. The adoption of the Act is seen as a landmark commitment to action on climate change, but its implementation has not been studied in any depth. Recent events, including disagreements over the fourth carbon budget and the decarbonisation of the electricity sector, shows that while the Act might appear to lock in a commitment to reducing emissions through legal means, this does not guarantee political lock-in. The assumption, made by some proponents of the Act, that accountability of political leaders to a public concerned about climate change, via Parliament, would provide the main political underpinning to the Act is criticised. An analysis of alternative sources of political durability is presented, drawing on a framework for understanding the sustainability of reform developed by Patashnik. It is argued that the Act has helped create major institutional transformations, although the degree to which new institutions have displaced the power of existing ones is limited. The Act has produced some policy feedback effects, especially in the business community, and some limited investment effects, but both have been insufficient to withstand destabilisation by recent party political conflicts. The Climate Change Act remains at risk.     

未来联合国气候变化谈判的核心内容及前景展望——“巴厘路线图”解读

详细介绍了《联合国气候变化框架公约》缔约方会议第13次会议通过的"巴厘路线图"的具体内容。"巴厘路线图"规划了未来两年将要谈判的重要议题,包括发达国家在2012年后减排温室气体义务;发展中国家未来温室气体减排行动;适应气候变化;发达国家未来向发展中国家提供技术转让、资金支持和能力建设等。这些议题谈判的成败,将对未来保护气候的国际努力、对未来全球的气候环境产生决定性影响,从而对谈判前景做了分析     

国家自主决定贡献的特征研究

国家自主贡献（NDC）机制于2015年巴黎气候变化大会确立,要求各缔约方参考各国国情以“自下而上”的方式提出应对气候变化目标。汇总梳理了作为国家自主贡献前身的国家自主决定贡献（INDC）164份,总结提出了各国文件的共性框架,重点对减缓和适应目标、实施条件和公平性等4类特征进行了统计分析。研究发现,各缔约方国家自主决定贡献文本差异显著,虽然具有共性框架,但是在具体目标阐述方式、覆盖经济行业及温室气体范围、实施条件和公平性阐述等方面选择迥异,此外,气候变化谈判立场对缔约方国家自主决定贡献承诺内容和形式的选择具有较大影响。     

未来联合国气候变化谈判的核心内容及前景展望——“巴厘路线图”解读

 详细介绍了《联合国气候变化框架公约》缔约方会议第13次会议通过的"巴厘路线图"的具体内容。"巴厘路线图"规划了未来两年将要谈判的重要议题,包括发达国家在2012年后减排温室气体义务;发展中国家未来温室气体减排行动;适应气候变化;发达国家未来向发展中国家提供技术转让、资金支持和能力建设等。这些议题谈判的成败,将对未来保护气候的国际努力、对未来全球的气候环境产生决定性影响,从而对谈判前景做了分析     

Landscape adaptation to climate change: Local networks,social learning and co-creation processes for adaptive planning

The development of legitimate, operative, and feasible landscape adaptation planning for climate change is dependent on the specific characteristics of the landscape and its inhabitants. Spatial patterns, culture, governance systems, socio-economic structures, planning methods, history, and collectively envisioned futures need to be accommodated. The literature suggests that landscape is a complex and dynamic socio-ecological system, the management and adaptation of which requires systemic and integrative approaches to respond to a wide variety of drivers of change, challenges, and interests. Based on activities developed in 15 European pilot landscapes, we identify some of the key factors and conditions affecting the generation of representative local networks for landscape adaptation to climate change. We illustrate how social learning and co-creation processes can be implemented in them and how their co-produced outcomes can help local communities overcome barriers and address critical issues in adaptive planning. Our results provide a framework for the creation of similar networks in other landscapes, exploring at the same time the interactions between the composition of networks, social learning, and the quality of the co-produced outputs as a fundamental step for the development of Landscape Adaptation Plans to Climate Change.     

Sources of human insecurity in the face of hydro-climatic change

Policy agendas increasingly respond to the perceived security threats of climate change, not least via its effects on water. Yet, solid links between climate, water, conflict and security have seldom been substantiated empirically. Drawing from the conceptual framework and empirical results of the EC-funded research project CLICO (‘Climate Change, Hydro-Conflict and Human Security’) which is presented in this Special Issue, this opening article looks at the conditions that shape conflict and insecurity, with a focus on the role of adaptation policies. We find three main sources of human insecurity: first, democratic deficits, which are more influential than hydro-climatic stresses; second, mal-adaptations, i.e. adaptations that have adverse effects for the security of some groups; and third, structural violence, often related to economic and state development. There is a systemic contradiction insofar as the pursuit of adaptation through state-led economic growth projects ends up producing new insecurities for parts of the population. Adaptation to hydro-climatic change, therefore, is likely to be a contested and painful process. Research on security and climate change must move beyond narrow investigations of conflict and study the links between structural violence and human insecurity, in particular the conditions and processes that reduce the options available to deal with potential insecurities.     

Climate negotiations beyond Kyoto: developing countries concerns and interests

Abstract

Five years down the road from Kyoto, the Protocol that bears that city's name still awaits enough qualifying ratifications to come into force. While attention has been understandably focussed on the ratification process, it is time to begin thinking about the next steps for the global climate regime, particularly in terms of a deeper inclusion of developing countries' concerns and interests. This paper begins doing so from the perspective of the developing countries. The principal argument is that we need to return to the basic principles outlined in the Framework Convention on Climate Change in searching for a north—south bargain on climate change. Such a bargain may be achievable if we can realign the policy architecture of the climate regime to its original stated goals of sustainable development.     

Thirty years on: Planetary climate planning and the Intergovernmental Negotiating Committee

On the occasion of the thirtieth anniversary of the United Nations Framework Convention on Climate Change, this principal supra-national institution remains paramount to the project of planetary climate planning and governance. Reflections on this anniversary should serve to recall the contestations through which this foundational institution was formed, and the delegate dynamics that continue to be reproduced in its wake. The contentious debates and political dynamics that afflicted the Intergovernmental Negotiating Committee tasked with crafting the Framework Convention on Climate Change, as well as dissension in the periphery, remain as relevant today as they were three decades ago. Reprising these dynamics through detailed historical and archival analysis, this article excavates the negotiations of the 1992 Framework Convention on Climate Change by the Intergovernmental Negotiating Committee, which met in 5 sessions during 1991–1992. The aim is to identify key fault-lines and conflicts in the lead-up to the finalization of the 1992 Convention, in order to demonstrate whose epistemic and normative commitments came to be reflected in the final outcome and to show how the legacy of this process endures to date. I seek to render visible actors and proposals peripheralized in the formation of planetary climate governance to extrapolate normative boundaries and proffer heterodox lessons from the margins.